Standard for Exchange of Nonclinical Data Implementation Guide:

Nonclinical Studies

Version 3.1.1 (Final)


Prepared by the

CDISC Standard for Exchange of Nonclinical Data Team



Notes to Readers

This implementation guide for nonclinical studies is based upon Version 1.5 of the CDISC Study Data Tabulation Model (SDTM).


Revision History


Date

Version

2021-03-30

3.1.1 Final

2016-06-27

3.1 Final

2011-04-30

3.0 Final


See Appendix F for Representations and Warranties, Limitations of Liability, and Disclaimers

CONTENTS

  1. INTRODUCTION

    7

    1. Purpose 7

    2. Organization of this Document 7

    3. Relationship to Prior CDISC Documents 8

    4. How to Read this Implementation Guide 8

  2. FUNDAMENTALS OF THE SDTM

    9

    1. The General Observation Classes 9

    2. Special-purpose Datasets 9

    3. The SENDIG Standard Domain Models 9

    4. Observations and Variables 11

    5. Creating a New Domain 12

  3. USING SEND IN THE CONTEXT OF A DATA EXCHANGE PACKAGE

    13

    1. Datasets and Domains 13

      1. Domain Model Variable-level Metadata 13

    2. Define-XML Metadata 14

      1. Dataset-level Metadata 14

        1. Keys 16

      2. Variable-level Metadata 18

        1. Origin Metadata 18

      3. Value-level Metadata 19

    3. Conformance 19

  4. ASSUMPTIONS FOR DOMAIN MODELS

    21

    1. General Domain Assumptions 21

      1. Additional Timing Variables 21

      2. Order of the Variables 21

      3. Core Variables 21

      4. Additional Guidance on Dataset File Naming 21

    2. General Variable Assumptions 22

      1. Variable-naming Conventions 22

      2. Two-character Domain Identifier 22

      3. Identification of Subjects and Pools of Subjects 22

      4. Text Case in Submitted Data 23

      5. Convention for Missing Values 23

      6. Grouping Variables and Categorization 23

      7. Use of FOCID for Study-specific Points of Interest 24

      8. Use of the Invariant Record Identifier (--RECID) 25

      9. Use of the Unscheduled Flag (--USCHFL) 25

    3. Coding and Controlled Terminology Assumptions 26

      1. Types of Controlled Terminology 26

      2. Controlled Terminology Text Case 26

      3. Controlled Terminology Values 26

      4. Use of Controlled Terminology and Arbitrary Codes 26

      5. Use of “Yes” and “No” Values 26

      6. Use of Combined Terms for Qualifier Variables 26

        1. A Single Concept Represented by Multiple Values 26

        2. Multiple Concepts Represented by Multiple Values 27

      7. Mapping Controlled Terminology 27

    4. Timing Assumptions 27

      1. Formats for Date/Time Variables 28

      2. Date/Time Precision 28

      3. Intervals of Time and Use of Duration for --DUR Variables 29

      4. Populating Study Day Variables 31

        1. Use of VISITDY 31

        2. Use of --NOMDY and --NOMLBL 31

      5. Representing Additional Study Days 32

      6. Representing Timing in a Findings Domain 32

        1. Date and Time in a Findings Domain 32

      7. Representing Timing 33

        1. Actual Timing 33

        2. Planned Timing 34

    5. Other Assumptions 38

      1. Original and Standardized Results of Findings and Tests Not Done 38

        1. Original and Standardized Results 38

        2. Result Significance 39

        3. Tests Not Done 39

        4. Example of Original and Standardized Results and Test Not Done 39

        5. Standardizing Units Within a Study 41

      2. Text Strings That Exceed the Maximum Length for General Observation Class Domain Variables 41

        1. Test Name (--TEST) Greater Than 40 Characters 42

        2. Text Strings Greater than 200 Characters in Other Variables 42

      3. Biological Significance for Findings Observation Class Data 43

      4. Supplemental Reason Variables 43

      5. Derived Records 43

  5. MODELS FOR SPECIAL-PURPOSE DOMAINS

    45

    1. Demographics 45

      1. Demographics – DM 45

        1. Assumptions for (DM) Demographics Domain Model 46

        2. Examples for Demographics (DM) Domain Model 47

    2. Comments 49

      1. Comments – CO 49

        1. Assumptions for Comments (CO) Domain Model 50

        2. Examples for Comments (CO) Domain Model 50

    3. Subject Elements 51

      1. Subject Elements – SE 51

        1. Assumptions for Subject Elements (SE) Domain Model 52

        2. Examples for Subject Elements (SE) Domain Model 53

  6. DOMAIN MODELS BASED ON THE GENERAL OBSERVATION CLASSES

    57

    1. Interventions 57

      1. Exposure – EX 57

        1. Assumptions for Exposure (EX) Domain Model 59

        2. Examples for Exposure (EX) Domain Model 60

    2. Events 64

      1. Disposition – DS 64

        1. Assumptions for Disposition (DS) Domain Model 65

        2. Examples for Disposition (DS) Domain Model 66

    3. Findings 67

      1. Body Weight – BW 67

        1. Assumptions for Body Weight (BW) Domain Model 68

        2. Examples for Body Weight (BW) Domain Model 69

      2. Body Weight Gain – BG 70

        1. Assumptions for Body Weight Gain (BG) Domain Model 71

        2. Examples for Body Weight Gain (BG) Domain Model 71

      3. Clinical Observations – CL 73

        1. Assumptions for Clinical Observations (CL) Domain Model 75

        2. Examples for Clinical Observations (CL) Domain Model 76

      4. Death Diagnosis and Details – DD 85

        1. Assumptions for Death Diagnosis and Details (DD) Domain Model 85

        2. Examples for Death Diagnosis And Details (DD) Domain Model 86

      5. Food and Water Consumption – FW 86

        1. Assumptions for Food and Water Consumption (FW) Domain Model 88

        2. Examples for Food And Water Consumption (FW) Domain Model 88

      6. Laboratory Test Results – LB 91

        1. Assumptions for Laboratory Test Results (LB) Domain Model 94

        2. Examples for Laboratory Test Results (LB) Domain Model 95

      7. Macroscopic Findings – MA 98

        1. Assumptions for Macroscopic Findings (MA) Domain Model 99

        2. Examples for Macroscopic Findings (MA) Domain Model 100

      8. Microscopic Findings – MI 104

        1. Assumptions for Microscopic Findings (MI) Domain Model 106

        2. Examples for Microscopic Findings (MI) Domain Model 108

      9. Organ Measurements – OM 113

        1. Assumptions for Organ Measurements (OM) Domain Model 114

        2. Examples for Organ Measurements (OM) Domain Model 115

      10. Palpable Masses – PM 116

        1. Assumptions for Palpable Masses (PM) Domain Model 117

        2. Examples for Palpable Masses (PM) Domain Model 118

      11. Pharmacokinetics Concentrations – PC 122

        1. Assumptions for Pharmacokinetics Concentrations (PC) Domain Model 125

        2. Examples for Pharmacokinetics Concentrations (PC) Domain Model 126

      12. Pharmacokinetics Parameters – PP 127

        1. Assumptions for Pharmacokinetics Parameters (PP) Domain Model 128

        2. Examples for Pharmacokinetics Parameters (PP) Domain Model 129

        3. Relating PP Records to PC Records – RELREC is Optional at this Time for SEND 129

        4. Suggestions for Implementing RELREC in the Submission of Pharmacokinetic Data 140

        5. Conclusions 140

      13. PC PP Cross-domain Examples 141

        1. PC PP Cross-domain Example 1 141

        2. PC PP Cross-domain Example 2 144

        3. PC PP Cross-domain Example 3 146

      14. Subject Characteristics – SC 149

        1. Assumptions for Subject Characteristics (SC) Domain Model 150

        2. Example for Subject Characteristics (SC) Domain Model 150

        3. List of Tests for Subject Characteristics (SC) Domain Model 151

      15. Tumor Findings – TF 151

        1. Assumptions for Tumor Findings (TF) Domain Model 153

        2. Examples for Tumor Findings (TF) Domain Model 153

      16. Vital Signs – VS 156

        1. Assumptions for Vital Signs (VS) Domain Model 158

        2. Examples for Vital Signs (VS) Domain Model 158

      17. ECG Test Results – EG 160

        1. Assumptions for ECG Test Results (EG) Domain Model 162

        2. Examples for ECG Test Results (EG) Domain Model 163

      18. Cardiovascular Test Results – CV 168

        1. Assumptions for Cardiovascular (CV) Domain Model 170

        2. Examples for Cardiovascular (CV) Domain Model 170

      19. Respiratory Test Results – RE 174

        1. Assumptions for Respiratory Test Results (RE) Domain Model 176

        2. Examples for Respiratory Test Results (RE) Domain Model 176

  7. TRIAL DESIGN MODEL DATASETS

    179

    1. Introduction to Trial Design Model Datasets 179

      1. Purpose of Trial Design Model 179

      2. Definitions of Trial Design Concepts 179

    2. Trial Elements 180

      1. Trial Elements – TE 180

        1. Assumptions for Trial Elements (TE) Domain Model 180

        2. Examples for Trial Elements (TE) Domain Model 181

    3. Trial Arms 182

      1. Trial Arms – TA 182

        1. Assumptions for Trial Arms (TA) Domain Model 183

        2. Example for Trial Arms (TA) Domain Model 184

    4. Trial Sets 184

      1. Trial Sets – TX 185

        1. Assumptions for Trial Sets (TX) Domain Model 185

        2. Example for Trial Sets (TX) Domain Model 186

      2. Trial Set Codes 187

    5. Additional Examples of Trial Elements, Trial Arms, and Trial Sets 189

      1. Example 1. Parallel Design with Some Subjects Moving To Recovery 189

      2. Example 2. Study With Tk Subjects Within Same Protocol Group and Scheduled Necropsy 193

      3. Example 3. Study With Tk Subjects in Separate Protocol Groups 196

      4. Example 4. Study With Multiple Experimental Factors 200

      5. Example 5. Crossover Design (Latin Square) 207

    6. Trial Summary 210

      1. Trial Summary – TS 210

        1. Assumptions for Trial Summary (TS) Domain Model 211

        2. Examples for Trial Summary (TS) Domain Model 211

      2. Trial Summary Codes 214

      3. Use of Null Flavor 219

  8. REPRESENTING RELATIONSHIPS AND DATA

    222

    1. Relating Groups of Records Within a Domain Using the --GRPID Variable 223

      1. --GRPID Example 223

    2. RELATING RECORDS - RELREC 224

      1. Assumptions for Related Records (RELREC) Domain model 224

      2. RELREC Examples for Record-To-Record Relationships 225

      3. Examples of Domain-To-Domain Relationships for Masses (--SPID) 227

      4. Relating Nonstandard Variables Values To a Parent Domain 228

    3. Supplemental Qualifiers - SUPP-- Datasets 229

      1. Submitting Supplemental Qualifiers 230

        1. SUPP-- Examples 230

        2. When Not to Use Supplemental Qualifiers 230

        3. Reserved Values for QNAM and QLABEL 231

    4. Relating Comments to a Parent Domain 231

    5. Relating Findings to Multiple Subjects - Subject Pooling 231

      1. Pool Definition - POOLDEF 233

        1. Assumptions for Pool Definition (POOLDEF) Domain Model 233

        2. Examples for Pool Definition (POOLDEF) Domain Model 233

    6. HOW TO DETERMINE WHERE DATA BELONG IN SEND 233

  9. APPENDICES

    234

Appendix A: CDISC SEND Team 234

Appendix B: Glossary and Abbreviations 236

Appendix C: Mapping To tumor.xpt File 237

Appendix D: Revision History 241

APPENDIX E: SDTM VARIABLES TO NEVER USE IN SEND 242

Appendix F: Representations and Warranties, Limitations of Liability, and Disclaimers 244

  1. Introduction

    1. Purpose

      This document is the Clinical Data Interchange Standards Consortium (CDISC) Standard for Exchange of Nonclinical Data Implementation Guide (SENDIG) for nonclinical studies, which has been prepared by the CDISC SEND Team. The SENDIG is intended to guide the organization, structure, and format of standard nonclinical tabulation datasets for interchange between organizations such as sponsors and contract research organizations (CROs), and for submission to regulatory authorities such as the US Food and Drug Administration (FDA).

      The SENDIG is based upon and should be used in close concert with Version 1.5 of the CDISC Study Data Tabulation Model (SDTM), available at https://www.cdisc.org/standards/foundational/sdtm. The SDTM describes the conceptual model for representing study data for electronic data interchange and should be read prior to reading the SENDIG. The SENDIG provides specific domain models, assumptions, business rules, and examples for preparing standard nonclinical tabulation datasets that are based on the SDTM. This version of the SENDIG is designed to support data typically found in single-dose general toxicology, repeat-dose general toxicology, and carcinogenicity studies, as well as respiratory and cardiovascular testing done during safety pharmacology studies. The SENDIG can be used to represent data for other study types. Note that SEND is an exchange standard, rather than a presentation format; it is assumed that tabulation data will be transformed by software tools to better support viewing and analysis.

      Conformance with the guidelines in this document does not guarantee that data can support all types of analysis. Science and regulation should determine what data should be collected and how. The analyses that the data need to support should be accounted for before mapping the data into the exchange format.

      Because the FDA has been the leading regulator in encouraging the development of SEND, this document references some specific implementation requirements for that agency. The CDISC SEND Team welcomes input from other regulatory agencies so that future versions of the SENDIG can be maximally useful in all regions. SEND is expected to be referenced by the FDA in guidance documents, and audiences are advised to refer to these guidance documents for the most current agency recommendations for the submission of nonclinical data.

      Standardized datasets are expected to support (1) the FDA's efforts to develop a repository for all submitted study data, and (2) a suite of standard review tools to access, query, and view the tabulations.

    2. Organization of this Document

      This document is organized into the following sections:

    3. Relationship to Prior CDISC Documents

      The changes to the SENDIG since the prior version (v3.1) are limited to the Pharmacokinetics Concentrations (PC) and Pharmacokinetics Parameters (PP) domains, assumptions, and examples. These changes are intended to instruct the reader on the approach to populating PC and PP variables to create the time/concentration curve and to present well-formed examples of PC, PP, and cross-domain examples.

      A detailed list of all changes between SENDIG versions is provided in Appendix D, Revision History.

      A list of approved SDTM variables that should not be used in SEND datasets is provided in Appendix E, SDTM Variables to Never Use in SEND.

    4. How to Read this Implementation Guide

      The SENDIG is best read online so the reader can more easily navigate the many hyperlinks to internal and external references. Note that for the purposes of modeling nonclinical data using the SENDIG, the term "subject" is equivalent to an animal; the term "trial" is equivalent to a study, and "interventions" generally refers to exposure to drug.

      The following guidelines may be helpful in reading this document.

      1. First, read the SDTM to gain a general understanding of SDTM concepts.

      2. Next, read Sections 1-3 (Introduction, Fundamentals of the SDTM, and Using SEND in the Context of a Data Exchange Package) of this document to review the key concepts for preparing domains and submitting data to regulatory authorities. Refer to Appendix B, Glossary and Abbreviations, as necessary.

      3. Read Section 4, Assumptions for Domain Models.

        Note: The implementation examples for each domain help to provide an understanding regarding how to apply the domain models for specific types of data.

      4. Review Sections 5 and 6 (Models for Special-purpose Domains and Domain Models Based on the General Observation Classes) in detail, referring back to Section 4 as directed (hyperlinks are provided).


      5. Read Section 7, Trial Design Model Datasets, to understand the fundamentals of the Trial Design Model datasets and consider how to apply the concepts for typical protocols.

      6. Review Section 8, Representing Relationships and Data, to learn advanced concepts regarding how to express relationships between datasets and records, adding variables not specifically defined in the models, and representing single findings captured for multiple subjects.

      7. Review SEND Controlled Terminology (CT) available on the CDISC website at: http://www.cdisc.org/terminology.

      8. Finally, review the Appendices as appropriate.

  2. Fundamentals of the SDTM

    1. The General Observation Classes

      Most subject-level observations collected during the study should be represented according to 1 of the 3 SDTM general observation classes: Interventions, Events, or Findings. The lists of variables allowed to be used in each of these can be found in the SDTM.

      General assumptions for use with all domain models based on the general observation classes are described in Section 4, Assumptions for Domain Models; specific assumptions for individual domains are included with the domain model.

    2. Special-purpose Datasets

      In addition to the general observation classes, a submission will generally include a set of other special-purpose datasets of specific standardized structures to represent additional information. The SDTM includes 3 types of special-purpose datasets, each of which has a fixed structure:

    3. The SENDIG Standard Domain Models

      The following standard domains with their respective domain codes are included in this document.

      Special-Purpose Domains (Section 5)

      • Demographics – DM

      • Comments – CO

      • Subject Elements – SE

        Interventions General Observation Class (Section 6.1)

      • Exposure – EX

        Events General Observation Class (Section 6.2)

      • Disposition – DS

        Findings General Observation Class (Section 6.3)

      • Body Weight – BW

      • Body Weight Gain – BG

      • Clinical Observations – CL

      • Death Diagnosis and Details – DD

      • Food and Water Consumption – FW

      • Laboratory Test Results – LB

      • Macroscopic Findings – MA

      • Microscopic Findings – MI

      • Organ Measurements – OM

      • Palpable Masses – PM

      • Pharmacokinetics Concentrations – PC

      • Pharmacokinetics Parameters – PP

      • Subject Characteristics – SC

      • Tumor Findings – TF

      • Vital Signs – VS

      • ECG Test Results – EG

      • Cardiovascular Test Results – CV

      • Respiratory Test Results – RE

        Trial Design Domains (Section 7)

      • Trial Elements – TE

      • Trial Arms – TA

      • Trial Sets – TX

      • Trial Summary – TS

        Relationship Datasets (Section 8)

      • Related Records – RELREC

      • Supplemental Qualifiers – SUPP-- datasets

      • Pool Definition – POOLDEF

      A sponsor should submit only domain datasets for which data were actually collected (or directly derived from the collected data) for a given study. Decisions on what data to collect should be based on the scientific objectives of the study, rather than domains or examples presented in this guide. Although most studies will include DM, TX, TS, and

      a set of domains based on the 3 general observation classes, the actual domains used to represent study data will depend upon the needs of the recipient.

      When preparing datasets based on SENDIG domain models, sponsors must not add any variables other than specified identifier variables (See SDTM v1.5 Table 2.2.4), timing variables (SDTM v1.5 Table 2.2.5), or qualifier variables from the same general observation class (described in SDTM v1.5 Tables 2.2.1-2.2.3). The addition of non-standard variables will compromise the ability to use the datasets (e.g., to populate a data repository and/or use standard tools). See Appendix E, SDTM Variables to Never Use in SEND, for a list of SDTM variables that should never be used in SEND.

      As long as there are no data that can be mapped to a permissible variable, a sponsor may exclude the variable from a domain dataset, and the corresponding descriptions from the data definition file. New variables (other than those from the same general observation class) must not be added, and existing variables must not be renamed or modified for novel usage.

      The SDTM allows for the inclusion of the sponsor's non-SDTM variables using the Supplemental Qualifiers dataset structure, described in Section 8.3, Supplemental Qualifiers - SUPP-- Datasets. As the SDTM continues to evolve, certain additional standard variables may be added to the general observation classes. Sponsors wishing to nominate such variables for future consideration should provide a rationale and description of the proposed variable(s), along with representative examples, to the CDISC SEND Team via the CDISC website (https://www.cdisc.org/contact).

    4. Observations and Variables

      The SDTM is built around the concept of observations collected about subjects included in a study. The SENDIG is based on the SDTM general framework for organizing nonclinical study information that is to be transferred between parties or submitted to regulatory authorities.

      Each observation is described by a series of variables corresponding to a row in a dataset or table. Each variable can be classified according to its role. A role determines the type of information conveyed by the variable about each distinct observation and how it can be used. Variables can be classified into 5 major roles:

      • Identifier variables identify the study, subject, domain, pool identifier, and sequence number of the record.

      • Topic variables specify the focus of the observation (e.g., the name of a lab test).

      • Qualifier variables include additional illustrative text or numeric values that describe the results or additional traits of the observation (e.g., units, descriptive adjectives).

      • Rule variables express an algorithm or executable method to define start, end, and branching or looping conditions in the Trial Design Model datasets.

      • Timing variables describe the timing of the observation (e.g., start date and end date). The set of qualifier variables can be further categorized into 5 subclasses:

      • Grouping qualifiers are used to group together a collection of observations within the same domain. Examples include --CAT and --SCAT.

      • Result qualifiers describe the specific results associated with the topic variable in a Findings dataset. They answer the question raised by the topic variable. Result qualifiers include --ORRES, --STRESC, and -- STRESN.

      • Synonym qualifiers specify an alternative name for a particular variable in an observation. Examples include --MODIFY and --DECOD, which are equivalent terms for a --TRT or --TERM topic variable, and -

        -TEST, which is an equivalent term for a --TESTCD.

      • Record qualifiers define additional attributes of the observation record as a whole (rather than describing a particular variable within a record). Examples include AGE, SEX, SPECIES, and STRAIN in the Demographics (DM) domain and --REASND, --BLFL, --LOC, --SPEC, and --NAM in a Findings domain.

      • Variable qualifiers are used to further modify or describe a specific variable within an observation and are only meaningful in the context of the variable they qualify. Examples include --ORRESU, --ORNRHI, and

      --ORNRLO, all of which are variable qualifiers of --ORRES, and --DOSU, which is a variable qualifier of -

      -DOSE.

    5. Creating a New Domain

      The creation of new domains is an ongoing activity of both the CDISC Submission Data Standards (SDS) and SEND teams. Before creating a new domain or attempting to represent data in a sponsor-defined domain, check with these teams to see if implementation guidance for this type of data exists or is being developed. Even though domains not described in this SENDIG may not be able to be evaluated for conformance with this standard, all domains must conform to the principles in the SDTM.

  3. Using SEND in the Context of a Data Exchange Package

    1. Datasets and Domains

      Test results, examinations, and observations for subjects in a nonclinical study are represented in a series of SEND domains. A domain is defined as a collection of logically related observations with a common topic. The logic of the relationship may pertain to the scientific subject matter of the data or to its role in the study. Typically, each domain is represented by a single dataset.

      When determining which general-observation class domain model is appropriate for reporting specific observations, refer to the domain definition included in the Assumptions section for each domain model (see Section 6, Domain Models Based on the General Observation Classes). For Findings domains that have a controlled terminology codelist associated with the --TESTCD and --TEST variables, a review of that codelist also provides guidance.

      Although the domain name is carefully selected, it is the structures and specifications within the domain that drive placement of data. It is important to note that the domain structure is only used for organizational purposes. The -- TEST and --METHOD variable entries in the domain contribute to the identification of the test performed and the conditions under which the test was performed; the domain name or organization is not intended to imply any of this information.

      Each domain dataset is distinguished by a unique 2-character code that should be used consistently throughout the submission. This code, which is represented in the SDTM variable named DOMAIN, is used in 4 ways: as the dataset name, as the value of the DOMAIN variable in that dataset, as a prefix for most variable names in that dataset, and as a value in the RDOMAIN variable in relationship tables (see Section 8, Representing Relationships and Data).

      All datasets are structured as flat files with rows representing observations and columns representing variables.

      1. Domain Model Variable-level Metadata

        The specification of each domain in this guide begins with a table describing the domain's variables (a row for each) and their associated attributes (the columns across).

        The following are the attributes (columns) used in this guide to describe each domain's variables:

        • The Variable Name column specifies the name of the variable; in other words, the name of the column of the dataset (e.g., "STUDYID").

        • The Variable Label column specifies a descriptive label for the variable (e.g., "Study Identifier").

        • The Type column specifies the data type of the variable. This must be "Num" for numeric data and "Char" for character (or alphanumeric) data.

        • The Controlled Terms, Codelist, or Format column specifies any controlled terminology or formats that apply to the variable. Controlled lists are surrounded with parentheses (e.g., "(BWTESTCD)" for the BWTESTCD Controlled Terminology Codelist). When a fixed value (e.g., the value for the DOMAIN variable) applies, the available value will be displayed (e.g., "BW"). When a format applies, the name of the format will be displayed (e.g., "ISO 8601" for the ISO 8601 date format).

        • The Role column specifies the role of the variable (see Section 2.4, Observations and Variables).

        • The CDISC Notes column specifies details about the proper use of the variable (e.g., description of the variable's purpose, intended use, rules governing its population, example values).

        • The Core column specifies whether the variable is "Req" (required), "Exp" (expected), or "Perm" (permissible); (see Section 4.1.3, Core Variables).

    2. Define-XML Metadata

      A data definition file (see the Define-XML specification, available at https://www.cdisc.org/standards/data- exchange/define-xml) is expected to accompany any transfer of SEND datasets, so that the contents of the datasets are understood. In addition, a data definition file should accompany each study in a submission, according to the FDA Study Data Technical Conformance Guide (https://www.fda.gov/media/143550/download).

      1. Dataset-level Metadata

        The data definition file that accompanies any data exchange package should describe each dataset included in the submission and describe each dataset's natural key structure. Dataset definition metadata should include dataset filenames, descriptions, class, structure, purpose, keys, and location, as shown in Table 3.2.1.

        In the event that no records are present in a dataset, the empty dataset should not be submitted and should not be described in the data definition file.

        The Define-XML specification includes 7 distinct attributes to describe dataset-level metadata:

        • Dataset — the file name of the dataset or data domain name (e.g., "dm.xpt," "DM")

        • Description — a short description of the type of information contained within the dataset (e.g., "Demographics," "Laboratory Test Results")

        • Class — Intervention, Events, Findings, or Relationship domain

        • Structure — the level of detail represented by individual records in the dataset (e.g., "One record per subject," "One record per subject per visit," "One record per subject per event")

        • Purpose — purpose for the dataset (e.g., "Tabulation," "Analysis")

        • Keys (see also Section 3.2.1.1, Keys) — used to uniquely identify and index each record in a dataset; could function as foreign keys to facilitate linking to other datasets. Most datasets will have 2-5 key variables. Table 3.2.1 shows examples of the variables a sponsor might submit as natural keys for the datasets.

        • Location — folder and filename where the dataset can be found See the Define-XML specification for terms and exact case to be used.

        Table 3.2.1 Dataset Definition Metadata Example


        Dataset

        Description

        Class

        Structure

        Purpose

        Keys

        Location

        DM

        Demographics

        Special-Purpose Domain

        One record per subject

        Tabulation

        STUDYID, USUBJID

        dm.xpt

        CO

        Comments

        Special-Purpose Domain

        One record per comment

        Tabulation

        STUDYID, COSEQ

        co.xpt

        SE

        Subject Elements

        Special-Purpose Domain

        One record per element experienced per subject

        Tabulation

        STUDYID, USUBJID, ETCD, SESTDTC

        se.xpt

        EX

        Exposure

        Interventions

        One record per constant dosing interval per treatment per subject or pool

        Tabulation

        STUDYID, USUBJID or POOLID, EXTRT, EXSTDTC

        ex.xpt

        DS

        Disposition

        Events

        One record per subject

        Tabulation

        STUDYID, USUBJID

        ds.xpt

        BW

        Body Weights

        Findings

        One record per test per observation time per subject

        Tabulation

        STUDYID, USUBJID, BWTESTCD, BWDTC

        bw.xpt

        BG

        Body Weight Gains

        Findings

        One record per test per interval per subject

        Tabulation

        STUDYID, USUBJID, BGTESTCD, BGDTC, BGENDTC

        bg.xpt

        CL

        Clinical Observations

        Findings

        One record per finding per observation time per subject or pool

        Tabulation

        STUDYID, USUBJID or POOLID, CLTESTCD, CLCAT, CLORRES, CLLOC, CLDTC

        cl.xpt

        CV

        Cardiovascular

        Findings

        One record per test per observation time or evaluation interval per subject

        Tabulation

        STUDYID, USUBJID, CVTESTCD, CVTPTREF, CVTPTNUM

        cv.xpt

        DD

        Death Diagnosis and Details

        Findings

        One record per diagnosis per subject (for unscheduled deaths only)

        Tabulation

        STUDYID, USUBJID, DDORRES

        dd.xpt

        EG

        ECG

        Findings

        One record per test per observation time per subject

        Tabulation

        STUDYID, USUBJID, EGTESTCD, EGTPTREF, EGTPTNUM

        eg.xpt

        FW

        Food and Water Consumption

        Findings

        One record per test per interval per subject or pool

        Tabulation

        STUDYID, USUBJID or POOLID, FWTESTCD, FWDTC, FWENDTC

        fw.xpt

        LB

        Laboratory

        Findings

        One record per test per specimen per observation time per subject or pool

        Tabulation

        STUDYID, USUBJID or POOLID, LBTESTCD, LBSPEC, LBDTC, LBTPTNUM

        lb.xpt

        MA

        Macroscopic Findings

        Findings

        One record per finding per specimen per subject

        Tabulation

        STUDYID, USUBJID, MATESTCD, MAORRES, MASPEC, MAANTREG, MALAT, MADIR

        ma.xpt

        MI

        Microscopic Findings

        Findings

        One record per finding per specimen per subject

        Tabulation

        STUDYID, USUBJID, MITESTCD, MISTRESC, MISPEC, MIANTREG, MILAT, MIDIR

        mi.xpt

        OM

        Organ Measurements

        Findings

        One record per test per specimen per subject

        Tabulation

        STUDYID, USUBJID, OMTESTCD, OMSPEC, OMANTREG, OMLAT, OMDIR

        om.xpt

        PM

        Palpable Masses

        Findings

        One record per test per palpable mass per observation time per subject

        Tabulation

        STUDYID, USUBJID, PMTESTCD, PMSPID, PMDTC

        pm.xpt

        PC

        Pharmacokinetics Concentrations

        Findings

        One record per test per specimen per observation time per subject or pool

        Tabulation

        STUDYID, USUBJID or POOLID, PCTESTCD, PCSPEC, PCNOMDY, PCELTM, PCTPTREF

        pc.xpt

        PP

        Pharmacokinetics Parameters

        Findings

        One record per Pharmacokinetic Parameter per

        time-concentration profile per specimen per subject or pool

        Tabulation

        STUDYID, USUBJID or POOLID, PPTESTCD, PPCAT, PPSPEC, PPNOMDY, PPTPTREF

        pp.xpt

        RE

        Respiratory Test Results

        Findings

        One record per test per observation time or evaluation interval per subject

        Tabulation

        STUDYID, USUBJID, RETESTCD, REDTC, RETPT

        re.xpt

        SC

        Subject Characteristics

        Findings

        One record per characteristic per subject

        Tabulation

        STUDYID, USUBJID, SCTESTCD

        sc.xpt

        TF

        Tumor Findings

        Findings

        One record per tumor per specimen per subject

        Tabulation

        STUDYID, USUBJID, TFTESTCD, TFORRES, TFSPEC, TFANTREG, TFLAT, TFDIR

        tf.xpt

        VS

        Vital Signs

        Findings

        One record per measurement per observation time per subject

        Tabulation

        STUDYID, USUBJID, VSTESTCD, VSDTC, VSTPT

        vs.xpt

        TE

        Trial Elements

        Trial Design

        One record per planned Element

        Tabulation

        STUDYID, ETCD

        te.xpt

        TA

        Trial Arms

        Trial Design

        One record per planned Element per Arm

        Tabulation

        STUDYID, ARMCD, TAETORD

        ta.xpt

        TX

        Trial Sets

        Trial Design

        One record per Trial Set parameter per Trial Set

        Tabulation

        STUDYID, SETCD, TXPARMCD

        tx.xpt


        Dataset

        Description

        Class

        Structure

        Purpose

        Keys

        Location

        TS

        Trial Summary

        Trial Design

        One record per Trial Summary parameter value

        Tabulation

        STUDYID, TSPARMCD, TSSEQ

        ts.xpt

        POOLDEF

        Pool Definition

        Relationship Datasets

        One record per subject per pool

        Tabulation

        STUDYID, USUBJID, POOLID

        pooldef.xpt

        RELREC

        Related Records

        Relationship Datasets

        One record per related record, related group of records (e.g.,--GRPID), or related dataset

        Tabulation

        STUDYID, RDOMAIN, USUBJID, IDVAR, IDVARVAL, RELID

        relrec.xpt

        SUPP--

        Supplemental Qualifiers for (domain name)

        Relationship Datasets

        One record per IDVAR, IDVARVAL, and QNAM value per subject per related domain

        Tabulation

        STUDYID, RDOMAIN, USUBJID, IDVAR, IDVARVAL, QNAM

        supp--.xpt


        Because the purpose of the Keys column is to aid reviewers in understanding the structure of a dataset, sponsors should list all of the variables that comprise the natural key for each dataset. This key should define uniqueness for records within the corresponding dataset, and may define a record sort order. The naming of these keys should be consistent with the description of the structure in the Structure column.

        1. Keys

          1. Primary Keys

            A primary key is a set of 1 or more columns of a domain that uniquely defines each record and distinguishes it from any other record in the dataset. For all the general-observation class domains (and for some special-purpose domains), the --SEQ variable was created so that a unique record could be identified consistently across all of these domains using STUDYID, USUBJID or POOLID, DOMAIN, and --SEQ. In most domains, --SEQ will be a surrogate key for a set of variables that comprise the natural key.

            Primary keys can be surrogate keys or natural keys.

          2. Surrogate Keys

            A surrogate key is a single-part, artificially established identifier for a record. Surrogate key assignment is a special case of derived data, one where a portion of the primary key is derived. A surrogate key is immune to changes in business needs. A common way of deriving surrogate key values is to assign integer values sequentially. The --SEQ in the SDTM datasets is an example of a surrogate key.

          3. Natural Keys

            Natural keys are variables that exist in the data. The advantage of natural keys is that they exist already, precluding the introduction of a new, unnatural value to the data schema. One of the difficulties in choosing a natural key is that just about any natural key has the potential to change. Because they have business meaning, natural keys are effectively coupled to the business, and they may need to be reworked when business requirements change.[1] An example of such a change in nonclinical study data would be the addition of a position or location that becomes a key in a new study, but was not collected in previous studies.

            The following examples illustrate how to specify natural keys and include a case where a supplemental qualifier variable is referenced because it forms part of the natural key.

            This is an example of a Clinical Observations (CL) domain for physical examinations.

            Sponsor A chooses the following natural key for the CL domain:


            STUDYID, USUBJID, CLTESTCD, CLDY, CLTPT

Sponsor B collects data in such a way that the location (CLLOC) variable needs to be included in the natural key to identify a unique row, and the observation date (CLDTC) confers uniqueness. Sponsor B then defines the following natural key for the CL domain.


STUDYID, USUBJID, CLTESTCD, CLLOC, CLDTC

In certain instances, a supplemental qualifier (SUPP--) variable might also contribute to the natural key of a record for a particular domain, and therefore need to be referenced as part of the natural key for a domain. Note that a domain is not limited by physical structure. A domain may consist of more than 1 physical dataset (e.g., the main domain dataset and its associated supplemental qualifiers dataset; see Section 8.3, Supplemental Qualifiers - SUPP-- Datasets). Supplemental qualifiers variables should be referenced in the natural key by using a 2-part name. The term QNAM must be used as the first part of the name to indicate that the contributing variable exists in a domain- specific SUPP-- dataset. The second part is the value of QNAM that ultimately becomes a column reference when the SUPP-- records are added to the main domain dataset (e.g., QNAM.XVAR, when the SUPP-- record has a QNAM of "XVAR").

Continuing with the CL domain example:

Sponsor B might have used ultrasound as a method of measurement and might have collected additional information such as the makes and models of ultrasound equipment employed. The sponsor considers the make and model information to be essential data that contributes to the uniqueness of the test result, and so creates supplemental qualifier variables for make (QNAM = CLMAKE) and model (QNAM = CLMODEL). The natural key is then defined as follows:


STUDYID, USUBJID, CLTESTCD, CLLOC, CLDTC, QNAM.CLMAKE, QNAM.CLMODEL

This approach becomes very useful in a Findings domain when a sponsor might choose to employ generic -- TESTCD values rather than compound --TESTCD values. The use of generic test codes helps to create distinct lists of manageable controlled terminology for --TESTCD.

In studies where multiple repetitive tests or measurements are being made (e.g., in an arthritis study where repetitive measurements of bone erosion in the leg might be made using both x-ray and MRI equipment) one approach to recording this data might be to create an individual --TESTCD value for each measurement.

Taking just the phalanges, a sponsor might need to express the following in a test code in order to make it unique:

As a result, the preferred approach is to use a generic (or simple) test code that requires associated qualifier variables to fully express the test detail. Using this approach in the preceding example:

A generic --TESTCD value might be "EROSION" and the additional components of the compound test codes would be represented in a number of distinct qualifier variables. These may include domain variables (--LOC, etc.) and supplemental qualifier variables (QNAM.MAKE, QNAM.MODEL, etc.). Expressing the natural key becomes very important in this situation in order to communicate the variables that contribute to the uniqueness of a test.

If a generic --TESTCD were used the following variables would be used to fully describe the test conducted: the test is "EROSION", the location is "LEFT MCP I", the method of measurement is "ULTRASOUND", the make of the ultrasound machine is "ACME", and the model of the ultrasound machine is "U 2.1." This domain includes both domain variables and supplemental qualifier variables that contribute to the natural key of each row and describe the uniqueness of the test.


--TESTCD

--TEST

--LOC

--METHOD

QNAM.MAKE

QNAM.MODEL

EROSION

Erosion

LEFT MCP I

ULTRASOUND

ACME

U 2.1

References

1. Choose your wow! Agile Requirements Change Management. Updated 2005-2021. Accessed March 23, 2021. http://www.agilemodeling.com/essays/changeManagement.htm

      1. Variable-level Metadata

        Each dataset is described by metadata definitions that provide information about the variables used in the dataset. The Define-XML specification includes 7 distinct attributes to describe variable-level metadata:

        • The variable name (limited to 8 characters for compatibility with the SAS v5 transport file format)

        • A descriptive variable label, using up to 40 characters, which should be unique for each variable in the dataset

        • The data type (e.g. whether the variable value is a character or numeric)

        • The set of controlled terminology for the value or the presentation format of the variable

          (controlled term, codelist, or format); see Section 4.3, Coding and Controlled Terminology Assumptions

        • The origin of each variable 9e.g., whether it was collected or derived)

        • The role of the variable, which determines how the variable is used in the dataset. For SEND domain models, roles are used to represent the categories of variables (e.g., identifier, topic, timing; the 5 types of qualifiers).

        • Comments or other relevant information included by the sponsor as necessary to communicate information about the variable or its value content. Comments are not to be used just to copy the CDISC Notes.

        The domain models in Section 6, Domain Models Based on the General Observation Classes, illustrate how to apply the SDTM to create SEND-conforming datasets. In particular, each model illustrates the selection of a subset of the variables offered in one of the general-observation classes, along with the applicable identifier and timing variables. The models also show how a standard variable from a general observation class should be adjusted to meet the specific content needs of a particular domain, including specifying controlled terminology and creating domain- specific notes and examples. Thus, the domain models demonstrate not only how to apply the model for the most common domains, but also give insight on how to apply general model concepts to other domains not yet defined by CDISC.

        1. Origin Metadata

          The Origin column of the data definition file is used to indicate where the data originated. Its purpose is to unambiguously communicate to the reviewer whether the data were collected, derived (and thus traceable to some derivation algorithm), or assigned by some subjective process (and thus traceable to some external evaluator).

          The Define-XML specification lists allowable values for describing the origin metadata. The SENDIG defines the following controlled terms for specifying origin:


          COLLECTED

          A designation of "COLLECTED" means that the data were collected via manual or electronic means in a nonclinical study setting. This term should be used for data that were actually observed or recorded by a person or received from an instrument; it should not be used for data that have been calculated, interpreted, or derived from other information.

          DERIVED

          "DERIVED" is assigned to values that were not directly collected, but were calculated by an algorithm or reproducible rule, which was dependent upon other data values. The derivation is assumed to be performed by the producer of the dataset. This does not apply to derived lab test results performed directly by laboratories (or by devices).

          OTHER

          An origin of "OTHER" is used for values whose origin is known but which were neither collected nor derived. Examples include values sourced from the protocol or which are defined as part of the Trial Design preparation (see Section 7, Trial Design Model Datasets) or values created as a part of the preparation of the datasets (e.g., STUDYID, USUBJID, DOMAIN, --SEQ, --TESTCD).

          NOT AVAILABLE

          "NOT AVAILABLE" means that the origin of the data is not available, such as data received from another laboratory, without the associated annotations or sufficient information provided to determine the actual Origin assignment for the data. Sponsors may specify additional details about the origin that may be helpful to the reviewer in the Comments section of the data definition file.

          To further illustrate the distinctions between these values:

          • A collected value, or value mapped directly from a collected value (e.g., --STRESC), has an origin of "COLLECTED".

          • A value derived from other collected values or populated fields (e.g., via calculations) has an origin of "DERIVED".

          • Values received from a vendor (e.g., a central laboratory) with undefined origin are considered "NOT AVAILABLE" rather than "COLLECTED" or "DERIVED".

      2. Value-level Metadata

        When a metadata attribute is specified at the variable level, that attribute's value applies to all values for that variable.

        For some variables, a metadata attribute may require multiple values to describe all of the variable's values.

        For example, the Organ Measurements (OM) domain could contain subject records related to both organ weights and organ ratios. In this case, some of the values (collected organ weights) would have an origin metadata attribute of "COLLECTED"; some of the values (derived organ ratios) would have an origin metadata attribute of "DERIVED". For variables with multiple attribute values, value-level metadata should be provided in the data definition file according to the Define.XML specification.

        The following table illustrates how to define value-level metadata for this OM domain example.

        Value Level Metadata - OM [OMTESTCD]


        Source Dataset

        Source Variable

        Value

        Label

        Origin

        OM

        OMTESTCD

        OW

        Organ Weight

        COLLECTED

        OM

        OMTESTCD

        OWBW

        Organ to Body Weight Ratio

        DERIVED

        OM

        OMTESTCD

        OMBR

        Organ to Brain Weight Ratio

        DERIVED


    1. Conformance

      Conformance with the SENDIG domain models is minimally indicated by:

      • Following the complete metadata structure for data domains

      • Following SENDIG domain models wherever applicable

      • Using SENDIG-specified standard domain names and prefixes per controlled terminology

      • Using SENDIG-specified standard variable names

      • Using SENDIG-defined variable labels for all standard domains

      • Using SDTM-specified data types for all variables

      • Following SDTM/SEND-specified controlled terminology and format guidelines for variables when provided

      • Including all collected and relevant derived data in one of the standard domains, special-purpose datasets, or general-observation class structures

      • Including all required and expected variables as columns in standard domains, and ensuring that all required variables are populated

      • Ensuring that each record in a dataset includes the appropriate identifier and timing variables as well as a topic variable

      • Conforming to all business rules described in the CDISC Notes column and general and domain-specific assumptions

      • Ensuring that the datasets are in SAS v5 transport file format or other transport file format required by a regulatory agency

  1. Assumptions for Domain Models

    1. General Domain Assumptions

      The examples in this are not meant to show full domain structure and may omit variables for clarity when illustrating a particular scenario.

      1. Additional Timing Variables

        Additional timing variables (see SDTM v1.5 Table 2.2.5; https://www.cdisc.org/standards/foundational/sdtm/) can be added as needed to a standard domain model based on the 3 general observation classes. Timing variables can be added to special-purpose domains only where specified in the SENDIG domain model assumptions. Timing variables cannot be added to SUPP-- datasets or to RELREC (see Section 8, Representing Relationships and Data). Timing variables cannot be added to the Trial Design Model datasets (see Section 7, Trial Design Model Datasets).

      2. Order of the Variables

        The order of variables in the SDTM domain models has been chosen to facilitate the review and application of the models. Variables in the domains should be ordered with identifiers first, followed by the topic, qualifier, and timing variables. Within each role, variables are ordered as shown in SDTM v1.5 Tables 2.2.1-2.2.5 (http://www.cdisc.org/sdtm). The order of variables in the data definition file should reflect the order of variables in the dataset.

      3. Core Variables

        The concept of core variable is used both as a measure of conformance and to provide general guidance to sponsors. Three categories of variables are specified in the Core column in the domain models:

        • A required variable is any variable that is basic to the identification of a data record (i.e., essential key variables, topic variable) or which is necessary to make the record meaningful. Required variables must always be included in the dataset and cannot be null for any record.

        • An expected variable is any variable necessary to make a record useful in the context of a specific domain. Columns for expected variables must be present in each submitted dataset, even if all values are null. Expected variables may contain some null values, but in most cases will not contain null values for every record. When no data exist for an expected variable in the whole dataset, a null column should still be included in the dataset, and a comment should be included in the data definition file to explain the absence of data in the entire column.

        • A permissible variable should be used in a domain as appropriate when collected or derived. Except where restricted by specific domain assumptions, any SDTM timing and identifier variables and any qualifier variables from the same general observation class are permissible for use in a domain based on that general observation class. Sponsors may decide whether a permissible variable should be included as a column when all values for that variable are null.

      4. Additional Guidance on Dataset File Naming

        SEND datasets are named to be consistent with the domain code (see the Study Data Technical Conformance Guide for more details on naming datasets for submission to the FDA; https://www.fda.gov/media/88173/download). For example, the Demographics (DM) dataset is named dm.xpt. See SEND controlled terminology (available

        at http://www.cdisc.org/terminology) for a list of standard and reserved domain codes. Exceptions to this rule are described in the following subsections for general-observation class datasets. See Section 8.2, Relating Records - RELREC, for RELREC; Section 8.3, Supplemental Qualifiers - SUPP-- Datasets, for SUPP; and Section 8.5, Relating Findings To Multiple Subjects - Subject Pooling, for POOLDEF.

    2. General Variable Assumptions

      1. Variable-naming Conventions

        SDTM variables are named according to a set of conventions, using fragment names (see SDTMIG v3.2, Appendix D; available at http://www.cdisc.org/sdtm), and must be represented in uppercase. These conventions should also be followed when defining --TESTCD in Findings domains and supplemental qualifier QNAM values. Variables with names ending in --CD are "short" versions of associated variables that do not include the --CD suffix (e.g., -- TESTCD is the short version of --TEST).

        Values of --TESTCD and QNAM values must be limited to 8 characters, and cannot start with a number, nor can they contain characters other than letters, numbers, or underscores. This is to avoid possible incompatibility with SAS v5 transport files. This limitation will be in effect until the use of other formats (e.g., XML) becomes acceptable to regulatory authorities.

        Because QNAM serves the same purpose as --TESTCD within supplemental qualifier datasets, values of QNAM are subject to the same restrictions as values of --TESTCD. Values of other --CD variables are not subject to the same restrictions as --TESTCD.

        • ETCD (the companion to ELEMENT), SETCD (the short name of a specific trial set), and TSPARMCD (the companion to TSPARM) are limited to 8 characters, but do not have special character restrictions. These values should be short for ease of use in programming, but it is not expected that they will need to serve as variable names.

        • ARMCD is limited to 20 characters, but does not have special character restrictions. The maximum length of ARMCD is longer than for other "short" variables to accommodate the kind of values that are likely to be needed for crossover studies. For example, if ARMCD values for a 7-period crossover were constructed using 2-character abbreviations for each treatment and separating hyphens, the length of ARMCD values would be 20.

        Variable descriptive names (labels), up to 40 characters, should be provided as data variable labels. Variable names should be represented in uppercase.

        Use of variable names (other than domain prefixes), formats, decodes, terminology, and data types for the same type of data (even for custom domains and supplemental qualifiers) should be consistent within and across studies within a submission. Sponsors must use the defined SENDIG-standard labels in all standard domains.

      2. Two-character Domain Identifier

        In order to minimize the risk of difficulty when merging or joining domains for reporting purposes, the 2-character domain identifier is used as a prefix in most variable names.

        The 2-character domain code is limited to a to Z for the first character and A-Z or 0-9 for the second character, and it is always represented in uppercase. No special characters are allowed for compatibility with SAS v5 transport file format and file naming for the Electronic Common Technical Document (eCTD).

      3. Identification of Subjects and Pools of Subjects

        "Subject" should be used where applicable to generically refer to "animal." The term "subject" should be used consistently in all labels and comments. To identify a subject (animal) uniquely across all studies for all applications or submissions involving the product, a unique identifier (USUBJID) should be assigned to each subject on the study.

        The unique subject identifier (USUBJID) or pool identifier (POOLID) is required in all datasets containing subject- level or pool-level data, respectively.

        • No more than 1 subject (animal) may have the same USUBJID within a submission. Additionally, the same animal that participates in multiple studies (when this is known) must be assigned the same USUBJID value in all studies.

        • POOLID must be unique for each unique grouping (pool) of subjects within a study. A subject can be in multiple pools, but each pool needs to be defined separately.

        In this example, a monkey participated in both a pharmacokinetics study and a toxicology study; USUBJID has the same value across the studies, but there are different SUBJID values.

        Pharmacokinetic study

        dm.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        SUBJID

        1

        CT1234

        DM

        CT1234-007

        007


        Toxicology study

        dm.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        SUBJID

        1

        CT1234LTS

        DM

        CT1234-007

        004

        For information on pools of subjects, see Section 8.5, Relating Findings To Multiple Subjects - Subject Pooling.

      4. Text Case in Submitted Data

        Variables with controlled terminology should match the case in the controlled terminology list (see Section 4.3.2, Controlled Terminology Text Case). When extending a controlled terminology list, follow the case convention of that list.

      5. Convention for Missing Values

        Missing values for individual data items should be represented by nulls. Conventions for representing observations not done, using the SDTM --STAT and --REASND variables, are addressed in Section 4.5.1.3, Tests Not Done, and in the individual domain models.

      6. Grouping Variables and Categorization

        Grouping variables are identifiers and qualifiers that group records in the SDTM domains/datasets, such as the -- CAT (category) and --SCAT (subcategory) variables assigned by sponsors to categorize data. For example, a lab record with LBTEST = "SODIUM" might have LBCAT = "CHEMISTRY" and LBSCAT = "ELECTROLYTES".

        Values for --CAT and --SCAT should not be redundant with the domain or dictionary classification provided by -- DECOD and --BODSYS.

        Hierarchy of Grouping Variables

        • STUDYID

          • DOMAIN

            • --CAT

              • --SCAT

                • USUBJID

                  • --GRPID

                    • --REFID

        How Grouping Variables Group Data

        1. For the subject

          1. All records with the same USUBJID value are a group of records that describe that subject.

        2. Across subjects (records with different USUBJID values)

          1. All records with the same STUDYID value are a group of records that describe that study.

          2. All records with the same DOMAIN value are a group of records that describe that domain.

        3. --CAT and --SCAT values further subset groups of tests within a domain. Generally, --CAT/--SCAT values have meaning within a particular domain, and apply to all subjects within that domain.

          1. --GRPID values further group (subset) records within USUBJID. Unlike --CAT and --SCAT, --GRPID values are not intended to have any meaning across subjects and they are usually assigned during or after data collection.

          2. Although --SPID and --REFID are identifier variables, these are usually not considered to be grouping variables, although they may have meaning across domains.

        Differences Between Grouping Variables

        1. The primary distinctions between -CAT/ SCAT and --GRPID are:

          1. --CAT/ SCAT are known (identified) about the data before it is collected. --CAT/ SCAT values group data across subjects. --CAT/-SCAT may have some controlled terminology.

          2. --GRPID is usually assigned during or after data collection at the discretion of the sponsor. --GRPID groups data only within a subject. --GRPID values are sponsor-defined and are not be subject to controlled terminology.

        2. The primary distinction between -CAT/ SCAT and --REFID is that --CAT/-SCAT are usually textual descriptions of the data designed into the collection vehicle/process, and --REFID is usually a tracking number/value of some type assigned to an object being tracked (e.g., a blood sample).

        In domains based on the Findings general observation class, the --RESCAT variable can be used to categorize results after the fact. --CAT and --SCAT by contrast, are generally predefined or used at the point of collection, not after assessing the value of findings results. See Section 6.3.3.2, Examples for Clinical Observations (CL) Domain Model, Example 3.

      7. Use of FOCID for Study-specific Points of Interest

        Often, a specific part of a subject or specimen is identified as a study-specific point of interest (e.g., injection site, biopsy site, treated site, region of the body) and is commonly referenced in data collections and tabulations.

        The FOCID variable enables representation of this concept, and is available within all general observation classes. When used, the variable serves as a cross-domain identifier for the study-specific focus of interest; any records relating to the same focus would have the same FOCID value. When populated, it is usually part of the natural key for the domain, providing a level of granularity that would otherwise not be available through the other variables. This is especially true when the foci are all within the same area on the subject.

        The following examples demonstrate records from various domains that tie to study-specific foci (i.e., injection site 1 and injection site 2) as identified in the protocol. In each case, the FOCID variable is populated identically across domains for the same focus. Note that, in this example, many variables have been omitted due to space considerations.

        At each of the 2 injection sites, subject 12345001 received a different treatment (Exposure domain).

        ex.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        FOCID

        EXTRT

        EXDOSE

        EXDOSU

        EXSTDY

        1

        12345

        EX

        12345001

        Injection Site 1

        RP187

        0

        mg/kg

        1

        2

        12345

        EX

        12345001

        Injection Site 2

        RP187

        10

        mg/kg

        1

        Clinical signs (CL domain) are recorded at each of the 2 injection sites. Rows such as these would exist for each day on which observations of the sites were made.

        cl.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        FOCID

        CLTESTCD

        CLTEST

        CLORRES

        CLDY

        1

        12345

        CL

        12345001

        Injection Site 1

        SKINEX

        Skin Examination

        Fur, Thin Cover; Left Scapula

        1

        2

        12345

        CL

        12345001

        Injection Site 2

        SKINEX

        Skin Examination

        No Abnormal Findings, Right Scapula

        1

        Macroscopic findings (MA domain) are recorded for the skin around the 2 injection sites.

        ma.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        FOCID

        MAORRES

        MASPEC

        1

        12345

        MA

        12345001

        Injection Site 1

        Fur thin cover

        SKIN

        2

        12345

        MA

        12345001

        Injection Site 2

        Unremarkable

        SKIN

        Microscopic findings (MI domain) are recorded for 2 skin specimens, 1 from each injection site.

        mi.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        FOCID

        MIORRES

        MISPEC

        1

        12345

        MI

        12345001

        Injection Site 1

        Inflammation, acute

        SKIN

        2

        12345

        MI

        12345001

        Injection Site 2

        Injection channel visible, nothing remarkable

        SKIN

      8. Use of the Invariant Record Identifier (--RECID)

        The invariant record identifier (--RECID) is available for use in any domain based on 1 of the 3 general observation classes. This variable is an identifier for a record that is unique within a domain for a study. It remains invariant through subsequent versions of the dataset, even if the content of the record is modified. When a record is deleted, this value must not be reused to identify another record in either the current or future versions of the domain for the study.

        It can facilitate the determination of which records have changed between versions of a dataset for a study. If the originating data collection process can distinguish whether a record is modified, this variable enables such a distinction to be passed on to subsequent systems.

        Note that the concept for --RECID is distinct from --SEQ in several ways:

        • --SEQ is not required to be invariant through dataset versions.

        • --SEQ is numeric, whereas --RECID may be character based.

        • --SEQ is unique within a subject and a domain, whereas --RECID is unique across all records in a domain for the study.

        See Section 8.2.2, RELREC Examples for Record-To-Record Relationships, for an example showing the use of -- RECID.

      9. Use of the Unscheduled Flag (--USCHFL)

        Nonclinical studies are conducted in the context of a planned study schedule. The identification of unscheduled observations is important information for interpretation of the data. The unscheduled flag (--USCHFL) variable is populated when the timing of a performed test or observation was not driven by the study schedule.

        Nonclinical studies typically have a plan for handling unscheduled events (e.g., taking a final blood draw when an animal is found to be moribund). In this case, the protocol describes what to do for the unexpected event, but the collection is considered unscheduled because it is triggered by an unscheduled event (the animal's moribund condition); the value of --USCHFL would be set to "Y".

        This example shows the disposition of 2 animals. The death of 1 of the animals was unscheduled.


        Row

        USUBJID

        DSTERM

        DSDECOD

        DSSTDY

        DSUSCHFL

        1

        123-01

        Accidental Death

        ACCIDENTAL DEATH

        28

        Y

        2

        123-02

        Final Necropsy

        TERMINAL SACRIFICE

        28


        This example shows the laboratory records for 1 animal. The first 2 laboratory test results were performed as part of a scheduled blood draw, whereas the last 2 were performed on an unscheduled blood draw.


        Row

        USUBJID

        LBTEST

        LBORRES

        LBORRESU

        LBSTAT

        LBREASND

        LBDTC

        LBDY

        LBUSCHFL

        1

        123-01

        Albumin

        30

        g/L



        2012-09-04T08:00

        7


        2

        123-01

        Creatinine

        0.9

        mg/dL



        2012-09-04T08:00

        7


        3

        123-01

        Albumin

        25

        g/L



        2012-09-11T06:45

        14

        Y

        4

        123-01

        Creatinine



        NOT DONE

        No reportable result

        2012-09-11T06:45

        14

        Y

    3. Coding and Controlled Terminology Assumptions

      1. Types of Controlled Terminology

        Controlled terminology (CT) has been developed for SEND, and is available at http://www.cdisc.org/terminology. If a controlled terminology codelist exists for a variable in a SEND domain, the name of the codelist will be populated in the Controlled Terms, Codelist, or Format column of the domain model to indicate that a distinct set of controlled values exists and is expected to be used. The SEND CT indicates whether a particular codelist is extensible. The domain dataset models included in Sections 5, Models for Special-purpose Domains, and 6, Domain Models Based on the General Observation Classes, of this document provide additional information about the Controlled Terms, Codelist, or Format column; notes on proper use; and examples.

      2. Controlled Terminology Text Case

        Controlled terminology should be submitted in the same text case used in the controlled terminology list. When extending a controlled terminology list, the case-sensitivity convention of that list should be followed.

        Deviations from these rules should be described in the data definition file.

      3. Controlled Terminology Values

        The controlled terminology or a link to the controlled terminology should be included in the data definition file wherever applicable. See the Define-XML specification (available at https://www.cdisc.org/standards/data- exchange/) for details on including or referencing controlled terminology lists. Note that a null value should not be included in the permissible value set. A null value is implied for any list of controlled terms unless the variable is required (see Section 4.1.3, Core Variables).

      4. Use of Controlled Terminology and Arbitrary Codes

        Controlled terminology or decoded text should be used instead of arbitrary number or text codes in order to reduce ambiguity for submission reviewers. If such codes are necessary for analysis and a sponsor wishes to submit them, they may be submitted as supplemental qualifiers.

      5. Use of “Yes” and “No” Values

        Note: Permissible values for variables with controlled terms of "Y" or "N" may also be populated with "U" or "NA" if it is the sponsor's practice to explicitly collect or derive values indicating "Unknown" or "Not Applicable" for that variable.

        In the case of variables for which the response is "Yes" or "No" ("Y" or "N") and the controlled terminology list is YN, the CDISC Notes column will provide guidance for proper use within a domain. Where appropriate and to eliminate confusion regarding whether a blank response indicates "N" or is a missing value, it is suggested that both "Y" and "N" be used, except where the CDISC Notes instruct otherwise.



      6. Use of Combined Terms for Qualifier Variables

        In some cases, a single variable value may be a combination of items representing a single concept (e.g., --SPEC). In others, there may be multiple values represented. The differences between the 2 cases are described in the following sections.

        1. A Single Concept Represented by Multiple Values

          A single value may represent a combination of multiple contributing items, delimited by slashes ("/"). In these cases, the combination is the collected value, the value analyzed, and so on—not the individual contributing items composing the value.A noteworthy example of this scenario is combined specimens, where a single specimen may consist of material from various tissues, and the combination is examined and analyzed together during an

          examination. For example, a specimen consisting of testis and epididymis tissues would be included as "TESTIS/EPIDIDYMIS". Another example is the DEGENERATION/REGENERATION microscopic finding: a single concept represented by multiple values (which is different from having 2 separately collected findings of degeneration and regeneration, respectively).In these scenarios, when controlled terminology applies to the corresponding variable, the combination may already exist as a controlled terminology term; in the specimen list, this is the case for several commonly combined tissues. However, there do exist combinations that do not have a dedicated controlled term and whose rarity does not warrant creating an individual controlled term for the specific combination. In these cases, when constructing the combination term, each of the contributing items should abide by controlled terminology where possible, in order to keep the combination term consistent and easily interpretable. For example, in the TESTIS/EPIDIDYMIS case, TESTIS (the preferred term for this tissue) should be used instead of TESTES, Testis, testes, and so on, and EPIDIDYMIS should be used instead of EPIDIDYMIDES or other variations. As always, the SEND Controlled Terminology Team will evaluate feedback regarding potential new terms.

        2. Multiple Concepts Represented by Multiple Values

          In some cases, a variable value may comprise multiple individual values. In these cases, each contributing value is a separately collected or analyzed item. This case is notably present in the directionality (--DIR), where often, multiple distinct values might be collected for a given record. In these scenarios, when controlled terminology applies to the corresponding variable, each contributing value must be included as its controlled terminology submission value, and delimited from other terms by a semicolon. For example, a finding with 2 directionality values of ventral and surface would be included as "VENTRAL;SURFACE."

      7. Mapping Controlled Terminology

        Many terms are synonyms of other terms. When there are multiple terms that express the same base concept, SEND controlled terminology provides the preferred term to include in a submission, and thus the term to which the synonymous term(s) should be mapped. The NCI Thesaurus (https://ncit.nci.nih.gov) provides the synonyms. For instance, the unit of degrees Celsius could be expressed as "°C", "degC", "C", "Degrees Celsius", and so on. The SEND preferred term for degrees Celsius is "C." Temperature can also be expressed in terms of degrees Fahrenheit, but this is a different concept from degrees Celsius. The key to mapping is determining which terms are synonymous, not which terms can be converted into one another via a conversion factor (for conversion, see Section 4.5.1.4, Example of Original and Standardized Results and Test Not Done).

        Finding the submission value for a source value can be done in 2 ways. First, searching the controlled terminology list can determine whether the source value is in the list. If it is not, the easiest way to search for synonyms is the NCI Thesaurus. The NCI Thesaurus's search functionality searches terms and synonyms and provides the SEND submission value (preferred term).

        This example illustrates mapping source units into their controlled terminology preferred term for --ORRESU. Note that in each case, there is only a label change (no conversion calculation).

        Row 1: The source unit was "Celsius". This unit maps to the submission value of "C".

        Row 2: The source unit was "microgram per liter". This unit maps to the submission value of "ug/L".

        Row 3: The source unit was "ng/mL". This unit is a scientifically equivalent unit (i.e., no conversion calculation necessary) to the SEND submission value of "ug/L".


        Row

        Source Unit

        Submission Value (--ORRESU)

        1

        Celsius

        C

        2

        microgram per liter

        ug/L

        3

        ng/mL

        ug/L

    4. Timing Assumptions

      Timing variables (see SDTM v1.5, Table 2.2.5, available at https://www.cdisc.org/standards/foundational/sdtm/) are an essential component of all SDTM subject-level domain datasets. In general, all domains based on the 3 general observation classes should have at least one timing variable. In the Events or Interventions general observation class,

      this could be the start date of the event or intervention. In the Findings observation class, where data are usually collected on multiple study days, either --DTC or --DY must be used. The SENDIG requires dates and times of day to be represented according to the international standard ISO 8601 (https://www.iso.org). ISO 8601 provides a text- based representation of dates and/or times, intervals of time, and durations of time.

      1. Formats for Date/Time Variables

        A date/time character string (--DTC variable) may include data that is represented in ISO 8601 format as a complete date/time, a partial date/time, or an incomplete date/time.

        The SENDIG template uses ISO 8601 for calendar dates and times of day, which are expressed as follows:


        YYYY-MM-DDThh:mm:ss

In this format:

Implementation of the ISO 8601 standard means that date/time variables are character/text data types. The SEND fragment employed for date/time character variable names is DTC.

      1. Date/Time Precision

        The concept of representing date/time precision is handled through use of the ISO 8601 standard. According to ISO 8601, precision (also referred to by ISO 8601 as completeness or representations with reduced accuracy) can be inferred from the presence or absence of components in the date and/or time values. Missing components are represented by right truncation or a hyphen (for intermediate components that are missing). If the date and time values are completely missing, the SDTM date field should be null. Every component is represented as 2 digits except years, which are represented as 4 digits. One-digit numbers are always padded with a leading zero.

        The following table provides examples of ISO 8601 representation complete date and truncated date/time values using ISO 8601-appropriate right truncations of incomplete date/time representations. Note that if no time component is represented, the [T] time designator (in addition to the missing time) must be omitted in ISO 8601 representation.



        Date and Time as Originally Recorded

        Precision

        ISO 8601 Date/Time

        1

        December 15, 2003 13:14:17

        Complete date/time

        2003-12-15T13:14:17

        2

        December 15, 2003 13:14

        Unknown seconds

        2003-12-15T13:14

        3

        December 15, 2003 13

        Unknown minutes and seconds

        2003-12-15T13

        4

        December 15, 2003

        Unknown time

        2003-12-15

        5

        December, 2003

        Unknown day and time

        2003-12

        6

        2003

        Unknown month, day, and time

        2003

        This date and date/time model also provides for the representation of intervals with uncertainty or date/time ranges. To represent these intervals while applying the ISO 8601 standard, it is recommended that sponsors concatenate the date/time values that describe the beginning and the end of the interval of uncertainty (using the most complete representation of the dates/times known) and separate them with a solidus or slash, as shown in the following table.



        Interval of Uncertainty

        ISO 8601 Date/Time

        1

        Between 10:00 and 10:30 on the morning of December 15, 2003

        2003-12-15T10:00/2003-12-15T10:30

        2

        Between the first and the tenth of December, 2003

        2003-12-01/2003-12-10

        3

        Sometime in the first half of 2003

        2003-01-01/2003-06-30

        Other uncertainty intervals may be represented by the omission of components of the date when these components are unknown or missing. As previously mentioned, ISO 8601 represents missing intermediate components through the use of a hyphen where the missing component would normally be represented. This may be used in addition to "appropriate right truncations" for incomplete date/time representations. When components are omitted, the expected delimiters must still be kept in place and only a single hyphen is to be used to indicate an omitted component. Examples of this method of representing omitted components are shown in the following table.



        Date and Time as Originally Recorded

        Level of Uncertainty

        ISO 8601

        Date/Time

        1

        December 15, 2003 13:15:17

        Complete date and time

        2003-12-

        15T13:15:17

        2

        December 15, 2003 ??:15

        Unknown hour with known date and minutes

        2003-12-15T-:15

        3

        December 15, 2003 13:??:17

        Unknown minutes with known date, hours, and seconds

        2003-12-15T13:-:17

        4

        The 15th of some month in 2003, time not collected

        Unknown month and time with known year and day

        2003---15

        5

        December 15, but year not documented, time not collected

        Unknown year and time with known month and day

        --12-15

        6

        7:15 of some unknown date

        Unknown date with known hour and minute

        - T07:15

        Using a character-based data type to implement the ISO 8601 date/time standard will ensure that the date/time information will be machine- and human-readable without the need for further manipulation and will be platform- and software-independent.

      2. Intervals of Time and Use of Duration for --DUR Variables

        As defined by ISO 8601, an interval of time is the part of a time axis, limited by 2 time "instants," such as the times represented in SDTM by the variables --DTC and --ENDTC. These variables represent the 2 instants that bound an interval of time, whereas the duration is the quantity of time that is equal to the difference between these time points.

        Duration is frequently used during a review; however, the duration timing variable (--DUR) should generally be used in a domain if it was collected in lieu of a start date/time (DTC) and end date/time (--ENDTC). If both --DTC and --ENDTC are collected, durations can be calculated by the difference in these 2 values and need not be in the submission dataset.

        Durations and associated units can be provided in a single variable, in accordance with the ISO 8601 standard as follows:


        PnYnMnDTnHnMnS

        - or -

        PnW

In this format:

The letter P must precede other values in the ISO 8601 representation of duration. The n preceding each letter represents the number of years, months, days, hours, minutes, or seconds, or the number of weeks if the duration is expressed in calendar weeks. As with the date/time format, T is used to separate the date components from time components.


Note: In duration expressions, weeks cannot be mixed with any other date/time components such as days or months.


As is the case with the date/time representation in --DTC or –ENDTC, only the components of duration that are known or collected need to be represented. Also, as is the case with the date/time representation, if no time component is represented, the [T] time designator (in addition to the missing time) must be omitted in ISO 8601 representation.

ISO 8601 allows an interval to be represented in multiple ways. One representation, shown below, uses 2 dates in the format:


YYYY-MM-DDThh:mm:ss/YYYY-MM-DDThh:mm:ss

For the purposes of data submission, an additional format is allowed to represent "negative" intervals of time (intervals of time preceding a reference point). This format should be expressed as:


-PnYnMnDTnHnMnS

- or -

-PnW

This may be used whenever the ISO 8601 interval format is specified in this implementation guide.

ISO 8601 also allows that the "lowest order components" of duration/intervals may be represented in decimal format. This may be useful if data are collected in formats such as "one and one-half years," "two and one-half weeks," "one-half week," or "one quarter of an hour," and the sponsor wishes to represent this level of precision (or lack of precision) in ISO 8601 representation. Using decimals to express an additional level of precision is ONLY allowed in the lowest-order (right-most) component of any duration representation.

The following table provides some examples of ISO 8601 representations of durations.


Duration as Originally Recorded

ISO 8601 Duration

2 years

P2Y

10 weeks

P10W

3 months 14 days

P3M14D

3 days

P3D

6 months 17 days 3 hours

P6M17DT3H

14 days 7 hours 57 minutes

P14DT7H57M

42 minutes 18 seconds

PT42M18S


Duration as Originally Recorded

ISO 8601 Duration

One-half hour

PT0.5H

5 days 12¼ hours

P5DT12.25H

4 ½ weeks

P4.5W

5 minutes pre-dose

-PT5M

Date and time elements, including their designator, should be omitted if their value is zero. For example, duration of 1 hour and 30 seconds (no minutes) should be represented as PT1H30S. Note that a leading zero is required with decimal values less than 1. An exception to the use of zeros in ISO 8601would be a representation of zero time (e.g., PT0H or PT0M).

      1. Populating Study Day Variables

        The study day variables (--DY, --STDY, and --ENDY) describe the relative day of the observation, starting with the reference date as day 1. They are determined by comparing the date portion of the respective date/time variables (-- DTC, --STDTC, and --ENDTC) to the date portion of the subject reference start date (RFSTDTC from the Demographics domain).

        The subject reference start date (RFSTDTC) is designated as study day 1. The study day value is incremented by 1 for each day following RFSTDTC. Dates prior to RFSTDTC are decremented by 1, with the date preceding RFSTDTC designated as study day -1 (there is no study day 0). This algorithm for determining study day is consistent with how sequential days relative to a fixed reference point are typically described, but creates problems if used for mathematical calculations because this does not allow for a day 0. Therefore, study day is not suited for use in subsequent numerical computations (e.g., calculating duration). In such calculations, the raw date values should be used rather than study day.

        All study day values are integers. Thus, to calculate study day:

        • --DY = (date portion of --DTC) - (date portion of RFSTDTC) + 1 if --DTC is on or after RFSTDTC

        • --DY = (date portion of --DTC) - (date portion of RFSTDTC) if --DTC precedes RFSTDTC This algorithm should be used across all domains.

        1. Use of VISITDY

          VISITDY was described in SENDIG v3.0 in several different ways, including:

          These concepts cannot be represented through the use of a single variable. Further, because VISITDY is associated with the clinical encounter (VISIT), it is not the appropriate variable to represent these concepts. As a result, VISITDY will be phased out of the SENDIG and initially replaced with reporting variables (--NOMDY and -- NOMLBL). Adding variables to represent planned information may be considered for a future version of the SENDIG. Implementation of VISITDY is not recommended at this time. Existing implementations of SEND may discontinue or continue use of VISITDY as feasible. Conformance with SENDIG v3.1.1 is not dependent on the use of VISITDY.

        2. Use of --NOMDY and --NOMLBL

          Observations recorded on multiple days frequently get reported under a single day; therefore, the variables -- NOMDY and --NOMLBL have been created. --NOMDY is used to group records collected over multiple days under a single nominal study day for reporting purposes. --NOMLBL is a label for a given value of --NOMDY as presented in the study report (e.g., "Week 4", "Day 28", "Terminal Sac"). The value of --NOMLBL does not have to be unique for a given value of --NOMDY. These timing variables have been included in domains where they may be commonly used, but may be added to any general observation class domain as needed. It is not recommended that -- NOMLBL be used without --NOMDY.

          The following example shows the basic timing variables populated for animal dispositions based upon a planned sacrifice that occurred over 3 days at the end of a 4-week study. All the planned sacrifices were reported under 1 study day, shown in DSNOMDY.

          ds.xpt

          Row

          USUBJID

          DSSTDTC

          DSSTDY

          DSNOMDY

          DSNOMLBL

          1

          123-1

          2012-09-04

          28

          28

          Week 4 Terminal Sacrifice

          2

          123-2

          2012-09-04

          28

          28

          Week 4 Terminal Sacrifice

          3

          123-3

          2012-09-05

          29

          28

          Week 4 Terminal Sacrifice

          4

          123-4

          2012-09-06

          30

          28

          Week 4 Terminal Sacrifice

      2. Representing Additional Study Days

        The SDTM allows for --DTC values to be represented as study days (--DY) relative to RFSTDTC in the Demographics DM dataset (as described in Section 4.4.4, Populating Study Day Variables). The calculation of additional study days within subdivisions of time in a study may be based on 1 or more defined reference dates not represented by RFSTDTC. In such cases, sponsors may define supplemental qualifier variables to store these study days; the data definition file should reflect the reference dates used to calculate such study days. If a sponsor wishes to define "day" within ELEMENT or "day" within EPOCH, the reference date/time will be an element start date/time in the Subject Elements dataset (see Section 5.3.1, Subject Elements – SE).

      3. Representing Timing in a Findings Domain

        1. Date and Time in a Findings Domain

          When the date/time of collection is presented in any domain, the date/time should go into the --DTC field (e.g., EGDTC for date/time of ECG). For any domain based on the Findings general observation class (e.g., lab tests based on a specimen), the collection date usually needs to be tied to when the specimen or source of the finding was captured, not necessarily when the data was recorded. In order to ensure that the critical timing information is always represented in the same variable, the --DTC variable is used to represent the time of specimen collection. For example, in the Laboratory Test Results (LB) domain, the LBDTC variable would be used for all single-point blood collections or spot urine collections. For timed lab collections (e.g., 24-hour urine collections), the LBDTC variable would be used for the start date/time of the collection and LBENDTC for the end date/time of the collection. This approach allows single-point and interval collections to use the same date/time variables consistently across all datasets for the Findings general observation class. The following table illustrates the proper use of these variables. Note that --STDTC should not be used in a Findings domain (the table is not meant to show domain structure, but to show which variables could be used, designated by the "X").


          Collection Type

          --DTC

          --STDTC

          --ENDTC

          Single-point collection

          X



          Interval collection

          X


          X

          Body weights are single-point collections.


          BWDTC

          BWDY

          2012-09-04

          7

          2012-09-11

          14

          2012-09-19

          22

          2012-09-25

          28

          Food consumption is interval collection.


          FWDTC

          FWENDTC

          FWDY

          FWENDY

          2012-09-04

          2012-09-11

          7

          14

          2012-09-11

          2012-09-19

          14

          22

          2012-09-19

          2012-09-25

          22

          28

      4. Representing Timing

        1. Actual Timing

          Most domains, especially Findings domains, have basic timing variables expressing the actual timing of the observation. The variables used to describe time can vary between point-in-time observations (e.g., body weights) and duration-based observations (e.g., food consumption).

          Actual timing for point-in-time observations is expressed through the following variables:

          • --DTC is the date when the observation occurred. Depending on the precision of the date, this can represent just the date (e.g., 2010-12-31) or a date and time (e.g., 2010-12-31T08:00). The --DTC variable is expected for many Findings domains.

          • --DY is the study day when the observation actually occurred, relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

            These variables are shown in Figure 4471A.


            Figure 4471A


            Some observations may be associated with an interval of time (e.g., a finding evaluated over 2 hours). The following variables enable the definition of these ranges:

          • --ENDTC is the end date of the range of time when the observation occurred. Depending on the precision of the time, this can represent just the date (e.g., 2010-12-31) or a date and time (e.g., 2010-12-31T08:00).

          • --ENDY is the end day of the range of time when the observation occurred, relative to the sponsor-defined RFSTDTC variable in the DM domain.

          In these cases, the --DTC/--DY variables are used to define the start of the interval. These variables are shown in Figure 4471B, in a case where an observation spanned 2 days.


          Figure 4471B


        2. Planned Timing

          1. Planned Instances of an Activity Within a Study Day

            If there are multiple planned instances of the same activity during a study day, and those instances are not scheduled at planned time intervals relative to a fixed reference point (e.g., administration of dose), the time point variables -- TPT and --TPTNUM can be used to differentiate the instances. These 2 variables are used as follows:

            • --TPT: the label for the time point during the study day (e.g., "AM", "PM")

            • --TPTNUM: typically indicates the order of the time points (TPT) during the study day for the category and/or subcategory (CAT/--SCAT) of data within a domain. The sequence number of the time point during the day (e.g., 1 for --TPT = "AM", 2 for --TPT= "PM")

              For each unique planned time point (--TPT), there must be a one-to-one relationship between the values of --TPT and --TPTNUM. Uniqueness for these time points is determined by a combination of the domain; study day; and, if present, category and/or subcategory (CAT/--SCAT).

              Other variables (e.g., --TESTCD, --METHOD) may also be needed in some cases to define uniqueness. When this occurs, clarification should be provided as a comment to --TPTNUM in the define file.

              Example 1: Basic Timing for Single and Multiple Observations

              The following example illustrates the basic timing for single observations as well as multiple observations over the course of the day. The --TPT variable provides a label for each of the sessions; the --TPTNUM allows the sessions to be sorted to correctly reflect the planned order during the day.

              Rows 1 and 2 demonstrate one time point per study day being populated for --TPT and --TPTNUM. For observations that only occur once per day, the use of --TPT and --TPTNUM is acceptable, but not required.

              cl.xpt

              Row

              CLCAT

              CLSCAT

              CLDTC

              CLDY

              CLTPT

              CLTPTNUM

              1

              PHYSICAL EXAM

              Physical Examination

              2012-09-04T08:00

              7

              Vet Check

              1

              2

              OPHTHALMOLOGY

              Ophthalmic Signs

              2012-09-04T14:30

              7

              Slit Lamp

              1

              3

              CLINICAL SIGNS

              Clin Signs

              2012-09-11T06:45

              14

              AM

              1

              4

              CLINICAL SIGNS

              Clin Signs

              2012-09-11T13:45

              14

              PM

              2

              5

              CLINICAL SIGNS

              Clin Signs

              2012-09-11T14:45

              14

              Detailed Obs

              3

              6

              CLINICAL SIGNS

              Cage-side observations

              2012-09-04T08:30

              7

              AM

              1

              7

              CLINICAL SIGNS

              Cage-side observations

              2012-09-04T15:30

              7

              PM

              2

              8

              CLINICAL SIGNS

              Cage-side observations

              2012-09-11T08:10

              14

              AM

              1

              9

              CLINICAL SIGNS

              Cage-side observations

              2012-09-11T15:45

              14

              PM

              2

              10

              CLINICAL SIGNS

              Cage-side observations

              2012-09-11T16:10

              14

              Visual Check

              4

              Example 2: Point-in-time Time Points, Usage Across Days

              The following example shows some of the time point variables for clinical observations measurements taken pre- dose and at 1 and 4 hours post-dose relative to a once-daily dose on days 1 and 2 of the study. Note that the --TPT and --TPTNUM variables have the same values across days for the same time point.


              CLDY

              CLTPT

              CLTPTNUM

              1

              PREDOSE

              1

              1H

              2

              4H

              3

              2

              PREDOSE

              1

              1H

              2

              4H

              3

              Example 3: Representing Timing for Observational Durations with EVLINT

              The following example shows electrocardiographic examinations conducted for 1 hour in the morning and 1 hour in the afternoon on day 1. The timing of the start of each examination is not relative to any time-point reference (TPTREF). EGEVLINT conveys that each examination was 1 hour in duration, when the relative start/end from a fixed reference point is not available.

              eg.xpt

              Row

              EGTEST

              EGDTC

              EGDY

              EGTPT

              EGTPTNUM

              EGEVLINT

              1

              Summary (Mean) Heart Rate

              2012-09-04T08:00

              1

              AM

              1

              PT1H

              2

              Summary (Mean) Heart Rate

              2012-09-04T14:30

              1

              PM

              2

              PT1H

              3

              Summary (Mean) PR Duration

              2012-09-04T08:00

              1

              AM

              1

              PT1H

              4

              Summary (Mean) PR Duration

              2012-09-04T14:30

              1

              PM

              2

              PT1H

              5

              Summary (Mean) QRS Duration

              2012-09-04T08:00

              1

              AM

              1

              PT1H

              6

              Summary (Mean) QRS Duration

              2012-09-04T14:30

              1

              PM

              2

              PT1H

              7

              Summary (Mean) QT Duration

              2012-09-04T08:00

              1

              AM

              1

              PT1H

              8

              Summary (Mean) QT Duration

              2012-09-04T14:30

              1

              PM

              2

              PT1H

              9

              QTcF - Fridericia's Correction Formula

              2012-09-04T08:00

              1

              AM

              1

              PT1H

              10

              QTcF - Fridericia's Correction Formula

              2012-09-04T14:30

              1

              PM

              2

              PT1H


          2. Planned Time Points Relative to a Fixed Reference Point

            If instances of an activity are scheduled at planned time intervals relative to a fixed reference point (e.g., administration of a dose), the following timing variables should be used:

            • --TPTREF: the description of the fixed reference point event or "anchor" from which the planned observation will be made, usually the dose (e.g., "Day 1 Dose"; "Day 1, Dose 1").

            • --ELTM: the planned elapsed time from the fixed reference point event (e.g., a dose) to the planned observation, in ISO 8601 format, which is usually also reflected in the --TPT label. For example, if an observation is planned for 30 minutes after the day 1 dose (e.g., --TPT = "30 minute postdose"), --TPTREF would be "Day 1 Dose" with an --ELTM of PT30M.

            • --TPT: the label for the time point relative to –TPTREF planned observation, typically reflecting --ELTM. For example, if --TPT is "30 minute postdose," then --ELTM would be PT30M; a "1 hour" --TPT would have an --ELTM of PT1H .

            • --TPTNUM: indicates the order of the time points (TPT) relative to the fixed reference point (TPTREF) for the category and/or subcategory (CAT/--SCAT) of data within a domain. The ordering/sequence number of the time point (e.g., 1, 2, 3) is sponsor-defined, but is usually at least unique within the given interval. For example, for a given day with 3 time points (pre-dose, 30 minutes post-dose, 1 hour post-dose), -- TPTNUM could be 1 for pre-dose, 2 for 30 minutes post-dose, and 3 for 1 hour post-dose, to establish their relative order.

              For each unique planned time point (--TPT), there must be a one-to-one relationship between the values of --TPT and --TPTNUM. Uniqueness for these time points is determined by a combination of the domain, fixed reference point (TPTREF), and (if present) category and/or subcategory (CAT/--SCAT).

              Other variables (e.g., --TESTCD, --METHOD) may also be needed in some cases to define uniqueness. When this occurs, clarification should be provided as a comment to --TPTNUM in the define file.

              --RFTDTC is used to represent the actual date/time of the fixed reference point (--TPTREF).

              Example 1: Point-in-Time Time Points, Clinical Observations Prior to Dose Through 90 Minutes Postdose

              The following example shows time point variables populated for clinical observation measurements taken 1 hour before dosing and at 30, 60, and 90 minutes after dosing. The actual times, as represented by CLDTC, did not adhere exactly to the planned times.


              Note: If the pre-dose time point had no specific planned elapsed time, CLELTM would be null.

Figure. PT4



cl.xpt

Row

CLDTC

CLDY

CLTPT

CLTPTNUM

CLELTM

CLTPTREF

CLRFTDTC

1

2006-08-01T07:25

1

Predose

1

-PT1H

Day 1 Dose

2006-08-01T08:00

2

2006-08-01T08:30

1

30 MIN

2

PT30M

Day 1 Dose

2006-08-01T08:00

3

2006-08-01T09:01

1

60 MIN

3

PT1H

Day 1 Dose

2006-08-01T08:00

4

2006-08-01T09:32

1

90 MIN

4

PT1H30M

Day 1 Dose

2006-08-01T08:00

Not all time points will require all of these variables; however, it is anticipated that at least --TPTNUM will be included, and generally --TPT, to give the time point a label.

Because --RFTDTC represents the actual date/time of the fixed reference point (--TPTREF), --TPTREF should be provided whenever --RFTDTC is populated. It is also highly recommended that --TPTREF be as specific as possible when --RFTDTC is not used or is null. For example, a --TPTREF of "DOSE ADMINISTRATION" without a corresponding --RFTDTC is not very meaningful if there are multiple dose administrations within a study.

Example 2: Point-in-Time Time Points, Clinical Observations with 24-hour Time Points

The following example shows time point variables populated for clinical observation measurements taken pre-dose and 1, 4, and 24 hours relative to dosing performed on the morning and afternoon of days 7 and 14 of the study. The variables --TPTREF and --RFTDTC describe the reference time point. The example also shows that the assessments performed 24 hours after dosing on study days 8 and 15 (CLDY) are grouped for reporting with the assessments performed on the study day of dosing using nominal day values (CLNOMDY) of 7 and 14, and the reporting labels (CLNOMLBL) of week 1 and week 2.

cl.xpt

Row

CLDY

CLNOMDY

CLNOMLBL

CLTPT

CLTPTNUM

CLELTM

CLTPTREF

CLRFTDTC

1

7

7

Week 1

PREDOSE

1

PT0H

DAY 7 DOSE

2006-08-01T08:00

2

7

7

Week 1

1H

2

PT1H

DAY 7 DOSE

2006-08-01T08:00

3

7

7

Week 1

4H

3

PT4H

DAY 7 DOSE

2006-08-01T08:00

4

8

7

Week 1

24H

4

PT24H

DAY 7 DOSE

2006-08-01T08:00

5

14

14

Week 2

PREDOSE

1

PT0H

DAY 14 DOSE

2006-08-08T08:00

6

14

14

Week 2

1H

2

PT1H

DAY 14 DOSE

2006-08-08T08:00

7

14

14

Week 2

4H

3

PT4H

DAY 14 DOSE

2006-08-08T08:00

8

15

14

Week 2

24H

4

PT24H

DAY 14 DOSE

2006-08-08T08:00


          1. Planned Time Points Within a Duration

            Time points with collections over a duration also typically include the --STINT and --ENINT variables, which specify the start and end of the period over which the assessment was evaluated, based on the --TPTREF anchor.

            For these duration-based time points, the sponsor can choose the --TPT (and corresponding --ELTM) to be based on the end, start, or somewhere in the middle of the assessment interval; however, the --STINT and --ENINT variables will remain the same for the same assessment interval. In this respect, --TPT and --ELTM act as the "label" for where the time point should be considered. The --STINT and --ENINT variables definitively state the bounds of the evaluation and would represent the assessment interval consistently across sponsors, regardless of labeling style.

            Figure 44723A shows a duration-based time point where --TPT is based at the end of the assessment interval, such as if there were a time point labeled "1 hour," representing an evaluation of the last hour of data. This is the most typical way that duration-based time points are represented.

            Figure 44723A



            Another way to express a duration-based time point is based on the beginning of the assessment interval, such as a time point labeled "0 hour", representing an evaluation of the next hour of data. This scenario is shown in Figure 44723B. Note that --STINT and --ENINT are identical to that in Figure 44723A; only --TPT and its associated -- ELTM change.

            Figure 44723B



            Another less common way to express a duration-based time point is based on a window around the time point, such as a time point labeled "30 minute", representing an assessment interval of 30 minutes before and after the 30- minute mark. This scenario is shown in Figure 44723C. Note that --STINT and --ENINT are identical compared to Figures 44723A and 44723B; only --TPT and its associated --ELTM change.

            Figure 44723C



            Example 1: Duration-based Time Points Based on the End of the Assessment

            In this example, at each hour, the previous hour's data are summarized into the result. Thus, --TPT and --ELTM are defined around the end of the assessment (e.g., the zero- to 1-hour period assigned to RETPT of "1 Hour" and REELTM of "PT1H"), with the assessment period bounded by the RESTINT and REENINT (e.g., the zero- to 1- hour period assigned to RESTINT of PT0H and REENINT of PT1H).

            Figure. PT6


            re.xpt

            Row

            RETPT

            RETPTNUM

            REELTM

            RETPTREF

            RESTINT

            REENINT

            1

            Baseline

            0

            PT0H

            Day 1 Dose

            -PT1H

            PT0H

            2

            1 Hour

            1

            PT1H

            Day 1 Dose

            PT0H

            PT1H

            3

            2 Hour

            2

            PT2H

            Day 1 Dose

            PT1H

            PT2H

            Example 2: Duration-based Time Points Based on the Start of the Assessment

            The following table presents the same scenario as the previous example, except with the time point based on the start of the assessment. At each hour, the following hour's data are summarized into the result. Thus, --TPT and -- ELTM are defined around the start of the assessment (e.g., the zero- to 1-hour period assigned to RETPT of "0 Hour" and REELTM of "PT0H"), yet RESTINT and REENINT are populated identically to the previous example (it remains the same period of time regardless of the label used).

            re.xpt

            Row

            RETPT

            RETPTNUM

            REELTM

            RETPTREF

            RESTINT

            REENINT

            1

            Baseline

            0

            -PT1H

            Day 1 Dose

            -PT1H

            PT0H

            2

            0 Hour

            1

            PT0H

            Day 1 Dose

            PT0H

            PT1H

            3

            1 Hour

            2

            PT1H

            Day 1 Dose

            PT1H

            PT2H

            Example 3: Duration-based Time Points Based in the Middle of the Assessment

            The following table presents the same scenario as in Example 2, except with the time point based in the middle of the assessment; 30 minutes of data on either side of each time point (time points at 30 minutes pre-dose and 30 and 90 minutes post-dose) count toward the time point's assessment period. To represent this case, --TPT and --ELTM are defined at the desired time, with the RESTINT and REENINT set to the start and end of the window.


            Row

            RETPT

            RETPTNUM

            REELTM

            RETPTREF

            RESTINT

            REENINT

            1

            Baseline

            0

            -PT30M

            Day 1 Dose

            -PT1H

            PT0H

            2

            0.5 Hour

            1

            PT30M

            Day 1 Dose

            PT0H

            PT1H

            3

            1.5 Hour

            2

            PT90M

            Day 1 Dose

            PT1H

            PT2H

    1. Other Assumptions

      1. Original and Standardized Results of Findings and Tests Not Done

        1. Original and Standardized Results

          The --ORRES variable contains the result of the measurement or finding as originally received or collected. ORRES is an expected variable and should always be populated, except when --STAT = "NOT DONE".

          When --ORRES is populated, --STRESC must also be populated, regardless of whether the data values are character or numeric. The --STRESC variable is either derived by the conversion of values in --ORRES to values with standard units, or by the assignment of the value of --ORRES (as in the Clinical Observations domain, where -- STRESC could contain a dictionary-derived term). In the Macroscopic and Microscopic Findings (MA/MI)

          domains, --ORRES may contain a finding with multiple concatenated modifiers. In this case, --STRESC would contain only the finding without the modifiers. A further step is necessary when --STRESC contains numeric values. These are converted to numeric type and written to --STRESN. Because --STRESC may contain a mixture of numeric and character values, --STRESN may contain null values, as shown in the following flowchart.


          Figure. Original to Standardized Results



          When the original measurement or finding is a selection from a defined codelist, in general, the --ORRES and -- STRESC variables contain results in decoded format (i.e., the textual interpretation of whichever code was selected from the codelist). In some cases, the code values in the codelist are statistically meaningful, standardized values or scores, which are defined by sponsors or by valid methodologies. The --ORRES variables will contain the decoded format, whereas the --STRESC variables, as well as the --STRESN variables, will contain the standardized values or scores.

          Occasionally data that are intended to be numeric are collected with characters attached that cause the character-to- numeric conversion to fail. For example, numeric cell counts in the source data may be specified with a greater than (>) or less than (<) sign attached (e.g., >10,000, <1). These values should have a null result in the --STRESN column, because only numeric values can be represented in the --STRESN field. If it is necessary to provide a numeric equivalent to these results for the purposes of calculation (analysis), this data should be supplied in a SUPP-

          - dataset. The supplemental qualifier record should be linked to the record that contains the non-numeric --ORRES value, with a QNAM value of --CALCN, a QLABEL of "Numeric Interpretation for Calculations", and QVAL equal to the value used by the sponsor for calculations. The units of this value should be the same as the standardized units in --STRESU. If the value was not considered numeric for calculation purposes, this type of SUPP-- record should not be provided. Examples of this can be found in Sections 4.5.1.4, Example of Original and Standardized Results and Test Not Done, and 6.3.13, PC PP Cross-Domain Examples.

        2. Result Significance

          For numeric non-derived data, --ORRES should be presented at the meaningful precision to which the result was collected. The precision should not be artificially changed due to computer storage considerations.

          For numeric derived data, --ORRES and --STRESC should contain the correct number of significant figures based upon the calculation used to derive the value. For example, trailing zeroes should be retained when significant.

        3. Tests Not Done

          When an entire examination (e.g., Laboratory Test Results (LB), Clinical Observations (CL)), a group of tests (e.g., hematology or urinalysis), or an individual test (e.g., glucose) is not done for a subject or pool, and this information is explicitly captured with the reason for not collecting the information, record(s) could be created in the dataset to represent this information. A sponsor has 2 options: (1) to submit individual records for each test not done for each subject or pool, or (2) to submit 1 record for each subject or pool for a group of tests that were not done.

          For example, if urinalysis is not done, then:

          • LBTESTCD = "LBALL"

          • LBTEST = "Laboratory Data"

          • LBCAT = "URINALYSIS"

          • LBORRES should be null

          • LBSTAT should be "NOT DONE"

          • LBREASND, if collected, might be "no urine sample present"

        4. Example of Original and Standardized Results and Test Not Done

          The following examples are meant to illustrate the use of Findings results variables and are not meant as comprehensive domain examples.


          Lab Data Example

          Row 1: Numeric values that have been converted.

          Row 2: A character result that has been copied.

          Row 3: Numeric values that have been copied.

          Row 4: A result of "TRACE" shows "TRACE" in LBSTRESC, and LBSTRESN is null.

          Row 5: Value of "1+" in LBORRES, "1+" in LBSTRESC and LBSTRESN is null. The sponsor decided not to assign a numeric value to this result, so no additional SUPPLB information is provided.

          Row 6: A result of "BLQ" was collected. That value was copied to LBSTRESC and LBSTRESN is null. Note that the standard units are populated by sponsor decision, but could be left null.

          Row 7: Result variables are not populated because the observation was "NOT DONE" as reflected in the --STAT variable; neither LBORRES nor LBSTRESC is populated.

          Row 8: A result is derived from multiple records such as an average of baseline measurements for a baseline value, so LBDRVFL = Y. Note that records from which this result was derived are not shown in this example.

          Row 9: A category of tests was not completed as planned.

          Row 10: When a value has a greater than (>) or less than (<) sign attached in --ORRES (e.g., <4000), the entire value with the greater than (>) or less than (<) sign is shown in --STRESC and --STRESN is null. The sponsor has decided to assign a numeric value of 4000 to this result for the purpose of calculations; row 1 of the SUPPLB example reflects this information by using the LBCALCN supplemental qualifier.

          lb.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          LBSEQ

          LBTESTCD

          LBTEST

          LBCAT

          LBORRES

          LBORRESU

          LBSTRESC

          LBSTRESN

          LBSTRESU

          LBSTAT

          LBREASND

          LBSPEC

          LBMETHOD

          LBBLFL

          LBDRVFL

          LBDTC

          LBDY

          1

          LBEX1

          LB

          LBEX1- 001

          1

          GLUC

          Glucose

          CHEMISTRY

          6.0

          g/mL

          60

          60

          g/dL



          PLASMA




          2010-01-

          20T15:00

          8

          2

          LBEX1

          LB

          LBEX1- 001

          2

          BACT

          Bacteria

          URINALYSIS

          MODERATE


          MODERATE





          URINE




          2010-01-

          20T18:00

          8

          3

          LBEX1

          LB

          LBEX1- 001

          3

          ALT

          Alanine Aminotransferase

          CHEMISTRY

          12.1

          U/L

          12.1

          12.1

          U/L



          PLASMA




          2010-01-

          20T15:00

          8

          4

          LBEX1

          LB

          LBEX1- 001

          4

          RBC

          Erythrocytes

          URINALYSIS

          TRACE


          TRACE





          URINE




          2010-01-

          20T18:00

          8

          5

          LBEX1

          LB

          LBEX1- 001

          5

          WBC

          Leukocytes

          URINALYSIS

          1+


          1+





          URINE




          2010-01-

          20T18:00

          8

          6

          LBEX1

          LB

          LBEX1- 001

          6

          KETONES

          Ketones

          URINALYSIS

          BLQ

          mmol/L

          BLQ


          mmol/L



          URINE




          2010-01-

          20T15:00

          8

          7

          LBEX1

          LB

          LBEX1- 002

          1

          HCT

          Hematocrit

          HEMATOLOGY






          NOT DONE

          Insufficient Sample

          WHOLE BLOOD




          2010-01-

          20T15:00

          8

          8

          LBEX1

          LB

          LBEX1- 002

          2

          MCHC

          Ery. Mean Corpuscular HGB Concentration

          HEMATOLOGY

          33.8

          g/dL

          33.8

          33.8

          g/dL



          WHOLE BLOOD



          Y

          2010-01-

          20T15:00

          8

          9

          LBEX1

          LB

          LBEX1- 003

          1

          LBALL

          Laboratory Data

          HEMATOLOGY






          NOT DONE

          Sample Exhausted





          2010-01-

          20T15:00

          8

          10

          LBEX1

          LB

          LBEX1- 004

          1

          WBC

          Leukocytes

          HEMATOLOGY

          <4000

          /uL

          <4000


          /uL



          WHOLE BLOOD




          2010-01-

          20T15:00

          8


          Lab Data Example: SUPPLB

          supplb.xpt

          Row

          STUDYID

          RDOMAIN

          USUBJID

          POOLID

          IDVAR

          IDVARVAL

          QNAM

          QLABEL

          QVAL

          QORIG

          1

          LBEX1

          LB

          LBEX1-004


          LBSEQ

          1

          LBCALCN

          Numeric Interpretation for Calculations

          4000

          DERIVED


        5. Standardizing Units Within a Study

          Sponsors may choose to standardize units within a study for a given test (e.g., data are collected from multiple sites, units change across intervals). In this case, a conversion calculation may be required from LBORRESU to LBSTRESU.

          The following example shows a case of the Laboratory Test Results (LB) domain where the laboratory test work for a study was performed at different sites, and the unit reported by the sites differed (the original units for serum creatinine include mg/dL, milligrams per deciliter, and umol/L). The sponsor has chosen to standardize the unit for creatinine for the study to mg/dL. So, the LBORRESU field contains the controlled terminology submission values for these units (e.g., "mg/dL," "mg/dL," and "umol/L," respectively), and the LBSTRESU field contains the harmonized unit's controlled terminology submission value (e.g., "mg/dL"). Note that some required and expected LB domain variables have been omitted for example purposes.

          Row 1: Represents a test done at the LAB A site (LBNAM = "LAB A"), where the test was collected with a reported unit of "mg/dL." The original unit of collection is already the submission value (so no mapping is necessary for LBORRESU) as well as the chosen harmonized unit (so no conversion calculation is necessary from LBORRESU to LBSTRESU).

          Row 2: Represents a test done at the LAB B site (LBNAM = "LAB B"), where the test was collected with a reported unit of "milligrams per deciliter". in this case, the unit originally collected is a synonym of "mg/dL," so LBORRESU is "mg/dL." This is the chosen harmonized unit, so no conversion calculation is necessary from LBORRESU to LBSTRESU.

          Row 3: Represents a test done at the LAB C site (LBNAM = "LAB C"), where the test was collected with a reported unit of "umol/L." The source unit is already the submission value for the micromoles per liter unit, so no mapping is necessary for LBORRESU. However, this unit is different from the chosen standardized unit for the study, so a conversion calculation is done from LBORRESU to LBSTRESU to "mg/dL."

          lb.xpt

          Row

          Source Unit

          USUBJID

          LBTESTCD

          LBTEST

          LBORRES

          LBORRESU

          LBSTRESC

          LBSTRESN

          LBSTRESU

          LBNAM

          1

          mg/dL

          MOCK_134

          CREAT

          Creatinine

          1.0

          mg/dL

          1.0

          1

          mg/dL

          LAB A

          2

          milligrams per deciliter

          MOCK_1212

          CREAT

          Creatinine

          1.1

          mg/dL

          1.1

          1.1

          mg/dL

          LAB B

          3

          umol/L

          MOCK_311

          CREAT

          Creatinine

          80

          umol/L

          0.9

          0.9

          mg/dL

          LAB C

      2. Text Strings That Exceed the Maximum Length for General Observation Class Domain Variables

        Because of limitations of SAS v5 transport files, the lengths of data values cannot exceed 200 characters. Because --TEST values may become column labels upon transformation, the SDTM additionally restricts them to 40 characters. Section 4.5.2.1, Test Name (--TEST) Greater Than 40 Characters, provides instructions for handling values of --TEST longer than 40 characters; Section 4.5.2.2, Text Strings Greater than 200 Characters in Other Variables, addresses values of other general-observation class variables longer than 200 characters.

        1. Test Name (--TEST) Greater Than 40 Characters

          Sponsors may have test descriptions (--TEST) longer than 40 characters in their operational databases. Because the --TEST variable is meant to serve as a label for --TESTCD when a Findings dataset is transposed to a horizontal format, the length of --TEST is normally limited to 40 characters to conform to the limitations of the SAS v5 transport file format currently used for submission datasets. Therefore, sponsors have the choice to either insert the first 40 characters or a text string abbreviated to 40 characters in --TEST. To address this issue, sponsors may include the full description for these variables:

          • in the data definition file Origin column for --TEST, provide a link to the source containing the full test description; or

          • in a PDF document storing full-text descriptions. In such cases, in the data definition file Comments column for --TEST, insert a link to the full-text description in the PDF.

        2. Text Strings Greater than 200 Characters in Other Variables

          Some sponsors may have data values longer than 200 characters for some variables. Because of the current requirement for SAS v5 transport file format, it will not be possible to store those long text strings using only 1 variable. Therefore, the SENDIG has defined a convention for storing a long text string by using a combination of the standard domain dataset and the supplemental qualifiers (SUPP--) datasets, which applies to all domains based on a general observation class. Note that the Comments (CO) and Trial Summary (TS) domains are not based on general observation classes and have different rules. See Section 5.2, Comments, and Section 7.6, Trial Summary, for information on handling comment or trial summary text more than 200 characters long.

          The first 200 characters of text should be submitted in the standard domain variable, and each additional 200 characters of text should be represented as a record in the SUPP-- dataset (see Section 8, Representing Relationships and Data). In this dataset, the value for QNAM should contain a sequential variable name, which is formed by appending a 1-digit integer, beginning with 1, to the original standard domain variable name. When splitting a text string into several records, the text should be split between words to improve readability.

          The following example shows how to use supplemental qualifiers when original result (TFORRES) exceeds 200 characters, which is the SAS limitation for any data field.

          In this example, the original result or finding as collected was slightly over 600 characters in length, so the sponsor put the first 200 characters of text in the standard domain variable and dataset (TFORRES in Tumor Findings), the next 200 characters of text as a first supplemental record in the SUPPTF dataset, the next set of 200 characters as a second record in SUPPTF, and the final few characters of text as a third record in the SUPPTF dataset. The QNAM variable has the values TFORRES1, TFORRES2, and TFORRES3 for these 3 records in SUPPTF, respectively, for this particular text string. Sponsors should place the text itself into variable QVAL and the label of the original standard domain variable into variable QLABEL. In this case, IDVAR and IDVARVAL should be used in SUPPTF to relate the associated supplemental text records to the parent record containing the first 200 characters of text in the standard domain.

          Row 1: The first 200 characters of text should be submitted in the standard domain variable.

          tf.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          TFSEQ

          TFSPID

          TFTESTCD

          TFTEST

          TFORRES

          TFSTRESC

          TFRESCAT

          TFSPEC

          TFDTHREL

          TFDETECT

          1

          ABC

          TF

          ABC-560

          88530

          MASS 2

          TUMEX

          Tumor Examination

          Progressive nephropathy shown by a thickening of the basement membrane, some tubules have multiple layers of regenerative epithelium, others have flattened, atrophic epithelium. There is prominent

          CARCINOMA, BASAL CELL, MALIGNANT

          MALIGNANT

          KIDNEY

          Y

          650

          Rows 1-3: Each additional 200 characters of text should be represented as a record in the SUPPTF dataset. In this dataset, the values for QNAM and QLABEL should contain a sequential variable name, which is formed by appending a one-digit integer, beginning with 1, to the original standard domain variable name. When splitting a text string into several records, the text should be split between words to improve readability.

          supptf.xpt

          Row

          STUDYID

          RDOMAIN

          USUBJID

          IDVAR

          IDVARVAL

          QNAM

          QLABEL

          QVAL

          QORIG

          1

          ABC

          TF

          ABC-560

          TFSEQ

          88530

          TFORRES1

          Original Result or Finding as Collected1

          interstitial fibrosis and inflammatory infiltrates and dilated tubules filled with protein casts. Pigment and mineralization is seen in tubular epithelial cells. The glomerulus shows an increased

          COLLECTED

          2

          ABC

          TF

          ABC-560

          TFSEQ

          88530

          TFORRES2

          Original Result or Finding as Collected2

          mesangial proliferation with basement membrane thickening and adhesions are present between the glomerular tuft and capsular wall. There is a slight increase in the size and number of parietal cells

          COLLECTED

          3

          ABC

          TF

          ABC-560

          TFSEQ

          88530

          TFORRES3

          Original Result or Finding as Collected3

          in Bowman's capsule.

          COLLECTED

      3. Biological Significance for Findings Observation Class Data

        For assessments of biological significance when the overall interpretation is a record in the domain, use the supplemental qualifier (SUPP--) record (with QNAM

        = --BIOSIG) linked to the record that contains the overall interpretation or a particular result. An example would be a QNAM value of LBBIOSIG in SUPPLB with a value of "Y", indicating that a lab result for albumin of 30 mg/mL was biologically significant.

        It should be noted that biological significance is different from the concepts of normal and abnormal, which are generally submitted in --ORRES.

      4. Supplemental Reason Variables

        The SDTM general observation classes include the --REASND variable to submit the reason an observation was not collected. However, sponsors sometimes collect the reason that something was done. For the Interventions general observation class, --INDC and --ADJ are available to indicate the reason for the intervention or for the dose adjustment. For the Findings general observation class, if the sponsor collects the reason for performing a test or examination, it should be placed in the SUPP-- dataset as described in Section 8.3, Supplemental Qualifiers - SUPP-- Datasets. The standard SUPP-- QNAM value of --REAS should be used as described in Section 8, Representing Relationships and Data.

        For example, if the sponsor collects the reason that extra lab tests were done, the SUPP-- record might be populated as follows.


        Row

        STUDYID

        RDOMAIN

        USUBJID

        IDVAR

        IDVARVAL

        QNAM

        QLABEL

        QVAL

        1

        12345

        LB

        99-123

        LBSEQ

        3

        LBREAS

        Reason Test or Examination was Performed

        ORIGINAL SAMPLE LOST

      5. Derived Records

        For a result variable (e.g., --ORRES) whose origin is defined as COLLECTED in the define file, there may be the occasional need to derive other records (e.g., mean or ratio). In such a case, --DRVFL would have a value of "Y".

        The following table shows an abbreviated example of some blood pressure readings (Cardiovascular Test Results domain), highlighting the use of --DRVFL to indicate that a record in the CV domain was derived from other records also in the domain.

        cv.xpt

        Row

        CVTEST

        CVORRES

        CVDRVFL

        CVDTC

        1

        Systolic Blood Pressure

        154


        2010-01-19T09:52

        2

        Systolic Blood Pressure

        149


        2010-01-19T09:54

        3

        Systolic Blood Pressure

        153


        2010-01-19T09:55

        4

        Systolic Blood Pressure

        152

        Y

        2010-01-19

        The following table shows collected protein and creatinine chemistry lab tests.

        Row 3: Shows a protein/creatinine test that was not generated directly by the instrument, but rather derived from rows 1 and 2; therefore, --DRVFL has a value of "Y".

        Row 4: Shows a protein/creatinine ratio generated directly by the instrument.

        lb.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        LBSEQ

        LBTESTCD

        LBTEST

        LBCAT

        LBSCAT

        LBORRES

        LBORRESU

        LBSTRESC

        LBSTRESN

        LBSTRESU

        LBSPEC

        LBDRVFL

        LBDTC

        LBDY

        1

        ABC

        LB

        ABC- 1001

        303

        PROT

        Protein

        Chemistry


        6.3

        mg/dL

        6.3

        6.3

        mg/dL

        SERUM


        2011-01-

        09T12:51:00

        9

        2

        ABC

        LB

        ABC- 1001

        307

        CREAT

        Creatinine

        Chemistry


        0.5

        mg/dL

        0.5

        0.5

        mg/dL

        SERUM


        2011-01-

        09T12:51:00

        9

        3

        ABC

        LB

        ABC- 1001

        5550

        PROTCRT

        Protein/Creatinine

        Chemistry


        12.6

        RATIO

        12.6

        12.6

        RATIO

        SERUM

        Y

        2011-01-09

        9

        4

        ABC

        LB

        ABC- 1001

        5550

        PROTCRT

        Protein/Creatinine

        Chemistry


        12.6

        RATIO

        12.6

        12.6

        RATIO

        SERUM


        2011-01-

        09T12:51:00

        9

        Note that a sponsor may also set --GRPID to more explicitly define the relationship between each derived record and the records from which it was sourced. This practice would be especially important in the case of multiple derived records in a domain for the same subject (e.g., 2 baseline averages).

  1. Models for Special-purpose Domains

    1. Demographics

      1. Demographics – DM

        dm.xpt, Demographics - Special-Purpose Domains. One record per subject, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        DM

        Identifier

        Two-character abbreviation for the domain.

        Req

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify a subject across all studies for all applications or submissions involving the product.

        Req

        SUBJID

        Subject Identifier for the Study

        Char


        Topic

        Subject (i.e., Animal) identifier used within the study.

        Req

        RFSTDTC

        Subject Reference Start Date/Time

        Char

        ISO 8601

        Record Qualifier

        Reference start date/time for the subject in ISO 8601 format. Usually equivalent to date/time when subject was first exposed to study treatment. Study day calculation (the --DY variable) in all domains will be based on this date. The sponsor must define what collected date is used to populate RFSTDTC in the data definition file.

        Req

        RFENDTC

        Subject Reference End Date/Time

        Char

        ISO 8601

        Record Qualifier

        Reference end date/time for the subject in ISO 8601 format. Usually equivalent to the date/time when the subject was determined to have left the study. The sponsor must define what collected date is used to populate RFENDTC in the data definition file.

        Exp

        RFXSTDTC

        Date/Time of First Study Treatment

        Char

        ISO 8601

        Record Qualifier

        First date/time of exposure to any protocol-specified treatment or therapy, equal to the earliest value of EXSTDTC. Note: Absolute first.

        Perm

        RFXENDTC

        Date/Time of Last Study Treatment

        Char

        ISO 8601

        Record Qualifier

        Last date/time of exposure to any protocol-specified treatment or therapy, equal to the latest value of EXENDTC (or the latest value of EXSTDTC if EXENDTC was not collected or is missing). Note: Absolute last

        Perm

        SITEID

        Study Site Identifier

        Char


        Record Qualifier

        Unique identifier for a study site within a submission. Use only if subjects are housed at different sites.

        Perm

        BRTHDTC

        Date/Time of Birth

        Char

        ISO 8601

        Record Qualifier

        Date/Time of birth of the subject, in ISO 8601 format.

        Perm

        AGE

        Age

        Num


        Record Qualifier

        May be derived (RFSTDTC – BRTHDTC), but BRTHDTC may not be available in all cases. Age may also be collected.

        Perm

        AGETXT

        Age Range

        Char

        number-number

        Record Qualifier

        Used when the age is a range and the exact birthdate is not known. This variable is a character field for the purposes of defining age ranges, e.g., if the information available for the age of the subject is 6-8 and AGEU is WEEKS. Populate only when BRTHDTC or AGE is not specified. The format for AGETXT is "number-number" (e.g., 6-8).

        Perm

        AGEU

        Age Unit

        Char

        (AGEU)

        Variable Qualifier

        Units associated with AGE and AGETXT.

        Exp


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        SEX

        Sex

        Char

        (SEX)

        Record Qualifier

        The sex of the subject.

        Req

        SPECIES

        Species

        Char

        (SPECIES)

        Record Qualifier

        If this variable is excluded in the DM domain, the information must be present at a higher level (either Trial Sets or Trial Summary).

        Perm

        STRAIN

        Strain/Substrain

        Char

        (STRAIN)

        Record Qualifier

        Used to identify the vendor-supplied strain, substrain, or breed designation for the test system under study. It may combine the background strain, substrain, and associated genetic modifications as supplied by the vendor (e.g., C57BL/6, A/J, B6.129-Pparg<tm2Rev>/J, FISCHER 344, SPRAGUE-DAWLEY IGS, WISTAR Kyoto, BEAGLE, CYNOMOLGUS, and

        CHIMPANZEE). The SEND Controlled Terminology codelist consists of commonly used wild type strains. It is extensible to accommodate strains not listed and genetically modified substrains. If this variable is excluded in the DM domain, the information must be present at a higher level (either Trial Sets or Trial Summary). Country of origin for non-human primates should not go into STRAIN. In general, details related to coat color (e.g., White and Red designations for New Zealand Rabbits) should not go into STRAIN.

        Perm

        SBSTRAIN

        Strain/Substrain Details

        Char


        Record Qualifier

        Free-text field that allows the sponsor to enter further details qualifiying the SPECIES and/or STRAIN, depending on the level to which these variables were defined. Examples include the description of a specific genetic alteration, country of origin for non-human primates, details related to coat color (e.g., White and Red designations for New Zealand Rabbits), and important animal

        husbandry information (e.g., SPF, BR, VAF).

        Perm

        ARMCD

        Planned Arm Code

        Char


        Record Qualifier

        Short name for ARM (may be up to 20 characters) used for sorting and programming. Should be populated when Arms have been defined in the TA domain.

        Exp

        ARM

        Description of Planned Arm

        Char


        Synonym Qualifier

        Descriptive name given to a specific Trial Arm (e.g., Low Dose, Mid Dose, 10 mg/kg/day dose, Third Arm) to which the subject was assigned.

        Perm

        SETCD

        Set Code

        Char


        Record Qualifier

        Short name of a specific Trial Set to which the subject was assigned, as defined by the sponsor. Maximum of 8 characters. This represents the Trial Set for which parameters are being submitted.

        Req


        1. Assumptions for (DM) Demographics Domain Model

          1. Subject identification: It is presumed that every subject (i.e., animal) in a study will have a subject identifier (SUBJID). In some cases, a subject may be included in more than 1 study within a submission, and, more commonly, subjects from different studies may have the same subject identifier. To identify a subject uniquely across a submission, a unique identifier (USUBJID) should be assigned and included in all subject-related datasets in the submission.

          2. Arm/treatment identification: When a sponsor is submitting study design information, the values of ARMCD and ARM should be identical to the values defined for that subject in the Subject Elements (SE) dataset. The assignment of values should be consistent, if possible, within a submission.

          3. When additional information is reported about the subjects, sponsors should place this information in the Subject Characteristics (SC) domain, adding the specific variable as a value in SCTEST. Study design information that does not vary on an individual subject level should be placed in the Trial Sets (TX) table.

          4. BRTHDTC, AGE, and AGETXT: These variables represent 3 levels of precision for the age of the subject, and they should be used according to the information available.

            1. AGE and AGETXT should never both be populated for the same subject. AGEU refers to whichever variable is used.

            2. If information is available about the time of birth for the subject, it should be presented in the variable BRTHDTC in ISO 8601 format, even if this is only partial information (not a complete date of birth). Section 4.4.2, Date/Time Precision, discusses how to represent date/time precision in ISO 8601.

            3. Data in BRTHDTC should never be derived from another variable. Either this information is collected or this variable should be blank.

            4. If a specific age for the subject is known, but no information regarding date/time of birth is available, then AGE and AGEU should be populated, using the most descriptive/precise unit for the data (e.g., 1 year, 2 months would be AGE = "14" and AGEU = "MONTHS").

            5. Sponsors may choose to derive AGE and AGEU using an algorithm involving BRTHDTC and RFSTDTC. Sponsors should indicate how AGE was populated in the define file comments.

            6. If only an approximate age is known (e.g., 6-8 weeks), then use AGETXT in conjunction with AGEU (e.g., AGETXT = "6-8" and AGEU = "WEEKS"). The format for AGETXT is number-number (e.g., "6-8").

          5. RFSTDTC, RFENDTC, and BRTHDTC represent date/time values, but they are considered to have a record qualifier role in DM. They are not considered to be timing variables as described in SDTM v1.5, Section 2.2.6, because they are not intended for use in the general observation classes. The subject may have records in other domains with a date/time prior to RFSTDTC and after the RFENDTC.

          6. SPECIES and STRAIN: These variables are permissible and should be used only if different species or strains are used during 1 study. If all the subjects in 1 study are of the same species, strain, and substrain, then this information is collected in the Trial Summary (TS) table. TX can have multiple species and/or strains if they are different by set.

          7. The SETCD variable is to be used by the sponsor to uniquely identify all distinct "groups" or "trial sets." A trial set is a collection of subjects that have a common set of parameters defined in the protocol, where those parameters include experimental parameters, treatment strategies, inherent characteristics (e.g., strain) parameters, and/or sponsor-defined attributes (e.g., control group designation). In general, if a distinction between arms does not cause the subjects to be summarized or grouped independently, then the arms should not be reflected as a separate trial set. A subject may belong to 1 and only 1 trial set. For further explanation of SETCD, see Section 7.4, Trial Sets.

          8. ARM: An arm is a planned path through a study. This path covers the entire time of the study. The group of subjects assigned to an arm is also often colloquially called an "arm." The group of subjects assigned to an arm is also often called a "treatment group," although it is not necessarily a treatment group. The same arm can be used to separate subjects into different satellites. For example, use SETCD for assigning main study subjects and TK study subjects. See Section 7.4, Trial Sets, for further details.

        2. Examples for Demographics (DM) Domain Model

          The following examples illustrate typical scenarios in the DM domain. Example 1 is a general DM example showing a study of 6 animals with different arms recorded.

          Example 1: General Demographics

          1. The animal number given in this study is the SUBJID. In this example, STUDYID and SUBJID have been concatenated to create the USUBJID. This is to ensure that this particular animal is referred to in a unique way throughout an entire submission, which one might expect to be composed of several studies where each study contains an animal number with SUBJID = "1." Note: USUBJID does not need necessarily to be created by concatenating STUDYID and SUBJID, but it must be a unique identifying value for a subject across all studies within the submission.

          2. This is a simple study where ARMCD represents dose groups, which is not always the case. This study has 3 groups (ARMCD values 1-3): ARMCD = "1" is the control animals, ARMCD = "2" is the low-dose animals, and ARMCD = "3" is the high-dose animals.

          3. The actual birth dates of the animals were recorded; therefore, the age of the animals was calculated and recorded.

            Row

            STUDYID

            DOMAIN

            USUBJID

            SUBJID

            RFSTDTC

            RFENDTC

            BRTHDTC

            AGE

            AGEU

            SEX

            ARMCD

            ARM

            SETCD

            1

            ABC

            DM

            ABC-1

            1

            2006-01-01

            2006-03-10

            2005-12-01

            31

            DAYS

            M

            1

            Control

            1

            2

            ABC

            DM

            ABC-2

            2

            2006-01-01

            2006-02-28

            2005-12-01

            31

            DAYS

            M

            1

            Control

            1

            3

            ABC

            DM

            ABC-3

            3

            2006-01-01

            2006-03-19

            2005-12-01

            31

            DAYS

            M

            2

            Low

            2

            4

            ABC

            DM

            ABC-4

            4

            2006-01-01

            2006-03-10

            2005-12-01

            31

            DAYS

            F

            2

            Low

            2

            5

            ABC

            DM

            ABC-5

            5

            2006-01-01

            2006-03-31

            2005-12-15

            17

            DAYS

            F

            3

            High

            3

            6

            ABC

            DM

            ABC-6

            6

            2006-01-01

            2006-04-05

            2005-12-16

            16

            DAYS

            F

            3

            High

            3

          4. In this example, the variable "SPECIES" has been omitted because this information is within the Trial Summary (TS) domain. Rows 1-6: Show demographics records for 6 subjects. Note that the subjects possess birthdates (BRTHDTC) and ages (AGE, AGEU). dm.xpt


          Example 2: Unknown Birth Date

          In this example, the exact birth date of the animal is not known, but there is an age range, so the AGETXT in conjunction with the AGEU is used. This study has some animals where the sex of the animals is either unknown or undifferentiated.

          Row 1: Shows an example of a subject with a known age range of 2 to 4 weeks and an unknown sex.

          Row 2: Shows an example of a subject with a known age range of 2 to 4 weeks and an undifferentiated sex.

          dm.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          SUBJID

          RFSTDTC

          RFENDTC

          AGETXT

          AGEU

          SEX

          ARMCD

          ARM

          SETCD

          1

          DCB

          DM

          DCB-1

          1

          2006-01-01

          2006-03-10

          2-4

          WEEKS

          U

          1

          Low

          1

          2

          DCB

          DM

          DCB-2

          2

          2006-01-01

          2006-03-10

          2-4

          WEEKS

          UN

          2

          High

          2


          Example 3: Species, Strains, and Substrains

          Rows 1-3: Show an example of a study with the same SPECIES and different STRAIN and SBSTRAIN.

          dm.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          SUBJID

          RFSTDTC

          RFENDTC

          AGETXT

          AGEU

          SEX

          SPECIES

          STRAIN

          SBSTRAIN

          ARMCD

          SETCD

          1

          ABC

          DM

          ABC-101

          101

          2006-03-

          01

          2006-04-

          16

          8-9

          WEEKS

          M

          RAT

          FISCHER 344

          Surgically ovariectomized

          1

          RFIS2

          2

          ABC

          DM

          ABC-102

          102

          2006-03-

          01

          2006-04-

          16

          8-9

          WEEKS

          M

          RAT

          FISCHER 344

          Surgically ovariectomized

          1

          RFIS2

          3

          ABC

          DM

          ABC-103

          103

          2006-03-

          01

          2006-04-

          16

          8-9

          WEEKS

          M

          RAT

          ZUCKER

          Zuker Diabetic Fatty; obese; Type 2 diabetic; ZDF.GmiCrl-fa/fa

          2

          RZDF3

    2. Comments

      1. Comments – CO

        co.xpt, Comments - Special-Purpose Domains. One record per comment, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        CO

        Identifier

        Two-character abbreviation for the domain.

        Req

        RDOMAIN

        Related Domain Abbreviation

        Char


        Record Qualifier

        Domain abbreviation of the parent record(s). Null for comments collected as a general comment or additional information.

        Exp

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify a subject across all studies for all applications or submissions involving the product. Either USUBJID or POOLID must be populated unless the record contains a study comment unrelated to a USUBJID or POOLID.

        Exp

        POOLID

        Pool Identifier

        Char


        Identifier

        Identifier used for pooled subjects to assign a single result to multiple subjects. Either USUBJID or POOLID must be populated unless the record contains a study comment unrelated to a USUBJID or POOLID.

        Perm

        COSEQ

        Sequence Number

        Num


        Identifier

        The sequence number must be unique for each record within a USUBJID or POOLID, whichever applies for the record.

        Req

        IDVAR

        Identifying Variable

        Char


        Record Qualifier

        Variable in the parent dataset that identifies the record(s) to which the comment applies, which is contained in IDVAR. Examples: BWSEQ or CLGRPID. Used only when individual comments are related to domain records.

        Exp

        IDVARVAL

        Identifying Variable Value

        Char


        Record Qualifier

        Value of identifying variable of the parent record(s). Used only when individual comments are related to domain records. Cannot be populated if IDVAR is null.

        Exp

        COREF

        Comment Reference

        Char


        Record Qualifier

        Sponsor-defined reference associated with the comment. May be the logbook page number, name (e.g., Logbook), or a combination of information that identifies the reference (e.g., Logbook,

        page 650, Day 28, morning).

        Perm

        COVAL

        Comment

        Char


        Topic

        The text of the comment. Text over 200 characters can be added to additional columns COVAL1- COVALn. See Assumption 4 in Section 5.2.1.1.

        Req

        COEVAL

        Evaluator

        Char


        Record Qualifier

        Used to describe the originator of the comment. Examples: TECHNICIAN, STUDY DIRECTOR, VET.

        Perm

        CODTC

        Date/Time of Comment

        Char

        ISO 8601

        Timing

        Date/Time of the comment, in ISO 8601 format. May be null if this is a child record of another domain or if the comment date was not collected. In all other cases, this represents the date/time of the comment in ISO 8601 format.

        Exp

        CODY

        Study Day of Comment

        Num


        Timing

        Study day of the comment, in integer days. May be null if this is a child record of another domain or if the comment date was not collected. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

        Perm

        1. Assumptions for Comments (CO) Domain Model

          1. The Comments special-purpose domain provides a solution for submitting free-text comments related to data in 1 or more SEND domains. Comments are generally not responses to specific questions; instead, they usually consist of voluntary, free-text, or unsolicited observations.

          2. When RDOMAIN and USUBJID are not populated, it is assumed that a comment pertains to a study as a whole.

          3. The CO dataset accommodates 3 sources of comments:

            1. Related to a specific parent record or group of parent records, in which case the value of the variable RDOMAIN is set to the DOMAIN code of the parent record(s), and the variables IDVAR and IDVARVAL are populated with the key variable name and value of the parent record(s). Assumptions for populating IDVAR and IDVARVAL are further described in Section 8.2, Relating Records - RELREC.

            2. Unrelated to a specific domain or parent record(s), in which case the values of the variables RDOMAIN, IDVAR, and IDVARVAL are null. CODTC should be populated if captured. (See Example 1, rows 8-9.)

            3. Related to a domain but not to specific parent record(s), in which case the value of the variable RDOMAIN is set to the DOMAIN code of the parent domain and the variables USUBJID, IDVAR, and IDVARVAL are null. CODTC should be populated if captured. (See Example 1, row 10.)

          4. When the comment text is longer than 200 characters, the first 200 characters of the comment will be in COVAL, the next 200 in COVAL1, and additional text represented as needed to COVALn. (See Example 1, row 7). Note: When using COVAL1-COVALn, the variable label should match the corresponding variable name (e.g., Comment1, Comment2).

          5. See Section 8.2, Relating Records - RELREC, for additional information about how to relate comments to parent records.

          6. The following identifier and timing variables are permissible and may be added as appropriate when comments are not related to other domain records: COGRPID, COREF, COREFID, COSPID, TAETORD, CODY, COTPT, COTPTNUM, COELTM, COTPTREF, and CORFTDTC.

        2. Examples for Comments (CO) Domain Model

          Example 1

          Rows 1-6: Show comments related to parent records in the BW, LB, CL, and FW domains.

          Row 1: Shows a comment related to a single BW record having its BWSEQ = 1. Row 2: Shows a comment related to a single LB record having its LBSEQ = 2516. Row 3: Shows a comment related to a single CL record having its CLSEQ = 5642. Row 4: Shows a comment related to a single CL record having its CLSEQ = 7541. Row 5: Shows a comment related to a single FW record having its FWSEQ = 6542. Row 6: Shows a comment related to a single FW record having its FWSEQ = 5621. Row 7: Shows how to incorporate comments that are longer than 200 characters.

          Row 8: Shows a comment related to the entire study (no particular domain); note that RDOMAIN is null and USUBJID is null.

          Row 9: Shows how to add a comment from a logbook not related to a domain; therefore, IDVAR and IDVARVAL are null and COREF is populated.

          Row 10: Shows how to add a comment related to a specific domain, but unrelated to a specific subject or record. Therefore USUBJID, IDVAR, and IDVARVAL are null.

          co.xpt

          Row

          STUDYID

          DOMAIN

          RDOMAIN

          USUBJID

          COSEQ

          IDVAR

          IDVARVAL

          COREF

          COVAL

          COVAL1

          COVAL2

          COEVAL

          CODTC

          CODY

          1

          ABC123

          CO

          BW

          ABC123- 1001

          1

          BWSEQ

          1


          animal reweighed



          TECH



          2

          ABC123

          CO

          LB

          ABC123- 1001

          3

          LBSEQ

          2516


          sample taken peri-mortem






          3

          ABC123

          CO

          CL

          ABC123- 1001

          4

          CLSEQ

          5642


          during mortality check






          4

          ABC123

          CO

          CL

          ABC123- 1003

          5

          CLSEQ

          7541


          fur wet pre-rx






          5

          ABC123

          CO

          FW

          ABC123- 1001

          6

          FWSEQ

          6542


          100g warm water add to 400g of pmi certified 5007






          6

          ABC123

          CO

          FW

          ABC123- 1002

          7

          FWSEQ

          5621


          food supplement






          7

          ABC123

          CO

          TF

          ABC123- 1002

          8

          TFSEQ

          88530


          Interstitial fibrosis and inflammatory infiltrates and dilated tubules filled with protein casts. Pigment and mineralization is seen in tubular epithelial cells. The

          glomerulus shows an increased

          mesangial proliferation with basement membrane thickening and adhesions are present between the glomerular tuft and capsular wall. There is a slight

          increase in the size and number of parietal cells

          in Bowman's capsule.




          8

          ABC123

          CO



          11




          HVAC failure so the animals didn't have cooling



          TECH

          2006-07-

          19T08:30

          84

          9

          ABC123

          CO



          12



          Logbook page 650

          Comment for logbook.



          STUDY DIRECTOR

          2006-07-

          19

          84

          10

          ABC123

          CO

          BW


          13




          The scale was not calibrated as scheduled in week 2



          TECH

          2007-05-

          11

          15

    3. Subject Elements

      An element is a basic building block in the trial design. It involves administering a planned intervention, which may be treatment or no treatment, during a period of time. The Subject Elements (SE) domain contains the design elements that each subject actually experienced. As a reference, the Trial Elements (TE), Trial Arms (TA), and Trial Sets (TX) datasets in the Trial Design Model describe and use the various planned design elements (see Section 7, Trial Design Model Datasets) that subjects may experience. The subject's assignment to an arm is reported in the ARM and ARMCD variables in the Demographics (DM) domain.

      1. Subject Elements – SE

        se.xpt, Subject Elements - Special-Purpose Domains. One record per element experienced per subject, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        SE

        Identifier

        Two-character abbreviation for the domain.

        Req

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify a subject across all studies for all applications or submissions involving the product.

        Req

        SESEQ

        Sequence Number

        Num


        Identifier

        Sequence number given to ensure uniqueness of subject records within a USUBJID within a domain. May be any valid number.

        Req

        ETCD

        Element Code

        Char


        Topic

        ETCD (the companion to ELEMENT) is limited to 8 characters and does not have special character restrictions.

        Req

        ELEMENT

        Description of Element

        Char


        Synonym Qualifier

        The name of the Element..

        Perm

        SESTDTC

        Start Date/Time of Element

        Char

        ISO 8601

        Timing

        Start date/time for an Element for each subject, in ISO 8601 format.

        Req

        SEENDTC

        End Date/Time of Element

        Char

        ISO 8601

        Timing

        End date/time for an Element for each subject, in ISO 8601 format.

        Exp

        SEUPDES

        Description of Unplanned Element

        Char


        Synonym Qualifier

        Description of what happened to the subject during an unplanned Element. Used only if ETCD has the value of UNPLAN.

        Perm


        1. Assumptions for Subject Elements (SE) Domain Model

          1. The Subject Elements domain allows the submission of data on the individual experience: the actual timing and sequence of elements a subject experienced. See Section 7.2, Trial Elements, and Section 7.3, Trial Arms; the TE and TA datasets define a study's planned elements and describe the planned sequences of elements for the arms of the study. There are, by definition, no time gaps between elements; therefore, the value of SEENDTC for one element will always be immediately before or the same as the value of SESTDTC for the next element. Each element continues until the time at which the next element begins, and a subject must be in only 1 element at a time.

          2. For any particular subject, the dates in the SE table are the dates when the transition events identified in the TE table occurred.

          3. If the start date/time of an element was not collected directly, the method used to infer the element start date/time should be explained in the Comments column of the data definition file.

          4. If the sponsor decides that the subject's experience for a particular period of time cannot be represented with one of the planned elements, then that period of time should be represented as an unplanned element.

          5. For unplanned elements, ETCD should be populated with "UNPLAN", ELEMENT should be left blank, and SEUPDES should be populated with a description of the unplanned element.

          6. With the exception of unplanned elements, the values of ETCD used in this domain should match values for the same element in the TE dataset.

          7. The values of SESTDTC provide the chronological order of the actual subject elements. SESEQ should be assigned to be consistent with the chronological order. Note that the requirement that SESEQ be consistent with chronological order is more stringent than in most other domains, where -

          -SEQ values need only be unique within subject.

        2. Examples for Subject Elements (SE) Domain Model

          Example 1: Parallel Design

          In this example, subjects ABC1-001, ABC1-021, and ABC1-041 all experienced their planned sequence of elements. The SE dataset documents the start and end dates of each element.

          se.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          SESEQ

          ETCD

          ELEMENT

          SESTDTC

          SEENDTC

          1

          ABC1

          SE

          ABC1-001

          1

          SCRN

          Screen

          2008-01-08

          2008-01-14

          2

          ABC1

          SE

          ABC1-001

          2

          GP 01

          Vehicle Control

          2008-01-15

          2008-01-27

          3

          ABC1

          SE

          ABC1-021

          1

          SCRN

          Screen

          2008-01-08

          2008-01-14

          4

          ABC1

          SE

          ABC1-021

          2

          GP 02

          100 mg/kg Drug A

          2008-01-15

          2008-01-27

          5

          ABC1

          SE

          ABC1-041

          1

          SCRN

          Screen

          2008-01-08

          2008-01-14

          6

          ABC1

          SE

          ABC1-041

          2

          GP 03

          500 mg/kg Drug A

          2008-01-15

          2008-01-27


          The following table is the corresponding Trial Arms (TA) dataset outlining the planned arms and elements for the same study. This is provided to assist with understanding how the actual experienced elements (SE dataset) relate to the planned arms defined here.

          ta.xpt

          Row

          STUDYID

          DOMAIN

          ARMCD

          ARM

          TAETORD

          ETCD

          ELEMENT

          TABRANCH

          EPOCH

          1

          ABC1

          TA

          01

          Control

          1

          SCRN

          Screen

          Randomized to Group 01

          Screen

          2

          ABC1

          TA

          01

          Control

          2

          GP 01

          Vehicle Control


          Treatment

          3

          ABC1

          TA

          02

          100 mg/kg

          1

          SCRN

          Screen

          Randomized to Group 02

          Screen

          4

          ABC1

          TA

          02

          100 mg/kg

          2

          GP 02

          100 mg/kg Drug A


          Treatment

          5

          ABC1

          TA

          03

          500 mg/kg

          1

          SCRN

          Screen

          Randomized to Group 03

          Screen

          6

          ABC1

          TA

          03

          500 mg/kg

          2

          GP 03

          500 mg/kg Drug A


          Treatment


          Note: This is a simple design where ARMCD relates directly to dose groups. In more complex designs, a separation between arms and groups may be required in naming conventions (e.g., "Randomized to Treatment 1").


Example 2: Parallel Design

In this example, all of the subjects experienced their planned sequence of elements. The SE dataset documents their start and end date/times for each element.

se.xpt

Row

STUDYID

DOMAIN

USUBJID

SESEQ

ETCD

ELEMENT

SESTDTC

SEENDTC

1

CDF2

SE

CDF2-001

1

PRETEST

Screen

2008-01-08

2008-01-14T07:00

2

CDF2

SE

CDF2-001

2

TREATA

Vehicle Control

2008-01-14T07:00

2008-01-27T09:00

3

CDF2

SE

CDF2-001

3

RECOVERY

Rest

2008-01-27T09:00

2008-02-02T07:00

4

CDF2

SE

CDF2-010

1

PRETEST

Screen

2008-01-08

2008-01-14T07:00


Row

STUDYID

DOMAIN

USUBJID

SESEQ

ETCD

ELEMENT

SESTDTC

SEENDTC

5

CDF2

SE

CDF2-010

2

TREATB

100 mg/kg Drug A

2008-01-14T07:00

2008-01-27T09:30

6

CDF2

SE

CDF2-010

3

RECOVERY

Rest

2008-01-27T09:30

2008-02-02T07:00

7

CDF2

SE

CDF2-020

1

PRETEST

Screen

2008-01-08

2008-01-14T07:00

8

CDF2

SE

CDF2-020

2

TREATC

300 mg/kg Drug A

2008-01-14T07:00

2008-01-27T10:30

9

CDF2

SE

CDF2-020

3

RECOVERY

Rest

2008-01-27T10:30

2008-02-02T07:00

10

CDF2

SE

CDF2-030

1

PRETEST

Screen

2008-01-08

2008-01-14T07:00

11

CDF2

SE

CDF2-030

2

TREATD

900 mg/kg Drug A

2008-01-14T07:00

2008-01-27T10:30

12

CDF2

SE

CDF2-030

3

RECOVERY

Rest

2008-01-27T10:30

2008-02-02T07:00


Note: The exact time for the start of the screen element was not recorded. Therefore, the value of SESTDTC for the screen element only reflects the date (without the exact time) the element commenced.


ta.xpt

Row

STUDYID

DOMAIN

ARMCD

ARM

TAETORD

ETCD

ELEMENT

TABRANCH

EPOCH

1

CDF2

TA

1

Control

1

PRETEST

Screen

Randomized to Treatment 1

Screen

2

CDF2

TA

1

Control

2

TREATA

Vehicle Control


Treatment

3

CDF2

TA

1

Control

3

RECOVERY

Rest


Rest

4

CDF2

TA

2

Low

1

PRETEST

Screen

Randomized to Treatment 2

Screen

5

CDF2

TA

2

Low

2

TREATB

100 mg/kg Drug A


Treatment

6

CDF2

TA

2

Low

3

RECOVERY

Rest


Rest

7

CDF2

TA

3

Mid

1

PRETEST

Screen

Randomized to Treatment 3

Screen

8

CDF2

TA

3

Mid

2

TREATC

300 mg/kg Drug A


Treatment

9

CDF2

TA

3

Mid

3

RECOVERY

Rest


Rest

10

CDF2

TA

4

High

1

PRETEST

Screen

Randomized to Treatment 4

Screen

11

CDF2

TA

4

High

2

TREATD

900 mg/kg Drug A


Treatment

12

CDF2

TA

4

High

3

RECOVERY

Rest


Rest


Example 3: Mis-dosing of an Animal

In this example, subject CDF2-020 received an incorrect dose on 2008-01-20. This example should be understood in the context of the TA dataset provided in Example 2.

se.xpt

Row

STUDYID

DOMAIN

USUBJID

SESEQ

ETCD

ELEMENT

SESTDTC

SEENDTC

SEUPDES

1

CDF2

SE

CDF2-001

1

PRETEST

Screen

2008-01-08

2008-01-14T07:00


2

CDF2

SE

CDF2-001

2

TREATA

Vehicle Control

2008-01-14T07:00

2008-01-27T09:00


3

CDF2

SE

CDF2-001

3

RECOVERY

Rest

2008-01-27T09:00

2008-02-02T07:00


4

CDF2

SE

CDF2-010

1

PRETEST

Screen

2008-01-08

2008-01-14T07:00



Row

STUDYID

DOMAIN

USUBJID

SESEQ

ETCD

ELEMENT

SESTDTC

SEENDTC

SEUPDES

5

CDF2

SE

CDF2-010

2

TREATB

100 mg/kg Drug A

2008-01-14T07:00

2008-01-27T9:30


6

CDF2

SE

CDF2-010

3

RECOVERY

Rest

2008-01-27T09:30

2008-02-02T07:00


7

CDF2

SE

CDF2-020

1

PRETEST

Screen

2008-01-08

2008-01-14T07:00


8

CDF2

SE

CDF2-020

2

TREATC

300 mg/kg Drug A

2008-01-14T07:00

2008-01-20T10:30


9

CDF2

SE

CDF2-020

3

UNPLAN


2008-01-20T10:30

2008-01-21T07:00

Misdosed with 900 mg/kg A

10

CDF2

SE

CDF2-020

4

TREATC

300 mg/kg Drug A

2008-01-21T07:00

2008-01-27T10:30


11

CDF2

SE

CDF2-020

5

RECOVERY

Rest

2008-01-27T10:30

2008-02-02T07:00


12

CDF2

SE

CDF2-030

1

PRETEST

Screen

2008-01-08

2008-01-14T07:00


13

CDF2

SE

CDF2-030

2

TREATD

900 mg/kg Drug A

2008-01-14T07:00

2008-01-27T10:30


14

CDF2

SE

CDF2-030

3

RECOVERY

Rest

2008-01-27T10:30

2008-02-02T07:00


15

CDF2

SE

CDF2-040

1

PRETEST

Screen

2008-01-08

2008-01-14T07:00


16

CDF2

SE

CDF2-040

2

TREATE

Positive Control Drug XY

2008-01-14T07:00

2008-01-27T10:30



Example 4: High Dose Changed from 900 mg/kg to 700 mg/kg

In this example, the high-dose group originally scheduled to get 900 mg/kg was intentionally changed to 700 mg/kg after 1 week of the study. Prior to this change, a protocol amendment was created that altered the plan; therefore, this element would appear in TA, Trial Elements (TE), and SE.

se.xpt

Row

STUDYID

DOMAIN

USUBJID

SESEQ

ETCD

ELEMENT

SESTDTC

SEENDTC

1

CDF2

SE

CDF2-001

1

PRETEST

Screen

2008-01-08

2008-01-14T07:00

2

CDF2

SE

CDF2-001

2

TREATA

Vehicle Control

2008-01-14T07:00

2008-01-27T09:00

3

CDF2

SE

CDF2-001

3

RECOVERY

Rest

2008-01-27T09:00

2008-02-02T07:00

4

CDF2

SE

CDF2-010

1

PRETEST

Screen

2008-01-08

2008-01-14T07:00

5

CDF2

SE

CDF2-010

2

TREATB

100 mg/kg Drug A

2008-01-14T07:00

2008-01-27T09:30

6

CDF2

SE

CDF2-010

3

RECOVERY

Rest

2008-01-27T09:30

2008-02-02T07:00

7

CDF2

SE

CDF2-020

1

PRETEST

Screen

2008-01-08

2008-01-14T07:00

8

CDF2

SE

CDF2-020

2

TREATC

300 mg/kg Drug A

2008-01-14T07:00

2008-01-27T10:30

9

CDF2

SE

CDF2-020

3

RECOVERY

Rest

2008-01-27T10:30

2008-02-02T07:00

10

CDF2

SE

CDF2-030

1

PRETEST

Screen

2008-01-08

2008-01-14T07:00

11

CDF2

SE

CDF2-030

2

TREATD

900 mg/kg Drug A

2008-01-14T07:00

2008-01-21T07:00

12

CDF2

SE

CDF2-030

3

TREATD2

700 mg/kg Drug A

2008-01-21T07:00

2008-01-27T09:30

13

CDF2

SE

CDF2-030

4

RECOVERY

Rest

2008-01-27T09:30

2008-02-02T07:00

14

CDF2

SE

CDF2-040

1

PRETEST

Screen

2008-01-08

2008-01-14T07:00

15

CDF2

SE

CDF2-040

2

TREATE

Positive Control Drug XY

2008-01-14T07:00

2008-01-27T10:30


Example 5: Animal Skipping an Element

The ARMCD variable in the Demographics (DM) domain can be used with the TA table to determine the planned elements for USUBJID CDF2-020. The SE domain is intended to reflect the actual experiences of the subject, not variations from plan. What is important to note in this example is that a missed planned

element does not result in an unplanned entry ("UNPLAN" in ETCD). Because subject CDF2-020 went directly from one planned element to a subsequent planned element (skipping a planned element in between), there is no entry to reflect the missed element. Specifically, subject CDF2-020 did not experience any unplanned elements.

  1. PLANNED Animal Treatment Elements: Screen → Treatment (300 mg/kg Drug A) → Treatment (500 mg/kg Drug B) → Recovery

  2. ACTUAL Animal Treatment Elements: Screen → Treatment (300 mg/kg Drug A) → Treatment (500 mg/kg Drug B) SKIPPED → Recovery

se.xpt

Row

STUDYID

DOMAIN

USUBJID

SESEQ

ETCD

ELEMENT

SESTDTC

SEENDTC

1

CDF2

SE

CDF2-001

1

PRETEST

Screen

2008-01-08

2008-01-14T07:00

2

CDF2

SE

CDF2-001

2

TREATA

Vehicle Control

2008-01-14T07:00

2008-01-27T09:00

3

CDF2

SE

CDF2-001

3

RECOVERY

Rest

2008-01-27T09:00

2008-02-02T07:00

4

CDF2

SE

CDF2-010

1

PRETEST

Screen

2008-01-08

2008-01-14T07:00

5

CDF2

SE

CDF2-010

2

TREATB

100 mg/kg Drug A

2008-01-14T07:00

2008-01-22T09:30

6

CDF2

SE

CDF2-010

3

TREATC

100 mg/kg Drug B

2008-01-22T09:30

2008-01-28T09:30

7

CDF2

SE

CDF2-010

4

RECOVERY

Rest

2008-01-28T09:30

2008-02-02T07:00

8

CDF2

SE

CDF2-020

1

PRETEST

Screen

2008-01-08

2008-01-13T07:00

9

CDF2

SE

CDF2-020

2

TREATD

300 mg/kg Drug A

2008-01-13T07:00

2008-01-21T10:30

10

CDF2

SE

CDF2-020

3

RECOVERY

Rest

2008-01-21T10:30

2008-02-02T07:00

  1. Domain Models Based on the General Observation Classes

    1. Interventions

      1. Exposure – EX

        ex.xpt, Exposure - Interventions. One record per constant dosing interval per treatment per subject or pool, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        EX

        Identifier

        Two-character abbreviation for the domain.

        Req

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify a subject across all studies for all applications or submissions involving the product. Either USUBJID or POOLID must be populated.

        Exp

        POOLID

        Pool Identifier

        Char


        Identifier

        Identifier used for pooling subjects to assign a single finding to multiple subjects. If POOLID is entered, POOLDEF records must exist for each subject and the USUBJID must be null. Either USUBJID or POOLID must be populated.

        Perm

        FOCID

        Focus of Study- Specific Interest

        Char


        Identifier

        Identification of a focus of study-specific interest on or within a subject or specimen as defined in the protocol for which a measurement, test, or examination was performed, such as a drug application site, e.g., "Injection site 1," "Biopsy site 1," "Treated site 1." the value in this variable

        should have inherent semantic value.

        Perm

        EXSEQ

        Sequence Number

        Num


        Identifier

        The sequence number must be unique for each record within a USUBJID or POOLID, whichever applies for the record.

        Req

        EXTRT

        Name of Actual Treatment

        Char


        Topic

        Name of the treatment, as defined by the protocol.

        Req

        EXDOSE

        Dose per Administration

        Num


        Record Qualifier

        Amount of treatment administered.

        Exp

        EXDOSTXT

        Dose Description

        Char


        Record Qualifier

        If the amount of treatment administered cannot be represented as a number and populated in EXDOSE, this field is used to describe the amount of treatment administered. Example: 200-400.

        Perm

        EXDOSU

        Dose Units

        Char

        (UNIT)

        Variable Qualifier

        Units for EXDOSE or EXDOSTXT. Examples: ng, mg, or mg/kg.

        Exp

        EXDOSFRM

        Dose Form

        Char

        (FRM)

        Variable Qualifier

        Dose form for treatment (form administered). Examples: TABLET, LOTION.

        Exp

        EXDOSFRQ

        Dosing Frequency Per Interval

        Char

        (FREQ)

        Variable Qualifier

        Usually expressed as the number of repeated administrations of EXDOSE within a specific time period. Examples: QD (once daily), BID (2x daily).

        Req

        EXROUTE

        Route of Administration

        Char

        (ROUTE)

        Variable Qualifier

        Route of administration for EXTRT. Examples: ORAL GAVAGE, DERMAL, INTRAVENOUS.

        Req

        EXLOT

        Lot Number

        Char


        Record Qualifier

        Lot Number(s) or Batch Number(s) of the EXTRT test article. If mixed lots of the test article are administered during the same constant dosing interval, this should be represented as "Lot A;Lot B." Mixed lots are produced by the mixing of Lots a and B of the test article into one solution,

        Exp


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core






        suspension, or dietary food concentration. If no test article was administered, EXLOT should be null.


        EXLOC

        Location of Dose Administration

        Char


        Record Qualifier

        Specifies anatomical location (site) of administration. Example: LEFT HINDLIMB for a topical application or an injection site number. Each administration will require its own record.

        Perm

        EXMETHOD

        Method of Administration

        Char


        Record Qualifier

        Method of the dose administration. Example: INFUSION.

        Perm

        EXTRTV

        Treatment Vehicle

        Char


        Record Qualifier

        Describes vehicle used for treatment. Example: SALINE.

        Exp

        EXVAMT

        Amount Administered

        Num


        Record Qualifier

        The amount (volume or weight) of the treatment compound plus vehicle administered in a single dose. This is not to be confused with EXDOSE. EXDOSE refers to the amount of test material administered to the subject.

        Perm

        EXVAMTU

        Amount Administered Units

        Char

        (UNIT)

        Variable Qualifier

        Units for EXVAMT (per dose administration).

        Perm

        EXADJ

        Reason for Dose Adjustment

        Char


        Record Qualifier

        Describes reason or explanation of why a dose is adjusted – used only when an adjustment is represented in EX. May be used for variations from protocol-specified doses or changes from expected doses (e.g., when dose is adjusted due to toxicity).

        Perm

        EXSTDTC

        Start Date/Time of Treatment

        Char

        ISO 8601

        Timing

        Date/Time when administration of the treatment indicated by EXTRT and EXDOSE began, in ISO 8601 format.

        Exp

        EXENDTC

        End Date/Time of Treatment

        Char

        ISO 8601

        Timing

        Date/Time when administration of the treatment indicated by EXTRT and EXDOSE ended, in ISO 8601 format.

        Perm

        EXSTDY

        Study Day of Start of Treatment

        Num


        Timing

        Study day when administration of the treatment began, in integer days. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

        Perm

        EXENDY

        Study Day of End of Treatment

        Num


        Timing

        Study day when administration of the treatment ended, in integer days. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM)

        domain.

        Perm

        EXDUR

        Duration of Treatment

        Char

        ISO 8601

        Timing

        Duration and unit of time for a continuous treatment. This may be used to denote the length of an infusion (e.g., PT10M to indicate 10 minutes).

        Perm

        EXTPT

        Planned Time Point Name

        Char


        Timing

        Text description of time when a dose should be given. Note: This may be represented as an elapsed time relative to a fixed reference point, such as time of last dose. See EXTPTNUM and EXTPTREF.

        Perm

        EXTPTNUM

        Planned Time Point Number

        Num


        Timing

        Numerical version of EXTPT to aid in sorting.

        Perm

        EXELTM

        Planned Elapsed Time from Time Point Ref

        Char

        ISO 8601

        Timing

        Planned elapsed time (in ISO 8601 format) relative to the planned fixed reference (EXTPTREF). This variable is useful where there are repetitive measures. Not a clock time or a date time variable. Represented as an ISO 8601 duration. Examples: "- PT15M" to represent the period of 15 minutes prior to the reference point indicated by EXTPTREF, or "PT8H" to represent the period

        of 8 hours after the reference point indicated by EXTPTREF.

        Perm

        EXTPTREF

        Time Point Reference

        Char


        Timing

        Name of the fixed reference point referred to by EXELTM, if used for EXTPTNUM, and EXTPT. It is recommended that EXTPTREF be as descriptive as possible so the reference time point can be inferred without looking at other variables. Examples: Previous dose, previous feed.

        Perm


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        EXRFTDTC

        Date/Time of Reference Time

        Point

        Char

        ISO 8601

        Timing

        Date/Time of the reference time point, EXTPTREF.

        Perm


        1. Assumptions for Exposure (EX) Domain Model

          1. Definition:

            1. The Exposure (EX) domain model records the details of a subject's administered dose of protocol-specified study treatment. "Study treatment" may be any intervention that is prospectively defined as a test material within a study, and is typically, but not always, administered to the subject. Examples include but are not limited to placebo, active comparators, and investigational products. Only protocol-specified treatments should be included in this domain.

            2. This domain should contain 1 record per constant dosing interval per subject per administration site (as identified in FOCID). A constant dosing interval is sponsor-defined and represents a specific period of time during which a subject was treated with a specific lot at a constant dose level. For example, for a study with once-a-week administration of a standard dose for 6 weeks, the administered dose may be represented with a single record per subject, spanning the entire treatment phase. Alternatively, a separate entry can be made for each treatment administration and for any deviations in treatment that occur. For this example, there could be up to 6 records (one for each weekly administration).

            3. Either USUBJID or POOLID must be populated.

          2. Treatment description:

            1. EXTRT captures the name of the administered treatment. Because EXTRT is the topic variable, it is required and must have a value. EXTRT should include only the treatment name and should not include dosage, formulation, or other qualifying information. For example, "ASPIRIN 100 mg TABLET" is not a valid value for EXTRT. This example should be expressed as EXTRT= "ASPIRIN," EXDOSE= "100," EXDOSU= "mg," and EXDOSFRM= "TABLET".

            2. A single control for multiple compounds should contain values separated with a pipe/vertical bar (|).

          3. If a subject is treated sequentially with different lots, then a new record must be created for each lot number given.

          4. EXDOSE: The sponsor's data definition file should indicate whether the values in EXDOSE represent intended or actual dose levels.

          5. Timing variables: The timing of dosing of study treatment is captured by the start/end date and start/end time of each constant-dosing interval. The sponsor defines the dosing interval.

          6. Other additional qualifiers from the SDTM Interventions class may be added to this domain.

        2. Examples for Exposure (EX) Domain Model

          Example 1: Intravenous Dosing

          This is an example of an EX dataset for selected animals from a typical nonclinical study. Subjects were randomized to 1 of 4 treatment groups with 1 test article at 3 different treatment levels (20 mg/kg, 40 mg/kg, 120 mg/kg) with once-daily administration and 1 control. The test article was infused intravenously for a duration of 10 minutes.

          ex.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          EXSEQ

          EXTRT

          EXDOSE

          EXDOSU

          EXDOSFRM

          EXDOSFRQ

          EXROUTE

          EXLOT

          EXLOC

          EXMETHOD

          EXTRTV

          EXVAMT

          EXVAMTU

          EXSTDTC

          EXENDTC

          EXSTDY

          EXENDY

          EXDUR

          1

          12345

          EX

          12345001

          1

          CX2345

          0

          mg/kg

          SOLUTION

          QD

          INTRAVENOUS


          Left forelimb

          INFUSION

          Saline

          5

          mL

          2008-04-08T09:00

          2008-04-08T09:10

          1

          1

          PT10M

          2

          12345

          EX

          12345002

          2

          CX2345

          20

          mg/kg

          SOLUTION

          QD

          INTRAVENOUS

          AB789.1

          Left forelimb

          INFUSION

          Saline

          5

          mL

          2008-04-09T09:00

          2008-04-09T09:10

          2

          2

          PT10M

          3

          12345

          EX

          12345003

          3

          CX2345

          40

          mg/kg

          SOLUTION

          QD

          INTRAVENOUS

          AB789.1

          Left forelimb

          INFUSION

          Saline

          5

          mL

          2008-04-10T09:00

          2008-04-10T09:10

          3

          3

          PT10M

          4

          12345

          EX

          12345004

          4

          CX2345

          120

          mg/kg

          SOLUTION

          QD

          INTRAVENOUS

          AB789.1

          Left forelimb

          INFUSION

          Saline

          5

          mL

          2008-04-11T09:00

          2008-04-11T09:10

          4

          4

          PT10M


          Example 2: Capsule Dosing Represented as 1 Record per Dose

          This is an example of an EX dataset for a dose-ranging study where a pair of animals (non-rodent) is administered the test article at ascending doses until the maximum-tolerated dose is reached. There was a minimum 2-day washout period between doses. Before each dose administration, the animals were food deprived for 12 hours and were fed for 1 hour after dose administration on the days of treatment.

          ex.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          EXSEQ

          EXTRT

          EXDOSE

          EXDOSU

          EXDOSFRM

          EXDOSFRQ

          EXROUTE

          EXLOT

          EXTRTV

          EXSTDTC

          EXENDTC

          EXSTDY

          EXENDY

          EXTPT

          EXTPTREF

          1

          12345

          EX

          12345001

          1

          FDA23456

          20

          mg/kg

          CAPSULE

          QD

          ORAL

          FDA.099


          2002-10-01

          2002-10-01

          1

          1

          12 hours

          PREVIOUS FEED

          2

          12345

          EX

          12345001

          2

          FDA23456

          60

          mg/kg

          CAPSULE

          QD

          ORAL

          FDA.099


          2002-10-04

          2002-10-04

          4

          4

          12 hours

          PREVIOUS FEED

          3

          12345

          EX

          12345001

          3

          FDA23456

          100

          mg/kg

          CAPSULE

          QD

          ORAL

          FDA.099


          2002-10-08

          2002-10-08

          8

          8

          12 hours

          PREVIOUS FEED

          4

          12345

          EX

          12345001

          4

          FDA23456

          75

          mg/kg

          CAPSULE

          QD

          ORAL

          FDA.099


          2002-10-11

          2002-10-11

          11

          11

          12 hours

          PREVIOUS FEED

          5

          12345

          EX

          12345002

          5

          FDA23456

          20

          mg/kg

          CAPSULE

          QD

          ORAL

          FDA.099


          2002-10-01

          2002-10-01

          1

          1

          12 hours

          PREVIOUS FEED

          6

          12345

          EX

          12345002

          6

          FDA23456

          60

          mg/kg

          CAPSULE

          QD

          ORAL

          FDA.099


          2002-10-04

          2002-10-04

          4

          4

          12 hours

          PREVIOUS FEED

          7

          12345

          EX

          12345002

          7

          FDA23456

          100

          mg/kg

          CAPSULE

          QD

          ORAL

          FDA.099


          2002-10-08

          2002-10-08

          8

          8

          12 hours

          PREVIOUS FEED

          8

          12345

          EX

          12345002

          8

          FDA23456

          75

          mg/Kg

          CAPSULE

          QD

          ORAL

          FDA.099


          2002-10-11

          2002-10-11

          11

          11

          12 hours

          PREVIOUS FEED


          Example 3: Oral Dosing Reported with 1 Record for Multiple Days of Dosing

          This is an example of an EX dataset for selected animals from a typical nonclinical study. In this example, subjects were randomized to 1 of 4 treatment groups: the test article at dose levels of 20, 40, and 100 mg/kg/day (single daily administration), and 1 control. The study included 13 weeks of treatment. However, due to severe clinical signs, the dose level for subject 12345004 was reduced from 100 to 75 during week

          6. The other subjects remained on the same treatment throughout the study. With respect to timing of doses, the sponsor only collected the start and stop dates of uninterrupted periods of treatment.

          ex.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          EXSEQ

          EXTRT

          EXDOSE

          EXDOSU

          EXDOSFRM

          EXDOSFRQ

          EXROUTE

          EXLOT

          EXTRTV

          EXADJ

          EXSTDTC

          EXENDTC

          EXSTDY

          EXENDY

          1

          12345

          EX

          12345001

          1

          CX2345

          0

          mg/kg

          SUSPENSION

          QD

          ORAL GAVAGE


          CMC


          2007-01-08

          2007-04-08

          1

          91

          2

          12345

          EX

          12345002

          2

          CX2345

          20

          mg/kg

          SUSPENSION

          QD

          ORAL GAVAGE

          AB789.1

          CMC


          2007-01-08

          2007-04-08

          1

          91

          3

          12345

          EX

          12345003

          3

          CX2345

          40

          mg/kg

          SUSPENSION

          QD

          ORAL GAVAGE

          AB789.1

          CMC


          2007-01-08

          2007-04-08

          1

          91

          4

          12345

          EX

          12345004

          4

          CX2345

          100

          mg/kg

          SUSPENSION

          QD

          ORAL GAVAGE

          AB789.1

          CMC


          2007-01-08

          2007-02-16

          1

          40

          Row

          STUDYID

          DOMAIN

          USUBJID

          EXSEQ

          EXTRT

          EXDOSE

          EXDOSU

          EXDOSFRM

          EXDOSFRQ

          EXROUTE

          EXLOT

          EXTRTV

          EXADJ

          EXSTDTC

          EXENDTC

          EXSTDY

          EXENDY

          5

          12345

          EX

          12345004

          5

          CX2345

          75

          mg/kg

          SUSPENSION

          QD

          ORAL GAVAGE

          AB789.1

          CMC

          Reduced due to toxicity

          2007-02-17

          2007-04-09

          41

          91


          Example 4: Dermal Dosing with 1 Record for Multiple Days of Dosing

          This is an example of an EX dataset for selected animals from a typical nonclinical study. The test article was administered twice a day by dermal application for 91 days, after which the animals were euthanized. The test article was applied to 10% of the body surface. The formulation was administered as supplied at 0.01%. The exposure was calculated using the weekly body weights. In the example below, results are shown for 1 subject during the first five weeks of the study.

          ex.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          EXSEQ

          EXTRT

          EXDOSE

          EXDOSU

          EXDOSFRM

          EXDOSFRQ

          EXROUTE

          EXLOT

          EXLOC

          EXTRTV

          EXVAMT

          EXVAMTU

          EXSTDTC

          EXENDTC

          EXSTDY

          EXENDY

          1

          12345

          EX

          12345001

          1

          E453

          0.28

          mg/kg

          LOTION

          BID

          TOPICAL

          RTE567

          DORSAL

          Diethyl Sebacate, JPE (5.0%), Benzyl Alcohol, NF (1.0%), White Petrolatum, USP (10.0%)

          0.05

          mL

          2007-01-

          07

          2007-01-

          13

          1

          7

          2

          12345

          EX

          12345001

          2

          E453

          0.29

          mg/kg

          LOTION

          BID

          TOPICAL

          RTE567

          DORSAL

          Diethyl Sebacate, JPE (5.0%), Benzyl Alcohol, NF (1.0%), White Petrolatum, USP (10.0%)

          0.06

          mL

          2007-01-

          14

          2007-01-

          20

          8

          14

          3

          12345

          EX

          12345001

          3

          E453

          0.28

          mg/kg

          LOTION

          BID

          TOPICAL

          RTE567

          DORSAL

          Diethyl Sebacate, JPE (5.0%), Benzyl Alcohol, NF (1.0%), White Petrolatum, USP (10.0%)

          0.06

          mL

          2007-01-

          21

          2007-01-

          27

          15

          21

          4

          12345

          EX

          12345001

          4

          E453

          0.26

          mg/kg

          LOTION

          BID

          TOPICAL

          RTE567

          DORSAL

          Diethyl Sebacate, JPE (5.0%), Benzyl Alcohol, NF (1.0%), White Petrolatum, USP (10.0%)

          0.05

          mL

          2007-01-

          28

          2007-02-

          05

          22

          30

          5

          12345

          EX

          12345001

          5

          E453

          0.27

          mg/kg

          LOTION

          BID

          TOPICAL

          RTE567

          DORSAL

          Diethyl Sebacate, JPE (5.0%), Benzyl Alcohol, NF (1.0%), White Petrolatum, USP (10.0%)

          0.05

          mL

          2007-02-

          06

          2007-02-

          12

          31

          37


          Example 5: Diet Dosing

          This is an example of an EX dataset for selected animals; subjects were randomized to 1 of 4 treatment groups. The animals were group housed, so exposure has been derived for each animal. The test article was administered in the diet for 13 weeks at concentrations of 0 ppm, 300 ppm, 750 ppm, and 1500 ppm. The administered dose was calculated based on food consumption and body weight, using the following formula:


          Exposure = [ Dietary concentration (mg/kg) × Food consumption (g/rat/day) ] / Body weight (g)


Rows 1-3: Subject 12345001 received test article PHJU during weeks 1, 2, and 3.

Row 1: EXLOT shows the dietary concentration for week 1 dosing using only lot ABC1.

Row 2: EXLOT shows that 2 lots of PHJU were mixed into 1 dietary concentration for week 2 dosing; therefore, EXLOT is concatenated as ABC1;ABC2.

Row 3: EXLOT shows the dietary concentration for week 3 dosing, using only lot ABC2.

Rows 4-6: EXLOT shows lot DEF1 was used for each dietary concentration of PHJU given to subject 12345025 during weeks 1-3.

ex.xpt

Row

STUDYID

DOMAIN

USUBJID

EXSEQ

EXTRT

EXDOSE

EXDOSU

EXDOSFRM

EXDOSFRQ

EXROUTE

EXLOT

EXTRTV

EXSTDTC

EXENDTC

EXSTDY

EXENDY

1

12345

EX

12345001

1

PHJU

26.91

mg/kg/day

POWDER

AD LIBITUM

DIETARY

ABC1

FEED

2007-06-07T07:30

2007-06-13T07:30

1

7

2

12345

EX

12345001

2

PHJU

23.43

mg/kg/day

POWDER

AD LIBITUM

DIETARY

ABC1;ABC2

FEED

2007-06-13T7:30

2007-06-20 T7:30

7

14

3

12345

EX

12345001

3

PHJU

20.63

mg/kg/day

POWDER

AD LIBITUM

DIETARY

ABC2

FEED

2007-06-20T7:30

2007-06-27T7:30

14

21

Row

STUDYID

DOMAIN

USUBJID

EXSEQ

EXTRT

EXDOSE

EXDOSU

EXDOSFRM

EXDOSFRQ

EXROUTE

EXLOT

EXTRTV

EXSTDTC

EXENDTC

EXSTDY

EXENDY

4

12345

EX

12345025

4

PHJU

53.52

mg/kg/day

POWDER

AD LIBITUM

DIETARY

DEF1

FEED

2007-06-07T7:30

2007-06-13T7:30

1

7

5

12345

EX

12345025

5

PHJU

46.87

mg/kg/day

POWDER

AD LIBITUM

DIETARY

DEF1

FEED

2007-06-13T7:30

2007-06-20T7:30

7

14

6

12345

EX

12345025

6

PHJU

43.53

mg/kg/day

POWDER

AD LIBITUM

DIETARY

DEF1

FEED

2007-06-20T7:30

2007-06-27T7:30

17

21


Example 6: Continuous Intravenous Dosing with Periods of Test Article and Periods of Saline

This is an example of an EX dataset for 1 animal from a continuous infusion study. The infusion pump was set in a 24-hour cycle to deliver the test article over a duration of 6 hours and saline for 18 hours. In the 6- hour dosing period, the animals received 10 ug/kg/hour; in the remaining period they received only saline in a constant infusion rate of 1 mL/kg/hour. In this example, results are shown for subject 12345 during the first 3 24-hour cycles. The animal did not receive the whole dose on day 3 due to a pump failure.

ex.xpt

Row

STUDYID

DOMAIN

USUBJID

EXSEQ

EXTRT

EXDOSE

EXDOSU

EXDOSFRM

EXDOSFRQ

EXROUTE

EXLOT

EXMETHOD

EXTRTV

EXVAMT

EXVAMTU

EXADJ

EXSTDTC

EXENDTC

EXSTDY

EXENDY

1

12345

EX

12345001

1

GF2145

10

ug/kg/hour

SOLUTION

CONTINUOUS

INTRAVENOUS

2013.34

CONTINUOUS INFUSION

Saline

1

mL/kg/hour


2013-01-08T08:00

2013-01-08T14:00

1

1

2

12345

EX

12345001

2

GF2145

0

ug/kg/hour

SOLUTION

CONTINUOUS

INTRAVENOUS


CONTINUOUS INFUSION

Saline

1

mL/kg/hour


2013-01-08T14:00

2013-01-09T08:00

1

2

3

12345

EX

12345001

3

GF2145

10

ug/kg/hour

SOLUTION

CONTINUOUS

INTRAVENOUS

2013.34

CONTINUOUS INFUSION

Saline

1

mL/kg/hour


2013-01-09T08:00:00

2013-01-09T14:00

2

2

4

12345

EX

12345001

4

GF2145

0

ug/kg/hour

SOLUTION

CONTINUOUS

INTRAVENOUS


CONTINUOUS INFUSION

Saline

1

mL/kg/hour


2013-01-09T14:00

2013-01-10T08:00

2

3

5

12345

EX

12345001

5

GF2145

8

ug/kg/hour

SOLUTION

CONTINUOUS

INTRAVENOUS

2013.34

CONTINUOUS INFUSION

Saline

1

mL/kg/hour

Pump failure

2013-01-10T08:00:00

2013-01-10T14:00

3

3

6

12345

EX

12345001

6

GF2145

0

ug/kg/hour

SOLUTION

CONTINUOUS

INTRAVENOUS


CONTINUOUS INFUSION

Saline

1

mL/kg/hour


2013-01-10T14:00

2013-01-11T08:00

3

4


Example 7: Intraperitoneal Exposure with 1 Record for Multiple Dosing Days

This is an example of an EX dataset for selected animals from a toxicology study using a vehicle and positive control groups with once-daily intraperitoneal administration for 5 days. Subjects were randomized to 1 of 5 groups with 1 test article at 3 different treatment levels (10 mg/kg, 25 mg/kg, and 100 mg/kg), 1 vehicle control and a positive control group receiving 40 mg/kg cyclophosphamide. In this example, results are shown for five subjects, 1 in each group with 1 record per constant dosing interval of five days.

ex.xpt

Row

STUDYID

DOMAIN

USUBJID

EXSEQ

EXTRT

EXDOSE

EXDOSU

EXDOSFRM

EXDOSFRQ

EXROUTE

EXLOT

EXTRTV

EXVAMT

EXVAMTU

EXSTDTC

EXENDTC

EXSTDY

EXENDY

EXDUR


1

12345

EX

12345001

1

RP187

Cyclophosphamide

0

mg/kg

SOLUTION

QD

INTRAPERITONEAL


Saline

5

mL

2013-08-20

2013-08-24

1

5

PT5D

2

12345

EX

12345002

2

RP187

10

mg/kg

SOLUTION

QD

INTRAPERITONEAL

Ta.1308

Saline

5

mL

2013-08-20

2013-08-24

1

5

PT5D


3

12345

EX

12345003

3

RP187

25

mg/kg

SOLUTION

QD

INTRAPERITONEAL

Ta.1308

Saline

5

mL

2013-08-20

2013-08-24

1

5

PT5D

4

12345

EX

12345004

4

RP187

100

mg/kg

SOLUTION

QD

INTRAPERITONEAL

Ta.1308

Saline

5

mL

2013-08-20

2013-08-24

1

5

PT5D

5

12345

EX

12345005

5

Cyclophosphamide

40

mg/kg

SOLUTION

QD

INTRAPERITONEAL

Pc.1308

Saline

5

mL

2013-08-20

2013-08-24

1

5

PT5D


Example 8: Oral Gavage - 1 Record per Dosing with Multiple Treatments

This is an example of an EX dataset for selected animals from a toxicology study using 2 treatments and a vehicle control with once-weekly oral administration. Subjects were randomized to 1 of 5 groups. In this example, results are shown for 5 animals, 1 in each group, with 1 record each for the first 2 weeks. For the control group, the treatment is listed as the 2 treatment substances, concatenated with a pipe and zero dose.

ex.xpt

Row

STUDYID

DOMAIN

USUBJID

EXSEQ

EXTRT

EXDOSE

EXDOSU

EXDOSFRM

EXDOSFRQ

EXROUTE

EXLOT

EXTRTV

EXVAMT

EXVAMTU

EXSTDTC

EXSTDY

1

12345

EX

12345001

1

RP187|RP188

0

mg/kg

SOLUTION

1 TIME PER WEEK

ORAL GAVAGE


Saline

5

mL

2013-08-20

1

2

12345

EX

12345002

2

RP187

10

mg/kg

SOLUTION

1 TIME PER WEEK

ORAL GAVAGE

Ta.1308

Saline

5

mL

2013-08-20

1

Row

STUDYID

DOMAIN

USUBJID

EXSEQ

EXTRT

EXDOSE

EXDOSU

EXDOSFRM

EXDOSFRQ

EXROUTE

EXLOT

EXTRTV

EXVAMT

EXVAMTU

EXSTDTC

EXSTDY

3

12345

EX

12345003

3

RP187

100

mg/kg

SOLUTION

1 TIME PER WEEK

ORAL GAVAGE

Ta.1308

Saline

5

mL

2013-08-20

1

4

12345

EX

12345004

4

RP188

10

mg/kg

SOLUTION

1 TIME PER WEEK

ORAL GAVAGE

Ta.2212

Saline

5

mL

2013-08-20

1

5

12345

EX

12345005

5

RP188

100

mg/kg

SOLUTION

1 TIME PER WEEK

ORAL GAVAGE

Ta.2212

Saline

5

mL

2013-08-20

1

6

12345

EX

12345001

6

RP187|RP188

0

mg/kg

SOLUTION

1 TIME PER WEEK

ORAL GAVAGE


Saline

5

mL

2013-08-27

8

7

12345

EX

12345002

7

RP187

10

mg/kg

SOLUTION

1 TIME PER WEEK

ORAL GAVAGE

Ta.1308

Saline

5

mL

2013-08-27

8

8

12345

EX

12345003

8

RP187

100

mg/kg

SOLUTION

1 TIME PER WEEK

ORAL GAVAGE

Ta.1308

Saline

5

mL

2013-08-27

8

9

12345

EX

12345004

9

RP188

10

mg/kg

SOLUTION

1 TIME PER WEEK

ORAL GAVAGE

Ta.2212

Saline

5

mL

2013-08-27

8

10

12345

EX

12345005

10

RP188

100

mg/kg

SOLUTION

1 TIME PER WEEK

ORAL GAVAGE

Ta.2212

Saline

5

mL

2013-08-27

8


Example 9: Subcutaneous Dosing with Multiple Sites

This is an example of an EX dataset for selected animals from a local toxicity study including where local tolerance assessment is the most important endpoint. The identification of injection sites is carried throughout the study for all measurements performed across domains.

The 4 injection sites per subject received a different treatment each. Injection site 1 serves as control, receiving only saline. Note that the FOCID variable completes the natural key, providing a level of granularity that would otherwise be missing with existing variables.

ex.xpt

Row

STUDYID

DOMAIN

USUBJID

FOCID

EXSEQ

EXTRT

EXDOSE

EXDOSU

EXDOSFRM

EXDOSFRQ

EXROUTE

EXLOT

EXTRTV

EXVAMT

EXVAMTU

EXSTDTC

EXSTDY

1

12345

EX

12345001

Injection site 1

1

RP187

0

mg/kg

SOLUTION

QD

SUBCUTANEOUS


Saline

0.2

mL

2013-08-20

1

2

12345

EX

12345001

Injection site 2

2

RP187

10

mg/kg

SOLUTION

QD

SUBCUTANEOUS

Ta.1308

Saline

0.2

mL

2013-08-20

1

3

12345

EX

12345001

Injection site 3

3

RP187

25

mg/kg

SOLUTION

QD

SUBCUTANEOUS

Ta.1308

Saline

0.2

mL

2013-08-20

1

4

12345

EX

12345001

Injection site 4

4

RP187

100

mg/kg

SOLUTION

QD

SUBCUTANEOUS

Ta.1308

Saline

0.2

mL

2013-08-20

1

5

12345

EX

12345002

Injection site 1

1

RP187

0

mg/kg

SOLUTION

QD

SUBCUTANEOUS


Saline

0.2

mL

2013-08-20

1

6

12345

EX

12345002

Injection site 2

2

RP187

10

mg/kg

SOLUTION

QD

SUBCUTANEOUS

Ta.1308

Saline

0.2

mL

2013-08-20

1

7

12345

EX

12345002

Injection site 3

3

RP187

25

mg/kg

SOLUTION

QD

SUBCUTANEOUS

Ta.1308

Saline

0.2

mL

2013-08-20

1

8

12345

EX

12345002

Injection site 4

4

RP187

100

mg/kg

SOLUTION

QD

SUBCUTANEOUS

Ta.1308

Saline

0.2

mL

2013-08-20

1

Example 10: Oral Dosing Reported with 2 Records for Each Day of Dosing; 2 Test Articles Administered per Treatment Group; Treatments Administered Consecutively

In this example, each treatment group received daily administration of 2 test articles in separate doses, one after the other. Each test article utilized a different vehicle, and a control group received both vehicles.

ex.xpt

Row

STUDYID

DOMAIN

USUBJID

EXSEQ

EXTRT

EXDOSE

EXDOSU

EXDOSFRM

EXDOSFRQ

EXROUTE

EXLOT

EXTRTV

EXSTDTC

EXSTDY

1

12345

EX

12345001

1

TA1

0

mg/kg

SUSPENSION

QD

ORAL


Vehicle 1

2007-01-01T08:52

1

2

12345

EX

12345001

2

TA2

0

mg/kg

SUSPENSION

QD

ORAL


Vehicle 2

2007-01-01T08:53

1

3

12345

EX

12345001

3

TA1

0

mg/kg

SUSPENSION

QD

ORAL


Vehicle 1

2007-01-02 T08:54

2

4

12345

EX

12345001

4

TA2

0

mg/kg

SUSPENSION

QD

ORAL


Vehicle 2

2007-01-02 T08:55

2

5

12345

EX

12345001

5

TA1

0

mg/kg

SUSPENSION

QD

ORAL


Vehicle 1

2007-01-03 T08:56

3

6

12345

EX

12345001

6

TA2

0

mg/kg

SUSPENSION

QD

ORAL


Vehicle 2

2007-01-03 T08:57

3

7

12345

EX

12345002

7

TA1

20

mg/kg

SUSPENSION

QD

ORAL

ABC123

Vehicle 1

2007-01-01 T08:58

1

8

12345

EX

12345002

8

TA2

40

mg/kg

SUSPENSION

QD

ORAL

CDE456

Vehicle 2

2007-01-01 T08:59

1

9

12345

EX

12345002

9

TA1

20

mg/kg

SUSPENSION

QD

ORAL

ABC123

Vehicle 1

2007-01-02 T08:40

2

10

12345

EX

12345002

10

TA2

40

mg/kg

SUSPENSION

QD

ORAL

CDE456

Vehicle 2

2007-01-02 T08:41

2

11

12345

EX

12345002

11

TA1

20

mg/kg

SUSPENSION

QD

ORAL

ABC123

Vehicle 1

2007-01-03 T08:42

3

12

12345

EX

12345002

12

TA2

40

mg/kg

SUSPENSION

QD

ORAL

CDE456

Vehicle 2

2007-01-03 T08:43

3

13

12345

EX

12345003

13

TA1

40

mg/kg

SUSPENSION

QD

ORAL

ABC123

Vehicle 1

2007-01-01 T08:44

1

14

12345

EX

12345003

14

TA2

60

mg/kg

SUSPENSION

QD

ORAL

CDE456

Vehicle 2

2007-01-01 T08:45

1

15

12345

EX

12345003

15

TA1

40

mg/kg

SUSPENSION

QD

ORAL

ABC123

Vehicle 1

2007-01-02 T08:46

2

16

12345

EX

12345003

16

TA2

60

mg/kg

SUSPENSION

QD

ORAL

CDE456

Vehicle 2

2007-01-02 T08:47

2

17

12345

EX

12345003

17

TA1

40

mg/kg

SUSPENSION

QD

ORAL

ABC123

Vehicle 1

2007-01-03 T08:48

3

18

12345

EX

12345003

18

TA2

60

mg/kg

SUSPENSION

QD

ORAL

CDE456

Vehicle 2

2007-01-03 T08:49

3

    1. Events

      1. Disposition – DS

        ds.xpt, Disposition - Events. One record per subject, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        DS

        Identifier

        Two-character abbreviation for the domain.

        Req

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify a subject across all studies for all applications or submissions involving the product.

        Req


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        DSSEQ

        Sequence Number

        Num


        Identifier

        Sequence number given to ensure uniqueness of subject records within a domain. May be any valid number.

        Req

        DSTERM

        Reported Term for the Disposition Event

        Char


        Topic

        DSTERM is the original term recorded for subject disposition. DSTERM is not under controlled terminology, but should be mapped to DSDECOD.

        Req

        DSDECOD

        Standardized Disposition Term

        Char

        (DSDECOD)

        Synonym Qualifier

        Contains the result in a standard format.

        Req

        DSUSCHFL

        Unscheduled Flag

        Char

        (NY)

        Record Qualifier

        Indicates whether the subject's disposition was unscheduled. If the subject's disposition was based upon a schedule defined in the protocol, this flag should be null. Expected

        values are Y or null.

        Exp

        VISITDY

        Planned Study Day of Disposition

        Num


        Timing

        Planned study day of collection. Should be an integer. VISITDY should be populated only when DSTERM represents a scheduled activity.

        Perm

        DSSTDTC

        Date/Time of Disposition

        Char

        ISO 8601

        Timing

        Date/Time of the disposition event, in ISO 8601 format.

        Req

        DSSTDY

        Study Day of Disposition

        Num


        Timing

        Study day of the disposition event, in integer days. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

        Perm

        DSNOMDY

        Nominal Study Day for Tabulations

        Num


        Timing

        Nominal study day used for grouping records for observations that may occur on different days into a single reported study day. Should be an integer.

        Exp

        DSNOMLBL

        Label for Nominal Study Day

        Char


        Timing

        A label for a given value of DSNOMDY as presented in the study report. Examples: Week 4, Day 28, Terminal Sac.

        Perm


        1. Assumptions for Disposition (DS) Domain Model

          1. Definition:

            1. The Disposition (DS) dataset provides a record of the final disposition of subjects, which can be recorded at any stage throughout a study. At study completion, a record must exist for each subject in the study.

            2. Disposition records are required for carcinogenicity studies to support the creation of the tumor.xpt file.

            3. The DSDECOD values of MISSING, REMOVED FROM STUDY ALIVE, RECOVERY SACRIFICE, and NON-MORIBUND SACRIFICE do

              not map to the DTHSACST variable of the tumor.xpt (see Appendix C2, Mapping DSDECOD to DTHSACST).

          2. DS Description and coding: DSTERM is not under controlled terminology, but should be mapped to controlled terminology for DSDECOD.

          3. Timing variables:

            1. DSSTDTC is used for the date/time of the disposition event. Disposition events do not have end dates, because these events do not span an interval but occur at a single date/time (e.g., date of terminal sacrifice). The use of an interval of uncertainty, as described in Section 4.4.2, Date/Time Precision, cannot be used for DSSTDTC.

        2. Examples for Disposition (DS) Domain Model

          Example 1

          This example shows a typical DS dataset; subjects were sacrificed by exsanguination. The date values are entered in ISO 8601 format and include the time of sacrifice.ds.

          Rows 1-3: The original value of "Exsanguinated" was recorded in the DSTERM column and mapped to the controlled term "TERMINAL SACRIFICE" in the DSDECOD column. Because the records are intended to be reported together, DSNOMDY is the same for each record.

          ds.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          DSSEQ

          DSTERM

          DSDECOD

          DSSTDTC

          DSSTDY

          DSNOMDY

          1

          840515

          DS

          xx-xx75

          1

          Exsanguinated

          TERMINAL SACRIFICE

          1996-07-30T08:13:00

          29

          28

          2

          840515

          DS

          xx-xx76

          1

          Exsanguinated

          TERMINAL SACRIFICE

          1996-07-30T08:40:00

          29

          28

          3

          840515

          DS

          xx-xx77

          1

          Exsanguinated

          TERMINAL SACRIFICE

          1996-07-29T08:13:00

          28

          28


          Example 2

          This example shows a more complex DS dataset, and illustrates how to handle different days that subjects were disposed. The sponsor has included the label under which the deaths were grouped in the study report.

          Rows 1-3: The date values are entered in ISO 8601 format and include the time of disposition. DSNOMDY is the same for all 3 records; however, DSNOMLBL is different for row 1, which indicates the records would not be grouped together.

          Row 1: The original value of "Animal escaped/Found dead" was recorded in the DSTERM column and mapped to the controlled term "ACCIDENTAL DEATH" in the DSDECOD column. The DSUSCHFL is "Y" because this is an unscheduled disposition.

          Rows 2-3: The original value of "Final Phase Sacrifice" was recorded in the DSTERM column and mapped to the controlled term "TERMINAL SACRIFICE" in the DSDECOD column.

          ds.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          DSSEQ

          DSTERM

          DSDECOD

          DSUSCHFL

          DSSTDTC

          DSSTDY

          DSNOMDY

          DSNOMLBL

          1

          840516

          DS

          xx-xx82

          1

          Animal escaped/Found dead

          ACCIDENTAL DEATH

          Y

          1996-03-01T08:10

          28

          28

          Unscheduled Death

          2

          840516

          DS

          xx-xx83

          1

          Final Phase sacrifice

          TERMINAL SACRIFICE


          1996-03-02T17:40

          29

          28

          Terminal Sacrifice

          3

          840516

          DS

          xx-xx84

          1

          Final Phase sacrifice

          TERMINAL SACRIFICE


          1996-03-01T08:13

          28

          28

          Terminal Sacrifice


          Example 3

          This is another example of a complex DS dataset. It shows 2 different types of disposition events for subjects in this study: 1 for subjects that were sacrificed and another for a subject that was removed from the study alive.

          Rows 1-3: In this example, DSSEQ has been given sequential numbers, to demonstrate that for the DS domain the DSSEQ makes no difference since there is 1 and only 1 record per subject. Note that although the time of disposition is not recorded in this example, the values still uphold the ISO 8601 format.

          Rows 1-2: The original value of "Final Phase sacrifice" was recorded in the DSTERM column and mapped to the controlled term "TERMINAL SACRIFICE" in the DSDECOD column.

          Row 3: The original value of "Removed for washout" was recorded in the DSTERM column and mapped to the controlled term "REMOVED FROM STUDY ALIVE" in the DSDECOD column.

          ds.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          DSSEQ

          DSTERM

          DSDECOD

          DSSTDTC

          DSSTDY

          DSNOMDY

          1

          840522

          DS

          xx-xx90

          1

          Final Phase sacrifice

          TERMINAL SACRIFICE

          1996-02-06

          28

          28

          2

          840522

          DS

          xx-xx91

          2

          Final Phase sacrifice

          TERMINAL SACRIFICE

          1996-02-06

          28

          28

          3

          840522

          DS

          xx-xx92

          3

          Removed for washout

          REMOVED FROM STUDY ALIVE

          1996-02-06

          28

          28

    2. Findings

      1. Body Weight – BW

        bw.xpt, Body Weight - Findings. One record per test per observation time per subject, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        BW

        Identifier

        Two-character abbreviation for the domain.

        Req

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify a subject across all studies for all applications or submissions involving the product.

        Req

        BWSEQ

        Sequence Number

        Num


        Identifier

        Sequence number given to ensure uniqueness of subject records within a domain. May be any valid number.

        Req

        BWTESTCD

        Test Short Name

        Char

        (BWTESTCD)

        Topic

        Short name of the measurement, test, or examination described in BWTEST. It can be used as a column name when converting a dataset from a vertical to a horizontal format. The value in BWTESTCD cannot be longer than 8 characters, nor can it start with a number (e.g., "1TEST" is

        not valid). BWTESTCD cannot contain characters other than letters, numbers, or underscores.

        Req

        BWTEST

        Test Name

        Char

        (BWTEST)

        Synonym Qualifier

        Long name for BWTESTCD. The value in BWTEST cannot be longer than 40 characters.

        Req

        BWORRES

        Result or Findings as Collected

        Char


        Result Qualifier

        Result of the measurement or finding as originally received or collected.

        Exp

        BWORRESU

        Unit of the Original Result

        Char

        (UNIT)

        Variable Qualifier

        The unit for the original result. The unit of the original result should be mapped to a synonymous unit on the Controlled Terminology list.

        Exp

        BWSTRESC

        Standardized Result in Character Format

        Char


        Result Qualifier

        Contains the result value for all findings, copied or derived from BWORRES in a standard format or standard units. BWSTRESC should store all results or findings in character format; if results are numeric, they should also be submitted in numeric format in BWSTRESN.

        Exp

        BWSTRESN

        Standardized Result in Numeric Format

        Num


        Result Qualifier

        Used for numeric results or findings in standard format; contains the numeric form of BWSTRESC. BWSTRESN should store all numeric test results or findings.

        Exp


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        BWSTRESU

        Unit of the Standardized

        Result

        Char

        (UNIT)

        Variable Qualifier

        Standardized unit used for BWSTRESC and BWSTRESN.

        Exp

        BWSTAT

        Completion Status

        Char

        (ND)

        Record Qualifier

        Used to indicate when a test is not done or result is missing. Should be null if a result exists in BWORRES.

        Perm

        BWREASND

        Reason Not Done

        Char


        Record Qualifier

        Describes why BWSTAT is NOT DONE, such as BROKEN EQUIPMENT or TECHNICIAN OVERSIGHT.

        Perm

        BWBLFL

        Baseline Flag

        Char

        (NY)

        Record Qualifier

        A baseline indicator may be used to calculate differences or changes from baseline. Value should be Y or null. The baseline flag is sponsor defined.

        Exp

        BWFAST

        Fasting Status

        Char

        (NY)

        Record Qualifier

        Indicator used to identify fasting status. The value should by Y or null.

        Perm

        BWEXCLFL

        Exclusion Flag

        Char

        (NY)

        Record Qualifier

        Y if the result should be excluded from all calculations, otherwise null.

        Perm

        BWREASEX

        Reason for Exclusion

        Char


        Record Qualifier

        The reason the result should be excluded from all calculations. Used only when BWEXCLFL is Y.

        Perm

        BWUSCHFL

        Unscheduled Flag

        Char

        (NY)

        Record Qualifier

        Indicates whether the timing of a performed test or observation was unscheduled. If a test or observation was performed based upon a schedule defined in the protocol, this flag should be

        null. Expected values are Y or null.

        Perm

        VISITDY

        Planned Study Day of Collection

        Num


        Timing

        Planned study day of collection. Should be an integer.

        Perm

        BWDTC

        Date/Time Animal Weighed

        Char

        ISO 8601

        Timing

        Date/Time of body weight collection in ISO 8601 format.

        Exp

        BWDY

        Study Day Animal Weighed

        Num


        Timing

        Study day of body weight collection, in integer days. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

        Perm

        BWNOMDY

        Nominal Study Day for Tabulations

        Num


        Timing

        Nominal study day used for grouping records for observations that may occur on different days into a single reported study day. Should be an integer.

        Exp

        BWNOMLBL

        Label for Nominal Study Day

        Char


        Timing

        A label for a given value of BWNOMDY as presented in the study report. Examples: "Week 4," "Day 28," "Terminal Sac".

        Perm


        1. Assumptions for Body Weight (BW) Domain Model

          1. Definition: The Body Weight (BW) domain captures body weights collected for subjects during the study and at the end of the study (terminal body weights).

          2. Body weight gains are submitted in the Body Weight Gain (BG) domain.


        2. Examples for Body Weight (BW) Domain Model

          Example 1

          This example shows body weights collected at weekly intervals, including some records showing when the collection was not done. In addition, some records were marked as excluded from all calculations due to being out of the normal range for the test.

          Row 1: The "Y" in BWBLFL is an example of the use of baseline flag.

          Rows 1-11: Show records for body weight for subject ABC-001-001 at weekly intervals.

          Row 4: Shows that the subject was fasted in error prior to the body weight being taken. The value was excluded from calculations. Row 7: Shows a record that was excluded due to faulty equipment; the exclusion flag is "Y" and a reason for exclusion is included. Row 9: Shows proper use of the BWSTAT variable to indicate "NOT DONE", where a reason was collected when a test was not done. Row 12: Shows TERMBW collected along with an indication that the animal was fasted prior to collection.

          Row 13: Shows that subject ABC-001-010's body weight was taken on day 15, but this was not scheduled (reflected by the use of BWUSCHFL).

          bw.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          BWSEQ

          BWTESTCD

          BWTEST

          BWORRES

          BWORRESU

          BWSTRESC

          BWSTRESN

          BWSTRESU

          BWSTAT

          BWREASND

          BWBLFL

          BWFAST

          BWEXCLFL

          BWREASEX

          BWUSCHFL

          BWDTC

          BWDY

          BWNOMDY

          BWNOMLBL

          1

          ABC

          BW

          ABC-001- 001

          1

          BW

          Body Weight

          250

          g

          250

          250

          g



          Y





          1999-

          06-19

          1

          1

          Week 1

          2

          ABC

          BW

          ABC-001- 001

          2

          BW

          Body Weight

          240

          g

          240

          240

          g








          1999-

          06-26

          8

          8

          Week 2

          3

          ABC

          BW

          ABC-001- 001

          3

          BW

          Body Weight

          280

          g

          280

          280

          g








          1999-

          07-03

          15

          15

          Week 3

          4

          ABC

          BW

          ABC-001- 001

          4

          BW

          Body Weight

          190

          g

          190

          190

          g




          Y

          Y

          FASTING BY HUMAN ERROR


          1999-

          07-10

          22

          22

          Week 4

          5

          ABC

          BW

          ABC-001- 001

          5

          BW

          Body Weight

          225

          g

          225

          225

          g








          1999-

          07-17

          29

          29

          Week 5

          6

          ABC

          BW

          ABC-001- 001

          6

          BW

          Body Weight

          245

          g

          245

          245

          g








          1999-

          07-24

          36

          36

          Week 6

          7

          ABC

          BW

          ABC-001- 001

          7

          BW

          Body Weight

          50

          g

          50

          50

          g





          Y

          FAULTY EQUIPMENT


          1999-

          07-31

          43

          43

          Week 7

          8

          ABC

          BW

          ABC-001- 001

          8

          BW

          Body Weight

          260

          g

          260

          260

          g








          1999-

          08-07

          50

          50

          Week 8

          9

          ABC

          BW

          ABC-001- 001

          9

          BW

          Body Weight






          NOT DONE

          TECHNICIAN OVERSIGHT






          1999-

          08-14

          57

          57

          Week 9

          10

          ABC

          BW

          ABC-001- 001

          10

          BW

          Body Weight

          229

          g

          229

          229

          g








          1999-

          08-21

          64

          64

          Week 10

          11

          ABC

          BW

          ABC-001- 001

          11

          BW

          Body Weight

          243

          g

          243

          243

          g








          1999-

          08-28

          71

          71

          Week 11

          12

          ABC

          BW

          ABC-001- 001

          12

          TERMBW

          Terminal Body Weight

          225

          g

          225

          225

          g




          Y




          1999-

          09-04

          78

          78


          13

          ABC

          BW

          ABC-001- 010

          1

          BW

          Body Weight

          237

          g

          237

          237

          g







          Y

          1999-

          07-03

          15

          15

          Unscheduled


      2. Body Weight Gain – BG

        bg.xpt, Body Weight Gains - Findings. One record per test per interval per subject, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        BG

        Identifier

        Two-character abbreviation for the domain.

        Req

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify a subject across all studies for all applications or submissions involving the product.

        Req

        BGSEQ

        Sequence Number

        Num


        Identifier

        Sequence number given to ensure uniqueness of subject records within a domain. May be any valid number.

        Req

        BGTESTCD

        Test Short Name

        Char

        (BGTESTCD)

        Topic

        Short name of the measurement, test, or examination described in BGTEST. It can be used as a column name when converting a dataset from a vertical to a horizontal format. The value in BGTESTCD cannot be longer than 8 characters, nor can it start with a number (e.g., "1TEST" is not valid). BGTESTCD cannot contain characters other than letters, numbers, or underscores.

        Req

        BGTEST

        Test Name

        Char

        (BGTEST)

        Synonym Qualifier

        Long name for BGTESTCD. The value in BGTEST cannot be longer than 40 characters.

        Req

        BGORRES

        Result or Findings as Collected

        Char


        Result Qualifier

        Result of the measurement or finding as originally received or collected.

        Exp

        BGORRESU

        Unit of the Original Result

        Char

        (UNIT)

        Variable Qualifier

        The unit for the original result. The unit of the original result should be mapped to a synonymous unit on the Controlled Terminology (http://www.cdisc.org/terminology) list.

        Exp

        BGSTRESC

        Standardized Result in Character Format

        Char


        Result Qualifier

        Contains the result value for all findings, copied or derived from BGORRES in a standard format or standard units. BGSTRESC should store all results or findings in character format; if results are numeric, they should also be submitted in numeric format in BGSTRESN.

        Exp

        BGSTRESN

        Standardized Result in Numeric Format

        Num


        Result Qualifier

        Used for numeric results or findings in standard format; contains the numeric form of BGSTRESC. BGSTRESN should store all numeric test results or findings.

        Exp

        BGSTRESU

        Unit of the Standardized

        Result

        Char

        (UNIT)

        Variable Qualifier

        Standardized unit used for BGSTRESC and BGSTRESN.

        Exp

        BGSTAT

        Completion Status

        Char

        (ND)

        Record Qualifier

        Used to indicate when a test is not done or result is missing. Should be null if a result exists in BGORRES.

        Perm

        BGREASND

        Reason Not Done

        Char


        Record Qualifier

        Describes why BGSTAT is NOT DONE, such as MISSING BODY WEIGHT.

        Perm

        BGEXCLFL

        Exclusion Flag

        Char

        (NY)

        Record Qualifier

        Y if the result should be excluded from all calculations, otherwise null.

        Perm

        BGREASEX

        Reason for Exclusion

        Char


        Record Qualifier

        The reason the result should be excluded from all calculations. Used only when BGEXCLFL is Y.

        Perm

        BGDTC

        Date/Time Animal Weighed

        Char

        ISO 8601

        Timing

        Date/Time of the start of the weight interval, in ISO 8601 format.

        Exp

        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        BGENDTC

        End Date/Time Animal Weighed

        Char

        ISO 8601

        Timing

        Date/Time of the end of the weight interval, in ISO 8601 format.

        Exp

        BGDY

        Study Day of Start of Interval

        Num


        Timing

        Study day of the start of the weight interval, in integer days. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

        Perm

        BGENDY

        Study Day of End of Weight Interval

        Num


        Timing

        Study day of the end of the weight interval, in integer days. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

        Perm


        1. Assumptions for Body Weight Gain (BG) Domain Model

          1. Definition: Body weight gain is the actual difference between 2 body weight measurements for any given interval for a subject. This is most commonly shown as the difference between 2 consecutive body weight measurements.

          2. Additional BGTEST/BGTESTCD values may be used for alternative representations of body weight gain measurements (e.g., percentage gain, average gain).

          3. BGORRESU may change over the course of the study (e.g., g to kg), but BGSTRESU should remain consistent throughout the course of the study.

          4. If 1 of the 2 body weights needed for the calculation is missing, BGSTAT should be "NOT DONE," and BGREASND could be "MISSING BODY WEIGHT."

          5. If 1 of the 2 body weights needed for the calculation has an exclusion flag, then the corresponding BG values should also have BGEXCL = "Y". The BGREASEX value should be "EXCLUDED BODY WEIGHT".

          6. Note that the BGDTC and BGENDTC variables are used for the start and end of the period as described in Section 4.4.6, Representing Timing in a Findings Domain.

        2. Examples for Body Weight Gain (BG) Domain Model

          Example 1

          Row 1: Shows body weight gain value recorded in standard units.

          Rows 2-11: Show 10 records for body weight gain at weekly intervals for a single animal.

          Rows 4-5: Show excluded body weight gains due to excluded body weight.

          Row 7: Shows a decrease in body weight.

          Rows 8-9: Show the proper use of the BGSTAT variable to indicate "NOT DONE" when one of the the body weights for the interval was missing.


          bg.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          BGSEQ

          BGTESTCD

          BGTEST

          BGORRES

          BGORRESU

          BGSTRESC

          BGSTRESN

          BGSTRESU

          BGSTAT

          BGREASND

          BGEXCLFL

          BGREASEX

          BGDTC

          BGENDTC

          BGDY

          BGENDY

          1

          ABC

          BG

          ABC-001- 001

          1

          BWGAIN

          Body Weight Gain

          58.3

          g

          58.3

          58.3

          g





          2008-04-

          27

          2008-05-

          04

          1

          8

          2

          ABC

          BG

          ABC-001- 001

          2

          BWGAIN

          Body Weight Gain

          43.0

          g

          43.0

          43.0

          g





          2008-05-

          04

          2008-05-

          11

          8

          15

          3

          ABC

          BG

          ABC-001- 001

          3

          BWGAIN

          Body Weight Gain

          62.2

          g

          62.2

          62.2

          g





          2008-05-

          11

          2008-05-

          18

          15

          22

          4

          ABC

          BG

          ABC-001- 001

          4

          BWGAIN

          Body Weight Gain

          15.1

          g

          15.1

          15.1

          g



          Y

          EXCLUDED BODY WEIGHT

          2008-05-

          18

          2008-05-

          25

          22

          29

          5

          ABC

          BG

          ABC-001- 001

          5

          BWGAIN

          Body Weight Gain

          48.8

          g

          48.8

          48.8

          g



          Y

          EXCLUDED BODY WEIGHT

          2008-05-

          25

          2008-06-

          01

          29

          36

          6

          ABC

          BG

          ABC-001- 001

          6

          BWGAIN

          Body Weight Gain

          44.4

          g

          44.4

          44.4

          g





          2008-06-

          01

          2008-06-

          08

          36

          43

          7

          ABC

          BG

          ABC-001- 001

          7

          BWGAIN

          Body Weight Gain

          -5.1

          g

          -5.1

          -5.1

          g





          2008-06-

          08

          2008-06-

          15

          43

          50

          8

          ABC

          BG

          ABC-001- 001

          8

          BWGAIN

          Body Weight Gain






          NOT DONE

          MISSING BODY WEIGHT



          2008-06-

          15


          50


          9

          ABC

          BG

          ABC-001- 001

          9

          BWGAIN

          Body Weight Gain






          NOT DONE

          MISSING BODY WEIGHT




          2008-06-

          29


          64

          10

          ABC

          BG

          ABC-001- 001

          10

          BWGAIN

          Body Weight Gain

          25.1

          g

          25.1

          25.1

          g





          2008-06-

          29

          2008-07-

          06

          64

          71

          11

          ABC

          BG

          ABC-001- 001

          11

          BWGAIN

          Body Weight Gain

          27.8

          g

          27.8

          27.8

          g





          2008-07-

          06

          2008-07-

          13

          71

          78

          Example 2

          Row 1: Shows body weight gain value recorded as an absolute gain for the interval.

          Row 2: Shows body weight gain value recorded as the average body weight gain per day.

          Row 3: Shows body weight gain value recorded as the percentage body weight gain for the interval.

          bg.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          BGSEQ

          BGTESTCD

          BGTEST

          BGORRES

          BGORRESU

          BGSTRESC

          BGSTRESN

          BGSTRESU

          BGDTC

          BGENDTC

          BGDY

          BGENDY

          1

          ABC

          BG

          ABC-001-001

          1

          BWGAIN

          Body Weight Gain

          58.3

          g

          58.3

          58.3

          g

          2008-04-27

          2008-05-04

          1

          8

          2

          ABC

          BG

          ABC-001-001

          2

          BWGAINA

          Average Body Weight Gain

          8.3

          g/day

          8.3

          8.3

          g/day

          2008-04-27

          2008-05-04

          1

          8

          3

          ABC

          BG

          ABC-001-001

          3

          BWGAINP

          Percentage Body Weight Gain

          16.7

          %

          16.7

          16.7

          %

          2008-04-27

          2008-05-04

          1

          8


      3. Clinical Observations – CL

        cl.xpt, Clinical Observations - Findings. One record per finding per observation time per subject or pool, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        CL

        Identifier

        Two-character abbreviation for the domain.

        Req

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify a subject across all studies for all applications or submissions involving the product. Either USUBJID or POOLID must be populated.

        Exp

        POOLID

        Pool Identifier

        Char


        Identifier

        Identifier used for pooling subjects to assign a single finding to multiple subjects. If POOLID is entered, POOLDEF records must exist for each subject and the USUBJID must be null. Either USUBJID or POOLID must be populated.

        Perm

        FOCID

        Focus of Study- Specific Interest

        Char


        Identifier

        Identification of a focus of study-specific interest on or within a subject or specimen as defined in the protocol, for which a measurement, test, or examination was performed. An example could be a drug application site, e.g. "Injection site 1," "Biopsy site 1," "Treated site 1." the value in this variable

        should have inherent semantic value.

        Perm

        CLSEQ

        Sequence Number

        Num


        Identifier

        The sequence number must be unique for each record within a USUBJID or POOLID, whichever applies for the record.

        Req

        CLGRPID

        Group Identifier

        Char


        Identifier

        Used to tie together a block of related records in a single domain for a subject or pool. This is not the treatment group number.

        Perm

        CLSPID

        Mass Identifier

        Char


        Identifier

        Mass identifier such as MASS 1 or MASS A. Used when the mass was discovered during the in-life phase and assigned a mass identifier. The mass identification should be unique within the subject, regardless of mass location.

        Perm

        CLTESTCD

        Test Short Name

        Char


        Topic

        Short name of the measurement, test, or examination described in CLTEST. It can be used as a column name when converting a dataset from a vertical to a horizontal format. The value in CLTESTCD cannot be longer than 8 characters, nor can it start with a number (e.g., "1TEST" is not valid). CLTESTCD cannot contain characters other than letters, numbers, or underscores.

        Req

        CLTEST

        Test Name

        Char


        Synonym Qualifier

        Long name for CLTESTCD. The value in CLTEST cannot be longer than 40 characters.

        Req

        CLCAT

        Category for Clinical Observations

        Char

        (CLCAT)

        Grouping Qualifier

        Used to define a category of the clinical observation.

        Req

        CLSCAT

        Subcategory for Clinical Observations

        Char


        Grouping Qualifier

        Used to further categorize a group of clinical observations within a category. For example "Whole Body Appearance" and "Sensory Organ Appearance" may be subcategories within Clinical Signs.

        Perm

        CLBODSYS

        Body System or Organ Class

        Char

        (BODSYS)

        Record Qualifier

        Body system or organ class associated with the measurement performed.

        Perm

        CLORRES

        Result or Findings as Collected

        Char


        Result Qualifier

        Text description of the finding as originally received or collected. If the examination was not performed on a particular body system, or at the subject level, then the value should be null, and NOT DONE should appear in CLSTAT.

        Exp


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        CLSTRESC

        Standardized Result in

        Character Format

        Char


        Result Qualifier

        The base finding from CLORRES without modifiers. If the examination was completed and there were no abnormal findings, the value must be NORMAL.

        Exp

        CLRESCAT

        Result Category

        Char


        Variable Qualifier

        Used to categorize the result of a finding post collection. Examples: Color or Facial.

        Perm

        CLSTAT

        Completion Status

        Char

        (ND)

        Record Qualifier

        Used to indicate examination not done or result is missing. Should be null if a result exists in CLORRES.

        Perm

        CLREASND

        Reason Not Done

        Char


        Record Qualifier

        Describes why CLSTAT is NOT DONE, such as SUBJECT MORIBUND.

        Perm

        CLLOC

        Location of a Finding

        Char


        Record Qualifier

        Can be used to specify where a clinical sign occurred. Example: LEFT EAR for skin rash.

        Exp

        CLEVAL

        Evaluator

        Char


        Record Qualifier

        Role of the person who provided the evaluation. Example: TOX TECHNICIAN, OPHTHALMOLOGIST, VETERINARIAN.

        Perm

        CLSEV

        Severity

        Char


        Record Qualifier

        Describes the severity or intensity of a particular finding.

        Perm

        CLEXCLFL

        Exclusion Flag

        Char

        (NY)

        Record Qualifier

        Y if the result should be excluded from all calculations, otherwise null.

        Perm

        CLREASEX

        Reason for Exclusion

        Char


        Record Qualifier

        The reason the result should be excluded from all calculations. Used only when CLEXCLFL is Y.

        Perm

        CLUSCHFL

        Unscheduled Flag

        Char

        (NY)

        Record Qualifier

        Indicates whether the timing of a performed test or observation was unscheduled. If a test or observation was performed based upon a schedule defined in the protocol, this flag should be null. Expected values are Y or null.

        Perm

        VISITDY

        Planned Study Day of Collection

        Num


        Timing

        Planned study day of collection. Should be an integer.

        Perm

        CLDTC

        Date/Time of Observation

        Char

        ISO 8601

        Timing

        Date/Time of the clinical observation in ISO 8601 format. For measurements related to a continuous evaluation interval, CLDTC should be used to indicate the start date/time of that interval.

        Exp

        CLENDTC

        End Date/Time of Observation

        Char

        ISO 8601

        Timing

        Date/Time of end of observation interval, in ISO 8601 format. Should be populated when CLDTC represents the start date/time of a continuous evaluation interval.

        Perm

        CLDY

        Study Day of Observation

        Num


        Timing

        Study day of observation, in integer days. For measurements related to a continuous evaluation interval, CLDY can be used to indicate start day of that interval. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

        Perm

        CLENDY

        Study Day of End of Observation

        Num


        Timing

        Study day of the end of observation, in integer days. Can be populated when CLDY represents the start day of a continuous evaluation interval. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

        Perm

        CLNOMDY

        Nominal Study Day for Tabulations

        Num


        Timing

        Nominal study day used for grouping records for observations that may occur on different days into a single reported study day. Should be an integer.

        Exp

        CLNOMLBL

        Label for Nominal Study Day

        Char


        Timing

        A label for a given value of CLNOMDY as presented in the study report. Examples: "Week 4," "Day 28," "Terminal Sac".

        Perm

        CLTPT

        Planned Time Point Name

        Char


        Timing

        Text description of time when an observation should be taken, as defined in the protocol. This may be represented as an elapsed time relative to a fixed reference point, such as time postdose.

        Perm


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        CLTPTNUM

        Planned Time Point Number

        Num


        Timing

        Numerical version of CLTPT to aid in sorting.

        Perm

        CLELTM

        Planned Elapsed Time from Time Point Ref

        Char

        ISO 8601

        Timing

        Planned Elapsed time (in ISO 8601 format) relative to a planned reference (CLTPTREF). This variable is useful where there are repetitive measures. Not a clock time or a date time variable. Represented as an ISO 8601 duration. Examples: "- PT15M" to represent the period of 15 minutes prior to the reference point indicated by CLTPTREF, or "PT8H" to represent the period of 8 hours

        after the reference point indicated by CLTPTREF.

        Perm

        CLTPTREF

        Time Point Reference

        Char


        Timing

        Name of the fixed reference point referred to by CLELTM, if used for CLTPTNUM, and CLTPT. It is recommended that CLTPTREF be as descriptive as possible, so the reference time point can be inferred without looking at other variables. Examples: PREVIOUS DOSE, PREVIOUS MEAL.

        Perm

        CLRFTDTC

        Date/Time of Reference Time Point

        Char

        ISO 8601

        Timing

        Date/Time of the reference time point, CLTPTREF.

        Perm


        1. Assumptions for Clinical Observations (CL) Domain Model

          1. Definition: The Clinical Observations (CL) domain captures clinical sign information in addition to ophthalmology, physical examination, and dermal examination collected during the in-life phase of the study.

          2. Categorization: CLSCAT, CLTESTCD, and CLTEST can be used by the sponsor to categorize data that were collected during in-life observation. CLCAT is fixed to the values specified in CDISC Controlled Terminology CLCAT list.

          3. Results definition:

            1. CLORRES contains the complete description of the clinical observation.

            2. CLSTRESC should contain only the finding without modifiers. At this time it is not necessary to submit the additional modifiers elsewhere in this domain.

            3. CLRESCAT is used for post-collection categorization of results and should not be a duplication of CLTEST or CLSCAT, which are considered categories at the time of collection.

          4. The CLSPID variable is intended to reflect the identifier for any observed masses. This variable should be used to link in-life findings with pathology findings. The mass identifier in --SPID should be consistent across domains (CL, Palpable Masses, Macroscopic Findings, Microscopic Findings, and Tumor Findings).

          5. Timing variables:

            1. Information about the time of collection for any observation is needed to identify the record. CLDTC is expected, and the data will, in most cases, contain CLDTC, CLDY, or both. However, some studies (e.g., legacy studies) may not collect CLDTC or CLDY; in those cases, CLNOMDY must be populated.

            2. CLTPT, CLTPTNUM, and CLELTM can be used when observations are made based on an elapsed time from a reference time point (e.g., 1 hour post-dose).

        2. Examples for Clinical Observations (CL) Domain Model

          Example 1

          This example shows clinical signs captured in the collection system using categorization by CLSCAT or CLTEST. CLCAT is "CLINICAL SIGNS". CLTESTCD and CLTEST are used to capture the collection system's breakdown of observations. A comment record was included to clarify the time period for the tremors.

          Rows 1-3: CLTESTCD and CLTEST are used to describe different tests whose results were recorded during the examination.

          Row 5: CLORRES includes a duration of >10 minutes, which indicates that the technician saw tremors while cageside and did not see them end. A comment recorded in CO was included to clarify the time period for the tremors.

          Row 6: This row includes an example of a "normal" observation for the animal.

          cl.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          CLSEQ

          CLTESTCD

          CLTEST

          CLCAT

          CLORRES

          CLSTRESC

          CLLOC

          CLDTC

          CLDY

          CLNOMDY

          1

          13456

          CL

          13456-01

          1

          AG

          Activity/Gait

          CLINICAL SIGNS

          Difficulty Walking

          Difficulty Walking


          2003-01-20T15:44:42

          7

          7

          2

          13456

          CL

          13456-01

          2

          AC

          Appearance and Condition

          CLINICAL SIGNS

          Pale

          Pale


          2003-01-20T15:45:39

          7

          7

          3

          13456

          CL

          13456-01

          3

          EY

          Eyes

          CLINICAL SIGNS

          Squinting

          Squinting


          2003-01-20T15:45:55

          7

          7

          4

          13456

          CL

          13456-02

          1

          GO

          General Observations

          CLINICAL SIGNS

          Salivation

          Salivation


          2003-01-28T15:44:42

          15

          15

          5

          13456

          CL

          13456-02

          2

          GO

          General Observations

          CLINICAL SIGNS

          Tremors; >10 mins

          Tremors


          2003-01-28T15:44:42

          15

          15

          6

          13456

          CL

          13456-03

          1

          GO

          General Observations

          CLINICAL SIGNS

          Normal

          NORMAL


          2003-01-28T15:48:09

          15

          15


          Row 1: COVAL explains the time modifier used in the CLORRES in row 5 above.

          co.xpt

          Row

          STUDYID

          DOMAIN

          RDOMAIN

          USUBJID

          COSEQ

          IDVAR

          IDVARVAL

          COVAL

          CODTC

          1

          13456

          CO

          CL

          13456-02

          1

          CLSEQ

          2

          Tremors did not cease while the technician was at the cage, which was a period of 10 minutes.



          Example 2

          This example shows clinical signs captured in the collection system using no categorization by CLSCAT or CLTEST. CLTESTCD and CLTEST are also recorded as simply clinical signs.

          Rows 1-5: All CLORRES values reflect a clinical sign.

          Row 6: This row includes an example of a NORMAL observation. The originally recorded result was "NAD" (no abnormalities detected), which is mapped to NORMAL in CLSTRESC.

          cl.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          CLSEQ

          CLTESTCD

          CLTEST

          CLCAT

          CLORRES

          CLSTRESC

          CLLOC

          CLDTC

          CLDY

          CLNOMDY

          1

          13456

          CL

          13456-01

          1

          CS

          Clinical Sign

          CLINICAL SIGNS

          Difficulty Walking

          Difficulty Walking


          2003-01-20T15:44:42

          7

          7

          2

          13456

          CL

          13456-01

          2

          CS

          Clinical Sign

          CLINICAL SIGNS

          Pale

          Pale


          2003-01-20T15:45:39

          7

          7

          3

          13456

          CL

          13456-01

          3

          CS

          Clinical Sign

          CLINICAL SIGNS

          Squinting

          Squinting

          Both Eyes

          2003-01-20T15:45:55

          7

          7

          4

          13456

          CL

          13456-02

          1

          CS

          Clinical Sign

          CLINICAL SIGNS

          Salivation

          Salivation


          2003-01-28T15:44:42

          15

          15


          Row

          STUDYID

          DOMAIN

          USUBJID

          CLSEQ

          CLTESTCD

          CLTEST

          CLCAT

          CLORRES

          CLSTRESC

          CLLOC

          CLDTC

          CLDY

          CLNOMDY

          5

          13456

          CL

          13456-02

          2

          CS

          Clinical Sign

          CLINICAL SIGNS

          Tremors

          Tremors


          2003-01-28T15:44:42

          15

          15

          6

          13456

          CL

          13456-03

          1

          CS

          Clinical Sign

          CLINICAL SIGNS

          NAD

          NORMAL


          2003-01-28T15:44:42

          15

          15


          Example 3

          This example shows clinical signs captured in the collection system using no categorization by CLCAT or CLTEST and having result categorization applied after collection for reporting purposes. CLTESTCD and CLTEST are recorded as simply "Clinical Sign", and CLRESCAT is used to categorize each result.

          cl.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          CLSEQ

          CLTESTCD

          CLTEST

          CLCAT

          CLORRES

          CLSTRESC

          CLRESCAT

          CLLOC

          CLDTC

          CLDY

          CLNOMDY

          1

          13456

          CL

          13456-01

          1

          CS

          Clinical Sign

          CLINICAL SIGNS

          Difficulty Walking

          Difficulty Walking

          CNS


          2003-01-20T15:44:42

          7

          7

          2

          13456

          CL

          13456-01

          2

          CS

          Clinical Sign

          CLINICAL SIGNS

          Pale

          Pale

          Color


          2003-01-20T15:45:39

          7

          7

          3

          13456

          CL

          13456-01

          3

          CS

          Clinical Sign

          CLINICAL SIGNS

          Squinting

          Squinting

          Facial

          Both Eyes

          2003-01-20T15:45:55

          7

          7

          4

          13456

          CL

          13456-02

          1

          CS

          Clinical Sign

          CLINICAL SIGNS

          Salivation

          Salivation

          Facial


          2003-01-28T15:44:42

          15

          15

          5

          13456

          CL

          13456-02

          2

          CS

          Clinical Sign

          CLINICAL SIGNS

          Tremors

          Tremors

          CNS


          2003-01-28T15:44:42

          15

          15


          Example 4

          This example shows clinical signs captured in the collection system using categorization by CLTEST and having result categorization applied after collection for reporting purposes. CLTESTCD and CLTEST are used to capture the collection system's breakdown of observations and CLRESCAT is used to categorize each result.

          Rows 1-3: CLTESTCD and CLTEST are used to describe different tests whose results were recorded during the examination.

          Rows 1-5: CLRESCAT was used to categorize results during analysis for further categorization of data.

          cl.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          CLSEQ

          CLTESTCD

          CLTEST

          CLCAT

          CLORRES

          CLSTRESC

          CLRESCAT

          CLLOC

          CLDTC

          CLDY

          CLNOMDY

          1

          13456

          CL

          13456-01

          1

          AG

          Activity/Gait

          CLINICAL SIGNS

          Difficulty Walking

          Difficulty Walking

          CNS


          2003-01-

          20T15:44:42

          7

          7

          2

          13456

          CL

          13456-01

          2

          AC

          Appearance and Condition

          CLINICAL SIGNS

          Pale

          Pale

          Color


          2003-01-

          20T15:45:39

          7

          7

          3

          13456

          CL

          13456-01

          3

          EY

          Eyes

          CLINICAL SIGNS

          Squinting

          Squinting

          Facial

          Both Eyes

          2003-01-

          20T15:45:55

          7

          7

          4

          13456

          CL

          13456-02

          1

          GO

          General Observations

          CLINICAL SIGNS

          Salivation

          Salivation

          Facial


          2003-01-

          28T15:44:42

          15

          15

          5

          13456

          CL

          13456-02

          2

          GO

          General Observations

          CLINICAL SIGNS

          Tremors

          Tremors

          CNS


          2003-01-

          28T15:44:42

          15

          15

          Example 5

          This example shows clinical signs captured in the collection system using categorization by CLSCAT or CLTEST. CLTESTCD and CLTEST are used to capture the collection system's breakdown of observations. CLSCAT further categorizes tests in the collection system.

          Rows 1-5: CLTESTCD and CLTEST are used to describe different tests whose results were recorded during the examination. CLSCAT is used to break tests into multiple categories as recorded during examination.

          cl.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          CLSEQ

          CLTESTCD

          CLTEST

          CLCAT

          CLSCAT

          CLORRES

          CLSTRESC

          CLLOC

          CLSEV

          CLDTC

          CLDY

          CLNOMDY

          1

          13456

          CL

          13456-01

          1

          FE

          Fur Examination

          CLINICAL SIGNS

          Whole Body Appearance

          Piloerection, mild

          Piloerection


          Mild

          2003-01-

          20T15:44:42

          7

          7

          2

          13456

          CL

          13456-01

          2

          FE

          Fur Examination

          CLINICAL SIGNS

          Whole Body Appearance

          Stained, yellow

          Stained



          2003-01-

          20T15:45:39

          7

          7

          3

          13456

          CL

          13456-01

          3

          EE

          Eye Examination

          CLINICAL SIGNS

          Sensory Organ Appearance

          Red

          Red



          2003-01-

          20T15:45:55

          7

          7

          4

          13456

          CL

          13456-02

          1

          FE

          Fur Examination

          CLINICAL SIGNS

          Whole Body Appearance

          Stained, yellow

          Stained



          2003-01-

          28T15:44:42

          15

          15

          5

          13456

          CL

          13456-02

          2

          OE

          Oral Examination

          CLINICAL SIGNS

          Sensory Organ Appearance

          Missing tooth, right, bicuspid

          Missing tooth

          Right bicuspid


          2003-01-

          28T15:44:42

          15

          15


          Example 6

          This example shows clinical signs captured in the collection system using categorization with CLCAT. CLTESTCD and CLTEST are simply "Clinical Signs" for all entries in this example. Examples show results for 2 animals caged together, so POOLID and not USUBJID is populated. The POOLDEF table (see Section 8.5.1, Pool Definition - POOLDEF) is shown below.

          Rows 1-7: CLCAT is used to categorize the clinical signs into a controlled list and CLSTRESC is used to enter only the finding without modifiers.

          cl.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          POOLID

          CLSEQ

          CLTESTCD

          CLTEST

          CLCAT

          CLORRES

          CLSTRESC

          CLLOC

          CLSEV

          CLDTC

          CLDY

          CLNOMDY

          1

          ABC1

          CL


          CAGE1

          1

          CS

          Clinical Signs

          CLINICAL SIGNS

          Skin, Red, Pinna, Left

          Skin, Red

          Pinna, Left


          2003-01-

          20T15:44:42

          7

          7

          2

          ABC1

          CL


          CAGE1

          2

          CS

          Clinical Signs

          CLINICAL SIGNS

          Fur, Thin Cover, Hindpaw, Left

          Fur, Thin Cover

          Hindpaw, Left


          2003-01-

          20T15:45:39

          7

          7

          3

          ABC1

          CL


          CAGE1

          3

          CS

          Clinical Signs

          CLINICAL SIGNS

          Fur, Thin Cover, Hindpaw, Right

          Fur, Thin Cover

          Hindpaw, Right


          2003-01-

          20T15:45:55

          7

          7

          4

          ABC1

          CL


          CAGE1

          4

          CS

          Clinical Signs

          CLINICAL SIGNS

          Conjunctival Hyperemia, Moderate

          Conjunctival Hyperemia

          Eye

          MODERATE

          2003-01-

          28T15:44:42

          15

          15

          5

          ABC1

          CL


          CAGE1

          5

          CS

          Clinical Signs

          CLINICAL SIGNS

          Feces, Watery

          Feces, Watery



          2003-01-

          28T15:44:42

          15

          15

          6

          ABC1

          CL


          CAGE1

          6

          CS

          Clinical Signs

          CLINICAL SIGNS

          Feces, Mucoid

          Feces, Mucoid



          2003-01-

          28T15:44:42

          15

          15

          7

          ABC1

          CL


          CAGE1

          7

          CS

          Clinical Signs

          CLINICAL SIGNS

          Feces, Liquid (TS),Slight

          Feces, Liquid


          SLIGHT

          2003-01-

          28T15:44:42

          15

          15

          pooldef.xpt

          Row

          STUDYID

          POOLID

          USUBJID

          1

          ABC1

          CAGE1

          ABC1-1001

          2

          ABC1

          CAGE1

          ABC1-1002


          Example 7

          This example shows clinical signs captured in the collection system using categorization. CLTESTCD and CLTEST are simply "Clinical Signs" for all entries in this example. Time points are included to indicate the signs that were taken for post-dose periods.

          Rows 1-6: CLCAT is used to categorize the clinical signs into a controlled list.

          Rows 1-6: CLTPT is used to specify the observation session in which the observations were collected. CLELTM was not included because this session was not specified in terms of elapsed time after dosing.

          Row 6: CLUSCHFL is used to specify that the observation was unscheduled. Note that CLNOMDY was populated with the actual study day for tabulation.

          CLNOMLBL reflects the label that was used in the study report.

          cl.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          CLSEQ

          CLTESTCD

          CLTEST

          CLCAT

          CLORRES

          CLSTRESC

          CLLOC

          CLUSCHFL

          CLDTC

          CLDY

          CLNOMDY

          CLNOMLBL

          CLTPT

          CLTPTNUM

          1

          ABC1

          CL

          ABC1- 1001

          1

          CS

          Clinical Signs

          CLINICAL SIGNS

          Skin, Red

          Skin, Red

          Pinna, Left


          2004-07-

          19T07:21:39

          7

          7

          Day 7

          Postdose 1

          1

          2

          ABC1

          CL

          ABC1- 1001

          2

          CS

          Clinical Signs

          CLINICAL SIGNS

          Fur, Thin Cover

          Fur, Thin Cover

          Hindpaw, Left


          2004-07-

          19T07:16:57

          7

          7

          Day 7

          Postdose 1

          1

          3

          ABC1

          CL

          ABC1- 1002

          1

          CS

          Clinical Signs

          CLINICAL SIGNS

          Fur, Thin Cover

          Fur, Thin Cover

          Hindpaw, Right


          2004-07-

          19T07:27:01

          7

          7

          Day 7

          Postdose 1

          1

          4

          ABC1

          CL

          ABC1- 1001

          3

          CS

          Clinical Signs

          CLINICAL SIGNS

          Skin, Red

          Skin, Red

          Pinna, Left


          2004-07-

          19T02:21:39

          7

          7

          Day 7

          Postdose 2

          2

          5

          ABC1

          CL

          ABC1- 1001

          4

          CS

          Clinical Signs

          CLINICAL SIGNS

          Fur, Thin Cover

          Fur, Thin Cover

          Hindpaw, Left


          2004-07-

          19T02:16:57

          7

          7

          Day 7

          Postdose 2

          2

          6

          ABC1

          CL

          ABC1- 1002

          2

          CS

          Clinical Signs

          CLINICAL SIGNS

          Fur, Thin Cover

          Fur, Thin Cover

          Hindpaw, Right

          Y

          2004-07-

          19T04:15:01

          7

          7

          Day 7 Unscheduled




          Example 8

          This example shows clinical signs categorized by CLTEST, with CLEVAL used to specify the role of the person who performed the examination. Physical examinations were captured in the collection system using categorization by CLTEST but not by CLCAT. CLTESTCD and CLTEST are used to capture the collection system's breakdown of observations.

          Rows 1-5: All CLTESTCD and CLTEST values reflect a physical examination.

          Rows 1-5: CLEVAL is used to specify that a veterinarian performed the examination.

          cl.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          CLSEQ

          CLTESTCD

          CLTEST

          CLCAT

          CLORRES

          CLSTRESC

          CLLOC

          CLEVAL

          CLSEV

          CLDTC

          CLDY

          CLNOMDY

          1

          13456

          CL

          13456-01

          1

          OE

          Oral Examination

          PHYSICAL EXAM

          Teeth broken

          Teeth broken


          VET


          2005-12-

          15T09:15:16

          1

          1

          2

          13456

          CL

          13456-01

          2

          EA

          External Appearance

          PHYSICAL EXAM

          Hordeolum, Mild, Right Eye

          Hordeolum

          Right Eye

          VET

          Mild

          2005-12-

          15T09:20:42

          1

          1

          3

          13456

          CL

          13456-01

          3

          EA

          External Appearance

          PHYSICAL EXAM

          Material around eyes, Red, Left Eye

          Material around eyes, Red

          Left Eye

          VET


          2005-12-

          15T09:22:51

          1

          1

          4

          13456

          CL

          13456-02

          1

          PS

          Pelage/Skin

          PHYSICAL EXAM

          Skin discolored

          Skin discolored


          VET


          2005-12-

          16T07:02:58

          2

          2

          5

          13456

          CL

          13456-02

          2

          RE

          Respiration

          PHYSICAL EXAM

          Breathing difficult, Severe

          Breathing difficult


          VET

          Severe

          2005-12-

          16T07:02:58

          2

          2


          Example 9

          This example shows physical examinations captured in the collection system using categorization by CLTEST and having result categorization applied after collection for reporting purposes. CLTESTCD and CLTEST are used to capture the collection system's breakdown of observations, and CLRESCAT is used to categorize each result.

          Rows 1-5: CLTESTCD and CLTEST are used to describe the tests whose results were recorded during the examination. CLRESCAT was used to further categorize data during analysis

          cl.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          CLSEQ

          CLTESTCD

          CLTEST

          CLCAT

          CLORRES

          CLSTRESC

          CLRESCAT

          CLLOC

          CLSEV

          CLDTC

          CLDY

          CLNOMDY

          1

          13456

          CL

          13456-01

          1

          OE

          Oral Examination

          PHYSICAL EXAM

          Teeth broken

          Teeth broken

          Facial



          2005-12-

          15T09:15:16

          1

          1

          2

          13456

          CL

          13456-01

          2

          EA

          External Appearance

          PHYSICAL EXAM

          Hordeolum, Mild, Right Eye

          Hordeolum

          Facial

          Right Eye

          Mild

          2005-12-

          15T09:20:42

          1

          1

          3

          13456

          CL

          13456-01

          3

          EA

          External Appearance

          PHYSICAL EXAM

          Material around eyes, Red, Left Eye

          Material around eyes, Red

          Facial

          Left Eye


          2005-12-

          15T09:22:51

          1

          1

          4

          13456

          CL

          13456-02

          1

          PS

          Pelage/Skin

          PHYSICAL EXAM

          Skin discolored

          Skin discolored

          Skin



          2005-12-

          16T07:02:58

          2

          2

          5

          13456

          CL

          13456-02

          2

          RE

          Respiration

          PHYSICAL EXAM

          Breathing difficult, Severe

          Breathing difficult

          Other


          Severe

          2005-12-

          16T07:02:58

          2

          2


          Example 10

          This example shows physical examinations captured in the collection system using categorization by CLSCAT. CLTESTCD and CLTEST are used to capture the collection system's breakdown of observations.

          Rows 1-5: CLTESTCD and CLTEST are used to describe the tests whose results were recorded during the examination. CLSCAT is used to break tests into multiple categories as recorded during the examination.

          cl.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          CLSEQ

          CLTESTCD

          CLTEST

          CLCAT

          CLSCAT

          CLORRES

          CLSTRESC

          CLLOC

          CLSEV

          CLDTC

          CLDY

          CLNOMDY

          1

          13456

          CL

          13456-01

          1

          OE

          Oral Examination

          PHYSICAL EXAM

          Whole Body Appearance

          Teeth broken

          Teeth broken



          2005-12-

          15T09:15:16

          1

          1

          2

          13456

          CL

          13456-01

          2

          EA

          Eye Examination

          PHYSICAL EXAM

          Whole Body Appearance

          Hordeolum, Mild, Right Eye

          Hordeolum

          Right Eye

          Mild

          2005-12-

          15T09:20:42

          1

          1

          3

          13456

          CL

          13456-01

          3

          EA

          Eye Examination

          PHYSICAL EXAM

          Eye Appearance

          Material around eyes, Red, Left Eye

          Material around eyes, Red

          Left Eye


          2005-12-

          15T09:22:51

          1

          1

          4

          13456

          CL

          13456-02

          1

          FE

          Fur Examination

          PHYSICAL EXAM

          Whole Body Appearance

          Fur discolored

          Fur discolored



          2005-12-

          16T07:02:58

          2

          2

          5

          13456

          CL

          13456-02

          2

          RE

          Respiratory Examination

          PHYSICAL EXAM

          Respiration

          Breathing difficult, Severe

          Breathing difficult


          Severe

          2005-12-

          16T07:02:58

          2

          2


          Example 11

          This example shows ophthalmoscopic examinations captured in the collection system using no result categorization applied after collection for reporting purposes.

          Rows 1-5: CLTESTCD and CLTEST are also recorded as simply "Ophthalmoscopic Examination". CLEVAL is used to specify that an ophthalmologist performed the examination.

          cl.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          CLSEQ

          CLTESTCD

          CLTEST

          CLCAT

          CLORRES

          CLSTRESC

          CLLOC

          CLEVAL

          CLSEV

          CLDTC

          CLDY

          CLNOMDY

          1

          13456

          CL

          13456-01

          1

          OP

          Ophthalmoscopic

          OPHTHALMOLOGY

          Nictitating

          Nictitating

          Left

          OPHTHALMOLOGIST


          2005-12-

          1

          1







          Examination


          membrane

          membrane

          Eye


          15T09:15:16











          protruding, Left

          protruding














          Eye







          2

          13456

          CL

          13456-01

          2

          OP

          Ophthalmoscopic

          OPHTHALMOLOGY

          Chorioretinal

          Chorioretinal

          Both

          OPHTHALMOLOGIST

          Moderate

          2005-12-

          1

          1







          Examination


          hypoplasia,

          hypoplasia

          Eyes



          15T09:20:42











          Moderate, Both
















          Eyes








          3

          13456

          CL

          13456-01

          3

          OP

          Ophthalmoscopic

          OPHTHALMOLOGY

          Conjunctivitis,

          Conjunctivitis

          Right

          OPHTHALMOLOGIST

          Mild

          2005-12-

          1

          1







          Examination


          Mild, Right Eye


          Eye



          15T09:22:51



          4

          13456

          CL

          13456-02

          1

          OP

          Ophthalmoscopic

          OPHTHALMOLOGY

          Retinal

          Retinal

          Left

          OPHTHALMOLOGIST

          Severe

          2005-12-

          2

          2







          Examination


          atrophy,

          atrophy

          Eye



          16T07:02:58











          Severe, Left
















          Eye








          5

          13456

          CL

          13456-02

          2

          OP

          Ophthalmoscopic

          OPHTHALMOLOGY

          Iritis, Mild, Both

          Iritis

          Both

          OPHTHALMOLOGIST

          Mild

          2005-12-

          2

          2







          Examination


          Eyes


          Eyes



          16T07:02:58




          Example 12

          This example shows ophthalmoscopic examinations captured in the collection system using result categorization applied after collection for reporting purposes. CLTESTCD and CLTEST are used to capture the collection system's breakdown of observations.

          Rows 1-5: CLRESCAT was used to categorize data during analysis for further categorization of data.

          cl.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          CLSEQ

          CLTESTCD

          CLTEST

          CLCAT

          CLORRES

          CLSTRESC

          CLRESCAT

          CLLOC

          CLSEV

          CLDTC

          CLDY

          CLNOMDY

          1

          13456

          CL

          13456-01

          1

          OP

          Ophthalmoscopic Examination

          OPHTHALMOLOGY

          Nictitating membrane protruding, Left Eye

          Nictitating membrane protruding

          Facial

          Left Eye


          2005-12-

          15T09:15:16

          1

          1

          2

          13456

          CL

          13456-01

          2

          OP

          Ophthalmoscopic Examination

          OPHTHALMOLOGY

          Chorioretinal hypoplasia, Moderate, Both Eyes

          Chorioretinal hypoplasia

          Facial

          Both Eyes

          Moderate

          2005-12-

          15T09:20:42

          1

          1

          3

          13456

          CL

          13456-01

          3

          OP

          Ophthalmoscopic Examination

          OPHTHALMOLOGY

          Conjunctivitis, Mild, Right Eye

          Conjunctivitis

          Facial

          Right Eye

          Mild

          2005-12-

          15T09:22:51

          1

          1

          4

          13456

          CL

          13456-02

          1

          OP

          Ophthalmoscopic Examination

          OPHTHALMOLOGY

          Retinal atrophy, Severe, Left Eye

          Retinal atrophy

          Facial

          Left Eye

          Severe

          2005-12-

          16T07:02:58

          2

          2

          5

          13456

          CL

          13456-02

          2

          OP

          Ophthalmoscopic Examination

          OPHTHALMOLOGY

          Iritis, Mild, Both Eyes

          Iritis

          Facial

          Both Eyes

          Mild

          2005-12-

          16T07:02:58

          2

          2


          Example 13

          This example shows clinical signs captured in the collection system using categorization. CLTESTCD and CLTEST are simply "Clinical Signs" for all entries in this example. Reference time points are included to indicate that the signs being taken are for a certain duration post-dose.

          Rows 1-6: CLTPT is used to specify the observation session in which the observations were collected. CLELTM is included to signify that the measurements were planned at 15 minutes and 8 hours post-dose.

          cl.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          CLSEQ

          CLTESTCD

          CLTEST

          CLCAT

          CLORRES

          CLSTRESC

          CLLOC

          CLDTC

          CLDY

          CLNOMDY

          CLTPT

          CLTPTNUM

          CLELTM

          CLTPTREF

          CLRFTDTC

          1

          ABC1

          CL

          ABC1- 1001

          1

          CS

          Clinical Signs

          CLINICAL SIGNS

          Skin, Red

          Skin, Red

          Pinna, Left

          2004-07-

          19T07:21:39

          1

          1

          15 minutes Postdose

          1

          PT15M

          Day 1 Dose

          2004-07-

          19T07:05:00

          2

          ABC1

          CL

          ABC1- 1001

          2

          CS

          Clinical Signs

          CLINICAL SIGNS

          Fur, Thin Cover

          Fur, Thin Cover

          Hindpaw, Left

          2004-07-

          19T07:22:57

          1

          1

          15 minutes Postdose

          1

          PT15M

          Day 1 Dose

          2004-07-

          19T07:05:00

          3

          ABC1

          CL

          ABC1- 1002

          1

          CS

          Clinical Signs

          CLINICAL SIGNS

          Fur, Thin Cover

          Fur, Thin Cover

          Hindpaw, Right

          2004-07-

          19T07:27:01

          1

          1

          15 minutes Postdose

          1

          PT15M

          Day 1 Dose

          2004-07-

          19T07:05:00

          4

          ABC1

          CL

          ABC1- 1001

          3

          CS

          Clinical Signs

          CLINICAL SIGNS

          Skin, Red

          Skin, Red

          Pinna, Left

          2004-07-

          19T15:05:39

          1

          1

          8 Hours Postdose

          2

          PT8H

          Day 1 Dose

          2004-07-

          19T07:05:00

          5

          ABC1

          CL

          ABC1- 1001

          4

          CS

          Clinical Signs

          CLINICAL SIGNS

          Fur, Thin Cover

          Fur, Thin Cover

          Hindpaw, Left

          2004-07-

          19T15:05:57

          1

          1

          8 Hours Postdose

          2

          PT8H

          Day 1 Dose

          2004-07-

          19T07:05:00

          6

          ABC1

          CL

          ABC1- 1002

          2

          CS

          Clinical Signs

          CLINICAL SIGNS

          Fur, Thin Cover

          Fur, Thin Cover

          Hindpaw, Right

          2004-07-

          19T15:05:01

          1

          1

          8 Hours Postdose

          2

          PT8H

          Day 1 Dose

          2004-07-

          19T07:05:00


          Example 14

          Clinical sign related to a finding in anther domain. This example shows 2 unrelated clinical signs: thinning fur on the left hindpaw and swelling seen on the animal that then was determined to be a mass. A RELREC example is used to tie the record for the mass to an MA record.

          Row 1: CLSPID is used to identify the mass on the animal's jaw.

          cl.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          CLSEQ

          CLSPID

          CLTESTCD

          CLTEST

          CLCAT

          CLORRES

          CLSTRESC

          CLLOC

          CLDTC

          CLDY

          CLNOMDY

          1

          PY001002

          CL

          AA-12012

          1065

          MASS1

          CS

          Clinical Signs

          CLINICAL SIGNS

          Swelling; Left Jaw

          Swelling

          Left Jaw

          2004-07-19

          42

          42

          2

          PY001002

          CL

          AA-12012

          1066


          CS

          Clinical Signs

          CLINICAL SIGNS

          Fur, Thin Cover; Left Hindpaw

          Fur, Thin Cover

          Left Hindpaw

          2004-07-19

          42

          42


          relrec.xpt

          Row

          STUDYID

          RDOMAIN

          USUBJID

          POOLID

          IDVAR

          IDVARVAL

          RELTYPE

          RELID

          1

          PY001002

          CL

          AA-12012


          CLSEQ

          1065


          62

          2

          PY001002

          MA

          AA-12012


          MASEQ

          233


          62


          Example 15

          This is an example for selected animals from a local toxicity study including where local tolerance assessment is the most important endpoint.

          The identification of injection sites is carried throughout the study for all measurements performed across all domains. The values in FOCID would be expected to be used in Exposure (EX) to designate the dose administered at each injection site.

          Note that the concept of "MASS 1" (in CLSPID) is different from "Injection site 1" (in FOCID); information in the FOCID variable is known prior to the start of the study, but the mass ID/sponsor identifier is assigned as part of the examination. FOCID thereby relates to the test, whereas CLSPID is related to the result.

          cl.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          FOCID

          CLSEQ

          CLSPID

          CLTESTCD

          CLTEST

          CLCAT

          CLORRES

          CLSTRESC

          CLLOC

          CLSEV

          CLDTC

          CLDY

          CLNOMDY

          1

          12345

          CL

          12345001

          Injection site 1

          1


          SKINEX

          Skin Examination

          CLINICAL SIGNS

          Fur, Thin Cover; Left Scapula

          Fur, Thin Cover

          Left Scapula


          2004-07-19

          42

          42

          2

          12345

          CL

          12345001

          Injection site 2

          2


          SKINEX

          Skin Examination

          CLINICAL SIGNS

          No Abnormal Findings, Right Scapula

          NORMAL

          Right Scapula


          2004-07-19

          42

          42

          3

          12345

          CL

          12345001

          Injection site 3

          3


          SKINEX

          Skin Examination

          CLINICAL SIGNS

          No Abnormal Findings, Left Medial Back

          NORMAL

          Left Medial Back


          2004-07-19

          42

          42

          4

          12345

          CL

          12345001

          Injection site 4

          4

          MASS 1

          SKINEX

          Skin Examination

          CLINICAL SIGNS

          Moderate Swelling, Right Medial Back

          Swelling

          Right Medial Back

          MODERATE

          2004-07-19

          42

          42

          5

          12345

          CL

          12345002

          Injection site 1

          1


          SKINEX

          Skin Examination

          CLINICAL SIGNS

          No Abnormal Findings, Left Scapula

          NORMAL

          Left Scapula


          2004-07-19

          42

          42

          6

          12345

          CL

          12345002

          Injection site 2

          2


          SKINEX

          Skin Examination

          CLINICAL SIGNS

          Slight Reddening, Right Scapula

          Reddening

          Right Scapula

          MILD

          2004-07-19

          42

          42

          7

          12345

          CL

          12345002

          Injection site 3

          3


          SKINEX

          Skin Examination

          CLINICAL SIGNS

          Abrasion, Left Medial Back

          Abrasion

          Left Medial Back


          2004-07-19

          42

          42

          8

          12345

          CL

          12345002

          Injection site 4

          4


          SKINEX

          Skin Examination

          CLINICAL SIGNS

          Moderate Reddening, Right Medial Back

          Reddening

          Right Medial Back

          MODERATE

          2004-07-19

          42

          42


          Example 16: Qualitative Food Consumption

          This example shows multiple possibilities for presenting food consumption within the Clinical Observations domain when it is collected as text and reported as a qualitative measure.

          Example 16a

          Often when food consumption is collected qualitatively, it is done by exception: A record exists only when the value is not normal. "None" indicates that no feed was consumed, and "Low" indicates that the consumption was less than normal.

          cl.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          CLSEQ

          CLTESTCD

          CLTEST

          CLCAT

          CLORRES

          CLSTRESC

          CLLOC

          CLDTC

          CLDY

          CLNOMDY

          CLTPT

          CLTPTNUM

          1

          123456

          CL

          12345-01

          1

          QUALFC

          Qualitative Food Consumption

          CLINICAL SIGNS

          Low

          Low


          2003-01-20T15:44:42

          3

          3

          p.m. obs

          3

          2

          123456

          CL

          12345-01

          2

          QUALFC

          Qualitative Food Consumption

          CLINICAL SIGNS

          Low

          Low


          2003-01-21T15:45:39

          4

          4

          p.m. obs

          3

          3

          123456

          CL

          12345-01

          3

          QUALFC

          Qualitative Food Consumption

          CLINICAL SIGNS

          None

          None


          2003-01-22T08:26:32

          5

          5

          a.m. obs

          1


          Example 16b

          Row 1: Shows a record collected as an unscheduled observation when it is abnormal.

          Row 2: Shows a record collected as part of the routine observations as defined in the protocol.

          cl.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          CLSEQ

          CLTESTCD

          CLTEST

          CLCAT

          CLSCAT

          CLORRES

          CLSTRESC

          CLLOC

          CLUSCHFL

          CLDTC

          CLDY

          CLNOMDY

          1

          654321

          CL

          654321_101

          1

          BEAC

          BEHAVIOR/ACTIVITY

          CLINICAL SIGNS

          UNSCHEDULED

          Inappetence

          INAPPETENCE


          Y

          2013-06-14T13:41:18

          141

          141

          2

          654321

          CL

          654321_101

          2

          BEAC

          BEHAVIOR/ACTIVITY

          CLINICAL SIGNS

          ROUTINE

          Inappetence

          INAPPETENCE



          2013-06-15T08:01:10

          142

          142


          Example 16c

          This row shows a qualitative food consumption record collected as part of the protocol-specified afternoon check for signs of ill health or reaction to treatment. The CLSCAT shows the clinical sign subcategory, and the CLTPT indicates the specified collection timepoint.

          cl.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          CLSEQ

          CLTESTCD

          CLTEST

          CLCAT

          CLSCAT

          CLORRES

          CLSTRESC

          CLLOC

          CLDTC

          CLDY

          CLNOMDY

          CLTPT

          CLTPTNUM

          1

          321654

          CL

          321654-01

          1

          CS

          Clinical Signs

          CLINICAL SIGNS

          SIRT/Cage Observations

          Reduced Appetite

          Reduced Appetite


          2013-02-13T15:00:56

          35

          35

          PM SIRT

          3


          Example 16d

          In this example, food consumption activity is collected as part of the standard clinical signs and presented as qualitative assessment of the food consumption.

          cl.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          CLSEQ

          CLTESTCD

          CLTEST

          CLCAT

          CLORRES

          CLSTRESC

          CLLOC

          CLDTC

          CLDY

          CLNOMDY

          1

          345612

          CL

          345612-1000

          1

          EFC

          Estimated Food Consumed

          CLINICAL SIGNS

          Food Qualitative 0%

          Food Qualitative 0%


          2013-02-13T15:00:00

          35

          35

          2

          345612

          CL

          345612-1001

          2

          EFC

          Estimated Food Consumed

          CLINICAL SIGNS

          Food Qualitative 50%

          Food Qualitative 50%


          2013-02-13T15:01:00

          35

          35

          3

          345612

          CL

          345612-1002

          3

          EFC

          Estimated Food Consumed

          CLINICAL SIGNS

          Food Qualitative 100%

          Food Qualitative 100%


          2013-02-13T15:02:00

          35

          35

          4

          345612

          CL

          345612-1003

          4

          EFC

          Estimated Food Consumed

          CLINICAL SIGNS

          Other (see comment)

          Other (see comment)


          2013-02-13T15:03:00

          35

          35

      4. Death Diagnosis and Details – DD

        dd.xpt, Death Diagnosis and Details - Findings. One record per diagnosis per subject (for unscheduled deaths only), Tabulation


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        DD

        Identifier

        Two-character abbreviation for the domain.

        Req

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify a subject across all studies for all applications or submissions involving the product.

        Req

        DDSEQ

        Sequence Number

        Num


        Identifier

        Sequence number given to ensure uniqueness of subject records within a domain. May be any valid number.

        Req

        DDTESTCD

        Death Diagnosis Short Name

        Char

        (DDTESTCD)

        Topic

        Short name of the measurement, test, or examination described in DDTEST. It can be used as a column name when converting a dataset from a vertical to a horizontal format. The value in DDTESTCD cannot be longer than 8 characters, nor can it start with a number (e.g., "1TEST" is not valid). DDTESTCD cannot contain characters other than letters, numbers, or underscores.

        Req

        DDTEST

        Death Diagnosis Name

        Char

        (DDTEST)

        Synonym Qualifier

        Long name for DDTESTCD. The value in DDTEST cannot be longer than 40 characters.

        Req

        DDORRES

        Result or Findings as Collected

        Char


        Result Qualifier

        Result of the diagnosis of the subject's cause of death, as originally received or collected.

        Req

        DDSTRESC

        Standardized Result in Character

        Format

        Char


        Result Qualifier

        Contains the diagnosis information, copied or derived from DDORRES in a standard format. Examples: UNKNOWN, GAVAGE ERROR.

        Exp

        DDRESCAT

        Result Category

        Char


        Variable Qualifier

        Used to categorize the result of a finding. Examples: TREATMENT RELATED, NONTREATMENT RELATED, UNDETERMINED, ACCIDENTAL, etc.

        Perm

        DDEVAL

        Evaluator

        Char


        Record Qualifier

        Role of the person who provided the evaluation. Examples: TOX PATHOLOGIST, PEER REVIEW, SPONSOR, VETERINARIAN.

        Perm

        DDDTC

        Date/Time

        Char

        ISO 8601

        Timing

        The date/time of subject disposition, in ISO 8601 format.

        Perm

        DDDY

        Study Day

        Num


        Timing

        Study day of subject disposition, in integer days. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

        Perm


        1. Assumptions for Death Diagnosis and Details (DD) Domain Model

          1. The Death Diagnosis and Details (DD) domain captures the diagnosis of the cause of death for a subject.

          2. No records will be present for subjects where a cause of death was not collected. The DD domain should be utilized only for subjects with an unscheduled death. This may include moribund subjects, subjects found dead, accidental deaths, and so on.

          3. The DD domain will not include findings of "planned sacrifice" or other scheduled reasons for termination.

          4. The information in this domain may duplicate "death relationship" information in other domains. The cause of death will be explicitly presented here if available, even when a --DTHREL implies cause of death in another domain.

        2. Examples for Death Diagnosis And Details (DD) Domain Model

          Example 1

          This example shows sample death diagnosis findings.

          Rows 1-3: The original result contains all text collected for the death diagnosis, whereas the DDSTRESC values have the standardized cause of death, DDDTC shows the date of subject disposition, and DDDY shows the study day.

          dd.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          DDSEQ

          DDTESTCD

          DDTEST

          DDORRES

          DDSTRESC

          DDDTC

          DDDY

          1

          123456

          DD

          123456-1001

          1

          DEATHD

          Death Diagnosis

          SYSTEMIC: Gastric reflux

          Gastric reflux

          1996-03-06

          360

          2

          123456

          DD

          123456-1002

          1

          DEATHD

          Death Diagnosis

          MUSCULOSKELETAL MISCELLANEOUS: Inflammation, SEVERE

          Inflammation

          1996-03-02

          356

          3

          123456

          DD

          123456-1003

          1

          DEATHD

          Death Diagnosis

          SYSTEMIC: Amyloidosis

          Amyloidosis

          1996-03-05

          359


          Example 2

          This example shows the use of additional permissible variables.

          Rows 1-2: These rows include the use of the DDRESCAT variable to record a categorization performed after the finding collection. Values include "ACCIDENTAL" and "TREATMENT-RELATED". The DDEVAL variable records the evaluator of the death diagnosis.

          dd.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          DDSEQ

          DDTESTCD

          DDTEST

          DDORRES

          DDSTRESC

          DDRESCAT

          DDEVAL

          DDDTC

          DDDY

          1

          840516

          DD

          xx-xx82

          1

          DEATHD

          Death Diagnosis

          Broken Neck

          Spinal Column, Severed

          ACCIDENTAL

          NECROPSY SUPERVISOR

          1996-02-

          06

          329

          2

          840516

          DD

          xx-xx83

          1

          DEATHD

          Death Diagnosis

          Clonic Convulsions

          Clonic Convulsions

          TREATMENT RELATED

          VETERINARIAN

          1996-03-

          05

          358

      5. Food and Water Consumption – FW

        fw.xpt, Food and Water Consumption - Findings. One record per test per interval per subject or pool, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        FW

        Identifier

        Two-character abbreviation for the domain.

        Req

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify a subject across all studies for all applications or submissions involving the product. Either USUBJID or POOLID must be populated.

        Exp

        POOLID

        Pool Identifier

        Char


        Identifier

        Identifier used for pooling subjects to assign a single finding to multiple subjects. If POOLID is entered, POOLDEF records must exist for each subject and the USUBJID must be null. Either

        USUBJID or POOLID must be populated.

        Perm

        FWSEQ

        Sequence Number

        Num


        Identifier

        The sequence number must be unique for each record within a USUBJID or POOLID, whichever applies for the record.

        Req


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        FWGRPID

        Group Identifier

        Char


        Identifier

        Used to tie together a block of related records in a single domain for a subject or pool. This is not the treatment group number.

        Perm

        FWTESTCD

        Food/Water Consumption Short Name

        Char

        (FWTESTCD)

        Topic

        Short name of the measurement, test, or examination described in FWTEST. It can be used as a column name when converting a dataset from a vertical to a horizontal format. The value in FWTESTCD cannot be longer than 8 characters, nor can it start with a number (e.g., "1TEST" is not valid). FWTESTCD cannot contain characters other than letters, numbers, or underscores.

        Extensible controlled values are FC, FCRELBW, WC, and WCRELBW.

        Req

        FWTEST

        Food/Water Consumption Name

        Char

        (FWTEST)

        Synonym Qualifier

        Long name for FWTESTCD. The value in FWTEST cannot be longer than 40 characters. Extensible controlled values are Food Consumption, Food Consumption Relative to Body Wt, Water Consumption, Water Consumption Relative to Body Wt.

        Req

        FWORRES

        Result or Findings as Collected

        Char


        Result Qualifier

        Result of the measurement or finding as originally received or collected.

        Exp

        FWORRESU

        Unit of the Original Result

        Char

        (UNIT)

        Variable Qualifier

        The unit for the original result. The unit of the original result should be mapped to a synonymous unit on the Controlled Terminology (http://www.cdisc.org/terminology) list.

        Exp

        FWSTRESC

        Standardized Result in

        Character Format

        Char


        Result Qualifier

        Contains the result value for all findings, copied or derived from FWORRES, in a standard format or standard units. FWSTRESC should store all results or findings in character format; if results are

        numeric, they should also be submitted in numeric format in FWSTRESN.

        Exp

        FWSTRESN

        Standardized Result in Numeric

        Format

        Num


        Result Qualifier

        Used for numeric results or findings in standard format; contains the numeric form of FWSTRESC. FWSTRESN should store all numeric test results or findings.

        Exp

        FWSTRESU

        Unit of the Standardized

        Result

        Char

        (UNIT)

        Variable Qualifier

        Standardized unit used for FWSTRESC and FWSTRESN.

        Exp

        FWSTAT

        Completion Status

        Char

        (ND)

        Record Qualifier

        Used to indicate when a test is not done or result is missing. Should be null if a result exists in FWORRES.

        Perm

        FWREASND

        Reason Not Done

        Char


        Record Qualifier

        Describes why FWSTAT is NOT DONE, such as FOOD WET.

        Perm

        FWEXCLFL

        Exclusion Flag

        Char

        (NY)

        Record Qualifier

        Y if the result should be excluded from all calculations, otherwise null.

        Perm

        FWREASEX

        Reason for Exclusion

        Char


        Record Qualifier

        The reason the result should be excluded from all calculations. Used only when FWEXCLFL is Y.

        Perm

        FWDTC

        Start Date/Time of Observation

        Char

        ISO 8601

        Timing

        Date/Time of the start of the observation in IS0 8601 format.

        Exp

        FWENDTC

        End Date/Time of Observation

        Char

        ISO 8601

        Timing

        Date/Time of the end of the observation in IS0 8601 format.

        Exp

        FWDY

        Study Day of Start of Observation

        Num


        Timing

        Study day of the start of the observation, in integer days. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

        Perm

        FWENDY

        Study Day of End of Observation

        Num


        Timing

        Study day of the end of the observation, in integer days. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

        Perm

        1. Assumptions for Food and Water Consumption (FW) Domain Model

          1. The Food and Water Consumption (FW) domain captures food/water consumption of subjects in the study. The data in this domain are derived data.

          2. POOLID is used when a single finding may be collected for multiple subjects using POOLID (e.g., group-housed subjects).

          3. The reported results may be in units defined per subject or per cage, and the corresponding FWSTRESU must reflect whether the reported result is per subject or per cage.

          4. The FWSTRESC and FWSTRESN must have the appropriate units when they represent a calculation: */animal/* — (e.g., g/animal/day, g/animal/week; kg/animal/day, kg/animal/week).

          5. FWDTC and FWENDTC variables, if applicable, are used as described in Section 4.4.6, Representing Timing in a Findings Domain.

        2. Examples for Food And Water Consumption (FW) Domain Model

          Example 1

          This example shows when the data collection system stores the calculated food consumption and water consumption (FWORRES) as "g" and "mL", and FWSTRESC and FWSTRESN reflect results in the standardized unit per animal per day.

          Rows 1-4: Show examples of food consumption records where the animals were housed together; therefore, USUBJID is null and POOLID is populated.

          fw.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          POOLID

          FWSEQ

          FWTESTCD

          FWTEST

          FWORRES

          FWORRESU

          FWSTRESC

          FWSTRESN

          FWSTRESU

          FWDTC

          FWENDTC

          FWDY

          FWENDY

          1

          13456

          FW


          C1-101- 102

          1

          FC

          Food Consumption

          400

          g

          28.6

          28.6

          g/animal/day

          2003-

          01-20

          2003-01-

          27

          1

          7

          2

          13456

          FW


          C1-201- 202

          2

          FC

          Food Consumption

          300

          g

          21.4

          21.4

          g/animal/day

          2003-

          01-20

          2003-01-

          27

          1

          7

          3

          13456

          FW


          C1-101- 102

          3

          WC

          Water Consumption

          210

          mL

          15.0

          15.0

          mL/animal/day

          2003-

          01-20

          2003-01-

          27

          1

          7

          4

          13456

          FW


          C1-201- 202

          4

          WC

          Water Consumption

          276

          mL

          34.5

          34.5

          mL/animal/day

          2003-

          01-23

          2003-01-

          27

          3

          7


          pooldef.xpt

          Row

          STUDYID

          POOLID

          USUBJID

          1

          13456

          C1-101-102

          ABC1-101

          2

          13456

          C1-101-102

          ABC1-102

          3

          13456

          C1-201-202

          ABC1-201

          4

          13456

          C1-201-202

          ABC1-202


          Example 2

          Rows 1-4: Show examples of food consumption records where the animals were housed together; therefore, USUBJID is null and the POOLID is populated.

          Rows 1-4: Show FWORRES is populated with the total consumption per cage, and the FWSTRESC and FWSTRESN are populated with the calculation of the g/animal/week.

          Row 3: Shows Animals 301 and 302 housed together, and POOLDEF Rows 5-6 show Animals 301 and 302 as a pool C1-301-302. Note that the collection period was only 3 days, and a conversion was made to g/animal/week.

          Row 4: Animal 301 died. Therefore, the USUBJID is not populated and a new POOLID is generated as demonstrated in POOLDEF Row 7. Note that the collection period was only 4 days, and a conversion was made to g/animal/week.

          fw.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          POOLID

          FWSEQ

          FWTESTCD

          FWTEST

          FWORRES

          FWORRESU

          FWSTRESC

          FWSTRESN

          FWSTRESU

          FWDTC

          FWENDTC

          FWDY

          FWENDY

          1

          13456

          FW


          C1-101-102

          1

          FC

          Food Consumption

          400

          g

          200

          200

          g/animal/week

          2003-01-20T15:44:42

          2003-01-27T15:43:47

          1

          8

          2

          13456

          FW


          C1-201-202

          2

          FC

          Food Consumption

          420

          g

          210

          210

          g/animal/week

          2003-01-20T15:44:42

          2003-01-27T15:43:47

          1

          8

          3

          13456

          FW


          C1-301-302

          3

          FC

          Food Consumption

          176

          g

          205

          205

          g/animal/week

          2003-01-20T15:44:42

          2003-01-23T13:40:42

          1

          4

          4

          13456

          FW


          C1-302

          4

          FC

          Food Consumption

          69

          g

          120

          120

          g/animal/week

          2003-01-23T13:40:42

          2003-01-27T15:43:47

          4

          8


          pooldef.xpt

          Row

          STUDYID

          POOLID

          USUBJID

          1

          13456

          C1-101-102

          ABC1-101

          2

          13456

          C1-101-102

          ABC1-102

          3

          13456

          C1-201-202

          ABC1-201

          4

          13456

          C1-201-202

          ABC1-202

          5

          13456

          C1-301-302

          ABC1-301

          6

          13456

          C1-301-302

          ABC1-302

          7

          13456

          C1-302

          ABC1-302


          Example 3

          This example shows when the data collection system stores the FWORRES as the total cage consumption. Note that this is a variation on the data in Example 2.

          Rows 1-3: Show FWORRES is populated with the total consumption per cage, with FWSTRESC and FWSTRESN copied from that; this lab reports consumption only at the cage level.

          Rows 1-2: Show examples of food consumption records where the animals were housed together; therefore, USUBJID is null and POOLID is populated.

          Row 3: Shows that subject 302 was in a cage alone; it was previously housed with a subject (301) that died. USUBJID is still null and the pool now consists of 1 animal.

          fw.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          POOLID

          FWSEQ

          FWTESTCD

          FWTEST

          FWORRES

          FWORRESU

          FWSTRESC

          FWSTRESN

          FWSTRESU

          FWDTC

          FWENDTC

          FWDY

          FWENDY

          1

          13456

          FW


          C1-101-102

          1

          FC

          Food Consumption

          400

          g

          400

          400

          g

          2003-01-20T15:44:42

          2003-01-27T15:43:47

          1

          7

          2

          13456

          FW


          C1-201-202

          2

          FC

          Food Consumption

          420

          g

          420

          420

          g

          2003-01-20T15:44:42

          2003-01-27T15:43:47

          1

          7

          3

          13456

          FW


          C1-302

          3

          FC

          Food Consumption

          120

          g

          120

          120

          g

          2003-01-20T15:44:42

          2003-01-27T15:43:47

          1

          7


          pooldef.xpt

          Row

          STUDYID

          POOLID

          USUBJID

          1

          13456

          C1-101-102

          ABC1-101

          2

          13456

          C1-101-102

          ABC1-102


          Row

          STUDYID

          POOLID

          USUBJID

          3

          13456

          C1-201-202

          ABC1-201

          4

          13456

          C1-201-202

          ABC1-202

          5

          13456

          C1-302

          ABC1-302


          Example 4

          This example shows when the data collection system stores FWORRES as the total cage consumption, and FWSTRESC and FWSTRESN are populated with a calculation of g/animal/week. In this example, the pools are defined at the start of each collection interval.

          Rows 1-2: Show examples of food consumption records where the animals were housed together; therefore, USUBJID is null and POOLID is populated.

          Row 1: Shows the pool of the food consumption of the pooled animals for week 1.

          Row 2: Shows that the POOLID value has changed for the following week, because 1 animal died during the first week.

          fw.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          POOLID

          FWSEQ

          FWTESTCD

          FWTEST

          FWORRES

          FWORRESU

          FWSTRESC

          FWSTRESN

          FWSTRESU

          FWDTC

          FWENDTC

          FWDY

          FWENDY

          1

          13456

          FW


          C1-101-102-103

          1

          FC

          Food Consumption

          400

          g

          165

          165

          g/animal/week

          2003-01-20T15:44:42

          2003-01-27T15:44:47

          1

          7

          2

          13456

          FW


          C1-101-103

          2

          FC

          Food Consumption

          280

          g

          140

          140

          g/animal/week

          2003-01-28T15:45:43

          2003-02-04T15:45:48

          8

          15


          Row 1: In the Comments domain, COVAL explains that the animal died mid-interval.

          co.xpt

          Row

          STUDYID

          DOMAIN

          RDOMAIN

          POOLID

          COSEQ

          IDVAR

          IDVARVAL

          COVAL

          1

          13456

          CO

          FW

          C1-101-102-103

          1

          FWSEQ

          1

          Animal 102 died unscheduled during the week. Food consumption was calculated based upon the number of days the animal was alive.


          pooldef.xpt

          Row

          STUDYID

          POOLID

          USUBJID

          1

          13456

          C1-101-102-103

          ABC1-101

          2

          13456

          C1-101-102-103

          ABC1-102

          3

          13456

          C1-101-102-103

          ABC1-103

          4

          13456

          C1-101-103

          ABC1-101

          5

          13456

          C1-101-103

          ABC1-103


          Example 5

          This is an example of food consumption records for single-housed subjects.

          Rows 1, 3, 4: Show examples of food/water consumption.

          Rows 2, 5: Show examples of food/water consumption relative to body weight.

          Row 3: Shows that this animal's food consumption value should be excluded from all calculations because the food was found to be wet.

          fw.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          FWSEQ

          FWTESTCD

          FWTEST

          FWORRES

          FWORRESU

          FWSTRESC

          FWSTRESN

          FWSTRESU

          FWEXCLFL

          FWEXREASEX

          FWDTC

          FWENDTC

          FWDY

          FWENDY

          1

          123456

          FW

          12345-

          101

          1

          FC

          Food Consumption

          220

          g

          220

          220

          g



          2006-07-

          19T12:17:26

          2006-07-

          19T16:05:47

          1

          1

          2

          123456

          FW

          12345-

          101

          2

          FCRELBW

          Food Consumption Relative to Body Wt

          20.2

          g/kg

          20.2

          20.2

          g/kg



          2006-12-29

          2006-12-29

          160

          160

          3

          123456

          FW

          12345-

          102

          3

          FC

          Food Consumption

          260

          g

          260

          260

          g

          Y

          FOOD WET

          2006-07-

          19T12:17:26

          2006-07-

          19T16:05:47

          1

          1

          4

          123456

          FW

          12345-

          101

          4

          WC

          Water Consumption

          220

          mL

          220

          220

          mL



          2006-07-

          19T13:17:26

          2006-07-

          19T17:05:47

          1

          1

          5

          123456

          FW

          12345-

          101

          5

          WCRELBW

          Water Consumption Relative to Body Wt

          20.2

          mL/kg

          20.2

          20.2

          mL/kg



          2006-12-29

          2006-12-29

          160

          160

      6. Laboratory Test Results – LB

        lb.xpt, Laboratory - Findings. One record per test per specimen per observation time per subject or pool, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        LB

        Identifier

        Two-character abbreviation for the domain.

        Req

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify a subject across all studies for all application or submissions involving the product. Either USUBJID or POOLID must be populated.

        Exp

        POOLID

        Pool Identifier

        Char


        Identifier

        Identifier used for pooling subjects to assign a single finding to multiple subjects. If POOLID is entered, POOLDEF records must exist for each subject and the USUBJID must be null. Either USUBJID or POOLID must be populated.

        Perm

        LBSEQ

        Sequence Number

        Num


        Identifier

        The sequence number must be unique for each record within a USUBJID or POOLID, whichever applies for the record.

        Req

        LBGRPID

        Group Identifier

        Char


        Identifier

        Used to tie together a block of related records in a single domain for a subject or pool. This is not the treatment group number.

        Perm

        LBREFID

        Specimen Identifier

        Char


        Identifier

        Internal or external specimen identifier. Example: 1009570101.

        Perm

        LBSPID

        Sponsor-Defined Identifier

        Char


        Identifier

        Sponsor-defined reference identifier. Example: Line number on the Lab page.

        Perm

        LBTESTCD

        Lab Test or Examination Short

        Name

        Char

        (LBTESTCD)

        Topic

        Short name of the measurement, test, or examination described in LBTEST. It can be used as a column name when converting a dataset from a vertical to a horizontal format. The value in LBTESTCD cannot be longer than 8 characters, nor can it start with a number (e.g., "1TEST" is not valid). LBTESTCD

        cannot contain characters other than letters, numbers, or underscores. Examples: ALT, LDH.

        Req

        LBTEST

        Lab Test or Examination Name

        Char

        (LBTEST)

        Synonym Qualifier

        Long name for LBTESTCD. The value in LBTEST cannot be longer than 40 characters. Examples: Alanine Aminotransferase, Lactate Dehydrogenase.

        Req

        LBCAT

        Category for Lab Test

        Char


        Grouping Qualifier

        Used to define a category of the lab test performed. Examples: URINALYSIS, CLINICAL CHEMISTRY, HEMATOLOGY, etc.

        Exp

        LBSCAT

        Subcategory for Lab Test

        Char


        Grouping Qualifier

        A further categorization of a test category. Examples: DIFFERENTIAL, LIVER FUNCTION, ELECTROLYTES.

        Perm

        LBORRES

        Result or Findings as Collected

        Char


        Result Qualifier

        Result of the measurement or finding as originally received or collected.

        Exp

        LBORRESU

        Unit of the Original Result

        Char

        (UNIT)

        Variable Qualifier

        The unit for the original result. The unit of the original result should be mapped to a synonymous unit on the Controlled Terminology (http://www.cdisc.org/terminology) list.

        Exp


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        LBORNRLO

        Reference Range Lower Limit-Orig Unit

        Char


        Variable Qualifier

        Lower end of reference range used at the time of collection for continuous measurements in original units. Should be populated only for continuous results.

        Perm

        LBORNRHI

        Reference Range Upper Limit-Orig Unit

        Char


        Variable Qualifier

        Upper end of reference range used at the time of collection for continuous measurements in original units. Should be populated only for continuous results.

        Perm

        LBSTRESC

        Standardized Result in Character Format

        Char


        Result Qualifier

        Contains the result value for all findings, copied or derived from LBORRES, in a standard format or standard units. LBSTRESC should store all results or findings in character format; if results are numeric, they should also be submitted in numeric format in LBSTRESN. For example, if a test has results NONE, NEG, and NEGATIVE in LBORRES and these results effectively have the same meaning, they could be represented in standard format in LBSTRESC as NEGATIVE. For other examples, see general assumptions.

        Exp

        LBSTRESN

        Standardized Result in Numeric Format

        Num


        Result Qualifier

        Used for numeric results or findings in standard format; contains the numeric form of LBSTRESC. LBSTRESN should store all numeric test results or findings.

        Exp

        LBSTRESU

        Unit of the Standardized Result

        Char

        (UNIT)

        Variable Qualifier

        Standardized unit used for LBSTRESC and LBSTRESN.

        Exp

        LBSTNRLO

        Reference Range Lower Limit-Std Unit

        Num


        Variable Qualifier

        Lower end of reference range for continuous measurements in standardized units. Should be populated only for continuous results.

        Perm

        LBSTNRHI

        Reference Range Upper Limit-Std Unit

        Num


        Variable Qualifier

        Upper end of reference range for continuous measurements in standardized units. Should be populated only for continuous results.

        Perm

        LBSTNRC

        Reference Range for Char Rslt-Std Unit

        Char


        Variable Qualifier

        For normal range values that are character in ordinal scale or if categorical ranges were supplied (e.g., -1 to +1; NEGATIVE TO TRACE).

        Perm

        LBNRIND

        Reference Range Indicator

        Char


        Variable Qualifier

        Indicates where value falls with respect to reference range defined by LBORNRLO and LBORNRHI, LBSTRNRLO and LBSTNRHI, or by LBSTNRC. Examples: NORMAL, ABNORMAL, HIGH, LOW.

        Sponsors should specify in the study metadata (Comments column in the data definition file) whether LBNRIND refers to the original or standard reference ranges and results. Should not be used to indicate biological significance.

        Perm

        LBSTAT

        Completion Status

        Char

        (ND)

        Record Qualifier

        Used to indicate when a test is not done or result is missing. Should be null if a result exists in LBORRES.

        Perm

        LBREASND

        Reason Not Done

        Char


        Record Qualifier

        Describes why LBSTAT is NOT DONE, such as BROKEN EQUIPMENT or SPECIMEN LOST.

        Perm

        LBNAM

        Laboratory Name

        Char


        Record Qualifier

        Name or identifier of the laboratory or vendor that provided the test results.

        Perm

        LBSPEC

        Specimen Material Type

        Char

        (SPEC)

        Record Qualifier

        Defines the type of specimen analyzed to obtain the measurement or finding. Examples: WHOLE BLOOD, SERUM, PLASMA, URINE, LIVER, HEART.

        Exp

        LBANTREG

        Anatomical Region of Specimen

        Char


        Variable Qualifier

        Defines the specific anatomical or biological region of a tissue, organ specimen, or the region from which the specimen was obtained, such as a section or part of what is defined in the LBSPEC variable. If the anatomical region is not included in the specimen description LBSPEC, it may be included in this variable. This field can be a combination of terms where needed. This field can be null if not applicable. Examples: CORTEX, MEDULLA, MUCOSA, SEROSA, ISLET, ZONA FASICULATA, ZONA RETICULARIS, CRANIAL, MEDIAN, ACCESSORY, SPINAL, LUMBAR, FRONTAL.

        Perm

        LBSPCCND

        Specimen Condition

        Char


        Record Qualifier

        Free or standardized text describing the condition of the specimen. Examples: HEMOLYZED, ICTERIC, LIPEMIC

        Perm

        LBSPCUFL

        Specimen Usability for the Test

        Char

        (NY)

        Record Qualifier

        Describes the usability of the specimen for the test. Should be N if the specimen is not usable; otherwise it should be null.

        Perm

        LBLOC

        Specimen Collection Location

        Char


        Record Qualifier

        Location relevant to the collection of specimen for the measurement.

        Perm

        LBLAT

        Specimen Laterality within Subject

        Char

        (LAT)

        Variable Qualifier

        Qualifier for laterality of the specimen within the subject for paired specimens. Examples: LEFT, RIGHT, BILATERAL.

        Perm


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        LBDIR

        Specimen Directionality within

        Subject

        Char

        (DIR)

        Variable Qualifier

        Qualifier for directionality of the specimen within the subject. Examples: DORSAL, PROXIMAL.

        Perm

        LBPORTOT

        Portion or Totality

        Char

        (PORTOT)

        Variable Qualifier

        Qualifier for anatomical location or specimen further detailing the portion or totality, which means arrangement of, or apportioning of. Examples: ENTIRE, SINGLE, SEGMENT, MANY.

        Perm

        LBMETHOD

        Method of Test or Examination

        Char


        Record Qualifier

        Method of the test or examination. Examples: EIA (Enzyme Immunoassay), ELECTROPHORESIS, DIPSTICK.

        Exp

        LBBLFL

        Baseline Flag

        Char

        (NY)

        Record Qualifier

        A baseline indicator may be used to calculate differences or changes from baseline. Value should be Y or null. The baseline flag is sponsor defined.

        Exp

        LBFAST

        Fasting Status

        Char

        (NY)

        Record Qualifier

        Indicator used to identify fasting status. The value should be Y or null

        Perm

        LBDRVFL

        Derived Flag

        Char

        (NY)

        Record Qualifier

        Used to indicate a derived record. The value should be Y or null. Records that represent the average of other records, or are not as originally received or collected are examples of records that might be derived for the submission datasets.

        Perm

        LBTOX

        Toxicity

        Char


        Variable Qualifier

        Description of toxicity quantified by LBTOXGR. The sponsor is expected to provide the name and version of the scale used to map the terms, utilizing the data definition file external codelist attributes.

        Perm

        LBTOXGR

        Standard Toxicity Grade

        Char


        Record Qualifier

        Records toxicity grade value using a standard toxicity scale (such as the NCI CTCAE). If value is from a numeric scale, represent only the number (e.g., "2" and not "Grade 2"). The sponsor is expected to provide the name of the scale and version used to map the terms, utilizing the data definition file

        external codelist attributes.

        Perm

        LBEXCLFL

        Exclusion Flag

        Char

        (NY)

        Record Qualifier

        "Y" if the result should be excluded from all calculations, otherwise null.

        Perm

        LBREASEX

        Reason for Exclusion

        Char


        Record Qualifier

        The reason the result should be excluded from all calculations. Used only when LBEXCLFL is "Y".

        Perm

        LBUSCHFL

        Unscheduled Flag

        Char

        (NY)

        Record Qualifier

        Indicates whether the timing of the specimen collection was unscheduled. If a specimen collection was performed based upon a schedule defined in the protocol, this flag should be null. Expected values are "Y" or null.

        Exp

        VISITDY

        Planned Study Day of Collection

        Num


        Timing

        Planned study day of specimen collection. Should be an integer.

        Perm

        LBDTC

        Date/Time of Specimen Collection

        Char

        ISO 8601

        Timing

        Date/Time of specimen collection, in IS0 8601 format.

        Exp

        LBENDTC

        End Date/Time of Specimen Collection

        Char

        ISO 8601

        Timing

        Date/Time of the end of specimen collection in ISO 8601 format. Should be populated only for continuous sample collection.

        Perm

        LBDY

        Study Day of Specimen Collection

        Num


        Timing

        Study day of specimen collection, in integer days. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

        Perm

        LBENDY

        Study Day of End of Specimen Collection

        Num


        Timing

        Study day of the end of specimen collection, in integer days. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

        Perm

        LBNOMDY

        Nominal Study Day for Tabulations

        Num


        Timing

        Nominal study day used for grouping records for specimen collections that may occur on different days into a single reported study day. Should be an integer.

        Exp

        LBNOMLBL

        Label for Nominal Study Day

        Char


        Timing

        A label for a given value of LBNOMDY as presented in the study report. Examples: Week 4, Day 28, Terminal Sac.

        Perm

        LBTPT

        Planned Time Point Name

        Char


        Timing

        Text Description of time when specimen should be taken. This may be represented as an elapsed time relative to a fixed reference point, such as time of last dose. See LBTPTNUM and LBTPTREF. Examples: Start, 5 min post.

        Perm


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        LBTPTNUM

        Planned Time Point Number

        Num


        Timing

        Numerical version of LBTPT to aid in sorting.

        Perm

        LBELTM

        Planned Elapsed Time from Time Point Ref

        Char

        ISO 8601

        Timing

        Elapsed time (in ISO 8601 format) relative to a planned fixed reference (LBTPTREF). This variable is useful where there are repetitive measures. Not a clock time or a date time variable. Represented as an ISO 8601 duration. Examples: "- P15M" to represent the period of 15 minutes prior to the reference point indicated by LBTPTREF, or "P8H" to represent the period of 8 hours after the reference point indicated by LBTPTREF.

        Perm

        LBTPTREF

        Time Point Reference

        Char


        Timing

        Name of the fixed reference point referred to by LBELTM, if used for LBTPTNUM, and LBTPT. It is recommended that LBTPTREF be as descriptive as possible so the reference time point can be inferred without looking at other variables. Examples: PREVIOUS DOSE, PREVIOUS MEAL.

        Perm

        LBRFTDTC

        Date/Time of Reference Time Point

        Char

        ISO 8601

        Timing

        Date/Time of the reference time point, LBTPTREF

        Perm


        1. Assumptions for Laboratory Test Results (LB) Domain Model

          1. The Laboratory Test Results (LB) domain captures laboratory data collected by the lab executing the study or data received from a central provider.

          2. Results definition:

            1. LBSTRESC (or corresponding numeric LBSTRESN) is used to represent standardized format of original results. For instance, original results such as "NEG" or "NEGATIVE" may be represented in standard format as "NEGATIVE" in LBSTRESC.

            2. LBORNRLO and LBORNRHI represent the reference range in original units, and LBSTNRLO and LBSTNRHI represent the reference range in standard units. These variables are permissible, since many tests may not have well-established ranges or the ranges would not apply.

            3. For lab tests that do not have continuous numeric results (e.g., urine protein as measured by dipstick, descriptive tests such as urine color), LBSTNRC could be populated either with normal character range values in an ordinal scale (e.g., "NEGATIVE to TRACE") or a delimited set of values that are considered to be normal (e.g., "YELLOW", "AMBER").

            4. LBSTAT and LBREASND are permissible and are used to indicate when a test was not completed. In these cases, LBSTAT should contain "NOT DONE"; LBORRES, LBSTRESC, and LBSTRESN should be null. LBREASND should contain the reason for not completing the test.

          3. Specimen collection location - organ/tissue definition:

            1. The location of specimen collection for a subject is described by the following fields: LBSPEC, LBANTREG, and LBLOC.

            2. LBSPEC is Expected and defines the specimen type or the base organ or tissue analyzed.

            3. LBANTREG is permissible and further specifies a part or section of the organ/tissue specified in LBSPEC. Examples include the cortex of the kidney or a study-specific sectioning of the organ (e.g., top section of left liver lobe).

            4. LBLOC is permissible to specify location of specimen collection. If a sample of blood is taken, LBLOC may be used to indicate the location of sampling (e.g., jugular vein, portal vein). Another example could be if the specimen type (LBSPEC) is "BONE MARROW"; LBLOC could be "Femoral" or "Sternal".

          4. Timing variables:

            1. Information about the time of collection for any observation is needed to identify the record. LBDTC is expected, and the data will, in most cases, contain LBDTC, LBDY, or both. However, some studies (e.g., legacy studies) may not collect LBDTC or LBDY; in such cases, LBNOMDY must be populated.

            2. For lab tests where the specimen is collected over time (e.g., 24-hour urine collection), the start date/time of the collection goes into LBDTC and the end date/time of collection goes into LBENDTC.

          5. Pooling:

            1. For lab results that correspond to samples pooled from different subjects, POOLID will be populated with a unique number identifying the pool (see Section 8.5.1, Pool Definition - POOLDEF).

            2. One record will exist for each pool in LB. Populating POOLID will mark the result as being collected at a pool level and not on a subject level.

          6. Other assumptions:

            1. A value derived by a lab according to their procedures is considered as having an origin value of collected, rather than derived.

            2. A single reference range can be included for either standard results (LBSTNRLO and LBSTNRHI) or original results (LBORNRLO and LBORNRHI), but not both. LBNRIND is used as a reference range indicator for the range being used.


        2. Examples for Laboratory Test Results (LB) Domain Model

          Example 1

          Row 1: Shows a value collected in one unit, but converted to selected standard unit.

          Rows 2-4: Show two records for Alkaline Phosphatase that were collected 1 day apart and are expected to be reported together. Row 4 shows how to create a derived record (average of the Rows 2 and 3) and flag it as Derived (LBDRVFL = "Y") as well as the record to use as baseline (LBBLFL = "Y").

          Rows 6-7: Show a suggested use of the LBSCAT variable. It could be used to further classify types of tests within a laboratory panel (e.g., "DIFFERENTIAL").

          Row 9: Shows the proper use of the LBSTAT variable to indicate "NOT DONE," when the fact that the test was done was documented.

          Row 12: The subject had Cholesterol measured. The normal range for this test is <200 mg/dL. The value <200 may not be used in the normal range variables LBORNRHI or LBSTNRHI; however, a sponsor may decide, e.g., to enter "0" into LBORNRLO and "199" in LBORNRHI. The sponsor must define the appropriate value for all of the normal range variables.

          Row 13: Shows the use of LBUSCHFL to indicate that the test result was obtained from an unscheduled blood collection. In this case, the subject was moribund and a blood sample was taken prior to sacrifice.

          Rows 1, 6: Use records in the SUPPLB dataset example to show biological significance assigned by the investigator for test results.

          lb.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          LBSEQ

          LBTESTCD

          LBTEST

          LBCAT

          LBSCAT

          LBORRES

          LBORRESU

          LBSTRESC

          LBSTRESN

          LBSTRESU

          LBSTNRLO

          LBSTNRHI

          LBNRIND

          LBSTAT

          LBREASND

          LBSPEC

          LBMETHOD

          LBBLFL

          LBFAST

          LBDRVFL

          LBUSCHFL

          LBDTC

          LBDY

          LBNOMDY

          LBNOMLBL

          1

          ABC

          LB

          ABC-001- 001

          1

          ALB

          Albumin

          CLINICAL CHEMISTRY

          LIVER FUNCTION

          30

          kg/m3

          3.0

          3

          g/dL

          3.5

          5

          LOW



          SERUM


          Y

          Y



          2006-07-

          19T08:30

          1

          1

          Chemistry Day 1

          2

          ABC

          LB

          ABC-001- 001

          2

          ALP

          Alkaline Phosphatase

          CLINICAL CHEMISTRY

          GENERAL

          398

          U/L

          398

          398

          U/L

          40

          160




          SERUM



          Y



          2006-07-

          19T08:30

          1

          1

          Chemistry Day 1

          3

          ABC

          LB

          ABC-001- 001

          3

          ALP

          Alkaline Phosphatase

          CLINICAL CHEMISTRY

          GENERAL

          350

          U/L

          350

          350

          U/L

          40

          160




          SERUM



          Y



          2006-07-

          20T12:30

          2

          1

          Chemistry Day 1

          4

          ABC

          LB

          ABC-001- 001

          4

          ALP

          Alkaline Phosphatase

          CLINICAL CHEMISTRY

          GENERAL

          374

          U/L

          374

          374

          U/L

          40

          160




          SERUM


          Y

          Y

          Y


          2006-07-

          19T08:30

          1

          1

          Chemistry Day 1

          5

          ABC

          LB

          ABC-001- 001

          5

          WBC

          Leukocytes

          HEMATOLOGY


          5.9

          10^9/L

          5.9

          5.9

          10^9/L

          4

          11




          WHOLE BLOOD


          Y

          Y



          2006-07-

          19T08:30

          1

          1

          Hematology Day 1

          6

          ABC

          LB

          ABC-001- 001

          6

          LYMLE

          Lymphocytes/ Leukocytes

          HEMATOLOGY

          DIFFERENTIAL

          6.7

          %

          6.7

          6.7

          %

          25

          40

          LOW



          WHOLE BLOOD


          Y

          Y



          2006-07-

          19T08:30

          1

          1

          Hematology Day 1

          7

          ABC

          LB

          ABC-001- 001

          7

          NEUT

          Neutrophils

          HEMATOLOGY

          DIFFERENTIAL

          5.1

          10^9/L

          5.1

          5.1

          10^9/L

          2

          8




          WHOLE BLOOD


          Y

          Y



          2006-07-

          19T08:30

          1

          1

          Hematology Day 1

          8

          ABC

          LB

          ABC-001- 001

          8

          PH

          pH

          URINALYSIS


          7.5


          7.5

          7.5


          5.00

          9.00




          URINE


          Y

          Y



          2006-07-

          19T08:30

          1

          1

          Urinalysis Day 1

          9

          ABC

          LB

          ABC-001- 001

          9

          ALB

          Albumin

          CLINICAL CHEMISTRY

          LIVER FUNCTION









          NOT DONE

          Insufficient sample

          SERUM






          2006-07-

          24T09:00

          6

          6

          Chemistry Day 6


          Row

          STUDYID

          DOMAIN

          USUBJID

          LBSEQ

          LBTESTCD

          LBTEST

          LBCAT

          LBSCAT

          LBORRES

          LBORRESU

          LBSTRESC

          LBSTRESN

          LBSTRESU

          LBSTNRLO

          LBSTNRHI

          LBNRIND

          LBSTAT

          LBREASND

          LBSPEC

          LBMETHOD

          LBBLFL

          LBFAST

          LBDRVFL

          LBUSCHFL

          LBDTC

          LBDY

          LBNOMDY

          LBNOMLBL

          10

          ABC

          LB

          ABC-001- 001

          10

          CREAT

          Creatinine

          CLINICAL CHEMISTRY


          0.9

          mg/Dl

          80

          80

          umol/L

          44.201

          114.9226




          SERUM






          2006-07-

          24T09:00

          6

          6

          Chemistry Day 6

          11

          ABC

          LB

          ABC-001- 001

          11

          WBC

          Leukocytes

          HEMATOLOGY


          5.9

          10^9/L

          5.9

          5.9

          10^9/L

          4

          11




          WHOLE BLOOD



          Y



          2006-07-

          24T09:00

          6

          6

          Hematology Day 6

          12

          ABC

          LB

          ABC-001- 001

          12

          CHOL

          Cholesterol

          CLINICAL CHEMISTRY


          229

          mg/dL

          229

          229

          mg/dL

          0

          199

          HIGH



          SERUM






          2006-07-

          24T09:00

          6

          6

          Chemistry Day 6

          13

          ABC

          LB

          ABC-001- 001

          13

          WBC

          Leukocytes

          HEMATOLOGY


          9.8

          10^9/L

          9.8

          9.8

          10^9/L

          4

          11




          WHOLE BLOOD





          Y

          2006-07-

          27T06:42

          9

          9

          Unscheduled Hematology Day 9


          supplb.xpt

          Row

          STUDYID

          RDOMAIN

          USUBJID

          IDVAR

          IDVARVAL

          QNAM

          QLABEL

          QVAL

          QORIG

          QEVAL

          1

          ABC

          LB

          ABC-001-001

          LBSEQ

          1

          BIOSIG

          Biological Significance

          N

          OTHER

          PRINCIPAL INVESTIGATOR

          2

          ABC

          LB

          ABC-001-001

          LBSEQ

          6

          BIOSIG

          Biological Significance

          N

          OTHER

          PRINCIPAL INVESTIGATOR


          Example 2

          Rows 1-3: Show urine analysis for glucose.

          Row 1: Shows an example of a predose urine collection interval (from 4 hours prior to dosing until 15 minutes prior to dosing) with a negative value for LBELTM that reflects the end of the interval in reference to dosing (LBTPTREF), the date of which is recorded in LBRFTDTC.

          Rows 2-3: Show an example of postdose urine collection intervals with values for LBELTM that reflect the end of the intervals in reference to the fixed reference LBTPTREF, the date of which is recorded in LBRFTDTC.

          Row 4: Shows an assessment of color was also included for the sample collected from 8 to 16 hours postdose.

          lb.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          LBSEQ

          LBTESTCD

          LBTEST

          LBCAT

          LBORRES

          LBORRESU

          LBORNRLO

          LBORNRHI

          LBSTRESC

          LBSTRESN

          LBSTRESU

          LBSTNRLO

          LBSTNRHI

          LBSPEC

          LBMETHOD

          LBBLFL

          LBDTC

          LBENDTC

          LBDY

          LBENDY

          LBNOMDY

          LBTPT

          LBTPTNUM

          LBELTM

          LBTPTREF

          LBRFTDTC

          1

          ABC

          LB

          ABC-001-

          1

          GLUCOSE

          Glucose

          URINALYSIS

          7

          mg/dL

          1

          15

          0.39

          0.39

          mmol/L

          0.06

          0.83

          URINE



          2006-07-

          2006-07-

          1

          1

          1

          Predose

          1

          -P15M

          Day 1 dose

          2006-07-




          001















          19T04:00

          19T07:45








          19T08:00

          2

          ABC

          LB

          ABC-001-

          2

          GLUCOSE

          Glucose

          URINALYSIS

          11

          mg/dL

          1

          15

          0.61

          0.61

          mmol/L

          0.06

          0.83

          URINE



          2006-07-

          2006-07-

          1

          1

          1

          0-8

          2

          P8H

          Day 1 dose

          2006-07-




          001















          19T08:00

          19T16:00




          hours




          19T08:00
























          after




























          dosing





          3

          ABC

          LB

          ABC-001-

          3

          GLUCOSE

          Glucose

          URINALYSIS

          9

          mg/dL

          1

          15

          0.50

          0.50

          mmol/L

          0.06

          0.83

          URINE



          2006-07-

          2006-07-

          1

          2

          1

          8-16

          3

          P16H

          Day 1 dose

          2006-07-




          001















          19T16:00

          20T00:00




          hours




          19T08:00
























          after




























          dosing





          4

          ABC

          LB

          ABC-001-

          4

          COLOR

          Color

          URINALYSIS

          YELLOW




          YELLOW





          URINE



          2006-07-

          2006-07-

          1

          2

          1

          8-16

          3

          P16H

          Day 1 dose

          2006-07-




          001








          19T16:00

          20T00:00




          hours




          19T08:00

















          after





















          dosing






          Example 3

          This is an example of urine glucose test records, 1 with a result and 1 with no result because the test was not performed due to sample being insufficient.

          Row 1: Shows an example of a urine glucose test record that was originally recoded in the collection system as "-" (negative sign). Instead, the results show the text value associated with that code in both LBORRES and LBSTRESC.

          Row 2: Shows an example of a serum glucose test that was not performed because the sample was exhausted, and the sponsor felt it was necessary to report a record documenting the reason why the test was not performed.

          lb.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          LBSEQ

          LBTESTCD

          LBTEST

          LBCAT

          LBORRES

          LBORRESU

          LBSTRESC

          LBSTRESN

          LBSTRESU

          LBSTAT

          LBREASND

          LBSPEC

          LBMETHOD

          LBBLFL

          LBDTC

          LBDY

          LBNOMDY

          1

          ABC

          LB

          ABC-001- 001

          1

          GLUCOSE

          Glucose

          URINALYSIS

          NEGATIVE


          NEGATIVE





          URINE



          2006-07-

          19T04:00

          1

          1

          2

          ABC

          LB

          ABC-001- 002

          1

          GLUCOSE

          Glucose

          CLINICAL CHEMISTRY






          NOT DONE

          SAMPLE EXHAUSTED

          SERUM



          2006-07-

          24T08:00

          5

          5


          Example 4

          This is an example of albumin tests done for pooled subjects. Samples from subjects ABC-009, ABC-010, and ABC-011 were pooled, and their results were reported as pooled results. The associated POOLDEF rows follow, to illustrate the pool definition.

          Rows 1-3: Show the results pooled from subjects ABC-009, ABC-010, and ABC-011, with POOLID of POOL001.

          lb.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          POOLID

          LBSEQ

          LBTESTCD

          LBTEST

          LBCAT

          LBORRES

          LBORRESU

          LBSTRESC

          LBSTRESN

          LBSTRESU

          LBSPEC

          LBMETHOD

          LBBLFL

          LBDTC

          LBDY

          LBNOMDY

          1

          ABC

          LB


          POOL001

          1

          ALB

          Albumin

          CLINICAL CHEMISTRY

          3.0

          g/dL

          3.0

          3.0

          g/dL

          SERUM



          2006-07-19T04:00

          1

          1


          pooldef.xpt

          Row

          STUDYID

          POOLID

          USUBJID

          1

          ABC

          POOL001

          ABC-009

          2

          ABC

          POOL001

          ABC-010

          3

          ABC

          POOL001

          ABC-011


          Example 5

          The following example shows cases of categorical data that cannot be considered as numeric, even though in some cases it appears that the data includes a number. The allowed values in these ranges should be defined in the data definition file. Samples were collected at one point and not over a given interval.

          Rows 1-2: Show an example of urine ketones tests performed for two animals. The test's values are categorical, using a list of NEGATIVE, TRACE, SMALL, MODERATE, and LARGE (the range of which is referenced in LBSTRNRC). LBSTRESN is left null.

          Rows 3-4: Show an example of urine bilirubin tests performed for two animals. The test's values are categorical, using a list of NEGATIVE, 1+, 2+, or 3+ which represent qualitative levels. Although the 1+, 2+, and 3+ values could be converted to numbers, the values represent a nonnumeric category based on an arbitrary scale; therefore, LBSTRESN is left blank.

          Rows 5-6: Show an example of urine protein tests performed for two animals. The test's values are categorical, using a list of NEGATIVE, TRACE, 30, and 100. Although the 30 and 100 values could be converted as numbers, the values represent a nonnumeric label of the result; therefore, LBSTRESN is left blank.

          lb.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          LBSEQ

          LBTESTCD

          LBTEST

          LBCAT

          LBORRES

          LBORRESU

          LBSTRESC

          LBSTRESN

          LBSTRESU

          LBSTNRC

          LBSPEC

          LBMETHOD

          LBBLFL

          LBDTC

          LBDY

          LBNOMDY

          1

          ABC

          LB

          ABC-001-001

          1

          KETONES

          Ketones

          URINALYSIS

          SMALL


          SMALL



          NEGATIVE TO LARGE

          URINE



          2006-07-19

          1

          1

          2

          ABC

          LB

          ABC-001-002

          2

          KETONES

          Ketones

          URINALYSIS

          LARGE


          LARGE



          NEGATIVE TO LARGE

          URINE



          2006-07-19

          1

          1

          3

          ABC

          LB

          ABC-001-001

          3

          BILI

          Bilirubin

          URINALYSIS

          NEGATIVE


          NEGATIVE



          NEGATIVE TO 3+

          URINE



          2006-07-19

          1

          1

          4

          ABC

          LB

          ABC-001-002

          4

          BILI

          Bilirubin

          URINALYSIS

          2+


          2+



          NEGATIVE TO 3+

          URINE



          2006-07-19

          1

          1

          5

          ABC

          LB

          ABC-001-001

          5

          PROT

          Protein

          URINALYSIS

          TRACE


          TRACE



          NEGATIVE TO 100

          URINE



          2006-07-19

          1

          1

          6

          ABC

          LB

          ABC-001-002

          6

          PROT

          Protein

          URINALYSIS

          30


          30



          NEGATIVE TO 100

          URINE



          2006-07-19

          1

          1

      7. Macroscopic Findings – MA

        ma.xpt, Macroscopic Findings - Findings. One record per finding per specimen per subject, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        MA

        Identifier

        Two-character code for the domain.

        Req

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify a subject across all studies for all applications or submissions involving the product.

        Req

        FOCID

        Focus of Study- Specific Interest

        Char


        Identifier

        Identification of a focus of study-specific interest on or within a subject or specimen as defined in the protocol, for which a measurement, test, or examination was performed. An example could be a drug application site, e.g., "Injection site 1," "Biopsy site 1," "Treated site 1." the value in this variable

        should have inherent semantic value.

        Perm

        MASEQ

        Sequence Number

        Num


        Identifier

        Sequence number given to ensure uniqueness of subject records within a domain. May be any valid number.

        Req

        MAGRPID

        Group Identifier

        Char


        Identifier

        Used to tie together a block of related records in a single domain for a subject. This is not the treatment group number.

        Perm

        MAREFID

        Specimen Reference Identifier

        Char


        Identifier

        Internal or external specimen identifier. Example: 1009570101.

        Perm

        MASPID

        Mass Identifier

        Char


        Identifier

        Mass identifier such as MASS 1 or MASS A. Used when the mass was discovered during the in-life phase or during pathology and was assigned a mass identifier. The mass identification should be unique within the subject, regardless of mass location.

        Perm

        MATESTCD

        Macroscopic Examination Short

        Name

        Char

        (MATESTCD)

        Topic

        Short name of the measurement, test, or examination described in MATEST. It can be used as a column name when converting a dataset from a vertical to a horizontal format. The value in MATESTCD cannot be longer than 8 characters, nor can it start with a number (e.g., "1TEST" is not valid).

        MATESTCD cannot contain characters other than letters, numbers, or underscores.

        Req

        MATEST

        Macroscopic Examination Name

        Char

        (MATEST)

        Synonym Qualifier

        Long name for MATESTCD. The value in MATEST cannot be longer than 40 characters. Extensible controlled values are Gross Pathological Examination, Clinical Signs Follow-up.

        Req

        MABODSYS

        Body System or Organ Class

        Char

        (BODSYS)

        Record Qualifier

        Body system or organ class associated with the specimen examined.

        Perm

        MAORRES

        Result or Findings as Collected

        Char


        Result Qualifier

        Text description of the findings as originally received or collected, including the base gross pathological observation and any modifiers, such as severity, origin, classification, size, color, etc.

        Exp

        MASTRESC

        Standardized Result in Character Format

        Char


        Result Qualifier

        Contains only the base gross pathological observation (e.g., ENLARGED) from MAORRES, without any modifiers. If the examination was completed and there were no findings, the value must be UNREMARKABLE.

        Exp

        MASTAT

        Completion Status

        Char

        (ND)

        Record Qualifier

        Used to indicate examination not done or result is missing. Should be null if a result exists in MAORRES.

        Perm


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        MAREASND

        Reason Not Done

        Char


        Record Qualifier

        Describes why MASTAT is NOT DONE. Example: Tissue not examined, Tissue Autolyzed.

        Perm

        MANAM

        Laboratory Name

        Char


        Record Qualifier

        Name or identifier of the laboratory or vendor that provided the test results.

        Perm

        MASPEC

        Specimen Material Type

        Char

        (SPEC)

        Record Qualifier

        Defines the type of tissue, organ, or fluid examined. Examples: GLAND, ADRENAL; KIDNEY; VESSEL, LYMPHATIC. See also Assumption 4.b.

        Exp

        MAANTREG

        Anatomical Region of Specimen

        Char


        Variable Qualifier

        Defines the specific anatomical or biological region of a tissue, organ specimen, or the region from which the specimen was obtained, such as a section or part of what is defined in the MASPEC variable. If the anatomical region is not included in the specimen description MASPEC, it may be included in this variable. This field can be a combination of terms where needed. This field can be null if not applicable. Examples: CORTEX, MEDULLA, MUCOSA,

        SEROSA, ISLET, ZONA FASICULATA, ZONA RETICULARIS, CRANIAL, MEDIAN, ACCESSORY, SPINAL, LUMBAR, FRONTAL.

        Perm

        MASPCCND

        Specimen Condition

        Char


        Record Qualifier

        Free or standardized text describing the condition of the specimen. Example: AUTOLYZED.

        Perm

        MASPCUFL

        Specimen Usability for the Test

        Char

        (NY)

        Record Qualifier

        Describes the usability of the specimen for the test. Should be "N" if the specimen is not usable; otherwise it should be null.

        Perm

        MALAT

        Specimen Laterality within Subject

        Char

        (LAT)

        Variable Qualifier

        Qualifier for laterality of the specimen within the subject for paired specimens. Examples: LEFT, RIGHT, BILATERAL.

        Perm

        MADIR

        Specimen Directionality within Subject

        Char

        (DIR)

        Variable Qualifier

        Qualifier for directionality of the specimen within the subject. Examples: DORSAL, PROXIMAL.

        Perm

        MAPORTOT

        Portion or Totality

        Char

        (PORTOT)

        Variable Qualifier

        Qualifier for anatomical location or specimen further detailing the portion or totality, which means arrangement of, or apportioning of. Examples: ENTIRE, SINGLE, SEGMENT, MANY.

        Perm

        MAEVAL

        Evaluator

        Char


        Record Qualifier

        Role of the person who provided the evaluation. Used only for results that are subjective (i.e., assigned by a person or a group). Examples: PRINCIPAL PATHOLOGIST, PEER REVIEW, SPONSOR PATHOLOGIST.

        Perm

        MASEV

        Severity

        Char

        (SEV)

        Record Qualifier

        Describes the severity or intensity of a particular finding. Examples: MILD, MODERATE, SEVERE.

        Perm

        MADTHREL

        Relationship to Death

        Char

        (NY)

        Record Qualifier

        Describes the relationship of a particular finding to the death of a subject ("Y" = caused death, "N" = did not cause death, "U" = unknown). May be left null if not available.

        Perm

        MADTC

        Date/Time

        Char

        ISO 8601

        Timing

        For a specimen collected or observed post mortem, this is the date/time of subject disposition in ISO 8601 format.

        Perm

        MADY

        Study Day

        Num


        Timing

        For a specimen collected or observed post mortem, this is the study day of subject disposition, in integer days. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

        Perm


        1. Assumptions for Macroscopic Findings (MA) Domain Model

          1. Definition:

            1. The Macroscopic Findings (MA) dataset provides a record for each macroscopic finding observed.

            2. Every subject examined at necropsy should have at least 1 record in the MA domain (e.g., the record could be NORMAL (in MAORRES) for MASPEC value of "ALL TISSUES", implying all protocol- required tissues).

          2. MATESTCD and MATEST are either GROSPATH and gross pathological examination or CLSFUP and clinical signs follow-up.

            1. In most cases, MATESTCD and MATEST will be GROSPATH and gross pathological examination.

            2. As part of the necropsy review, a follow-up examination may be performed on clinical signs to verify existence at necropsy (present/not present) and to correlate them to gross pathological examinations. To record these in the MA domain, the result should be represented as the text result of the examination (e.g., "SKIN LESION NOT FOUND AT NECROPSY").

          3. The date/time of the subject disposition (in DS) is the most relevant date for interpretation of macroscopic observations and is used to populate MADTC.

          4. Organ/tissue definition:

            1. The subject organ/tissue of examination is described by up to 5 fields: MASPEC, MAANTREG, MALAT, MADIR, and MAPORTOT.

            2. MASPEC defines the base organ or tissue examined and is required when MATEST is "Gross Pathological Examination." It should not be used when MATEST is "Clinical Signs Follow-up". The value is singular in cases of multilateral organs when the MALAT or MADIR fields can be used to describe laterality and/or position.

            3. MAANTREG should be used where applicable, and further specifies a part or section of the organ/tissue specified in MASPEC. Examples include the cortex of the kidney or a study-specific sectioning of the organ (e.g., top section of left liver lobe).

            4. Specify laterality and/or position for those organs that can exist in multiple locations: Use "SINGLE" for MAPORTOT for cases where 1 of the multilateral organs is examined, but which one was used is unknown. Use "BILATERAL" for MALAT for cases where the finding was recorded on the paired organs of a bilateral pair.

            5. For bilateral organs, records may be included for the left, right, and/or both left and right organs.

          5. Result definition:

            1. When the results of all tissues are normal, the special value of "ALL TISSUES" may be used in MASPEC, with a single record whose value in MAORRES is NORMAL and in MASTRESC is UNREMARKABLE, without individually listing each tissue.

            2. MASTRESC: This variable is important for standardizing the value in MAORRES.

              1. Modifiers of the base gross pathological observation (in MASTRESC) should be included within supplemental qualifiers (see SUPPMA Example 1):

              2. QNAM = "--RESMOD"

              3. QLABEL = "Result Modifiers"

              4. QVAL = concatenated modifiers of the base gross pathological process, separated by semicolons

              5. If a severity was received or collected, MASEV must be populated.

          6. MASPID variable is intended to reflect the mass identification. This variable should be used to link in-life findings with pathology findings. The mass identifier in --SPID should be consistent across domains (Clinical Observations, Palpable Masses, MA, Microscopic Findings, and Tumor Findings).

          7. Macroscopic findings commonly correlate to clinical findings and microscopic findings. Establishing this relationship may be accomplished by using the RELREC table (see Section 8.2, Relating Records - RELREC).

        2. Examples for Macroscopic Findings (MA) Domain Model

          Example 1

          This example demonstrates additional example findings.

          Rows 1-4: These findings demonstrate original results with modifiers, including a severity, which is copied into MASEV. The base gross observations are entered into MASTRESC, and the remaining modifiers are submitted in MARESMOD supplemental qualifiers.

          Row 3: The left lobe is not qualifying a part of the scheduled sampled specimen (LUNG), but qualifying the finding (as it is present in MAORRES) and, therefore, belongs as a result modifier in supplemental qualifier (MARESMOD) and not in MAANTREG.

          Row 4: The finding demonstrates an original result with a comment that is copied into the Comments domain (see the CO dataset in this example).

          Rows 5, 10: These findings demonstrate original results without modifiers.

          Row 6: This finding demonstrates the use of specimen qualifiers (MAANTREG, MALAT, and MADIR).

          Row 7: This is an example of a reason why a macroscopic evaluation was not done (MAREASND). Note that MAORRES is null and MASTAT is "NOT DONE".

          Row 8: Represents a normal observation applied to all examined tissues for the subject. Note the MASPEC field's value of "ALL TISSUES".

          Row 9: Represents a normal observation for the cecum.

          ma.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          MASEQ

          MASPID

          MATESTCD

          MATEST

          MAORRES

          MASTRESC

          MASTAT

          MAREASND

          MASPEC

          MAANTREG

          MALAT

          MADIR

          MASEV

          MADTC

          MADY

          1

          123456

          MA

          123456-

          1001

          1


          GROSPATH

          Gross Pathological Examination

          Discoloration dark, mucosa

          Discoloration



          LARGE INTESTINE, CECUM





          2011-03-

          23

          365

          2

          123456

          MA

          123456-

          1001

          2


          GROSPATH

          Gross Pathological Examination

          Foci dark, mucosa

          Foci



          LARGE INTESTINE, COLON



          DISTAL


          2011-03-

          23

          365

          3

          123456

          MA

          123456-

          1001

          3


          GROSPATH

          Gross Pathological Examination

          Congestion, left lobe moderate

          Congestion



          LUNG




          MODERATE

          2011-03-

          23

          365

          4

          123456

          MA

          123456-

          1001

          4


          GROSPATH

          Gross Pathological Examination

          Bulla, right caudal lobe, 1 cm in diameter, one section

          Bulla



          LUNG





          2011-03-

          23

          365

          5

          123456

          MA

          123456-

          1001

          5


          GROSPATH

          Gross Pathological Examination

          Small

          Small



          THYMUS





          2011-03-

          23

          365

          6

          123456

          MA

          123456-

          1002

          6

          MASS 1

          GROSPATH

          Gross Pathological Examination

          Mass, approximately 8 mm long, 6 mm wide, 4 mm thick, pale firm well defined

          Mass



          BONE, FEMUR

          STIFLE

          LEFT

          MEDIAL


          2011-03-

          23

          365

          7

          123456

          MA

          123456-

          1002

          7


          GROSPATH

          Gross Pathological Examination



          NOT DONE

          Tissue lost

          GLAND, PITUITARY





          2011-03-

          23

          365

          8

          123456

          MA

          123456-

          1003

          8


          GROSPATH

          Gross Pathological Examination

          No necropsy observations noted.

          UNREMARKABLE



          ALL TISSUES





          2011-03-

          23

          365

          9

          123456

          MA

          123456-

          1004

          9


          GROSPATH

          Gross Pathological Examination

          Normal

          UNREMARKABLE



          LARGE INTESTINE, CECUM





          2011-03-

          24

          366

          10

          123456

          MA

          123456-

          1004

          10


          GROSPATH

          Gross Pathological Examination

          Adhesion

          Adhesion



          LUNG





          2011-03-

          24

          366

          suppma.xpt

          Row

          STUDYID

          RDOMAIN

          USUBJID

          IDVAR

          IDVARVAL

          QNAM

          QLABEL

          QVAL

          QORIG

          1

          123456

          MA

          123456-1001

          MASEQ

          1

          MARESMOD

          Result Modifiers

          dark; mucosa

          COLLECTED

          2

          123456

          MA

          123456-1001

          MASEQ

          2

          MARESMOD

          Result Modifiers

          dark; mucosa

          COLLECTED

          3

          123456

          MA

          123456-1001

          MASEQ

          3

          MARESMOD

          Result Modifiers

          left lobe

          COLLECTED

          4

          123456

          MA

          123456-1001

          MASEQ

          4

          MARESMOD

          Result Modifiers

          right caudal lobe; 1 cm in diameter

          COLLECTED

          5

          123456

          MA

          123456-1001

          MASEQ

          6

          MARESMOD

          Result Modifiers

          approximately 8 mm long, 6 mm wide, 4 mm thick; pale; firm; well defined

          COLLECTED

          This table demonstrates the representation of the comment which was included in MAORRES.

          co.xpt

          Row

          STUDYID

          DOMAIN

          RDOMAIN

          USUBJID

          COSEQ

          IDVAR

          IDVARVAL

          COVAL

          CODTC

          CODY

          1

          123456

          CO

          MA

          123456-1001

          1

          MASEQ

          4

          one section

          2011-03-23

          365


          Example 2

          This example demonstrates the use of the domain to record clinical signs follow-up examinations performed at necropsy.

          Row

          STUDYID

          DOMAIN

          USUBJID

          MASEQ

          MATESTCD

          MATEST

          MAORRES

          MASTRESC

          MASPEC

          MAANTREG

          MADTC

          MADY

          1

          999123

          MA

          999123-

          101

          16

          CLSFUP

          Clinical Signs Follow-up

          MASS NOT FOUND AT NECROPSY

          MASS NOT FOUND AT NECROPSY



          2000-01-

          31T14:33:21

          365

          2

          999123

          MA

          999123-

          101

          17

          CLSFUP

          Clinical Signs Follow-up

          NOT PRESENT

          NOT PRESENT



          2000-01-

          31T14:33:21

          365

          3

          999123

          MA

          999123-

          101

          18

          CLSFUP

          Clinical Signs Follow-up

          PRESENT

          PRESENT



          2000-01-

          31T14:33:21

          365

          Rows 1-2: Represents examples of a follow-up of a clinical observation that could not be confirmed at necropsy. Row 3: Represents an example of a follow-up of a clinical observation that was confirmed at necropsy. ma.xpt


          This RELREC demonstrates a linking between a specific clinical observation (CLSEQ) and its corresponding clinical sign follow-up at necropsy (MASEQ).

          relrec.xpt

          Row

          STUDYID

          RDOMAIN

          USUBJID

          POOLID

          IDVAR

          IDVARVAL

          RELTYPE

          RELID

          1

          999123

          CL

          123456


          CLSEQ

          47


          62

          2

          999123

          CL

          123456


          CLSEQ

          49


          63

          3

          999123

          CL

          123456


          CLSEQ

          51


          64

          4

          999123

          MA

          123456


          MASEQ

          16


          62

          5

          999123

          MA

          123456


          MASEQ

          17


          63

          6

          999123

          MA

          123456


          MASEQ

          18


          64

          This example demonstrates a linking between findings across the CL, PM, MA, MI, and TF domains using RELREC. The mass was first identified as an abrasion over several weeks (grouped by CLGRPID = 5), graduating to a mass with several associated clinical findings (identified by a CLSPID of "MASS 2"). These clinical findings correspond to a set of findings in the PM domain, a clinical signs follow-up and gross pathological examination in the MA domain, a

          single microscopic finding from the MI domain, and a single tumor finding in the TF domain. Each of the findings in the PM, MA, MI, and TF are related by way of the --SPID field, with a value of "MASS 2".

          Because all of these records are related, they are given the same RELID (in this case a value of 80).

          relrec.xpt

          Row

          STUDYID

          RDOMAIN

          USUBJID

          POOLID

          IDVAR

          IDVARVAL

          RELTYPE

          RELID

          1

          PY001002

          CL

          AA-12540


          CLGRPID

          5


          80

          2

          PY001002

          CL

          AA-12540


          CLSPID

          MASS 2


          80

          3

          PY001002

          PM

          AA-12540


          PMSPID

          MASS 2


          80

          4

          PY001002

          MA

          AA-12540


          MASPID

          MASS 2


          80

          5

          PY001002

          MI

          AA-12540


          MISPID

          MASS 2


          80

          6

          PY001002

          TF

          AA-12540


          TFSPID

          MASS 2


          80


          Example 3

          These are example records of a macroscopic evaluation of injection sites (as indicated in FOCID).

          ma.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          FOCID

          MASEQ

          MASPID

          MASTESTCD

          MATEST

          MAORRES

          MASTRESC

          MASPEC

          MAANTREG

          MALAT

          MADIR

          MASEV

          1

          12345

          MA

          12345001

          Injection site 1

          1


          GROSPATH

          Gross Pathological Examination

          Fur thin cover

          Focal hair loss

          SKIN


          LEFT

          DORSOCRANIAL


          2

          12345

          MA

          12345001

          Injection site 2

          2


          GROSPATH

          Gross Pathological Examination

          Unremarkable

          UNREMARKABLE

          SKIN


          RIGHT

          DORSOCRANIAL


          3

          12345

          MA

          12345001

          Injection site 3

          3


          GROSPATH

          Gross Pathological Examination

          Focal hemorrhage

          Hemorrhage

          SKIN


          LEFT

          DORSOCAUDAL


          4

          12345

          MA

          12345001

          Injection site 4

          4

          MASS 1

          GROSPATH

          Gross

          Pathological Examination

          Mass, approximately 8

          mm long, 4 mm thick, pale firm well defined

          Mass

          SKIN


          RIGHT

          DORSOCAUDAL


          5

          12345

          MA

          12345002

          Injection site 1

          1


          GROSPATH

          Gross Pathological Examination

          Unremarkable

          UNREMARKABLE

          SKIN


          LEFT

          DORSOCRANIAL


          6

          12345

          MA

          12345002

          Injection site 2

          2


          GROSPATH

          Gross Pathological Examination

          Discoloration; subcutaneous; red; slight

          Discoloration

          SKIN


          RIGHT

          DORSOCRANIAL

          MILD

          7

          12345

          MA

          12345002

          Injection site 3

          3


          GROSPATH

          Gross Pathological Examination

          Unremarkable

          UNREMARKABLE

          SKIN


          LEFT

          DORSOCAUDAL


          8

          12345

          MA

          12345002

          Injection site 4

          4


          GROSPATH

          Gross Pathological

          Examination

          Mucosal hemorrhage (about 2x2 cm),

          moderate

          Hemorrhage

          SKIN


          RIGHT

          DORSOCAUDAL

          MODERATE

          Note that the concept of "MASS 1" (in CLSPID) is different from "Injection site 1" (in FOCID), in that information in the FOCID variable is known prior to the examination, but the mass ID/sponsor identifier is assigned as part of the examination. FOCID thereby qualifies the test, whereas CLSPID qualifies the result.

          cl.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          FOCID

          CLSEQ

          CLSPID

          CLTESTCD

          CLTEST

          CLCAT

          CLORRES

          CLSTRESC

          CLLOC

          CLSEV

          CLDTC

          CLDY

          CLNOMDY

          1

          12345

          CL

          12345001

          Injection site 1

          1


          SKINEX

          Skin Examination

          CLINICAL SIGNS

          Fur, Thin Cover; Left Scapula

          Fur, Thin Cover

          Left Scapula


          2004-07-

          19

          42

          42

          2

          12345

          CL

          12345001

          Injection site 2

          2


          SKINEX

          Skin Examination

          CLINICAL SIGNS

          No Abnormal Findings, Right Scapula

          Unremarkable

          Right Scapula


          2004-07-

          19

          42

          42

          3

          12345

          CL

          12345001

          Injection site 3

          3


          SKINEX

          Skin Examination

          CLINICAL SIGNS

          No Abnormal Findings, Left Medial Back

          Unremarkable

          Left Medial Back


          2004-07-

          19

          42

          42

          4

          12345

          CL

          12345001

          Injection site 4

          4

          MASS 1

          SKINEX

          Skin Examination

          CLINICAL SIGNS

          Moderate Swelling, Right Medial Back

          Swelling

          Right Medial Back

          MODERATE

          2004-07-

          19

          42

          42

          5

          12345

          CL

          12345002

          Injection site 1

          1


          SKINEX

          Skin Examination

          CLINICAL SIGNS

          No Abnormal Findings, Left Scapula

          Unremarkable

          Left Scapula


          2004-07-

          19

          42

          42

          6

          12345

          CL

          12345002

          Injection site 2

          2


          SKINEX

          Skin Examination

          CLINICAL SIGNS

          Slight Reddening, Right Scapula

          Reddening

          Right Scapula

          MILD

          2004-07-

          19

          42

          42

          7

          12345

          CL

          12345002

          Injection site 3

          3


          SKINEX

          Skin Examination

          CLINICAL SIGNS

          Abrasion, Left Medial Back

          Abrasion

          Left Medial Back


          2004-07-

          19

          42

          42

          8

          12345

          CL

          12345002

          Injection site 4

          4


          SKINEX

          Skin Examination

          CLINICAL SIGNS

          Moderate Reddening, Right Medial Back

          Reddening

          Right Medial Back

          MODERATE

          2004-07-

          19

          42

          42

      8. Microscopic Findings – MI

        mi.xpt, Microscopic Findings — Findings. One record per finding per specimen per subject, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        MI

        Identifier

        Two-character abbreviation for the domain.

        Req

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify a subject across all studies for all applications or submissions involving the product.

        Req

        FOCID

        Focus of Study- Specific Interest

        Char


        Identifier

        Identification of a focus of study-specific interest on or within a subject or specimen as defined in the protocol for which a measurement, test, or examination was performed. An example could be a drug application site, e.g., "Injection site 1," "Biopsy site 1," "Treated site 1." the value in this variable

        should have inherent semantic value.

        Perm

        MISEQ

        Sequence Number

        Num


        Identifier

        Sequence number given to ensure uniqueness of subject records within a domain. May be any valid number.

        Req

        MIGRPID

        Group Identifier

        Char


        Identifier

        Used to tie together a block of related records in a single domain for a subject. This is not the treatment group number.

        Perm

        MIREFID

        Specimen Reference Identifier

        Char


        Identifier

        Internal or external specimen identifier. Example: Specimen barcode number.

        Perm

        MISPID

        Mass Identifier

        Char


        Identifier

        Mass identifier such as MASS 1 or MASS A. Used when the mass was discovered during the in-life phase or during pathology and was assigned a mass identifier. The mass identification should be unique within the subject, regardless of mass location.

        Perm


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        MITESTCD

        Microscopic Examination Short Name

        Char

        (MITESTCD)

        Topic

        Short name of the measurement, test, or examination described in MITEST. It can be used as a column name when converting a dataset from a vertical to a horizontal format. The value in MITESTCD cannot be longer than 8 characters, nor can it start with a number (e.g., "1TEST" is not valid). MITESTCD cannot contain characters other than letters, numbers, or underscores.

        Extensible controlled value is MIEXAM covering an assessment by microscope (e.g., light, elctron, confocal, etc).

        Req

        MITEST

        Microscopic Examination

        Name

        Char

        (MITEST)

        Synonym Qualifier

        Long name for MITESTCD. The value in MITEST cannot be longer than 40 characters. Extensible controlled value is Microscopic Examination.

        Req

        MIBODSYS

        Body System or Organ Class

        Char

        (BODSYS)

        Record Qualifier

        Body system or organ class associated with the specimen examined.

        Perm

        MIORRES

        Result or Findings as Collected

        Char


        Result Qualifier

        Microscopic finding as originally recorded, including all modifiers.

        Exp

        MISTRESC

        Standardized Result in Character Format

        Char

        (NONNEO) (NEOPLASM)

        Result Qualifier

        For non-neoplastic findings, contains only the base pathological process (e.g., NECROSIS) without any modifiers such as severity, distribution, chronicity or characteristics. If the examination was completed and there were no findings, the value must be UNREMARKABLE. The base pathological process from MIORRES should be mapped to a synonymous term from the controlled list, NONNEO, where possible.

        Neoplastic findings must be populated using the NEOPLASM controlled list.

        Exp

        MIRESCAT

        Result Category

        Char

        (MIRESCAT)

        Variable Qualifier

        Used to categorize the result of a finding. Example: MALIGNANT for tumor findings or NON- NEOPLASTIC for pathology findings.

        Perm

        MICHRON

        Chronicity of Finding

        Char

        (CHRNCTY)

        Variable Qualifier

        Describes the apparent relative duration of a particular finding. Examples: ACUTE, CHRONIC.

        Exp

        MIDISTR

        Distribution Pattern of Finding

        Char

        (DSTRBN)

        Variable Qualifier

        Distribution pattern of a particular finding(s) within the examined area. Examples: DIFFUSE, FOCAL, MULTIFOCAL.

        Exp

        MISTAT

        Completion Status

        Char

        (ND)

        Record Qualifier

        Used to indicate a test was not done or a test was attempted but did not generate a result. Should be null or have a value of NOT DONE.

        Perm

        MIREASND

        Reason Not Done

        Char


        Record Qualifier

        Describes why MISTAT is NOT DONE, such as SAMPLE AUTOLYZED or SPECIMEN LOST.

        Perm

        MINAM

        Laboratory Name

        Char


        Record Qualifier

        Name or identifier of the laboratory or vendor that provided the test results.

        Perm

        MISPEC

        Specimen Material Type

        Char

        (SPEC)

        Record Qualifier

        Defines the type of tissue, orgain, or fluid specimen examined. Examples: LIVER, HEART, BONE MARROW.

        Req

        MIANTREG

        Anatomical Region of Specimen

        Char


        Variable Qualifier

        The protocol-defined subregion of the specimen examined. Example: Cortex or Medulla (if the MISPEC is, for example, GLAND, ADRENAL).

        Perm

        MISPCCND

        Specimen Condition

        Char


        Record Qualifier

        Free or standardized text describing the condition of the specimen. Example: AUTOLYZED.

        Exp

        MISPCUFL

        Specimen Usability for the Test

        Char

        (NY)

        Record Qualifier

        Describes the usability of the specimen for the test. Should be "N" if the specimen is not usable; otherwise it should be null.

        Exp


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        MILAT

        Specimen Laterality within

        Subject

        Char

        (LAT)

        Variable Qualifier

        Qualifier for laterality of the specimen within the subject for paired specimens. Examples: LEFT, RIGHT, BILATERAL.

        Perm

        MIDIR

        Specimen Directionality

        within Subject

        Char

        (DIR)

        Variable Qualifier

        Qualifier for directionality of the specimen within the subject. Examples: DORSAL, PROXIMAL.

        Perm

        MIMETHOD

        Method of Test or Examination

        Char


        Record Qualifier

        Method of the test or examination. This could be different types of staining used for the slides whenever appropriate. Example: H&E.

        Perm

        MIEVAL

        Evaluator

        Char


        Record Qualifier

        Role of the person who provided the evaluation. Examples: TOX PATHOLOGIST, PEER REVIEW, SPONSOR PATHOLOGIST.

        Perm

        MISEV

        Severity

        Char

        (SEV)

        Record Qualifier

        Describes the severity of a particular finding.

        Exp

        MIDTHREL

        Relationship to Death

        Char

        (NY)

        Record Qualifier

        Describes the relationship of a particular finding to the death of a subject ("Y" = caused death, "N" = did not cause death, "U" = unknown). May be left null if not available.

        Perm

        MIDTC

        Date/Time

        Char

        ISO 8601

        Timing

        For a specimen collected or observed post mortem, this is the date/time of subject disposition, in ISO 8601 format.

        Perm

        MIDY

        Study Day

        Num


        Timing

        For a specimen collected or observed post mortem, this is the study day of subject disposition, in integer days. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

        Perm


        1. Assumptions for Microscopic Findings (MI) Domain Model

          1. Definition:

            1. The Microscopic Findings (MI) domain captures the microscopic evaluations/histopathology of the study.

            2. This domain should contain at least 1 record for every protocol-scheduled tissue for all subjects in the study (e.g., if an organ was examined and no pathological changes were present, it should have a record indicating "UNREMARKABLE"). Unscheduled tissues that were examined should also have a record. Subjects that were not scheduled for examination should not have records unless they were examined. This assumption supports the creation of incidence tables and statistical analysis on histopathological data.

            3. The MI dataset provides a record for each microscopic finding observed throughout the study.

          2. The date/time of the subject disposition in DS is the most relevant date for interpretation of microscopic observations and is used to populate MIDTC.

          3. Specimen definition:

            1. The protocol-scheduled organ/tissue for examination is described by up to 5 fields: MISPEC, MIANTREG, MILAT, MIDIR, and FOCID.

            2. MISPEC defines the base organ or tissue examined.

            3. MIANTREG should be used where applicable and further specifies a part or section of the organ/tissue specified in MISPEC, when that subregion is the targeted area for examination. Examples include the cortex of the kidney, when separated from the kidney medulla, or a study-specific sectioning of the organ (e.g., top section of left liver lobe), but not a case where the liver is examined as a whole, but a specific finding is found for one of the lobes.

            4. For a paired organ, the organ used for the specimen should be specified as left, right, or bilateral, using the MILAT variable.

          4. Result definition:

            1. In MIORRES, a finding should comprise only 1 base pathological process and its modifiers (e.g., severity, chronicity, distribution, characteristics). However, it is recognized that data may not have been captured in this way; Example 2 shows a way to handle this situation.

            2. When MIORRES is populated, there must be an entry in MISTRESC. Other relevant components of the MIORRES finding must be parsed into 1 or more of these variables: MISEV, MIDISTR, MICHRON, and the supplemental qualifier MIRESMOD, which are used in combination to standardize the value in MIORRES.

            3. MISTRESC: This variable is important for standardizing the value in MIORRES and where possible must use the controlled lists NONNEO and NEOPLASM. If a microscopic finding in a tissue includes 2 related processes, then it can be described by a combination term that has both terms entered, separated by a "/" with no spaces. For example, features of degeneration and regeneration may be observed in a tissue as a continuum of the pathology. The processes can be identified separately or as part of a combined process of degeneration/regeneration. When the process of degeneration/regeneration is used to describe both components, this base process should be recorded in MISTRESC in a single row. The most common combination terms have been included on the NONNEO codelist. Other combination terms that represent 2 related processes can be constructed using preferred terms on the NONNEO codelist, separated by a "/" with no spaces. Terms should not be combined for processes that are unrelated (e.g., NECROSIS and CYST). Unrelated processes should be presented in 2 separate rows.

            4. The variables MISTRESC, MIDISTR, and MICHRON use CDISC Controlled Terminology derived from INHAND (International Harmonization of Nomenclature and Diagnostic Criteria for Lesions in Rats and Mice), a collaboration among international societies of toxicological pathologists.

            5. The supplemental qualifier MIRESMOD is used to further qualify the finding recorded in MISTRESC. MIRESMOD must be populated if 1 or more modifiers were part of the result in MIORRES and not otherwise reported in the modifier variables part of the MI domain structure (e.g., MISEV, MIDISTR, and MICHRON). In addition to describing observed characteristics of a lesion (e.g., cell type), this variable may be used to identify a specific region affected by the finding within the specimen. For example, when the liver is examined as a whole, but a finding is noted for a specific lobe, this location goes into MIRESMOD. Note that MIANTREG qualifies the excised specimen, whereas MIRESMOD qualifies the particular base pathological process identified within that excised specimen. In general, values for MIRESMOD should be separated by a semicolon unless they only make sense together. An example of an anatomic term is "bile duct"; this cannot be split into "bile" and "duct." An example of a term that should be separated is "centrilobular hepatocytic," which contains 2 terms that stand independently ("centrilobular" and "hepatocytic"). See the SUPPMI examples for further guidance on the use of MIRESMOD.


              QNAM

              (Variable Name)

              QLABEL

              (Variable Label)

              QVAL

              (Controlled Terms, Codelist, or Format)

              Variable Definition

              MIRESMOD

              Result Modifiers

              See Assumption 4.c

              Key adjective(s) that further describe(s) or qualify a particular base pathologic process contained in MISTRESC.Key adjectives include a specific region affected by the base pathological process (e.g., Stomach – forestomach, cardia, fundus, pylorus), the specific cell type or tissue affected (e.g., neutrophilic, granulomatous, hepatocellular), tinctorial changes, types of pigments (e.g., hemosiderin), cell locations (e.g., extracellular, intracellular), inclusions (e.g., macrovesicular, microvesicular) and infectious agents (e.g., bacterial, fungal).

              Modifiers captured in other variables (e.g.


              QNAM

              (Variable Name)

              QLABEL

              (Variable Label)

              QVAL

              (Controlled Terms, Codelist, or Format)

              Variable Definition




              SEV, DISTR, CHRON) should not be repeated in this variable.


            6. The use of MIRESMOD does not preclude sponsors from creating other supplemental qualifiers containing specifically defined modifiers. It is currently expected that MIRESMOD will contain the complete list of modifiers not contained in standard variables (e.g., MISEV, MIDISTR, MICHRON) regardless of their being part of sponsor-defined supplemental qualifiers.

            7. Tumor findings should have a record in this domain, even if they also have records in the TF domain. It is, however, not required to populate MIRESCAT for tumor findings in the MI domain.

              1. When MIORRES contains a tumor finding the corresponding term from NEOPLASM (CDISC Controlled Terminology list) should be used to populate MISTRESC.

              2. For TF domain: When MISTRESC contains a tumor finding, the corresponding term from the NEOPLASM CT list should be used to populate TFSTRESC. Additional variables populated in the MI domain (e.g., MICHRON, MIDISTR, MIRESMOD) are not populated in the TF domain, since they are not needed to create the tumor.xpt file (see Appendix C, Mapping To tumor.xpt File).

            8. Expectations of when MISTAT is "NOT DONE":

            9. If an organ (scheduled for histopathology or introduced later because of adverse findings) for some reason was not examined, the record will have a blank value in MIORRES and MISTAT will be "NOT DONE". NOTE: Failure to adhere to this assumption will preclude generation of the tumor.xpt dataset.

              ii. Use of MISTAT and MIREASND: Whenever MISTAT is "NOT DONE", MIREASND should provide the reason for not completing the evaluation as described in the study plan.

              i. For microscopic evaluations that have numeric results (e.g., specific cell count tests), MISTRESN and MISTRESU should be included, as well as other applicable variables for the Findings observation class to reflect the data accurately.

          5. The MISPID variable is intended to reflect the mass identification. This variable should be used to link in- life findings (e.g., mass identification) with pathology findings. The mass identifier in --SPID should be consistent across domains (Clinical Observations, Palpable Masses, Macroscopic Findings, MI, and TF).

          6. The value in FOCID should have semantic value; that is, although "1" is not considered adequate, "Injection site 1" is acceptable.

        2. Examples for Microscopic Findings (MI) Domain Model

          Example 1

          This example shows different types of histopathological findings for 3 different animals.

          Rows 1-2: For these findings, the specimen consists of tissues from both the testis and the epididymis.

          Therefore, the list of tissues comprising the specimen becomes the SPEC value for each contributing tissue, noted by a slash, as is found in the controlled terminology list.

          Row 2: For this finding, the base pathological process is inflammation, and is recorded in MISTRESC. The term "acute" is recorded in MICHRON using the controlled CHRNCTY codelist term ACUTE.

          Row 3: For this finding, the specimen consists of skeletal muscle. The base pathological process is degeneration/regeneration and is represented in MISTRESC. The term "Myofiber" is recorded in MIRESMOD (SUPPMI example).

          Row 4: This is an example of a reason why a microscopic evaluation of the mammary gland specimen was not performed. Note that MIORRES is null and MISTAT is "NOT DONE", the reason for the specimen not being evaluated is entered in MIREASND.

          Row 5: This shows an example of a record where the specimen contained no pathologic process. A record should be included for every scheduled specimen that was without pathology. The controlled NONNEO term "UNREMARKABLE" is recorded in MISTRESC. Note: There is no MIRESCAT for "UNREMARKABLE" as there is no finding.

          Row 6: In this record, the finding was the cause of death; therefore, MIDTHREL is "Y" (Yes).

          Row 7: The base pathological process is hyperplasia, recorded into MISTRESC from the NONNEO controlled terminology list. The modifiers "endometrial" and "cystic" are recorded in MIRESMOD (SUPPMI example). Note that the 2 values for MIRESMOD are separated by a semicolon, as required in Section 6.3.8.

          Row 8: For this finding, a mass identified as mass 1 (MISPID="MASS 1") is observed on the left ovary (MILAT = "LEFT"). This mass is considered benign (MIRESCAT). Note that MISTRESC contains controlled terminology for the tumor, which may include term(s) similar to characteristics and/or distribution as part of the base pathological process.

          Row 9: This is an example of a malignant mass (MISPID = "MASS 2"). The malignancy of the mass is recorded as part of the original result (MIORRES) as well as the controlled term in MIRESCAT. This finding was not the cause of death of the subject (MIDTHREL= "N"). Note that MISTRESC contains only the finding without modifiers. This record is linked to row 11 (via the MIGRPID value of 1) to relate the primary tumor with its metastasis in another tissue. The tumor origin described in MIORRES ("Primary") is associated to the MI records using the supplemental qualifier MIRESMOD (SUPPMI example).

          Row 10: This shows an example of a metastasis found in the uterus. The primary site for this tumor is unknown, and the sponsor decided to include row 13 ("SITE, UNCERTAIN PRIMARY") to represent the source tumor. This record is related to rows 12 and 13 via the MIGRPID value of 2.

          Row 11: This finding describes a mass (MISPID="MASS 3") that is a metastasis of a primary tumor, which is recorded in the original result (MIORRES). This specific finding did not cause the death of the animal (MIDTHREL="N"). This record is linked to row 9 via the MIGRPID value of 1 to relate the metastasis to the finding at the primary site identified for the tumor.

          Row 12: This record illustrates another metastasis row for the lymphoma found in multiple sites. This record is related to rows 10 and 13 via the MIGRPID value of 2.

          Row 13: This record is an example of how to represent an unknown primary site for the lymphoma found in the uterus and vagina (row 11). The sponsor decided to include a row to represent the base tumor (TFSPEC="SITE, UNCERTAIN PRIMARY") related to the metastasis row via the MIGRPID of 2, and defining it as the cause of death (MIDTHREL="Y"). Note: The use of "SITE, UNCERTAIN PRIMARY" is sponsor-specific; an alternative (based on how the data are collected) would be to exclude this row and only include rows for each site at which the tumor was found.

          Rows 14-15: These findings demonstrates an original result with modifiers, including a severity which is copied into MISEV. The base pathological process is entered into MISTRESC using the controlled terminology list and the remaining modifiers are recorded in MIRESMOD ("Mononuclear Cell" for line 14) and MIDISTR ("Multifocal" for line 15) in the SUPPMI example.

          Rows 16-17: These findings demonstrate the use of specimen location qualifiers of MIANTREG, MILAT, and MIDIR.

          Row 18: This finding demonstrates the use of finding qualifiers MICHRON, MIDISTR, and MIRESMOD, and the use of a semicolon to separate 2 terms in MIRESMOD (SUPPMI example).

          Row 19: This record is an example of an incidental malignant neoplasm in the liver that has not metastasized.

          The MIDTHREL is "N" because the tumor is incidental.

          mi.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          MISEQ

          MIGRPID

          MISPID

          MISTESTCD

          MITEST

          MIORRES

          MISTRESC

          MICHRON

          MIDISTR

          MIRESCAT

          MISTAT

          MIREASND

          MISPEC

          MIANTREG

          MISPCCND

          MISPCUFL

          MILAT

          MIDIR

          MISEV

          MIDTHREL

          MIDTC

          MIDY

          1

          123

          MI

          123-01

          1



          MIEXAM

          Microscopic Examination

          Amyloidosis, grade 2

          AMYLOID



          NON- NEOPLASTIC



          TESTIS/EPIDIDYMIS






          MILD


          2015-

          10-27

          365

          2

          123

          MI

          123-01

          2



          MIEXAM

          Microscopic Examination

          Inflammation, acute, grade 2

          INFLAMMATION

          ACUTE


          NON- NEOPLASTIC



          TESTIS/EPIDIDYMIS






          MILD


          2015-

          10-27

          365

          3

          123

          MI

          123-01

          3



          MIEXAM

          Microscopic Examination

          Degeneration/regeneration, myofiber, grade 4

          DEGENERATION/ REGENERATION



          NON- NEOPLASTIC



          MUSCLE, SKELETAL






          MARKED


          2015-

          10-27

          365

          4

          123

          MI

          123-01

          4



          MIEXAM

          Microscopic Examination






          NOT DONE

          Tissue not present for histologic examination no glandular tissue in section

          GLAND, MAMMARY








          2015-

          10-27

          365

          5

          123

          MI

          123-01

          5



          MIEXAM

          Microscopic Examination

          Normal

          UNREMARKABLE






          GLAND, PARATHYROID








          2015-

          10-27

          365

          6

          123

          MI

          123-02

          6



          MIEXAM

          Microscopic Examination

          Inflammation, meninges, grade 5

          INFLAMMATION



          NON- NEOPLASTIC



          BRAIN






          SEVERE

          Y

          2015-

          05-15

          200

          7

          123

          MI

          123-03

          7



          MIEXAM

          Microscopic Examination

          Hyperplasia, endometrial cystic, grade 3

          HYPERPLASIA



          NON- NEOPLASTIC



          UTERUS






          MODERATE


          2015-

          10-27

          365

          8

          123

          MI

          123-03

          8


          MASS 1

          MIEXAM

          Microscopic Examination

          Adenoma: tubulostromal (benign neoplasm), left

          ADENOMA, TUBULOSTROMAL, BENIGN



          BENIGN



          OVARY




          LEFT



          N

          2015-

          10-27

          365

          9

          123

          MI

          123-03

          9

          1

          MASS 2

          MIEXAM

          Microscopic Examination

          Sarcoma: endometrial stromal (malignant neoplasm), Primary

          STROMAL SARCOMA, ENDOMETRIAL, MALIGNANT



          MALIGNANT



          UTERUS







          N

          2015-

          10-27

          365

          10

          123

          MI

          123-03

          10

          2


          MIEXAM

          Microscopic Examination

          Lymphoma: metastasis

          LYMPHOMA, MALIGNANT



          METASTATIC



          UTERUS







          U

          2015-

          10-27

          365

          11

          123

          MI

          123-03

          11

          1

          MASS 3

          MIEXAM

          Microscopic Examination

          Sarcoma: metastasis; Uterus was the primary site

          SARCOMA, MALIGNANT



          METASTATIC



          VAGINA







          N

          2015-

          10-27

          365

          12

          123

          MI

          123-03

          12

          2


          MIEXAM

          Microscopic Examination

          Lymphoma: metastasis

          LYMPHOMA, MALIGNANT



          METASTATIC



          VAGINA







          U

          2015-

          10-27

          365

          13

          123

          MI

          123-03

          13

          2


          MIEXAM

          Microscopic Examination

          Lymphoma: multicentric

          LYMPHOMA, MALIGNANT



          MALIGNANT



          SITE, UNCERTAIN PRIMARY







          Y

          2015-

          10-27

          365

          14

          123

          MI

          123-04

          14



          MIEXAM

          Microscopic Examination

          Infiltrate, mononuclear cell, grade 1

          INFILTRATE



          NON- NEOPLASTIC



          MENINGES






          MINIMAL


          2015-

          10-27

          365

          15

          123

          MI

          123-04

          15



          MIEXAM

          Microscopic Examination

          Atrophy, multifocal, grade 2

          ATROPHY


          MULTIFOCAL

          NON- NEOPLASTIC



          TESTIS






          MILD


          2015-

          10-27

          365

          16

          123

          MI

          123-04

          16



          MIEXAM

          Microscopic Examination

          Intra-alveolar hemorrhage, right, grade 2

          HEMORRHAGE



          NON- NEOPLASTIC



          LUNG

          CRANIAL LOBE



          RIGHT


          MILD


          2015-

          10-27

          365

          17

          123

          MI

          123-04

          17



          MIEXAM

          Microscopic Examination

          Cyst, right, anterior

          CYST



          NON- NEOPLASTIC



          KIDNEY




          RIGHT

          ANTERIOR



          2015-

          10-27

          365

          18

          123

          MI

          123-05

          18



          MIEXAM

          Microscopic Examination

          Inflammation, moderate, chronic, multifocal, mucosal,

          forestomach, grade 3

          INFLAMMATION

          CHRONIC

          MULTIFOCAL

          NON- NEOPLASTIC



          STOMACH






          MODERATE


          2015-

          10-27

          365

          19

          123

          MI

          123-06

          19



          MIEXAM

          Microscopic Examination

          Hepatocellular carcinoma (malignant neoplasm without metastasis), incidental

          CARCINOMA, HEPATOCELLULAR, MALIGNANT



          MALIGNANT



          LIVER







          N

          2015-

          10-07

          345


          Rows 1-7: These rows show the supplemental qualifier records for the modifiers associated with the findings in Example 1. Via IDVAR and IDVARVAL, these records are linked to the MISEQ with the values 3, 7, 9, 13, 14, 16, and 18, respectively.

          suppmi.xpt

          Row

          STUDYID

          RDOMAIN

          USUBJID

          IDVAR

          IDVARVAL

          QNAM

          QLABEL

          QVAL

          QORIG

          QEVAL

          1

          123

          MI

          123-01

          MISEQ

          3

          MIRESMOD

          Result Modifiers

          Myofiber

          COLLECTED

          PATHOLOGIST

          2

          123

          MI

          123-03

          MISEQ

          7

          MIRESMOD

          Result Modifiers

          Endometrial; Cystic

          COLLECTED

          PATHOLOGIST

          3

          123

          MI

          123-03

          MISEQ

          9

          MIRESMOD

          Result Modifiers

          Primary

          COLLECTED

          PATHOLOGIST

          4

          123

          MI

          123-03

          MISEQ

          13

          MIRESMOD

          Result Modifiers

          Multicentric

          COLLECTED

          PATHOLOGIST

          5

          123

          MI

          123-04

          MISEQ

          14

          MIRESMOD

          Result Modifiers

          Mononuclear Cell

          COLLECTED

          PATHOLOGIST

          6

          123

          MI

          123-04

          MISEQ

          16

          MIRESMOD

          Result Modifiers

          Intraalveolar

          COLLECTED

          PATHOLOGIST

          7

          123

          MI

          123-05

          MISEQ

          18

          MIRESMOD

          Result Modifiers

          Mucosal; Forestomach

          COLLECTED

          PATHOLOGIST

          This comment table shows the representation of the comment that was included in MIORRES.

          Row 1: Demonstrates the representation of the comment that was included in MIORRES.

          Row 2: Shows how to represent a comment for an animal tissue that is not associated with any particular finding.

          co.xpt

          Row

          STUDYID

          DOMAIN

          RDOMAIN

          USUBJID

          COSEQ

          IDVAR

          IDVARVAL

          COVAL

          CODTC

          1

          123

          CO

          MI

          123-03

          1

          MISEQ

          11

          Site of primary neoplasm: UTERUS


          2

          123

          CO

          MI

          123-01

          2

          MISPEC

          GLAND, PARATHYROID

          One of pair present



          Example 2

          This example shows some multiple-base pathological processes, collected as if they were one finding.

          The original descriptive text by the pathologist is repeated in the original result fields (MIORRES), because a finding should comprise only 1 base pathological process and its modifiers (severity, chronicity, or distribution, and the remaining in result modifiers as a supplemental qualifier record). Because there are 3 base processes described in MIORRES, there needs to be 3 records, each with 1 base process in MISTRESC.

          mi.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          MISEQ

          MIGRPID

          MIREFID

          MITESTCD

          MITEST

          MIORRES

          MISTRESC

          MICHRON

          MIDISTR

          MISPEC

          MISPCCND

          MISPCUFL

          MISEV

          MIDTC

          MIDY

          1

          ABC

          MI

          ABC-101

          1

          1

          101-A1

          MIEXAM

          Microscopic Examination

          Necrosis-hepatocytes in centrilobular area surrounded by slight acute inflammation with moderate hemorrhage

          NECROSIS



          LIVER




          1991-05-

          17

          91

          2

          ABC

          MI

          ABC-101

          2

          1

          101-A1

          MIEXAM

          Microscopic Examination

          Necrosis-hepatocytes in centrilobular area surrounded by slight acute inflammation with moderate hemorrhage

          INFLAMMATION

          ACUTE


          LIVER



          MILD

          1991-05-

          17

          91

          3

          ABC

          MI

          ABC-101

          3

          1

          101-A1

          MIEXAM

          Microscopic Examination

          Necrosis-hepatocytes in centrilobular area surrounded by slight acute inflammation with moderate hemorrhage

          HEMORRHAGE



          LIVER



          MODERATE

          1991-05-

          17

          91

          This row shows the supplemental qualifier record for the modifiers associated with the findings in row 1.

          suppmi.xpt

          Row

          STUDYID

          RDOMAIN

          USUBJID

          IDVAR

          IDVARVAL

          QNAM

          QLABEL

          QVAL

          QORIG

          QEVAL

          1

          ABC

          MI

          ABC-101

          MISEQ

          3

          MIRESMOD

          Result Modifiers

          Hepatocytes; Centrilobular

          COLLECTED

          PATHOLOGIST

          Example 3

          This example shows the result of a histopathological evaluation of 2 injection sites on 1 animal.

          Rows 1-2: This shows 2 observations (base pathological processes) for injection site 1 (in FOCID). The finding is standardized when mapping to the controlled terminology in MISTRESC, MICHRON, MIDISTR, MISEV, and any additional modifiers in MIRESMOD (SUPPMI example).

          Row 3: A second injection site (in FOCID) on the same animal was also examined.

          mi.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          FOCID

          MISEQ

          MITESTCD

          MITEST

          MIORRES

          MISTRESC

          MICHRON

          MIDISTR

          MISPEC

          MISPCCND

          MISPCUFL

          MISEV

          MIDTC

          MIDY

          1

          ABC

          MI

          ABC-101

          Injection Site 1

          1

          MIEXAM

          Microscopic Examination

          Subcutaneous Inflammation, Minimal

          INFLAMMATION



          SITE, INJECTION



          MINIMAL

          2015-10-

          27

          42

          2

          ABC

          MI

          ABC-101

          Injection Site 1

          2

          MIEXAM

          Microscopic Examination

          Panniculus Muscle- Inflammation/Degeneration, Focal, Slight

          INFLAMMATION/ DEGENERATION


          FOCAL

          SITE, INJECTION



          MILD

          2015-10-

          27

          42

          3

          ABC

          MI

          ABC-101

          Injection Site 2

          3

          MIEXAM

          Microscopic Examination

          Subcutaneous Hemorrhage, Minimal

          HEMORRHAGE



          SITE, INJECTION



          MINIMAL

          2015-10-

          27

          42

          This row shows the supplemental qualifier record for the modifiers associated with the findings in MI.

          suppmi.xpt

          Row

          STUDYID

          RDOMAIN

          USUBJID

          IDVAR

          IDVARVAL

          QNAM

          QLABEL

          QVAL

          QORIG

          QEVAL

          1

          ABC

          MI

          ABC-101

          MISEQ

          1

          MIRESMOD

          Result Modifiers

          Subcutaneous

          COLLECTED

          PATHOLOGIST

          2

          ABC

          MI

          ABC-101

          MISEQ

          2

          MIRESMOD

          Result Modifiers

          Panniculus Muscle

          COLLECTED

          PATHOLOGIST

          3

          ABC

          MI

          ABC-101

          MISEQ

          3

          MIRESMOD

          Result Modifiers

          Subcutaneous

          COLLECTED

          PATHOLOGIST


          Example 4

          This example shows how to tabulate data for a bilateral organ, where both sides were examined and only 1 result was reported.

          One side was unremarkable and the other side had a finding. "UNREMARKABLE" was not tabulated; only the finding was included. Per schedule, both sides of the kidney were examined, so MILAT is "BOTH". Because the finding is reported for 1 unspecified side (unilateral), this is the result location, consequently tabulated as a result modifier (see MIRESMOD example below).

          mi.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          MISEQ

          MITESTCD

          MITEST

          MIORRES

          MISTRESC

          MICHRON

          MIDISTR

          MISPEC

          MISPCCND

          MISPCUFL

          MILAT

          MISEV

          MIDTC

          MIDY

          1

          ABC

          MI

          ABC-101

          1

          MIEXAM

          Microscopic Examination

          Acute focal glomerular hemorrhage, unilateral

          HEMORRHAGE

          ACUTE

          FOCAL

          KIDNEY



          BOTH


          2015-10-27

          42

          This row shows the supplemental qualifier record for the modifiers associated with the findings in MI.

          suppmi.xpt

          Row

          STUDYID

          RDOMAIN

          USUBJID

          IDVAR

          IDVARVAL

          QNAM

          QLABEL

          QVAL

          QORIG

          QEVAL

          1

          ABC

          MI

          ABC-101

          MISEQ

          1

          MIRESMOD

          Result Modifiers

          glomerular; unilateral

          COLLECTED

          PATHOLOGIST

      9. Organ Measurements – OM

        om.xpt, Organ Measurements - Findings. One record per test per specimen per subject, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        OM

        Identifier

        Two-character abbreviation for the domain.

        Req

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify a subject across all studies for all applications or submissions involving the product.

        Req

        OMSEQ

        Sequence Number

        Num


        Identifier

        Sequence number given to ensure uniqueness of subject records within a domain. May be any valid number.

        Req

        OMTESTCD

        Test Short Name

        Char

        (OMTESTCD)

        Topic

        Short name of the measurement, test, or examination described in OMTEST. It can be used as a column name when converting a dataset from a vertical to a horizontal format. The value in OMTESTCD cannot be longer than 8 characters, nor can it start with a number (e.g., "1TEST" is not valid). OMTESTCD cannot contain characters other than letters, numbers, or underscores.

        Req

        OMTEST

        Test Name

        Char

        (OMTEST)

        Synonym Qualifier

        Long name for OMTESTCD. The value in OMTEST cannot be longer than 40 characters.

        Req

        OMORRES

        Result or Findings as Collected

        Char


        Result Qualifier

        Result of the measurement or finding as originally received or collected.

        Exp

        OMORRESU

        Unit of the Original Result

        Char

        (UNIT)

        Variable Qualifier

        The unit for the original result. The unit of the original result should be mapped to a synonymous unit on the Controlled Terminology (http://www.cdisc.org/terminology) list.

        Exp

        OMSTRESC

        Standardized Result in Character Format

        Char


        Result Qualifier

        Contains the result value for all findings, copied or derived from OMORRES in a standard format or in standard units. OMSTRESC should store all results or findings in character format; if results are numeric, they should also be submitted in numeric format in OMSTRESN.

        Exp

        OMSTRESN

        Standardized Result in Numeric Format

        Num


        Result Qualifier

        Used for numeric results or findings in standard format; contains the numeric form of OMSTRESC. OMSTRESN should store all numeric test results or findings.

        Exp

        OMSTRESU

        Unit of the Standardized

        Result

        Char

        (UNIT)

        Variable Qualifier

        Standardized unit used for OMSTRESC and OMSTRESN.

        Exp

        OMSTAT

        Completion Status

        Char

        (ND)

        Record Qualifier

        Used to indicate when a test is not done or result is missing. Should be null if a result exists in OMORRES.

        Perm

        OMREASND

        Reason Not Done

        Char


        Record Qualifier

        Describes why OMSTAT is NOT DONE, such as BROKEN EQUIPMENT or TECHNICIAN OVERSIGHT.

        Perm

        OMSPEC

        Specimen Material Type

        Char

        (SPEC)

        Record Qualifier

        Defines the type of tissue, organ, or fluid specimen used as the object for the finding. Examples: GLAND, ADRENAL, KIDNEY, VESSEL, LYMPHATIC.

        Req

        OMANTREG

        Anatomical Region of Specimen

        Char


        Variable Qualifier

        Defines the specific anatomical or biological region of a tissue, organ specimen, or the region from which the specimen was obtained, such as a section or part of what is defined in the OMSPEC variable. If the anatomical region is not included in the specimen description OMSPEC, it may be included in this variable. This field can be a combination of terms where needed. This field can be blank if not applicable. Examples: CORTEX, MEDULLA, MUCOSA, SEROSA, ISLET, ZONA

        Perm


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core






        FASICULATA, ZONA RETICULARIS, CRANIAL, MEDIAN, ACCESSORY, SPINAL, LUMBAR, FRONTAL.


        OMSPCCND

        Specimen Condition

        Char


        Record Qualifier

        Free or standardized text describing the condition of the specimen. Example: FIXED.

        Perm

        OMSPCUFL

        Specimen Usability for the Test

        Char

        (NY)

        Record Qualifier

        Describes the usability of the specimen for the test. Should be "N" if the specimen is not usable; otherwise it should be null.

        Perm

        OMLAT

        Specimen Laterality within Subject

        Char

        (LAT)

        Variable Qualifier

        Qualifier for laterality of the specimen within the subject for paired specimens. Examples: LEFT, RIGHT, BILATERAL.

        Perm

        OMDIR

        Specimen Directionality within Subject

        Char

        (DIR)

        Variable Qualifier

        Qualifier for directionality of the specimen within the subject. Examples: DORSAL, PROXIMAL.

        Perm

        OMPORTOT

        Portion or Totality

        Char

        (PORTOT)

        Variable Qualifier

        Qualifier for anatomical location or specimen further detailing the portion or totality, which means arrangement of, or apportioning of. Examples: ENTIRE, SINGLE, SEGMENT, MANY.

        Perm

        OMEXCLFL

        Exclusion Flag

        Char

        (NY)

        Record Qualifier

        "Y" if the result should be excluded from all calculations, otherwise null.

        Perm

        OMREASEX

        Reason for Exclusion

        Char


        Record Qualifier

        The reason the result should be excluded from all calculations. Used only when OMEXCLFL is "Y".

        Perm

        OMDTC

        Date/Time Organ Measured

        Char

        ISO 8601

        Timing

        Date/Time of specimen/tissue weighing, in ISO 8601 format.

        Exp

        OMDY

        Study Day of Measurement

        Num


        Timing

        Study day of specimen/tissue weighing, in integer days. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

        Perm

        OMNOMDY

        Nominal Study Day for

        Tabulations

        Num


        Timing

        Nominal study day: Used for grouping records for observations that may occur on different days into a single reported study day. Should be an integer.

        Exp

        OMNOMLBL

        Label for Nominal Study Day

        Char


        Timing

        A label for a given value of OMNOMDY as presented in the study report (examples: "Week 4," "Day 28," "Terminal Sac").

        Perm


        1. Assumptions for Organ Measurements (OM) Domain Model

          1. The Organ Measurements (OM) domain contains details of organ measurements and relative organ weights.

          2. Terminal body weight will be recorded in the BW domain.

          3. Organ measurement ratios within a single test or measurement should either be pure ratios with the unit shown as "RATIO" or percentages with the unit shown as "%."

          4. Currently in this model, the sponsor is not expected to attempt to relate the organ weight ratios to their underlying source results used in the calculation through the RELREC or GRPID mechanisms.

        2. Examples for Organ Measurements (OM) Domain Model

          Example 1

          The following example shows how a sponsor would supply a domain containing organ weights and relative organ weights.

          om.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          OMSEQ

          OMTESTCD

          OMTEST

          OMORRES

          OMORRESU

          OMSTRESC

          OMSTRESN

          OMSTRESU

          OMSTAT

          OMREASND

          OMSPEC

          OMDTC

          OMDY

          1

          MOCK

          OM

          SUB1

          1

          WEIGHT

          Weight

          10.0

          g

          10.0

          10.0

          g



          LIVER

          2006-10-

          08

          5

          2

          MOCK

          OM

          SUB2

          2

          WEIGHT

          Weight

          9.8

          g

          9.8

          9.8

          g



          LIVER

          2006-10-

          08

          5

          3

          MOCK

          OM

          SUB3

          3

          WEIGHT

          Weight

          10.3

          g

          10.3

          10.3

          g



          LIVER

          2006-10-

          08

          5

          4

          MOCK

          OM

          SUB1

          4

          WEIGHT

          Weight

          11.0

          g

          11.0

          11.0

          g



          BRAIN

          2006-10-

          08

          5

          5

          MOCK

          OM

          SUB2

          5

          WEIGHT

          Weight

          10.2

          g

          10.2

          10.2

          g



          BRAIN

          2006-10-

          08

          5

          6

          MOCK

          OM

          SUB3

          6

          WEIGHT

          Weight

          10.3

          g

          10.3

          10.3

          g



          BRAIN

          2006-10-

          08

          5

          7

          MOCK

          OM

          SUB1

          7

          WEIGHT

          Weight

          10.0

          g

          10.0

          10.0

          g



          HEART

          2006-10-

          08

          5

          8

          MOCK

          OM

          SUB2

          8

          WEIGHT

          Weight

          9.8

          g

          9.8

          9.8

          g



          HEART

          2006-10-

          08

          5

          9

          MOCK

          OM

          SUB3

          9

          WEIGHT

          Weight

          10.3

          g

          10.3

          10.3

          g



          HEART

          2006-10-

          08

          5

          10

          MOCK

          OM

          SUB1

          10

          OWBW

          Organ to Body Weight Ratio






          NOT DONE

          MISSING TERMINAL BODY WEIGHT

          LIVER



          11

          MOCK

          OM

          SUB2

          11

          OWBW

          Organ to Body Weight Ratio

          0.030

          RATIO

          0.030

          0.03

          RATIO



          LIVER

          2006-10-

          08

          5

          12

          MOCK

          OM

          SUB3

          12

          OWBW

          Organ to Body Weight Ratio

          0.033

          RATIO

          0.033

          0.033

          RATIO



          LIVER

          2006-10-

          08

          5

          13

          MOCK

          OM

          SUB1

          16

          OWBR

          Organ to Brain Weight Ratio

          0.909

          RATIO

          0.909

          0.909

          RATIO



          LIVER

          2006-10-

          08

          5

          14

          MOCK

          OM

          SUB2

          17

          OWBR

          Organ to Brain Weight Ratio

          0.961

          RATIO

          0.961

          0.961

          RATIO



          LIVER

          2006-10-

          08

          5

          15

          MOCK

          OM

          SUB3

          18

          OWBR

          Organ to Brain Weight Ratio

          1.000

          RATIO

          1.000

          1

          RATIO

          OMSTAT


          LIVER

          2006-10-

          08

          5

          16

          MOCK

          OM

          SUB1

          13

          OWHT

          Organ to Heart Weight Ratio

          1.000

          RATIO

          1.000

          1

          RATIO



          LIVER

          2006-10-

          08

          5

          17

          MOCK

          OM

          SUB2

          14

          OWHT

          Organ to Heart Weight Ratio

          1.000

          RATIO

          1.000

          1

          RATIO



          LIVER

          2006-10-

          08

          5

          18

          MOCK

          OM

          SUB3

          15

          OWHT

          Organ to Heart Weight Ratio

          1.000

          RATIO

          1.000

          1

          RATIO



          LIVER

          2006-10-

          08

          5

          Example 2: Using Anatomical Regions

          om.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          OMSEQ

          OMTESTCD

          OMTEST

          OMORRES

          OMORRESU

          OMSTRESC

          OMSTRESN

          OMSTRESU

          OMSPEC

          OMANTREG

          OMLAT

          OMDTC

          OMDY

          1

          MOCK

          OM

          SUB1

          1

          WEIGHT

          Weight

          5.0

          g

          5.0

          5.0

          g

          KIDNEY

          Cortex

          LEFT

          2006-10-08

          5

          2

          MOCK

          OM

          SUB2

          2

          WEIGHT

          Weight

          4.3

          g

          4.3

          4.3

          g

          KIDNEY

          Cortex

          LEFT

          2006-10-08

          5

          3

          MOCK

          OM

          SUB3

          3

          WEIGHT

          Weight

          5.2

          g

          5.2

          5.2

          g

          KIDNEY

          Cortex

          LEFT

          2006-10-08

          5

      10. Palpable Masses – PM

        pm.xpt, Palpable Masses - Findings. One record per test per palpable mass per observation time per subject, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        PM

        Identifier

        Two-character abbreviation for the domain.

        Req

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify a subject across all studies for all applications or submissions involving the product.

        Req

        PMSEQ

        Sequence Number

        Num


        Identifier

        Sequence number given to ensure uniqueness of subject records within a domain. May be any valid number.

        Req

        PMGRPID

        Group Identifier

        Char


        Identifier

        Used to tie together a block of related records in a single domain for a subject. This is not the treatment group number.

        Perm

        PMSPID

        Mass Identifier

        Char


        Identifier

        Mass identifier such as MASS 1 or MASS A. Used when the mass was discovered during the in- life phase or during pathology and was assigned a mass identifier. The mass identification should be unique within the subject, regardless of mass location.

        Exp

        PMTESTCD

        Test Short Name

        Char

        (PHSPRPCD)

        Topic

        Short name of the measurement, test, or examination described in PMTEST. It can be used as a column name when converting a dataset from a vertical to a horizontal format. The value in PMTESTCD cannot be longer than 8 characters, nor can it start with a number (e.g., "1TEST" is

        not valid). PMTESTCD cannot contain characters other than letters, numbers, or underscores.

        Req

        PMTEST

        Test Name

        Char

        (PHSPRP)

        Synonym Qualifier

        Long name for PMTESTCD. The value in PMTEST cannot be longer than 40 characters.

        Req

        PMORRES

        Result or Findings as Collected

        Char


        Variable Qualifier

        Text description of findings as originally received or collected. If the examination was not performed, then the value should be null, and NOT DONE should appear in PMSTAT.

        Exp

        PMORRESU

        Unit of the Original Result

        Char

        (UNIT)

        Variable Qualifier

        Units for PMORRES, if available (e.g., for length, width, or depth findings). The unit of the original result should be mapped to a synonymous unit on the Controlled Terminology list.

        Exp

        PMSTRESC

        Standardized Result in Character Format

        Char


        Result Qualifier

        Contains the result value for all findings, copied, or derived from PMORRES in a standard format or standard units. PMSTRESC should store all results or findings (without location of finding) in character format; if results are numeric, they should also be submitted in numeric format in PMSTRESN.

        Exp

        PMSTRESN

        Standardized Result in Numeric Format

        Num


        Result Qualifier

        Used for numeric results or findings in standard format; contains the numeric form of PMSTRESC. PMSTRESN should store all numeric test results or findings.

        Exp


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        PMSTRESU

        Unit of the Standardized

        Result

        Char

        (UNIT)

        Variable Qualifier

        Standardized unit used for PMSTRESC and PMSTRESN.

        Exp

        PMSTAT

        Completion Status

        Char

        (ND)

        Record Qualifier

        Used to indicate when a test is not done or result is missing. Should be null if a result exists in PMORRES.

        Perm

        PMREASND

        Reason Not Done

        Char


        Record Qualifier

        Describes why PMSTAT is NOT DONE, such as MEASUREMENT IMPOSSIBLE DUE TO EXCESSIVE ULCERATION OF MASS.

        Perm

        PMLOC

        Location of a Finding

        Char


        Record Qualifier

        Specifies the location of the palpable mass finding. Example: LEFT SHOULDER.

        Exp

        PMEVAL

        Evaluator

        Char


        Record Qualifier

        Role of the person who provided the evaluation. Example: TECHNICIAN.

        Perm

        PMUSCHFL

        Unscheduled Flag

        Char

        (NY)

        Record Qualifier

        Indicates whether the timing of a performed test or observation was unscheduled. If a test or observation was performed based upon a schedule defined in the protocol, this flag should be null. Expected values are "Y" or null.

        Perm

        VISITDY

        Planned Study Day of Collection

        Num


        Timing

        Planned study day of collection. Should be an integer.

        Perm

        PMDTC

        Date/Time of Observation

        Char

        ISO 8601

        Timing

        Date/Time of the observation in ISO 8601 format.

        Exp

        PMDY

        Study Day of Observation

        Num


        Timing

        Study day of the observation, measured as integer days. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

        Perm

        PMNOMDY

        Nominal Study Day for Tabulations

        Num


        Timing

        Nominal study day used for grouping records for observations that may occur on different days into a single reported study day. Should be an integer.

        Exp

        PMNOMLBL

        Label for Nominal Study Day

        Char


        Timing

        A label for a given value of PMNOMDY as presented in the study report. Examples: "Week 4," "Day 28," "Terminal Sac".

        Perm


        1. Assumptions for Palpable Masses (PM) Domain Model

          1. The Palpable Masses (PM) domain captures information regarding any palpable masses examined during the experimental phase in the study.

          2. Results definition:

            1. PMORRES should reflect the original result as collected. The data should be reported the way it was collected. Example: A lab may choose to collect all their information on a mass in one long text string, in which case the PMTEST should be "Description" and PMORRES would contain the text string. Another lab may collect the data separately, in which case PMTEST would contain the specific measurement done on the mass. In either case, PMTEST always reflects the granularity of how the data were collected.

            2. PMSTRESC should contain the finding without the location specified in PMLOC.

          3. The PMSPID variable is intended to reflect mass identification. This variable should be used to link in-life findings with pathology findings. The mass identifier in --SPID should be consistent across domains (Clinical Observations, PM, Macroscopic Findings, Microscopic Findings, and Tumor Findings).

          4. PMDTC is expected and the dataset should contain either PMDTC or PMDY to identify the timing of the collection of the observation.

        2. Examples for Palpable Masses (PM) Domain Model

          Example 1

          This example shows palpable masses captured in the collection system with length, width, and ulceration captured.

          Rows 1-6: Reflect the findings for the first mass of subject 13456-01, observed on the left hind limb. Rows 1-3 list the findings collected on day 14, and rows 4-6 list the findings for a re-evaluation on day 21 for the same mass.

          Rows 7-9: Reflect the findings for a second mass of subject 13456-01, observed on the right shoulder. The mass disappeared between the time of original finding and the re-evaluation, so there are no new findings recorded.

          Rows 10-15: Reflect the findings for the first mass of subject 13456-02, observed on the left axillary region.

          Rows 16-21: Reflect the findings for the first mass of subject 13456-03, observed on the lower abdomen. At the time of the re-evaluation, the mass could not be measured.

          pm.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          PMSEQ

          PMSPID

          PMTESTCD

          PMTEST

          PMORRES

          PMORRESU

          PMSTRESC

          PMSTRESN

          PMSTRESU

          PMSTAT

          PMREASND

          PMLOC

          PMDTC

          PMDY

          PMNOMDY

          1

          13456

          PM

          13456-01

          23

          MASS 1

          LENGTH

          Length

          2.0

          mm

          2.0

          2

          mm



          LEFT HIND LIMB

          2006-10-

          07T15:44:42

          14

          14

          2

          13456

          PM

          13456-01

          24

          MASS 1

          WIDTH

          Width

          1.8

          mm

          1.8

          1.8

          mm



          LEFT HIND LIMB

          2006-10-

          07T15:44:42

          14

          14

          3

          13456

          PM

          13456-01

          25

          MASS 1

          ULCER

          Ulceration

          NON- ULCERATED


          NON- ULCERATED





          LEFT HIND LIMB

          2006-10-

          07T15:44:42

          14

          14

          4

          13456

          PM

          13456-01

          110

          MASS 1

          LENGTH

          Length

          2.4

          mm

          2.4

          2.4

          mm



          LEFT HIND LIMB

          2006-10-

          14T11:53:01

          21

          21

          5

          13456

          PM

          13456-01

          111

          MASS 1

          WIDTH

          Width

          2.2

          mm

          2.2

          2.2

          mm



          LEFT HIND LIMB

          2006-10-

          14T11:53:01

          21

          21

          6

          13456

          PM

          13456-01

          112

          MASS 1

          ULCER

          Ulceration

          ULCERATED


          ULCERATED





          LEFT HIND LIMB

          2006-10-

          14T11:53:01

          21

          21

          7

          13456

          PM

          13456-01

          26

          MASS 2

          LENGTH

          Length

          1.7

          mm

          1.7

          1.7

          mm



          RIGHT SHOULDER

          2006-10-

          07T15:51:08

          14

          14

          8

          13456

          PM

          13456-01

          27

          MASS 2

          WIDTH

          Width

          1.6

          mm

          1.6

          1.6

          mm



          RIGHT SHOULDER

          2006-10-

          07T15:51:08

          14

          14

          9

          13456

          PM

          13456-01

          28

          MASS 2

          ULCER

          Ulceration

          NON- ULCERATED


          NON- ULCERATED





          RIGHT SHOULDER

          2006-10-

          07T15:51:08

          14

          14

          10

          13456

          PM

          13456-02

          29

          MASS 1

          LENGTH

          Length

          4.7

          mm

          4.7

          4.7

          mm



          LEFT AXILLARY REGION

          2006-10-

          07T16:02:37

          14

          14

          11

          13456

          PM

          13456-02

          30

          MASS 1

          WIDTH

          Width

          4.3

          mm

          4.3

          4.3

          mm



          LEFT AXILLARY REGION

          2006-10-

          07T16:02:37

          14

          14

          12

          13456

          PM

          13456-02

          31

          MASS 1

          ULCER

          Ulceration

          ULCERATED


          ULCERATED





          LEFT AXILLARY REGION

          2006-10-

          07T16:02:37

          14

          14

          13

          13456

          PM

          13456-02

          113

          MASS 1

          LENGTH

          Length

          4.4

          mm

          4.4

          4.4

          mm



          LEFT AXILLARY REGION

          2006-10-

          15T08:12:20

          22

          22

          14

          13456

          PM

          13456-02

          114

          MASS 1

          WIDTH

          Width

          4.1

          mm

          4.1

          4.1

          mm



          LEFT AXILLARY REGION

          2006-10-

          15T08:12:20

          22

          22


          Row

          STUDYID

          DOMAIN

          USUBJID

          PMSEQ

          PMSPID

          PMTESTCD

          PMTEST

          PMORRES

          PMORRESU

          PMSTRESC

          PMSTRESN

          PMSTRESU

          PMSTAT

          PMREASND

          PMLOC

          PMDTC

          PMDY

          PMNOMDY

          15

          13456

          PM

          13456-02

          115

          MASS 1

          ULCER

          Ulceration

          NON- ULCERATED


          NON- ULCERATED





          LEFT AXILLARY REGION

          2006-10-

          15T08:12:20

          22

          22

          16

          13456

          PM

          13456-03

          48

          MASS 1

          LENGTH

          Length

          5.5

          mm

          5.5

          5.5

          mm



          LOWER ABDOMEN

          2006-10-

          07T10:51:00

          14

          14

          17

          13456

          PM

          13456-03

          49

          MASS 1

          WIDTH

          Width

          1.9

          mm

          1.9

          1.9

          mm



          LOWER ABDOMEN

          2006-10-

          07T10:51:00

          14

          14

          18

          13456

          PM

          13456-03

          50

          MASS 1

          ULCER

          Ulceration

          ULCERATED


          ULCERATED





          LOWER ABDOMEN

          2006-10-

          07T10:51:00

          14

          14

          19

          13456

          PM

          13456-03

          132

          MASS 1

          LENGTH

          Length






          NOT DONE

          Measurement impossible due to excessive ulceration of mass

          LOWER ABDOMEN

          2006-10-

          14T07:43:59

          21

          21

          20

          13456

          PM

          13456-03

          133

          MASS 1

          WIDTH

          Width






          NOT DONE

          Measurement impossible due to excessive ulceration of mass

          LOWER ABDOMEN

          2006-10-

          14T07:43:59

          21

          21

          21

          13456

          PM

          13456-03

          134

          MASS 1

          ULCER

          Ulceration

          ULCERATED


          ULCERATED





          LOWER ABDOMEN

          2006-10-

          14T07:43:59

          21

          21


          Example 2

          This example shows tests where the observations were collected as single descriptions in the collection system.

          Row 1: Reflects the finding for the first mass of subject ABC0013, observed on the left thoracic region. The collected result of the mass is the description of its size, along with additional information collected on the ulceration. Note that the PMORRES field contains all originally collected text, and that the PMSTRESC field has the location removed and submitted in PMLOC.

          Row 2: Reflects the finding for the first mass of subject ABC0016, observed on the dorsal side of the tail. The collected result of the mass is a description of its size, along with some additional information collected on the color and ulceration.

          Row 3: Reflects the finding for the second mass of subject ABC0016, observed on the right hind limb. The collected result of the mass is just a description of its size.

          pm.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          PMSEQ

          PMSPID

          PMTESTCD

          PMTEST

          PMORRES

          PMORRESU

          PMSTRESC

          PMSTRESN

          PMSTRESU

          PMLOC

          PMDTC

          PMDY

          PMNOMDY

          1

          ABC-123

          PM

          ABC0013

          17

          MASS 1

          DESCR

          Description

          2.0 mm x 1.1 mm, Ulcerated, Left Thoracic Region


          2.0 mm x 1.1 mm, Ulceration



          LEFT THORACIC REGION

          2000-03-

          11

          42

          42

          2

          ABC-123

          PM

          ABC0016

          19

          MASS 1

          DESCR

          Description

          3.5 mm x 3.4 mm, Red, Ulcerated, Dorsal Tail


          3.5 mm x 3.4 mm, Red, Moderate Ulceration



          Dorsal TAIL

          2000-03-

          12

          43

          43

          3

          ABC-123

          PM

          ABC0016

          25

          MASS 2

          DESCR

          Description

          1.1 mm x 0.9 mm, Right Hind Limb


          1.1 mm x 0.9 mm



          RIGHT HIND LIMB

          2000-03-

          14

          45

          45


          Example 3

          This example shows masses with additional tests collected.

          Rows 1-10: Reflect the findings for the third mass of subject A0001043, observed on the lower abdomen.

          Rows 11-20: Reflect the findings for the first mass of subject A0001201, observed on the mid tail.

          pm.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          PMSEQ

          PMSPID

          PMTESTCD

          PMTEST

          PMORRES

          PMORRESU

          PMSTRESC

          PMSTRESN

          PMSTRESU

          PMLOC

          PMDTC

          PMDY

          PMNOMDY

          1

          123456-A

          PM

          A0001043

          102

          MASS 3

          SHAPE

          Shape

          Round


          Round



          LOWER ABDOMEN

          2001-09-

          16T09:59:04

          42

          42

          2

          123456-A

          PM

          A0001043

          103

          MASS 3

          DEPTH

          Depth

          0.4

          mm

          0.4

          0.4

          mm

          LOWER ABDOMEN

          2001-09-

          16T09:59:04

          42

          42

          3

          123456-A

          PM

          A0001043

          104

          MASS 3

          DIAM

          Diameter

          4.7

          mm

          4.7

          4.7

          mm

          LOWER ABDOMEN

          2001-09-

          16T09:59:04

          42

          42

          4

          123456-A

          PM

          A0001043

          105

          MASS 3

          LENGTH

          Length

          1.6

          mm

          1.6

          1.6

          mm

          LOWER ABDOMEN

          2001-09-

          16T09:59:04

          42

          42

          5

          123456-A

          PM

          A0001043

          106

          MASS 3

          WIDTH

          Width

          1.4

          mm

          1.4

          1.4

          mm

          LOWER ABDOMEN

          2001-09-

          16T09:59:04

          42

          42

          6

          123456-A

          PM

          A0001043

          107

          MASS 3

          CONSIST

          Consistency

          Hard


          Hard



          LOWER ABDOMEN

          2001-09-

          16T09:59:04

          42

          42

          7

          123456-A

          PM

          A0001043

          108

          MASS 3

          COLOR

          Color

          Yellow


          Yellow



          LOWER ABDOMEN

          2001-09-

          16T09:59:04

          42

          42

          8

          123456-A

          PM

          A0001043

          109

          MASS 3

          HAIRCOV

          Hair Cover

          Y


          Y



          LOWER ABDOMEN

          2001-09-

          16T09:59:04

          42

          42

          9

          123456-A

          PM

          A0001043

          110

          MASS 3

          ULCER

          Ulceration

          NON-ULCERATED


          NON-ULCERATED



          LOWER ABDOMEN

          2001-09-

          16T09:59:04

          42

          42

          10

          123456-A

          PM

          A0001043

          111

          MASS 3

          DESCR

          Description

          Scabbed, Red


          Scabbed, Red



          LOWER ABDOMEN

          2001-09-

          16T09:59:04

          42

          42

          11

          123456-A

          PM

          A0001201

          256

          MASS 1

          SHAPE

          Shape

          Oval


          Oval



          MID TAIL

          2001-09-

          23T11:23:51

          49

          49

          12

          123456-A

          PM

          A0001201

          257

          MASS 1

          DEPTH

          Depth

          1.0

          mm

          1.0

          1

          mm

          MID TAIL

          2001-09-

          23T11:23:51

          49

          49

          13

          123456-A

          PM

          A0001201

          258

          MASS 1

          DIAM

          Diameter

          6.1

          mm

          6.1

          6.1

          mm

          MID TAIL

          2001-09-

          23T11:23:51

          49

          49

          14

          123456-A

          PM

          A0001201

          259

          MASS 1

          LENGTH

          Length

          2.1

          mm

          2.1

          2.1

          mm

          MID TAIL

          2001-09-

          23T11:23:51

          49

          49

          15

          123456-A

          PM

          A0001201

          260

          MASS 1

          WIDTH

          Width

          1.6

          mm

          1.6

          1.6

          mm

          MID TAIL

          2001-09-

          23T11:23:51

          49

          49

          16

          123456-A

          PM

          A0001201

          261

          MASS 1

          CONSIST

          Consistency

          Soft


          Soft



          MID TAIL

          2001-09-

          23T11:23:51

          49

          49

          17

          123456-A

          PM

          A0001201

          262

          MASS 1

          COLOR

          Color

          Brown


          Brown



          MID TAIL

          2001-09-

          23T11:23:51

          49

          49

          18

          123456-A

          PM

          A0001201

          263

          MASS 1

          HAIRCOV

          Hair Cover

          No


          N



          MID TAIL

          2001-09-

          23T11:23:51

          49

          49

          19

          123456-A

          PM

          A0001201

          264

          MASS 1

          ULCER

          Ulceration

          ULCERATED


          ULCERATED



          MID TAIL

          2001-09-

          23T11:23:51

          49

          49

          20

          123456-A

          PM

          A0001201

          265

          MASS 1

          DESCR

          Description

          Scratch marks around base of mass.


          Scratch marks around base of mass.



          MID TAIL

          2001-09-

          23T11:23:51

          49

          49

          Example 4

          This example demonstrates a case where masses converge and diverge.

          Rows 1-15: Reflect a case where subject 00540101 has 2 masses at day 7. The next week, these are observed as a single mass ("MASS 3"). The following week, the masses separate and are again observed as 2 single masses. All of the records are given a PMGRPID of 1, to establish their association.

          Rows 1-6: Reflect the findings for mass 1 and mass 2 on the first week of the study, observed on the mid tail. Rows 1-3 list the findings for mass 1, and rows 4-6 list the findings for mass 2.

          Row

          STUDYID

          DOMAIN

          USUBJID

          PMSEQ

          PMGRPID

          PMSPID

          PMTESTCD

          PMTEST

          PMORRES

          PMORRESU

          PMSTRESC

          PMSTRESN

          PMSTRESU

          PMLOC

          PMDTC

          PMDY

          PMNOMDY

          1

          1A412-Z

          PM

          00540101

          23

          1

          MASS 1

          LENGTH

          Length

          2.1

          mm

          2.1

          2.1

          mm

          MID TAIL


          7

          7

          2

          1A412-Z

          PM

          00540101

          24

          1

          MASS 1

          WIDTH

          Width

          2.1

          mm

          2.1

          2.1

          mm

          MID TAIL


          7

          7

          3

          1A412-Z

          PM

          00540101

          25

          1

          MASS 1

          ULCER

          Ulceration

          NON-ULCERATED





          MID TAIL


          7

          7

          4

          1A412-Z

          PM

          00540101

          65

          1

          MASS 2

          LENGTH

          Length

          1.3

          mm

          1.3

          1.3

          mm

          MID TAIL


          7

          7

          5

          1A412-Z

          PM

          00540101

          66

          1

          MASS 2

          WIDTH

          Width

          0.9

          mm

          0.9

          0.9

          mm

          MID TAIL


          7

          7

          6

          1A412-Z

          PM

          00540101

          67

          1

          MASS 2

          ULCER

          Ulceration

          ULCERATED





          MID TAIL


          7

          7

          7

          1A412-Z

          PM

          00540101

          91

          1

          MASS 3

          LENGTH

          Length

          3.3

          mm

          3.3

          3.3

          mm

          MID TAIL


          14

          14

          8

          1A412-Z

          PM

          00540101

          92

          1

          MASS 3

          WIDTH

          Width

          3.1

          mm

          3.1

          3.1

          mm

          MID TAIL


          14

          14

          9

          1A412-Z

          PM

          00540101

          93

          1

          MASS 3

          ULCER

          Ulceration

          NON-ULCERATED





          MID TAIL


          14

          14

          10

          1A412-Z

          PM

          00540101

          155

          1

          MASS 4

          LENGTH

          Length

          1.9

          mm

          1.9

          1.9

          mm

          MID TAIL


          21

          21

          11

          1A412-Z

          PM

          00540101

          156

          1

          MASS 4

          WIDTH

          Width

          1.8

          mm

          1.8

          1.8

          mm

          MID TAIL


          21

          21

          12

          1A412-Z

          PM

          00540101

          157

          1

          MASS 4

          ULCER

          Ulceration

          NON-ULCERATED





          MID TAIL


          21

          21

          13

          1A412-Z

          PM

          00540101

          170

          1

          MASS 5

          LENGTH

          Length

          1.5

          mm

          1.5

          1.5

          mm

          MID TAIL


          21

          21

          14

          1A412-Z

          PM

          00540101

          171

          1

          MASS 5

          WIDTH

          Width

          1.2

          mm

          1.2

          1.2

          mm

          MID TAIL


          21

          21

          15

          1A412-Z

          PM

          00540101

          172

          1

          MASS 5

          ULCER

          Ulceration

          ULCERATED





          MID TAIL


          21

          21

          Rows 7-9: Reflect the findings for mass 3 (the convergence of mass 1 and mass 2 from the previous week) on the second week of the study. Rows 10-15: Reflect the findings for mass 4 and mass 5 (the divergence of mass 3 from the previous week) on the third week of the study. pm.xpt


          This example demonstrates relating palpable mass findings to other domains, such as in the case of tumor findings.

          Rows 1-5: Reflect a relationship between the PM, CL, MA, MI, and TF domains, specifying that subject 001-0329's findings are related for matching --SPID values across the domains. This example would be defined for each animal and relevant domain where the --SPID field has been populated.

          Rows 6-10: Reflect an example where the related clinical signs for a mass were not a mass observation (e.g., a lump, a swelling). In this case, the clinical signs are grouped under a CLGRPID of 44 and related to the other domains --SPID of "MASS 2".

          Rows 11-12: Reflect an example of a relationship set up to relate a tumor finding (TFSEQ = "43") with its onset record (PMSEQ = "104").

          Rows 13-19: Reflect an example of a relationship between a number of specific observations across the domains. For example, the 2 tumor findings referenced (TFSEQ="23" and TFSEQ="24") pertain to 2 convergent tumors (similar to Example 4), so a collection of findings from palpable masses and clinical findings are related, with 1 macroscopic finding.

          relrec.xpt

          Row

          STUDYID

          RDOMAIN

          USUBJID

          IDVAR

          IDVARVAL

          RELTYPE

          RELID

          1

          F012-007

          PM

          001-0329

          PMSPID

          MASS 3


          34

          2

          F012-007

          CL

          001-0329

          CLSPID

          MASS 3


          34

          3

          F012-007

          MA

          001-0329

          MASPID

          MASS 3


          34

          4

          F012-007

          MI

          001-0329

          MISPID

          MASS 3


          34

          5

          F012-007

          TF

          001-0329

          TFSPID

          MASS 3


          34

          6

          F012-007

          PM

          001-0450

          PMSPID

          MASS 2


          76

          7

          F012-007

          CL

          001-0450

          CLGRPID

          44


          76

          8

          F012-007

          MA

          001-0450

          MASPID

          MASS 2


          76

          9

          F012-007

          MI

          001-0450

          MISPID

          MASS 2


          76

          10

          F012-007

          TF

          001-0450

          TFSPID

          MASS 2


          76

          11

          F012-007

          PM

          001-0501

          PMSEQ

          104


          89

          12

          F012-007

          TF

          001-0501

          TFSEQ

          43


          89

          13

          F012-007

          PM

          001-0563

          PMGRPID

          17


          91

          14

          F012-007

          CL

          001-0563

          CLGRPID

          7


          91

          15

          F012-007

          MA

          001-0563

          MASEQ

          26


          91

          16

          F012-007

          MI

          001-0563

          MISEQ

          47


          91

          17

          F012-007

          MI

          001-0563

          MISEQ

          48


          91

          18

          F012-007

          TF

          001-0563

          TFSEQ

          23


          91

          19

          F012-007

          TF

          001-0563

          TFSEQ

          24


          91

      11. Pharmacokinetics Concentrations – PC

        pc.xpt, Pharmacokinetic Concentrations - Findings. One record per test per specimen per observation time per subject or pool, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        PC

        Identifier

        Two-character abbreviation for the domain.

        Req

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify a subject across all studies for all applications or submissions involving the product. Either USUBJID or POOLID must be populated.

        Exp

        POOLID

        Pool Identifier

        Char


        Identifier

        Identifier used for pooling subjects to assign a single finding to multiple subjects. If POOLID is entered, POOLDEF records must exist for each subject and the USUBJID must be null. Either

        USUBJID or POOLID must be populated.

        Perm

        PCSEQ

        Sequence Number

        Num


        Identifier

        The sequence number must be unique for each record within a USUBJID or POOLID, whichever applies for the record.

        Req

        PCGRPID

        Group Identifier

        Char


        Identifier

        Used to tie together a block of related records in a single domain for a subject or pool. This is not the treatment group number.

        Perm

        PCREFID

        Sample Identifier

        Char


        Identifier

        Internal or external specimen identifier. Example: 1009570101.

        Perm


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        PCSPID

        Sponsor-Defined Identifier

        Char


        Identifier

        Sponsor-defined reference identifier.

        Perm

        PCTESTCD

        Test Short Name

        Char


        Topic

        Short name of the analyte (or measurement) described in PCTEST. It can be used as a column name when converting a dataset from a vertical to a horizontal format. The value in PCTESTCD cannot be longer than 8 characters, nor can it start with a number (e.g., "1TEST" is not valid).

        PCTESTCD cannot contain characters other than letters, numbers, or underscores.

        Req

        PCTEST

        Test Name

        Char


        Synonym Qualifier

        Long name for PCTESTCD, such as the name of the analyte (or measurement). The value in PCTEST cannot be longer than 40 characters.

        Req

        PCCAT

        Test Category

        Char


        Grouping Qualifier

        Used to define a category of the pharmacokinetic test performed. Examples: ANALYTE, METABOLITE, SPECIMEN PROPERTY.

        Perm

        PCSCAT

        Test Subcategory

        Char


        Grouping Qualifier

        A further categorization of a test category.

        Perm

        PCORRES

        Result or Findings as Collected

        Char


        Result Qualifier

        Result of the measurement or finding as originally received or collected.

        Exp

        PCORRESU

        Unit of the Original Result

        Char

        (PKUNIT)

        Variable Qualifier

        The unit for the original result. The unit of the original result should be mapped to a synonymous unit on the Controlled Terminology (http://www.cdisc.org/terminology) list.

        Exp

        PCSTRESC

        Standardized Result in Character Format

        Char


        Result Qualifier

        Contains the result value for all findings, copied or derived from PCORRES in a standard format or standard units. PCSTRESC should store all results or findings in character format; if results are numeric, they should also be submitted in numeric format in PCSTRESN. Results beyond limits of quantitation should be represented with the term "BLQ" for results below the limit and

        "ALQ" for results above the limit.

        Exp

        PCSTRESN

        Standardized Result in Numeric Format

        Num


        Result Qualifier

        Used for numeric results or findings in standard format; contains the numeric form of PCSTRESC. PCSTRESN should store all numeric test results or findings. For results beyond limits of quantitation, this variable should be left null (e.g., if PCSTRESC is "BLQ", PCSTRESN would be null).

        Exp

        PCSTRESU

        Unit of the Standardized Result

        Char

        (PKUNIT)

        Variable Qualifier

        Standardized unit used for PCSTRESC and PCSTRESN.

        Exp

        PCSTAT

        Completion Status

        Char

        (ND)

        Record Qualifier

        Used to indicate when a test is not done or result is missing. Should be null if a result exists in PCORRES.

        Perm

        PCREASND

        Reason Not Done

        Char


        Record Qualifier

        Describes why PCSTAT is NOT DONE, such as SPECIMEN LOST.

        Perm

        PCNAM

        Laboratory Name

        Char


        Record Qualifier

        Name or identifier of the laboratory or vendor providing the test results.

        Perm

        PCSPEC

        Specimen Material Type

        Char

        (SPEC)

        Record Qualifier

        Defines the type of specimen used for a measurement. Examples: SERUM, PLASMA, URINE.

        Req

        PCSPCCND

        Specimen Condition

        Char


        Record Qualifier

        Free or standardized text describing the condition of the specimen. Examples: HEMOLYZED, ICTERIC, LIPEMIC.

        Perm

        PCSPCUFL

        Specimen Usability for the Test

        Char

        (NY)

        Record Qualifier

        Describes the usability of the specimen for the test. Should be "N" if the specimen is not usable; otherwise it should be null.

        Perm


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        PCMETHOD

        Method of Test or Examination

        Char


        Record Qualifier

        Method of the test or examination. Examples: HPLC/MS, ELISA. This should contain sufficient information and granularity to allow differentiation of various methods that might have been used

        within a study.

        Perm

        PCBLFL

        Baseline Flag

        Char

        (NY)

        Record Qualifier

        A baseline indicator may be used to calculate differences or changes from baseline. Value should be "Y" or null. The baseline flag is sponsor-defined.

        Perm

        PCFAST

        Fasting Status

        Char

        (NY)

        Record Qualifier

        Indicator used to identify fasting status. The value should be "Y" or null.

        Perm

        PCDRVFL

        Derived Flag

        Char

        (NY)

        Record Qualifier

        Used to indicate a derived record. The value should be "Y" or null. Records that represent the average of other records are examples of records that would be derived for the submission datasets.

        Perm

        PCLLOQ

        Lower Limit of Quantitation

        Num


        Variable Qualifier

        Indicates the lower limit of quantitation for an assay. Units should be those used in PCSTRESU.

        Exp

        PCEXCLFL

        Exclusion Flag

        Char

        (NY)

        Record Qualifier

        "Y" if the result should be excluded from all calculations, otherwise null.

        Perm

        PCREASEX

        Reason for Exclusion

        Char


        Record Qualifier

        The reason the result should be excluded from all calculations. Used only when PCEXCLFL is "Y".

        Perm

        PCUSCHFL

        Unscheduled Flag

        Char

        (NY)

        Record Qualifier

        Indicates whether the timing of the specimen collection was unscheduled. If a specimen collection was performed based upon a schedule defined in the protocol, this flag should be null. Expected values are "Y" or null.

        Perm

        VISITDY

        Planned Study Day of Collection

        Num


        Timing

        Planned day of collection. Should be an integer.

        Perm

        PCDTC

        Date/Time of Specimen

        Collection

        Char

        ISO 8601

        Timing

        Date/Time of specimen collection, in ISO 8601 format. If there is no end time, this will be the collection time.

        Perm

        PCENDTC

        End Date/Time of Specimen Collection

        Char

        ISO 8601

        Timing

        End date/time of specimen collection, in ISO 8601 format. If there is no end time, the collection time should be represented in PCDTC, and PCENDTC should be null.

        Perm

        PCDY

        Study Day of Specimen Collection

        Num


        Timing

        Study day of specimen collection, in integer days. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in Demographics (DM) domain.

        Perm

        PCENDY

        Study Day of End of Specimen Collection

        Num


        Timing

        Study day of the end of specimen collection, in integer days. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in DM domain.

        Perm

        PCNOMDY

        Nominal Study Day for Tabulations

        Num


        Timing

        Nominal study day used for grouping records for specimen collections that may occur on different days into a single reported study day. Should be an integer.

        Exp

        PCNOMLBL

        Label for Nominal Study Day

        Char


        Timing

        A label for a given value of PCNOMDY as presented in the study report. Examples: "Week 4", "Day 28".

        Perm

        PCTPT

        Planned Time Point Name

        Char


        Timing

        Text description of time when specimen should be taken.

        Note: This may be represented as an elapsed time relative to a fixed reference point, such as time of last dose. See PCTPTNUM and PCTPTREF. Examples: Start, 5 min post.

        Perm


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        PCTPTNUM

        Planned Time Point Number

        Num


        Timing

        Numerical version of PCTPT to aid in sorting.

        Perm

        PCELTM

        Planned Elapsed Time from Time Point Ref

        Char

        ISO 8601

        Timing

        Planned elapsed time (in ISO 8601 format) relative to a planned fixed reference (PCTPTREF) such as "Day 1, Dose 1". This variable is useful where there are repetitive measures. Not a clock time or a date time variable. Represented as an ISO 8601 duration. Examples: "PT0H" to represent any predose values; "PT8H" to represent the period of 8 hours after the reference

        point indicated by PCTPTREF.

        Exp

        PCTPTREF

        Time Point Reference

        Char


        Timing

        Name of the fixed reference point referred to by PCELTM, if used for PCTPTNUM, and PCTPT. It is recommended that PCTPTREF be as descriptive as possible so the reference time point can be inferred without looking at other variables. Example: "Day 1, Dose 1".

        Exp

        PCRFTDTC

        Date/Time of Reference Point

        Char

        ISO 8601

        Timing

        Date/Time of the reference time point, PCTPTREF.

        Exp

        PCEVLINT

        Evaluation Interval

        Char

        ISO 8601

        Timing

        Planned evaluation interval associated with a PCTEST record in ISO 8601 format. Example: "- P2H" to represent a planned interval of collection of 2 hours prior to the time point described in

        PCTPT.

        Perm


        1. Assumptions for Pharmacokinetics Concentrations (PC) Domain Model

          1. The Pharmacokinetics Concentrations (PC) domain represents concentration measurements for administered compounds and their metabolites in a sample. The sample may be from an individual or a pool. In addition to concentration measurements, specimen properties (e.g., volume, pH) are handled as separate tests in this dataset.

          2. The intent of the PC domain is to accurately and clearly represent the raw bioanalytical data (e.g., unaltered and non-transformed drug concentration data). Transformations for toxicokinetics (e.g., BQL values treated as zero) can be described in SUPPPC and PCCALCN.

          3. This domain should support creation of time-series graphs and automatic calculation of pharmacokinetic parameters from sets of related plasma concentrations.

          4. The timing variables needed for toxicokinetic analysis are:

            1. PCNOMDY

            2. PCTPTREF

            3. PCELTM

          5. The combination of NOMDY and --TPTREF, when properly constructed, allows grouping within each time series of the PC records with their respective Pharmacokinetics Parameters (PP) records. In order to achieve this, ensure that the combination of PPNOMDY and PPTPTREF is equivalent to the combination of PCNOMDY and PCTPTREF.

            1. Similar to other domains, NOMDY in the PC domain should be used as a grouping variable. For example, if animal subjects are dosed on day 90 and have a scheduled 48-hour time point collection, PCDY is “92”; NOMDY is “90”, as the reported TK profile is of day 90.


            2. Because --TPTREF must identify a unique dose, it is recommended that ‑‑TPTREF include both the NOMDY and the time point description in order (e.g., “Day 1, Dose 1” and “Day 1, Dose 2” for twice-daily dosing); ambiguous references such as “Most recent dose” should be avoided.

          6. PCELTM must be populated with the nominal time from the reference (dose) in order to accurately construct a graph. Because PCELTM should be the timing used to calculate the profile, PCELTM should not be null for plasma concentrations used to calculate a profile. See Section 4.4.7.2.2, Planned Time Points Relative To a Fixed Reference Point, for further explanation about populating ISO 8601- conformant durations.

            1. When a pre-dose sample is collected as part of the profile analysis, then PCELTM must be populated as "PT0H" because negative elapsed time would lead to an incorrect area under the curve.

            2. In studies with both pre-dose and immediate post-dose sampling, there should not be 2 “PT0H” records for the same profile. The pre-dose sampling should be represented by “PT0H” and the immediate post-dose sampling should be represented by a number slightly higher than zero but lower than the next time point post-dose. PCTPT would then be used to describe these as pre-dose and immediate post-dose, respectively.

          7. If the PCORRES result is outside the limit of quantification,

            1. PCSTRESN should be null and not populated with the value of zero.

            2. When appropriate, populate PCCALCN in the SUPPPC domain with the value used (See Section 4.5.1.1, Original and Standardized Results).

            3. When a measurement is identified as being below a limit of quantification threshold in PCSTRESC, both PCLLOQ and PCSTRESU must be populated; PCLLOQ states the level and PCSTRESU provides the units for PCLLOQ.

          8. Concentration records can be added for unscheduled tests. In this case, the planned fields and those that depend upon the planned fields are left null: PCTPT, PCTPTNUM, PCELTM, PCTPTREF, PCRFTDTC, and PCEVLINT.

        2. Examples for Pharmacokinetics Concentrations (PC) Domain Model

          Example 1

          This example illustrates a PC record for an unscheduled sample collection. This is for a study with a weekly dosing regimen. The subject was dosed on days 1 and 8, and on day 11 was found to be moribund. PCTPT, PCTPTNUM, and PCELTM were not populated because this was unscheduled.

          Note that PCNOMDY was populated with the actual study day for tabulation. PCNOMLBL reflects the label that was used in the study report. PCUSCHFL was populated with "Y" to indicate that this sample collection was unscheduled.

          pc.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          PCSEQ

          PCTESTCD

          PCTEST

          PCCAT

          PCSCAT

          PCORRES

          PCORRESU

          PCSTRESC

          PCSTRESN

          PCSTRESU

          PCNAM

          PCSPEC

          PCMETHOD

          PCLLOQ

          PCUSCHFL

          PCDTC

          PCDY

          PCNOMDY

          PCNOMLBL

          PCTPT

          PCTPTNUM

          PCELTM

          PCTPTREF

          PCRFTDTC

          1

          ABC-123

          PC

          ABC-123- 1002

          1

          XYZ123

          XYZ-123

          ANALYTE

          PARENT

          458.07

          ng/mL

          458.07

          458.07

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          Y

          2017-06-

          23T10:49:00

          11

          11

          Day 11 Unscheduled




          Day 8 Dose

          2017-06-

          20T09:49:39


      12. Pharmacokinetics Parameters – PP

        pp.xpt, Pharmacokinetics Parameters - Findings. One record per pharmacokinetic parameter per time-concentration profile per specimen per subject or pool, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        PP

        Identifier

        Two-character abbreviation for the domain.

        Req

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify a subject across all studies for all applications or submissions involving the product. Either USUBJID or POOLID must be populated.

        Exp

        POOLID

        Pool Identifier

        Char


        Identifier

        Identifier used for pooling subjects to assign a single finding to multiple subjects. If POOLID is entered, POOLDEF records must exist for each subject and the USUBJID

        must be null. Either USUBJID or POOLID must be populated.

        Perm

        PPSEQ

        Sequence Number

        Num


        Identifier

        The sequence number must be unique for each record within a USUBJID or POOLID, whichever applies for the record.

        Req

        PPGRPID

        Group Identifier

        Char


        Identifier

        Used to tie together a block of related records in a single domain for a subject or pool. This is not the treatment group number.

        Perm

        PPTESTCD

        Parameter Short Name

        Char

        (PKPARMCD)

        Topic

        Short name of the measurement, test, or examination described in PPTEST. It can be used as a column name when converting a dataset from a vertical to a horizontal format. The value in PPTESTCD cannot be longer than 8 characters, nor can it start with a

        number (e.g., "1TEST" is not valid). PPTESTCD cannot contain characters other than letters, numbers, or underscores. Examples: AUCINT, TMAX, CMAX.

        Req

        PPTEST

        Parameter Name

        Char

        (PKPARM)

        Synonym Qualifier

        Long name for PPTESTCD. The value in PPTEST cannot be longer than 40 characters. Examples: AUC from T1 to T2, Time of CMAX, Max Conc.

        Req

        PPCAT

        Parameter Category

        Char


        Grouping Qualifier

        Used to define a category of parameters associated with a specific analyte. This must be the analyte in PCTEST whose profile the parameter is associated with.

        Exp

        PPSCAT

        Parameter Subcategory

        Char


        Grouping Qualifier

        Categorization of the model type used to calculate the pharmacokinetic parameters. Examples include COMPARTMENTAL, NON-COMPARTMENTAL.

        Perm

        PPORRES

        Result or Findings as

        Collected

        Char


        Result Qualifier

        Result of the measurement or finding as calculated.

        Exp

        PPORRESU

        Unit of the Original Result

        Char

        (PKUNIT)

        Variable Qualifier

        The unit for the original result. The unit of the original result should be mapped to a synonymous unit on the CDISC Controlled Terminology

        (http://www.cdisc.org/terminology) list.

        Exp

        PPSTRESC

        Standardized Result in Character Format

        Char


        Result Qualifier

        Contains the result value for all findings, copied or derived from PPORRES in a standard format or standard units. PPSTRESC should store all results or findings in character format; if results are numeric, they should also be stored in numeric format in PPSTRESN. For example, if a test has results NONE, NEG, and NEGATIVE in PPORRES and these results effectively have the same meaning, they could be represented in standard format in PPSTRESC as NEGATIVE. For other examples, see

        general assumptions.

        Exp

        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        PPSTRESN

        Standardized Result in

        Numeric Format

        Num


        Result Qualifier

        Used for numeric results or findings in standard format; contains the numeric form of PPSTRESC. PPSTRESN should store all numeric test results or findings.

        Exp

        PPSTRESU

        Unit of the Standardized

        Result

        Char

        (PKUNIT)

        Variable Qualifier

        Standardized unit used for PPSTRESC and PPSTRESN.

        Exp

        PPSTAT

        Completion Status

        Char

        (ND)

        Record Qualifier

        Used to indicate that a parameter was not calculated. Should be null if a result exists in PPORRES.

        Perm

        PPREASND

        Reason Not Done

        Char


        Record Qualifier

        Describes why a parameter was not performed, such as INSUFFICIENT DATA. Used in conjunction with PPSTAT when value is NOT DONE.

        Perm

        PPSPEC

        Specimen Material Type

        Char

        (SPEC)

        Record Qualifier

        Defines the type of specimen used for a measurement. Examples: SERUM, PLASMA, URINE.

        If multiple specimen types are used for a calculation (e.g., serum and urine for creatinine clearance), refer to Section 4.3.6.2 for guidance on how to populate.

        Exp

        VISITDY

        Planned Study Day of Collection

        Num


        Timing

        Planned study day of collection. Should be an integer.

        Perm

        PPNOMDY

        Nominal Study Day for Tabulations

        Num


        Timing

        Nominal study day used for grouping records for specimen collections that may occur on different days into a single reported study day. Should be an integer.

        Exp

        PPNOMLBL

        Label for Nominal Study Day

        Char


        Timing

        A label for a given value of PPNOMDY as presented in the study report. Examples: "Week 4", "Day 28".

        Perm

        PPTPTREF

        Time Point Reference

        Char


        Timing

        Name of the fixed reference point used as a basis for PPRFTDTC.

        Exp

        PPRFTDTC

        Date/Time of Reference Point

        Char

        ISO 8601

        Timing

        Date/Time of the reference time point, PPTPTREF. The values in PPRFTDTC should be the same as that in PCRFTDTC for related records.

        Exp

        PPSTINT

        Start of Assessment Interval

        Char

        ISO 8601

        Timing

        Start of the assessment interval relative to Time Point Reference (PPTPTREF) in ISO 8601 duration format. Example: When the area under the curve is calculated from 12 to 24 hours (PPTESTCD=AUCT1T2), the value would be PT12H.

        Perm

        PPENINT

        End of Assessment Interval

        Char

        ISO 8601

        Timing

        End of the assessment interval relative to Time Point Reference (PPTPTREF) in ISO 8601 duration format. Example: When the area under the curve is calculated from 12 to 24 hours (PPTESTCD=AUCT1T2), the value would be PT24H.

        Perm


        1. Assumptions for Pharmacokinetics Parameters (PP) Domain Model

          1. The PP domain represents the pharmacokinetic parameter values for each of the time-concentration profiles.

          2. If a parameter needs to be qualified by an additional parameter, records for both parameters should be included (e.g., AUCLST and TLST).

          3. The combination of --NOMDY and --TPTREF, when properly constructed, allows grouping within each time series of the PC records with their respective PP records.


          4. In studies with serial sampling (i.e., all time points collected from a single animal in order to construct the time-concentration profile), then PCRFTDTC should match PPRFTDTC. Small animal toxicology studies often involve sparse sampling of time points; that is, due to blood volume collection in small animals, sometimes only 2-3 blood collections per day may be possible. In such cases the time- concentration profile may be constructed from 2-3 time points per animal across several animals. In cases of sparse sampling and composite time-concentration curves, it is acceptable to leave PPRFTDTC null. In the event that all subjects in a pool have the same reference time point date, it would also be acceptable to populate PPRFTDTC with the date (no time) that corresponds to the description in TPTREF.

        2. Examples for Pharmacokinetics Parameters (PP) Domain Model

          Example 1

          This example illustrates several tests for area under the curve, demonstrating the different ways of qualifying these tests. This study had a dosing interval of 24 hours, last dose on day 28, and TK sampling until at least 72 hours.

          Rows 1, 4-5: AUCINT is qualified by the planned elapsed time from dosing to the start and the end of the interval using the specific planned elapsed time variables for intervals: PPSTINT and PPENINT.

          Rows 2, 6: AUCLST is the area under the curve from time of dose to the last measurable concentration.

          Rows 3, 7: TLST is the observed time of the last measurable concentration. This parameter was included because it qualifies the AUCLST.

          pp.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          PPSEQ

          PPTESTCD

          PPTEST

          PPCAT

          PPSCAT

          PPORRES

          PPORRESU

          PPSTRESC

          PPSTRESN

          PPSTRESU

          PPSTAT

          PPREASND

          PPSPEC

          PPNOMLBL

          PPTPTREF

          PPRFTDTC

          PPSTINT

          PPENINT

          1

          ABC-123

          PP

          ABC-123- 1001

          1

          AUCINT

          AUC from T1 to T2

          XYZ- 123


          271

          h*ng/mL

          271

          271

          h*ng/mL



          PLASMA

          1

          Day 1 Dose

          2018-01-

          01T09:50:36

          PT0H

          PT24H

          2

          ABC-123

          PP

          ABC-123- 1001

          2

          AUCLST

          AUC to Last Nonzero Conc

          XYZ- 123


          271

          h*ng/mL

          271

          271

          h*ng/mL



          PLASMA

          1

          Day 1 Dose

          2018-01-

          01T09:50:36



          3

          ABC-123

          PP

          ABC-123- 1001

          3

          TLST

          Time of Last Nonzero Conc

          XYZ- 123


          24

          h

          24

          24

          h



          PLASMA

          1

          Day 1 Dose

          2018-01-

          01T09:50:36



          4

          ABC-123

          PP

          ABC-123- 1001

          4

          AUCINT

          AUC from T1 to T2

          XYZ- 123


          270

          h*ng/mL

          270

          270

          h*ng/mL



          PLASMA

          28

          Day 28 Dose

          2018-01-

          28T09:55:14

          PT0H

          PT24H

          5

          ABC-123

          PP

          ABC-123- 1001

          5

          AUCINT

          AUC from T1 to T2

          XYZ- 123


          324

          h*ng/mL

          324

          324

          h*ng/mL



          PLASMA

          28

          Day 28 Dose

          2018-01-

          28T09:55:14

          PT0H

          PT72H

          6

          ABC-123

          PP

          ABC-123- 1001

          6

          AUCLST

          AUC to Last Nonzero Conc

          XYZ- 123


          324

          h*ng/mL

          324

          324

          h*ng/mL



          PLASMA

          28

          Day 28 Dose

          2018-01-

          28T09:55:14



          7

          ABC-123

          PP

          ABC-123- 1001

          7

          TLST

          Time of Last Nonzero Conc

          XYZ- 123


          72

          h

          72

          72

          h



          PLASMA

          28

          Day 28 Dose

          2018-01-

          28T09:55:14




        3. Relating PP Records to PC Records – RELREC is Optional at this Time for SEND

          This section serves as a reference for sponsors wishing to document relationships between pharmacokinetic parameter records in a PP dataset and specific time-point concentration records in a PC dataset according to the SDTM using the RELREC table.

          1. Relating Datasets

            If all time-point concentrations in PC are used to calculate all parameters for all subjects, then the relationship between the 2 datasets can be documented as shown in the following table. Note that incorporating the name of the analyte and the day of the collection into the value of --GRPID (or some equivalent method for assigning different values of --GRPID for all the combinations of analytes and reference time points) is necessary when there is more than one reference time point (PCRFTDTC and PPRFTDTC, which are the same for related records) and more than one analyte (PCTESTCD, copied into PPCAT to indicate the analyte with which the parameters are associated), because these variables are part of the natural key for both datasets. In this case, --GRPID is a surrogate key used for the relationship.



            relrec.xpt

            Row

            STUDYID

            RDOMAIN

            USUBJID

            IDVAR

            IDVARVAL

            RELTYPE

            RELID

            1

            ABC-123

            PC


            PCGRPID


            MANY

            A

            2

            ABC-123

            PP


            PPGRPID


            MANY

            A


          2. Relating Records

            This section describes 4 possible examples of different types of relationships between PC and PP records for the same drug (drug X). All of these examples use the same PC and PP data. The only variables whose values change across the examples are the sponsor-defined PCGRPID and PPGRPID. As in the case for relating datasets, --GRPID values must take into account all combinations of analytes and reference time points, since both are part of the natural key for both datasets. To conserve space, the PC and PP domains appear only once, but with 4 --GRPID columns, 1 for each of the examples. Note that a submission dataset would contain only a single --GRPID column with a set of values such as those shown in 1 of the 4 columns in the PC and PP datasets, or values defined by the sponsor.

            In Example 1, all pharmacokinetic time point-concentration values in the PC dataset are used to calculate all the pharmacokinetic parameters in the PP dataset for days 1 and 8 for 1 subject.

            • Pharmacokinetic Concentrations (PC) Dataset for All Examples

            • Pharmacokinetic Parameters (PP) Dataset for All Examples

            • RELREC Example 1: All PC records used to calculate all pharmacokinetic parameters.

            • Method A (Many to many, using PCGRPID and PPGRPID)

            • Method B (One to many, using PCSEQ and PPGRPID)

            • Method C (Many to one, using PCGRPID and PPSEQ)

            • Method D (One to one, using PCSEQ and PPSEQ)

              In Example 2, 2 PC values were excluded from the calculation of all pharmacokinetic parameters for the day 1 data. Day 8 values are related per Example 1.

            • RELREC Example 2: Only some records in PC used to calculate all pharmacokinetic parameters.

            • Method A (Many to many, using PCGRPID and PPGRPID)

            • Method B (One to many, using PCSEQ and PPGRPID)

            • Method C (Many to one, using PCGRPID and PPSEQ)

            • Method D (One to one, using PCSEQ and PPSEQ)

              In Example 3, 2 PC values were excluded from the calculation of 2 pharmacokinetic parameters, but used in the others for day 1. Day 8 values are related per Example 1.

            • RELREC Example 3: Only some records in PC used to calculate some parameters.

            • Method A (Many to many, using PCGRPID and PPGRPID)


            • Method B (One to many, using PCSEQ and PPGRPID)

            • Method C (Many to one, using PCGRPID and PPSEQ)

            • Method D (One to one, using PCSEQ and PPSEQ)

              In Example 4, only some PC records for day 1 were used to calculate parameters: Time point 5 was excluded from Tmax, time point 6 from Cmax, and time points 11 and 12 were excluded from AUC. Day 8 values are related per Example 1.

            • RELREC Example 4: Only some records in PC used to calculate parameters.

            • Method A (Many to many, using PCGRPID and PPGRPID)

            • Method B (One to many omitted; see note below)

            • Method C (Many to one omitted; see note below)

            • Method D (One to one, using PCSEQ and PPSEQ)

              For each example, PCGRPID and PPGRPID were used to group related records within each respective dataset. The values for these, as well as the values for PCSEQ and PPSEQ, were then used to populate combinations of IDVAR and IDVARVAL in the RELREC table using four methods (A-D) for Examples 1-3.

              Note: Only 2 methods (A and D) are shown for Example 4, due to its complexity. Because the relationship between PC records and PP records for day 8 data does not change across the examples, it is shown only for Example 1 and not repeated.

              Pharmacokinetic Concentrations (PC) Dataset for All Examples

              pc.xpt

              Row

              STUDYID

              DOMAIN

              USUBJID

              PCSEQ

              PCGRPID1

              PCGRPID2

              PCGRPID3

              PCGRPID4

              PCREFID

              PCTESTCD

              PCTEST

              PCCAT

              PCORRES

              PCORRESU

              PCSTRESC

              PCSTRESN

              PCSTRESU

              PCSPEC

              PCBLFL

              PCLLOQ

              PCDTC

              PCDY

              PCNOMDY

              PCTPT

              PCTPTNUM

              PCELTM

              PCTPTREF

              PCRFTDTC

              1

              ABC-123

              PC

              ABC-123- 0001

              1

              DY1_DRGX

              DY1_DRGX

              DY1_DRGX_A

              DY1_DRGX_A

              123-0001-

              01

              DRUG X

              STUDYDRUG

              ANALYTE

              9

              ug/mL

              9

              9

              ug/mL

              PLASMA


              1.00

              2001-02-

              01T08:35

              1

              1

              5 min

              1

              PT5M

              Day 1 Dose

              2001-02-

              01T08:30

              2

              ABC-123

              PC

              ABC-123- 0001

              2

              DY1_DRGX

              DY1_DRGX

              DY1_DRGX_A

              DY1_DRGX_A

              123-0001-

              02

              DRUG X

              STUDYDRUG

              ANALYTE

              20

              ug/mL

              20

              20

              ug/mL

              PLASMA


              1.00

              2001-02-

              01T08:55

              1

              1

              25 min

              2

              PT25M

              Day 1 Dose

              2001-02-

              01T08:30

              3

              ABC-123

              PC

              ABC-123- 0001

              3

              DY1_DRGX

              DY1_DRGX

              DY1_DRGX_A

              DY1_DRGX_A

              123-0001-

              03

              DRUG X

              STUDYDRUG

              ANALYTE

              31

              ug/mL

              31

              31

              ug/mL

              PLASMA


              1.00

              2001-02-

              01T09:20

              1

              1

              50 min

              3

              PT50M

              Day 1 Dose

              2001-02-

              01T08:30

              4

              ABC-123

              PC

              ABC-123- 0001

              4

              DY1_DRGX

              DY1_DRGX

              DY1_DRGX_A

              DY1_DRGX_A

              123-0001-

              04

              DRUG X

              STUDYDRUG

              ANALYTE

              38

              ug/mL

              38

              38

              ug/mL

              PLASMA


              1.00

              2001-02-

              01T09:45

              1

              1

              75 min

              4

              PT1H15M

              Day 1 Dose

              2001-02-

              01T08:30

              5

              ABC-123

              PC

              ABC-123- 0001

              5

              DY1_DRGX

              DY1_DRGX

              DY1_DRGX_A

              DY1_DRGX_B

              123-0001-

              05

              DRUG X

              STUDYDRUG

              ANALYTE

              45

              ug/mL

              45

              45

              ug/mL

              PLASMA


              1.00

              2001-02-

              01T10:10

              1

              1

              100

              min

              5

              PT1H40M

              Day 1 Dose

              2001-02-

              01T08:30

              6

              ABC-123

              PC

              ABC-123- 0001

              6

              DY1_DRGX

              DY1_DRGX

              DY1_DRGX_A

              DY1_DRGX_C

              123-0001-

              06

              DRUG X

              STUDYDRUG

              ANALYTE

              48

              ug/mL

              48

              48

              ug/mL

              PLASMA


              1.00

              2001-02-

              01T10:35

              1

              1

              125

              min

              6

              PT2H5M

              Day 1 Dose

              2001-02-

              01T08:30

              7

              ABC-123

              PC

              ABC-123- 0001

              7

              DY1_DRGX

              DY1_DRGX

              DY1_DRGX_A

              DY1_DRGX_A

              123-0001-

              07

              DRUG X

              STUDYDRUG

              ANALYTE

              41

              ug/mL

              41

              41

              ug/mL

              PLASMA


              1.00

              2001-02-

              01T11:00

              1

              1

              150

              min

              7

              PT2H30M

              Day 1 Dose

              2001-02-

              01T08:30

              8

              ABC-123

              PC

              ABC-123- 0001

              8

              DY1_DRGX

              EXCLUDE

              DY1_DRGX_B

              DY1_DRGX_A

              123-0001-

              08

              DRUG X

              STUDYDRUG

              ANALYTE

              35

              ug/mL

              35

              35

              ug/mL

              PLASMA


              1.00

              2001-02-

              01T11:50

              1

              1

              200

              min

              8

              PT3H20M

              Day 1 Dose

              2001-02-

              01T08:30

              9

              ABC-123

              PC

              ABC-123- 0001

              9

              DY1_DRGX

              EXCLUDE

              DY1_DRGX_B

              DY1_DRGX_A

              123-0001-

              09

              DRUG X

              STUDYDRUG

              ANALYTE

              31

              ug/mL

              31

              31

              ug/mL

              PLASMA


              1.00

              2001-02-

              01T12:40

              1

              1

              250

              min

              9

              PT4H10M

              Day 1 Dose

              2001-02-

              01T08:30

              10

              ABC-123

              PC

              ABC-123- 0001

              10

              DY1_DRGX

              DY1_DRGX

              DY1_DRGX_A

              DY1_DRGX_A

              123-0001-

              10

              DRUG X

              STUDYDRUG

              ANALYTE

              25

              ug/mL

              25

              25

              ug/mL

              PLASMA


              1.00

              2001-02-

              01T14:45

              1

              1

              375

              min

              10

              PT6H15M

              Day 1 Dose

              2001-02-

              01T08:30

              11

              ABC-123

              PC

              ABC-123- 0001

              11

              DY1_DRGX

              DY1_DRGX

              DY1_DRGX_A

              DY1_DRGX_D

              123-0001-

              11

              DRUG X

              STUDYDRUG

              ANALYTE

              18

              ug/mL

              18

              18

              ug/mL

              PLASMA


              1.00

              2001-02-

              01T16:50

              1

              1

              500

              min

              11

              PT8H20M

              Day 1 Dose

              2001-02-

              01T08:30

              12

              ABC-123

              PC

              ABC-123- 0001

              12

              DY1_DRGX

              DY1_DRGX

              DY1_DRGX_A

              DY1_DRGX_D

              123-0001-

              12

              DRUG X

              STUDYDRUG

              ANALYTE

              12

              ug/mL

              12

              12

              ug/mL

              PLASMA


              1.00

              2001-02-

              01T18:30

              1

              1

              600

              min

              12

              PT10H

              Day 1 Dose

              2001-02-

              01T08:30

              13

              ABC-123

              PC

              ABC-123- 0001

              13

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              123-0002-

              13

              DRUG X

              STUDYDRUG

              ANALYTE

              10

              ug/mL

              10

              10

              ug/mL

              PLASMA


              1.00

              2001-02-

              08T08:35

              8

              8

              5 min

              1

              PT5M

              Day 8 Dose

              2001-02-

              08T08:30


              Row

              STUDYID

              DOMAIN

              USUBJID

              PCSEQ

              PCGRPID1

              PCGRPID2

              PCGRPID3

              PCGRPID4

              PCREFID

              PCTESTCD

              PCTEST

              PCCAT

              PCORRES

              PCORRESU

              PCSTRESC

              PCSTRESN

              PCSTRESU

              PCSPEC

              PCBLFL

              PCLLOQ

              PCDTC

              PCDY

              PCNOMDY

              PCTPT

              PCTPTNUM

              PCELTM

              PCTPTREF

              PCRFTDTC

              14

              ABC-123

              PC

              ABC-123- 0001

              14

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              123-0002-

              14

              DRUG X

              STUDYDRUG

              ANALYTE

              21

              ug/mL

              21

              21

              ug/mL

              PLASMA


              1.00

              2001-02-

              08T08:55

              8

              8

              25 min

              2

              PT25M

              Day 8 Dose

              2001-02-

              08T08:30

              15

              ABC-123

              PC

              ABC-123- 0001

              15

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              123-0002-

              15

              DRUG X

              STUDYDRUG

              ANALYTE

              32

              ug/mL

              32

              32

              ug/mL

              PLASMA


              1.00

              2001-02-

              08T09:20

              8

              8

              50 min

              3

              PT50M

              Day 8 Dose

              2001-02-

              08T08:30

              16

              ABC-123

              PC

              ABC-123- 0001

              16

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              123-0002-

              16

              DRUG X

              STUDYDRUG

              ANALYTE

              39

              ug/mL

              39

              39

              ug/mL

              PLASMA


              1.00

              2001-02-

              08T09:45

              8

              8

              75 min

              4

              PT1H15M

              Day 8 Dose

              2001-02-

              08T08:30

              17

              ABC-123

              PC

              ABC-123- 0001

              17

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              123-0002-

              17

              DRUG X

              STUDYDRUG

              ANALYTE

              46

              ug/mL

              46

              46

              ug/mL

              PLASMA


              1.00

              2001-02-

              08T10:10

              8

              8

              100

              min

              5

              PT1H40M

              Day 8 Dose

              2001-02-

              08T08:30

              18

              ABC-123

              PC

              ABC-123- 0001

              18

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              123-0002-

              18

              DRUG X

              STUDYDRUG

              ANALYTE

              48

              ug/mL

              48

              48

              ug/mL

              PLASMA


              1.00

              2001-02-

              08T10:35

              8

              8

              125

              min

              6

              PT2H5M

              Day 8 Dose

              2001-02-

              08T08:30

              19

              ABC-123

              PC

              ABC-123- 0001

              19

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              123-0002-

              19

              DRUG X

              STUDYDRUG

              ANALYTE

              40

              ug/mL

              40

              40

              ug/mL

              PLASMA


              1.00

              2001-02-

              08T11:00

              8

              8

              150

              min

              7

              PT2H30M

              Day 8 Dose

              2001-02-

              08T08:30

              20

              ABC-123

              PC

              ABC-123- 0001

              20

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              123-0002-

              20

              DRUG X

              STUDYDRUG

              ANALYTE

              35

              ug/mL

              35

              35

              ug/mL

              PLASMA


              1.00

              2001-02-

              08T11:50

              8

              8

              200

              min

              8

              PT3H20M

              Day 8 Dose

              2001-02-

              08T08:30

              21

              ABC-123

              PC

              ABC-123- 0001

              21

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              123-0002-

              21

              DRUG X

              STUDYDRUG

              ANALYTE

              30

              ug/mL

              30

              30

              ug/mL

              PLASMA


              1.00

              2001-02-

              08T12:40

              8

              8

              250

              min

              9

              PT4H10M

              Day 8 Dose

              2001-02-

              08T08:30

              22

              ABC-123

              PC

              ABC-123- 0001

              22

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              123-0002-

              22

              DRUG X

              STUDYDRUG

              ANALYTE

              24

              ug/mL

              24

              24

              ug/mL

              PLASMA


              1.00

              2001-02-

              08T14:45

              8

              8

              375

              min

              10

              PT6H15M

              Day 8 Dose

              2001-02-

              08T08:30

              23

              ABC-123

              PC

              ABC-123- 0001

              23

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              123-0002-

              23

              DRUG X

              STUDYDRUG

              ANALYTE

              17

              ug/mL

              17

              17

              ug/mL

              PLASMA


              1.00

              2001-02-

              08T16:50

              8

              8

              500

              min

              11

              PT8H20M

              Day 8 Dose

              2001-02-

              08T08:30

              24

              ABC-123

              PC

              ABC-123- 0001

              24

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              DY8_DRGX

              123-0002-

              24

              DRUG X

              STUDYDRUG

              ANALYTE

              11

              ug/mL

              11

              11

              ug/mL

              PLASMA


              1.00

              2001-02-

              08T18:30

              8

              8

              600

              min

              12

              PT10H

              Day 8 Dose

              2001-02-

              08T08:30

              Pharmacokinetic Parameters (PP) Dataset for All Examples

              pp.xpt

              Row

              STUDYID

              DOMAIN

              USUBJID

              PPSEQ

              PPGRPID1

              PPGRPID2

              PPGRPID3

              PPGRPID4

              PPTESTCD

              PPTEST

              PPCAT

              PPORRES

              PPORRESU

              PPSTRESC

              PPSTRESN

              PPSTRESU

              PPSPEC

              PPNOMDY

              PPRFTDTC

              1

              ABC-123

              PP

              ABC-123-0001

              1

              DY1DRGX

              DY1DRGX

              DY1DRGX_A

              TMAX

              TMAX

              Time of CMAX

              DRUG X

              1.87

              h

              1.87

              1.87

              h

              PLASMA

              1

              2001-02-01T08:35

              2

              ABC-123

              PP

              ABC-123-0001

              2

              DY1DRGX

              DY1DRGX

              DY1DRGX_A

              CMAX

              CMAX

              Max Conc

              DRUG X

              44.5

              ng/mL

              44.5

              44.5

              ng/mL

              PLASMA

              1

              2001-02-01T08:35

              3

              ABC-123

              PP

              ABC-123-0001

              3

              DY1DRGX

              DY1DRGX

              DY1DRGX_A

              AUC

              AUCALL

              AUC All

              DRUG X

              294.7

              h*ug/mL

              294.7

              294.7

              h*ug/mL

              PLASMA

              1

              2001-02-01T08:35

              4

              ABC-123

              PP

              ABC-123-0001

              5

              DY1DRGX

              DY1DRGX

              DY1DRGX_HALF

              OTHER

              LAMZHL

              Half-Life Lambda z

              DRUG X

              4.69

              h

              4.69

              4.69

              h

              PLASMA

              1

              2001-02-01T08:35

              5

              ABC-123

              PP

              ABC-123-0001

              6

              DY1DRGX

              DY1DRGX

              DY1DRGX_A

              OTHER

              VZO

              Vz Obs

              DRUG X

              10.9

              L

              10.9

              10.9

              L

              PLASMA

              1

              2001-02-01T08:35

              6

              ABC-123

              PP

              ABC-123-0001

              7

              DY1DRGX

              DY1DRGX

              DY1DRGX_A

              OTHER

              CLO

              Total CL Obs

              DRUG X

              1.68

              L/h

              1.68

              1.68

              L/h

              PLASMA

              1

              2001-02-01T08:35

              7

              ABC-123

              PP

              ABC-123-0001

              8

              DY8DRGX

              DY8DRGX

              DY8DRGX

              DY8DRGX

              TMAX

              Time of CMAX

              DRUG X

              1.91

              h

              1.91

              1.91

              h

              PLASMA

              8

              2001-02-08T08:35

              8

              ABC-123

              PP

              ABC-123-0001

              9

              DY8DRGX

              DY8DRGX

              DY8DRGX

              DY8DRGX

              CMAX

              Max Conc

              DRUG X

              46.0

              ng/mL

              46.0

              46.0

              ng/mL

              PLASMA

              8

              2001-02-08T08:35

              9

              ABC-123

              PP

              ABC-123-0001

              10

              DY8DRGX

              DY8DRGX

              DY8DRGX

              DY8DRGX

              AUCALL

              AUC All

              DRUG X

              289.0

              h*ug/mL

              289.0

              289.0

              h*ug/mL

              PLASMA

              8

              2001-02-08T08:35

              10

              ABC-123

              PP

              ABC-123-0001

              12

              DY8DRGX

              DY8DRGX

              DY8DRGX

              DY8DRGX

              LAMZHL

              Half-Life Lambda z

              DRUG X

              4.50

              h

              4.50

              4.50

              h

              PLASMA

              8

              2001-02-08T08:35

              11

              ABC-123

              PP

              ABC-123-0001

              13

              DY8DRGX

              DY8DRGX

              DY8DRGX

              DY8DRGX

              VZO

              Vz Obs

              DRUG X

              10.7

              L

              10.7

              10.7

              L

              PLASMA

              8

              2001-02-08T08:35

              12

              ABC-123

              PP

              ABC-123-0001

              14

              DY8DRGX

              DY8DRGX

              DY8DRGX

              DY8DRGX

              CLO

              Total CL Obs

              DRUG X

              1.75

              L/h

              1.75

              1.75

              L/h

              PLASMA

              8

              2001-02-08T08:35


              Example 1

              All PC records used to calculate all pharmacokinetic parameters.

              Method A (Many to many, using PCGRPID and PPGRPID)

              RELID 1 indicates all PC records with GRPID = DY1_DRGX are related to all PP records with GRPID = DY1DRGX.

              relrec.xpt

              Row

              STUDYID

              RDOMAIN

              USUBJID

              IDVAR

              IDVARVAL

              RELTYPE

              RELID

              1

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY1_DRGX


              1

              2

              ABC-123

              PP

              ABC-123-0001

              PPGRPID

              DY1DRGX


              1


              Method B (One to many, using PCSEQ and PPGRPID)

              RELID 1 indicates records with PCSEQ values of 1-12 are related to records with PPGRPID = DY1DRGX.

              relrec.xpt

              Row

              STUDYID

              RDOMAIN

              USUBJID

              IDVAR

              IDVARVAL

              RELTYPE

              RELID

              1

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              1


              1

              2

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              2


              1

              3

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              3


              1

              4

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              4


              1

              5

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              5


              1

              6

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              6


              1

              7

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              7


              1

              8

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              8


              1

              9

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              9


              1

              10

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              10


              1

              11

              ABC-123

              PC

              ABC-123-0001

              PPGRPID

              DY1DRGX


              1


              Method C (Many to one, using PCGRPID and PPSEQ)

              RELID 1 indicates records with a PCGRPID value of DY1_DRGX are related to records with PPSEQ values of 1-7.

              RELID 2 indicates records with a PCGRPID value of DY8_DRGX are related to records with PPSEQ values of 8-14.

              relrec.xpt

              Row

              STUDYID

              RDOMAIN

              USUBJID

              IDVAR

              IDVARVAL

              RELTYPE

              RELID

              1

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY1_DRGX


              1

              2

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              1


              1

              3

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              2


              1

              4

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              3


              1

              5

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              4


              1

              6

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              5


              1

              7

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              6


              1

              8

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              7


              1

              9

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY8_DRGX


              2

              10

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              8


              2

              11

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              9


              2

              12

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              10


              2

              13

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              11


              2

              14

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              12


              2

              15

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              13


              2

              16

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              14


              2


              Method D (One to one, using PCSEQ and PPSEQ)

              RELID 1 indicates records with PCSEQ values of 1-12 are related to records with PPSEQ values of 1-7.

              RELID 2 indicates records with PCSEQ values of 13-24 are related to records with PPSEQ values of 8-14.

              relrec.xpt

              Row

              STUDYID

              RDOMAIN

              USUBJID

              IDVAR

              IDVARVAL

              RELTYPE

              RELID

              1

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              1


              1

              2

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              2


              1

              3

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              3


              1

              4

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              4


              1

              5

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              5


              1

              6

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              6


              1

              7

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              7


              1

              8

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              8


              1

              9

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              9


              1

              10

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              10


              1

              11

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              11


              1

              12

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              12


              1

              13

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              1


              1

              14

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              2


              1

              15

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              3


              1

              16

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              4


              1

              17

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              5


              1

              18

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              6


              1

              19

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              7


              1

              20

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              13


              2

              21

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              14


              2

              22

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              15


              2

              23

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              16


              2

              24

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              17


              2

              25

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              18


              2

              26

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              19


              2

              27

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              20


              2

              28

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              21


              2

              29

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              22


              2

              30

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              23


              2

              31

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              24


              2

              32

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              8


              2

              33

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              9


              2

              34

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              10


              2

              35

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              11


              2

              36

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              12


              2

              37

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              13


              2

              38

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              14


              2

              Example 2

              Only some records in PC used to calculate all pharmacokinetic parameters: Time points 8 and 9 on day 1 were not used for any pharmacokinetic parameters.

              Method A (Many to many, using PCGRPID and PPGRPID)

              Day 8 relationships are the same as those shown in Example 1.

              RELID 1 Indicates only PC records with PCGRPID = DY1_DRGX are related to all PP records with PPGRPID

              = DY1DRGX. PC records with PCGRPID = EXCLUDE were not used.

              RELID 2 Indicates all PC records with PCGRPID = DY8_DRGX are related to all PP records with PPGRPID = DY8DRGX.

              relrec.xpt

              Row

              STUDYID

              RDOMAIN

              USUBJID

              IDVAR

              IDVARVAL

              RELTYPE

              RELID

              1

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY1_DRGX


              1

              2

              ABC-123

              PP

              ABC-123-0001

              PPGRPID

              DY1DRGX


              1

              Method B (One to many, using PCSEQ and PPGRPID)

              Day 8 relationships are the same as those shown in Example 1.

              RELID 1 Indicates records with PCSEQ values of 1-7 and 10-12 are related to records with PPGRPID = DY1DRGX.

              RELID 2 Indicates records with PCSEQ values of 13-24 are related to records with PPGRPID = DY8DRGX.

              relrec.xpt

              Row

              STUDYID

              RDOMAIN

              USUBJID

              IDVAR

              IDVARVAL

              RELTYPE

              RELID

              1

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              1


              1

              2

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              2


              1

              3

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              3


              1

              4

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              4


              1

              5

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              5


              1

              6

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              6


              1

              7

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              7


              1

              8

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              10


              1

              9

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              11


              1

              10

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              12


              1

              11

              ABC-123

              PP

              ABC-123-0001

              PPGRPID

              DY1DRGX


              1

              Method C (Many to one, using PCGRPID and PPSEQ)

              Day 8 relationships are the same as those shown in Example 1.

              RELID 1 Indicates records with a PCGRPID value of DY1_DRGX are related to records with PPSEQ values of 1-7.

              relrec.xpt

              Row

              STUDYID

              RDOMAIN

              USUBJID

              IDVAR

              IDVARVAL

              RELTYPE

              RELID

              1

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY1_DRGX


              1

              2

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              1


              1

              3

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              2


              1

              4

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              3


              1

              5

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              4


              1

              6

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              5


              1

              7

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              6


              1

              8

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              7


              1

              Method D (One to one, using PCSEQ and PPSEQ)

              Day 8 relationships are the same as those shown in Example 1.

              RELID 1 Indicates records with PCSEQ values of 1-7 and 10-12 are related to records with PPSEQ values of 1- 7.

              relrec.xpt

              Row

              STUDYID

              RDOMAIN

              USUBJID

              IDVAR

              IDVARVAL

              RELTYPE

              RELID

              1

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              1


              1

              2

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              2


              1

              3

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              3


              1

              4

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              4


              1

              5

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              5


              1

              6

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              6


              1

              7

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              7


              1


              Row

              STUDYID

              RDOMAIN

              USUBJID

              IDVAR

              IDVARVAL

              RELTYPE

              RELID

              8

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              10


              1

              9

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              11


              1

              10

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              12


              1

              11

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              1


              1

              12

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              2


              1

              13

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              3


              1

              14

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              4


              1

              15

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              5


              1

              16

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              6


              1

              17

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              7


              1

              Example 3

              Only some records in PC used to calculate some parameters: Time points 8 and 9 on day 1 were not used for half- life calculations, but were used for other parameters.

              Method A (Many to many, using PCGRPID and PPGRPID)

              Day 8 relationships are the same as those shown in Example 1.

              RELID 1 Indicates that all time points on Day 1 (PCGRPID = DY1_DRGX_A and DY1_DRGX_B) were used to calculate all parameters (PPGRPID = DY1DRGX_A) except half-lives.

              RELID 2 Indicates only the values for PCGRPID = DY1_DRGX_A were used to calculate the half-lives (PPGRPID = DY1DRGX_HALF).

              relrec.xpt

              Row

              STUDYID

              RDOMAIN

              USUBJID

              IDVAR

              IDVARVAL

              RELTYPE

              RELID

              1

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY1_DRGX_A


              1

              2

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY1_DRGX_B


              1

              3

              ABC-123

              PP

              ABC-123-0001

              PPGRPID

              DY1DRGX_A


              1

              4

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY1_DRGX_A


              2

              5

              ABC-123

              PP

              ABC-123-0001

              PPGRPID

              DY1DRGX_HALF


              2

              Method B (One to many, using PCSEQ and PPGRPID)

              Day 8 relationships are the same as those shown in Example 1.

              RELID 1 Indicates records with PCSEQ values of 1-12 are related to records with PPGRPID = DY1DRGX_A

              RELID 2 Indicates records with PCSEQ values of 1-7 and 10-12 are related to records with PPGRPID = DY1DRGX_HALF.

              relrec.xpt

              Row

              STUDYID

              RDOMAIN

              USUBJID

              IDVAR

              IDVARVAL

              RELTYPE

              RELID

              1

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              1


              1

              2

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              2


              1

              3

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              3


              1

              4

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              4


              1

              5

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              5


              1

              6

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              6


              1

              7

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              7


              1

              8

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              8


              1

              9

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              9


              1

              10

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              10


              1

              11

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              11


              1

              12

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              12


              1

              13

              ABC-123

              PP

              ABC-123-0001

              PPGRPID

              DY1DRGX_A


              1

              14

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              1


              2

              15

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              2


              2

              16

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              3


              2


              Row

              STUDYID

              RDOMAIN

              USUBJID

              IDVAR

              IDVARVAL

              RELTYPE

              RELID

              17

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              4


              2

              18

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              5


              2

              19

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              6


              2

              20

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              7


              2

              21

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              10


              2

              22

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              11


              2

              23

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              12


              2

              24

              ABC-123

              PP

              ABC-123-0001

              PPGRPID

              DY1DRGX_HALF


              2

              Method C (Many to one, using PCGRPID and PPSEQ)

              Day 8 relationships are the same as those shown in Example 1.

              RELID 1 Indicates records with a PCGRPID value of DY1_DRGX_A and DY1_DRGX_B are related to records with PPSEQ values of 1-7.

              RELID 2 Indicates records with a PCGRPID value of DY1_DRGX_A are related to records with PPSEQ values of 4 and 5.

              relrec.xpt

              Row

              STUDYID

              RDOMAIN

              USUBJID

              IDVAR

              IDVARVAL

              RELTYPE

              RELID

              1

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY1_DRGX_A


              1

              2

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY1_DRGX_B


              1

              3

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              1


              1

              4

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              2


              1

              5

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              3


              1

              6

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              6


              1

              7

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              7


              1

              8

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY1_DRGX_A


              2

              9

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              4


              2

              10

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              5


              2

              Method D (One to one, using PCSEQ and PPSEQ)

              Day 8 relationships are the same as those shown in Example 1.

              RELID 1 Indicates records with PCSEQ values of 1-12 are related to records with PPSEQ values of 1-7.

              RELID 2 Indicates records with PCSEQ values of 1-7 and 10-12 are related to records with PPSEQ values of 4 and 5.

              relrec.xpt

              Row

              STUDYID

              RDOMAIN

              USUBJID

              IDVAR

              IDVARVAL

              RELTYPE

              RELID

              1

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              1


              1

              2

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              2


              1

              3

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              3


              1

              4

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              4


              1

              5

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              5


              1

              6

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              6


              1

              7

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              7


              1

              8

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              8


              1

              9

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              9


              1

              10

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              10


              1

              11

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              11


              1

              12

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              12


              1

              13

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              1


              1

              14

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              2


              1

              15

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              3


              1

              16

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              6


              1

              17

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              7


              1


              Row

              STUDYID

              RDOMAIN

              USUBJID

              IDVAR

              IDVARVAL

              RELTYPE

              RELID

              18

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              1


              2

              19

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              2


              2

              20

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              3


              2

              21

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              4


              2

              22

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              5


              2

              23

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              6


              2

              24

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              7


              2

              25

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              10


              2

              26

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              11


              2

              27

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              12


              2

              28

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              4


              2

              29

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              5


              2


              Example 4

              Only some records in PC used to calculate parameters: Time point 5 was excluded from Tmax, 6 from Cmax, and 11 and 12 from AUC.

              Method A (Many to many, using PCGRPID and PPGRPID)

              Day 8 relationships are the same as those shown in Example 1.

              RELID 1 Indicates that Tmax used records with PCGRPID values DY1DRGX_A, DY1DRGX_C, and DY1DRGX_D.

              RELID 2 Indicates that Cmax used records with PCGRPID values DY1DRGX_A, DY1DRGX_B, and DY1DRGX_D.

              RELID 3 Indicates that AUC used PCGRPID values DY1DRGX_A, DY1DRGX_B, and DY1DRGX_C.

              RELID 4 Indicates that all other parameters (PPGRPID = OTHER) used all PC time points: PCGRPID values DY1DRGX_A, DY1DRGX_B, DY1DRGX_C, and DY1DRGX_D.

              relrec.xpt

              Row

              STUDYID

              RDOMAIN

              USUBJID

              IDVAR

              IDVARVAL

              RELTYPE

              RELID

              1

              ABC-123

              PP

              ABC-123-0001

              PPGRPID

              TMAX


              1

              2

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY1DRGX_A


              1

              3

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY1DRGX_C


              1

              4

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY1DRGX_D


              1

              5

              ABC-123

              PP

              ABC-123-0001

              PPGRPID

              CMAX


              2

              6

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY1DRGX_A


              2

              7

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY1DRGX_B


              2

              8

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY1DRGX_D


              2

              9

              ABC-123

              PP

              ABC-123-0001

              PPGRPID

              AUC


              3

              10

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY1DRGX_A


              3

              11

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY1DRGX_B


              3

              12

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY1DRGX_C


              3

              13

              ABC-123

              PP

              ABC-123-0001

              PPGRPID

              OTHER


              4

              14

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY1DRGX_A


              4

              15

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY1DRGX_B


              4

              16

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY1DRGX_C


              4

              17

              ABC-123

              PC

              ABC-123-0001

              PCGRPID

              DY1DRGX_D


              4

              Note that in this RELREC table, the single records in rows 1, 3, 5, 7, and 9, represented by their --GRPIDs (Tmax, DY1DRGX_C, Cmax, DY1DRGX_B, AUC) could have been referenced by their SEQ values, as both identify the records sufficiently. At least 2 other hybrid approaches would have been acceptable as well: using PPSEQ and PCGRPIDs whenever possible or using PPGRPID and PCSEQ values whenever possible. Method D uses only SEQ values.

              Method D (One to one, using PCSEQ and PPSEQ)

              Day 8 relationships are the same as those shown in Example 1.

              RELID 1 Indicates records with PCSEQ values of 1-4 and 6-12 are related to the record with a PPSEQ value of 1.

              RELID 2 Indicates records with PCSEQ values of 1-5 and 7-12 are related to the record with a PPSEQ value of 2.

              Row

              STUDYID

              RDOMAIN

              USUBJID

              IDVAR

              IDVARVAL

              RELTYPE

              RELID

              1

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              1


              1

              2

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              2


              1

              3

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              3


              1

              4

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              4


              1

              5

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              6


              1

              6

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              7


              1

              7

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              8


              1

              8

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              9


              1

              9

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              10


              1

              10

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              11


              1

              11

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              12


              1

              12

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              1


              1

              13

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              1


              2

              14

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              2


              2

              15

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              3


              2

              16

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              4


              2

              17

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              5


              2

              18

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              7


              2

              19

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              8


              2

              20

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              9


              2

              21

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              10


              2

              22

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              11


              2

              23

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              12


              2

              24

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              2


              2

              25

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              1


              3

              26

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              2


              3

              27

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              3


              3

              28

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              4


              3

              29

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              5


              3

              30

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              6


              3

              31

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              7


              3

              32

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              8


              3

              33

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              9


              3

              34

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              10


              3

              35

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              3


              3

              36

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              1


              4

              37

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              2


              4

              38

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              3


              4

              39

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              4


              4

              40

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              5


              4

              41

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              6


              4

              42

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              7


              4

              43

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              8


              4

              44

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              9


              4

              RELID 3 Indicates records with PCSEQ values of 1-10 are related to the record with a PPSEQ value of 3. RELID 4 Indicates records with PCSEQ values of 1-12 are related to the records with PPSEQ values of 4-7. relrec.xpt


              Row

              STUDYID

              RDOMAIN

              USUBJID

              IDVAR

              IDVARVAL

              RELTYPE

              RELID

              45

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              10


              4

              46

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              11


              4

              47

              ABC-123

              PC

              ABC-123-0001

              PCSEQ

              12


              4

              48

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              4


              4

              49

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              5


              4

              50

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              6


              4

              51

              ABC-123

              PP

              ABC-123-0001

              PPSEQ

              7


              4


        4. Suggestions for Implementing RELREC in the Submission of Pharmacokinetic Data

          If a sponsor decides to create RELREC records, determine which of the scenarios best reflects how PP data are related to PC data. Questions that should be considered include:

          1. Do all parameters for each pharmacokinetic profile use all concentrations for all subjects? If so, and you decide to create RELREC records showing this explicitly, create a PPGRPID value for all PP records and a PCGRPID value for all PC records for each profile for each subject, analyte, and reference time point. Decide whether to relate datasets (Section 8.1, Relating Groups of Records Within a Domain Using the -- GRPID Variable) or records (Section 8.2, Relating Records - RELREC, and Example 1). If choosing the latter, create records in RELREC for each PCGRPID value and each PPGRPID value (Method A). Use RELID to show which PCGRPID and PPGRPID records are related. Consider RELREC Methods B, C, and D as applicable.

          2. Do all parameters use the same concentrations, although maybe not all of them (Example 2)? If so, create a single PPGRPID value for all PP records, and 2 PCGRPID values for the PC records: a PCGRPID value for ones that were used and a PCGRPID value for those that were not used. Create records in RELREC for each PCGRPID value and each PPGRPID value (Method A). Use RELID to show which PCGRPID and PPGRPID records are related. Consider RELREC Methods B, C, and D as applicable.

          3. Do any parameters use the same concentrations, but not as consistently as shown in Examples 1 and 2? If so, refer to Example 3. Assign a GRPID value to the PP records that use the same concentrations. More than one PPGRPID value may be necessary. Assign as many PCGRPID values in the PC domain as needed to group these records. Create records in RELREC for each PCGRPID value and each PPGRPID value (Method A). Use RELID to show which PCGRPID and PPGRPID records are related. Consider RELREC Methods B, C, and D as applicable.

          If none of these applies, or the data become difficult to group, then start with Example 4, and decide which RELREC method would be easiest to implement and represent.

        5. Conclusions

          Relating the datasets (as described in Section 8, Representing Relationships and Data) is the simplest method; however, all time-point concentrations in PC must be used to calculate all parameters for all subjects. If datasets cannot be related, then individual subject records must be related. In either case, the values of PCGRPID and PPGRPID must take into account multiple analytes and multiple reference time points, if these exist.

          Method A is clearly the most efficient in terms of having the least number of RELREC records, but it does require the assignment of --GRPID values (which are optional) in both the PC and PP datasets. Method D, in contrast, does not require the assignment of --GRPID values, but relies instead on the required --SEQ values in both datasets to relate the records. Although Method D results in the largest number of RELREC records compared to the other methods, it may be the easiest to implement consistently across the range of complexities shown in the examples. Two additional methods, Methods B and C, are also shown for Examples 1-3, representing hybrid approaches using

          --GRPID values in only one dataset (PP and PC, respectively) and --SEQ values for the other. These methods are best suited for sponsors who want to minimize the number of RELREC records while not having to assign --GRPID values in both domains. Methods B and C would not be ideal, however, if one expected complex scenarios as shown in Example 4.

          Please note that an attempt has been made to approximate real pharmacokinetic data; however, the example values are not intended to reflect data used for actual analysis. When certain time-point concentrations have been omitted


          from PP calculations in Examples 2-4, the actual parameter values in the PP dataset have not been recalculated from those in Example 1 to reflect those omissions.

      13. PC PP Cross-domain Examples

        This version of SENDIG provides cross-domain examples for pharmacokinetic data. These new examples are provided to show the relationship between concentration data and their relevant parameters. Each example takes a study and shows how the Exposure (EX), PC, PP, supplemental qualifiers, and Pool Definition (POOLDEF) domains would work together for that study. The examples demonstrate both individual sampling and sparse sampling but do not address Latin square study designs, which may require different implementation of certain timing variables.

        1. PC PP Cross-domain Example 1

          This example shows data for 1 animal subject, where all timing variables are populated as the information was readily available electronically. The subject was dosed daily and sampled for 2 profiles, starting day 1 and day 7. A full profile was obtained from the subject on both occasions and analyzed for parent compound (PCTESTCD = XYZ123) and 2 metabolites (PCTESTCD = XYZ345 and XYZ456).

          PC PP Cross-domain Example 1: EX

          The Exposure (EX) records are provided to show the relationship between the time recorded in the dosing records (EXSTDTC) and the PCRFTDTC and PPRFTDTC.

          ex.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          EXSEQ

          EXTRT

          EXDOSE

          EXDOSU

          EXDOSFRM

          EXDOSFRQ

          EXROUTE

          EXLOT

          EXRTV

          EXVAMT

          EXVAMTU

          EXSTDTC

          EXSTDY

          1

          ABC-123

          EX

          ABC-123- 1001

          1

          XYZ- 123

          2.6

          mg

          SOLUTION

          QD

          ORAL GAVAGE

          XYZ123- 01

          Saline

          5

          mL

          2017-06-

          20T09:49:39

          1

          2

          ABC-123

          EX

          ABC-123- 1001

          2

          XYZ- 123

          2.6

          mg

          SOLUTION

          QD

          ORAL GAVAGE

          XYZ123- 01

          Saline

          5

          mL

          2017-06-

          21T09:36:08

          2

          3

          ABC-123

          EX

          ABC-123- 1001

          3

          XYZ- 123

          2.6

          mg

          SOLUTION

          QD

          ORAL GAVAGE

          XYZ123- 01

          Saline

          5

          mL

          2017-06-

          22T09:24:26

          3

          4

          ABC-123

          EX

          ABC-123- 1001

          4

          XYZ- 123

          2.7

          mg

          SOLUTION

          QD

          ORAL GAVAGE

          XYZ123- 01

          Saline

          5

          mL

          2017-06-

          23T09:55:14

          4

          5

          ABC-123

          EX

          ABC-123- 1001

          5

          XYZ- 123

          2.7

          mg

          SOLUTION

          QD

          ORAL GAVAGE

          XYZ123- 01

          Saline

          5

          mL

          2017-06-

          24T09:42:59

          5

          6

          ABC-123

          EX

          ABC-123- 1001

          6

          XYZ- 123

          2.7

          mg

          SOLUTION

          QD

          ORAL GAVAGE

          XYZ123- 01

          Saline

          5

          mL

          2017-06-

          25T09:15:16

          6

          7

          ABC-123

          EX

          ABC-123- 1001

          7

          XYZ- 123

          2.6

          mg

          SOLUTION

          QD

          ORAL GAVAGE

          XYZ123- 01

          Saline

          5

          mL

          2017-06-

          26T09:08:40

          7


          PC PP Cross-domain Example 1: PC

          In this example, the sponsor chose to populate PCTPTNUM with a value representing the number of hours postdose. The sponsor populated PCCAT with ANALYTE and PCSCAT to differentiate between PARENT and METABOLITE.

          Rows 1, 9-10, 19-20: Show that when a measurement is identified as being below a limit of quantitation threshold in PCSTRESC, PCLLOQ should be populated, and PCSTRESU must be populated.


          Rows 2-8, 11-18, 21-36: Show measurements where all result variables (PCORRES, PCSTRESC, PCSTRESN) are populated because they are not below the limit of quantitation. Although these values are not below the lower limit of quantitation, PCLLOQ is populated.

          pc.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          PCSEQ

          PCTESTCD

          PCTEST

          PCCAT

          PCSCAT

          PCORRES

          PCORRESU

          PCSTRESC

          PCSTRESN

          PCSTRESU

          PCNAM

          PCSPEC

          PCMETHOD

          PCLLOQ

          PCDTC

          PCDY

          PCNOMDY

          PCTPT

          PCTPTNUM

          PCELTM

          PCTPTREF

          PCRFTDTC

          1

          ABC-123

          PC

          ABC-123- 1001

          1

          XYZ123

          XYZ-123

          ANALYTE

          PARENT

          <LLOQ

          ng/mL

          BLQ


          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          20T09:49:00

          1

          1

          Predose

          0

          PT0H

          Day 1 Dose

          2017-06-

          20T09:49:39

          2

          ABC-123

          PC

          ABC-123- 1001

          2

          XYZ123

          XYZ-123

          ANALYTE

          PARENT

          0.700

          ng/mL

          0.700

          0.7

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          20T10:04:00

          1

          1

          0.25 hour postdose

          0.25

          PT0.25H

          Day 1 Dose

          2017-06-

          20T09:49:39

          3

          ABC-123

          PC

          ABC-123- 1001

          3

          XYZ123

          XYZ-123

          ANALYTE

          PARENT

          8.1

          ng/mL

          8.1

          8.1

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          20T10:19:00

          1

          1

          0.5 hour postdose

          0.5

          PT0.5H

          Day 1 Dose

          2017-06-

          20T09:49:39

          4

          ABC-123

          PC

          ABC-123- 1001

          4

          XYZ123

          XYZ-123

          ANALYTE

          PARENT

          44.0

          ng/mL

          44.0

          44

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          20T10:44:00

          1

          1

          1 hour postdose

          1

          PT1H

          Day 1 Dose

          2017-06-

          20T09:49:39

          5

          ABC-123

          PC

          ABC-123- 1001

          5

          XYZ123

          XYZ-123

          ANALYTE

          PARENT

          108

          ng/mL

          108

          108

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          20T11:52:00

          1

          1

          2 hours postdose

          2

          PT2H

          Day 1 Dose

          2017-06-

          20T09:49:39

          6

          ABC-123

          PC

          ABC-123- 1001

          6

          XYZ123

          XYZ-123

          ANALYTE

          PARENT

          32.3

          ng/mL

          32.3

          32.3

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          20T13:56:00

          1

          1

          4 hours postdose

          4

          PT4H

          Day 1 Dose

          2017-06-

          20T09:49:39

          7

          ABC-123

          PC

          ABC-123- 1001

          7

          XYZ123

          XYZ-123

          ANALYTE

          PARENT

          4.75

          ng/mL

          4.75

          4.75

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          20T17:53:00

          1

          1

          8 hours postdose

          8

          PT8H

          Day 1 Dose

          2017-06-

          20T09:49:39

          8

          ABC-123

          PC

          ABC-123- 1001

          8

          XYZ123

          XYZ-123

          ANALYTE

          PARENT

          2.01

          ng/mL

          2.01

          2.01

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          20T21:27:00

          1

          1

          12 hours postdose

          12

          PT12H

          Day 1 Dose

          2017-06-

          20T09:49:39

          9

          ABC-123

          PC

          ABC-123- 1001

          9

          XYZ123

          XYZ-123

          ANALYTE

          PARENT

          <LLOQ

          ng/mL

          BLQ


          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          21T09:53:00

          2

          1

          24 hours postdose

          24

          PT24H

          Day 1 Dose

          2017-06-

          20T09:49:39

          10

          ABC-123

          PC

          ABC-123- 1001

          10

          XYZ123

          XYZ-123

          ANALYTE

          PARENT

          <LLOQ

          ng/mL

          BLQ


          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          26T09:07:00

          7

          7

          Predose

          0

          PT0H

          Day 7 Dose

          2017-06-

          26T09:08:40

          11

          ABC-123

          PC

          ABC-123- 1001

          11

          XYZ123

          XYZ-123

          ANALYTE

          PARENT

          7.69

          ng/mL

          7.69

          7.69

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          26T09:23:00

          7

          7

          0.25 hour postdose

          0.25

          PT0.25H

          Day 7 Dose

          2017-06-

          26T09:08:40

          12

          ABC-123

          PC

          ABC-123- 1001

          12

          XYZ123

          XYZ-123

          ANALYTE

          PARENT

          39.8

          ng/mL

          39.8

          39.8

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          26T09:37:00

          7

          7

          0.5 hour postdose

          0.5

          PT0.5H

          Day 7 Dose

          2017-06-

          26T09:08:40

          13

          ABC-123

          PC

          ABC-123- 1001

          13

          XYZ123

          XYZ-123

          ANALYTE

          PARENT

          140

          ng/mL

          140

          140

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          26T10:06:00

          7

          7

          1 hour postdose

          1

          PT1H

          Day 7 Dose

          2017-06-

          26T09:08:40

          14

          ABC-123

          PC

          ABC-123- 1001

          14

          XYZ123

          XYZ-123

          ANALYTE

          PARENT

          116

          ng/mL

          116

          116

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          26T10:56:00

          7

          7

          2 hours postdose

          2

          PT2H

          Day 7 Dose

          2017-06-

          26T09:08:40

          15

          ABC-123

          PC

          ABC-123- 1001

          15

          XYZ123

          XYZ-123

          ANALYTE

          PARENT

          52.2

          ng/mL

          52.2

          52.2

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          26T13:08:00

          7

          7

          4 hours postdose

          4

          PT4H

          Day 7 Dose

          2017-06-

          26T09:08:40

          16

          ABC-123

          PC

          ABC-123- 1001

          16

          XYZ123

          XYZ-123

          ANALYTE

          PARENT

          18.3

          ng/mL

          18.3

          18.3

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          26T17:07:00

          7

          7

          8 hours postdose

          8

          PT8H

          Day 7 Dose

          2017-06-

          26T09:08:40

          17

          ABC-123

          PC

          ABC-123- 1001

          17

          XYZ123

          XYZ-123

          ANALYTE

          PARENT

          14.4

          ng/mL

          14.4

          14.4

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          26T21:26:00

          7

          7

          12 hours postdose

          12

          PT12H

          Day 7 Dose

          2017-06-

          26T09:08:40

          18

          ABC-123

          PC

          ABC-123- 1001

          18

          XYZ123

          XYZ-123

          ANALYTE

          PARENT

          2.01

          ng/mL

          2.01

          2.01

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          27T08:13:00

          8

          7

          24 hours postdose

          24

          PT24H

          Day 7 Dose

          2017-06-

          26T09:08:40

          19

          ABC-123

          PC

          ABC-123- 1001

          19

          XYZ345

          XYZ-345

          ANALYTE

          METABOLITE

          <LLOQ

          ng/mL

          BLQ


          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          20T09:49:00

          1

          1

          Predose

          0

          PT0H

          Day 1 Dose

          2017-06-

          20T09:49:39

          20

          ABC-123

          PC

          ABC-123- 1001

          20

          XYZ345

          XYZ-345

          ANALYTE

          METABOLITE

          <LLOQ

          ng/mL

          BLQ


          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          20T10:04:00

          1

          1

          0.25 hour postdose

          0.25

          PT0.25H

          Day 1 Dose

          2017-06-

          20T09:49:39

          21

          ABC-123

          PC

          ABC-123- 1001

          21

          XYZ345

          XYZ-345

          ANALYTE

          METABOLITE

          11.6

          ng/mL

          11.6

          11.6

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          20T10:19:00

          1

          1

          0.5 hour postdose

          0.5

          PT0.5H

          Day 1 Dose

          2017-06-

          20T09:49:39

          22

          ABC-123

          PC

          ABC-123- 1001

          22

          XYZ345

          XYZ-345

          ANALYTE

          METABOLITE

          78.7

          ng/mL

          78.7

          78.7

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          20T10:44:00

          1

          1

          1 hour postdose

          1

          PT1H

          Day 1 Dose

          2017-06-

          20T09:49:39

          23

          ABC-123

          PC

          ABC-123- 1001

          23

          XYZ345

          XYZ-345

          ANALYTE

          METABOLITE

          699

          ng/mL

          699

          699

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          20T11:52:00

          1

          1

          2 hours postdose

          2

          PT2H

          Day 1 Dose

          2017-06-

          20T09:49:39

          24

          ABC-123

          PC

          ABC-123- 1001

          24

          XYZ345

          XYZ-345

          ANALYTE

          METABOLITE

          205

          ng/mL

          205

          205

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          20T13:56:00

          1

          1

          4 hours postdose

          4

          PT4H

          Day 1 Dose

          2017-06-

          20T09:49:39


          Row

          STUDYID

          DOMAIN

          USUBJID

          PCSEQ

          PCTESTCD

          PCTEST

          PCCAT

          PCSCAT

          PCORRES

          PCORRESU

          PCSTRESC

          PCSTRESN

          PCSTRESU

          PCNAM

          PCSPEC

          PCMETHOD

          PCLLOQ

          PCDTC

          PCDY

          PCNOMDY

          PCTPT

          PCTPTNUM

          PCELTM

          PCTPTREF

          PCRFTDTC

          25

          ABC-123

          PC

          ABC-123- 1001

          25

          XYZ345

          XYZ-345

          ANALYTE

          METABOLITE

          21.8

          ng/mL

          21.8

          21.8

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          20T17:53:00

          1

          1

          8 hours postdose

          8

          PT8H

          Day 1 Dose

          2017-06-

          20T09:49:39

          26

          ABC-123

          PC

          ABC-123- 1001

          26

          XYZ345

          XYZ-345

          ANALYTE

          METABOLITE

          6.20

          ng/mL

          6.20

          6.2

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          20T21:27:00

          1

          1

          12 hours postdose

          12

          PT12H

          Day 1 Dose

          2017-06-

          20T09:49:39

          27

          ABC-123

          PC

          ABC-123- 1001

          27

          XYZ345

          XYZ-345

          ANALYTE

          METABOLITE

          1.66

          ng/mL

          1.66

          1.66

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          21T09:53:00

          2

          1

          24 hours postdose

          24

          PT24H

          Day 1 Dose

          2017-06-

          20T09:49:39

          28

          ABC-123

          PC

          ABC-123- 1001

          28

          XYZ345

          XYZ-345

          ANALYTE

          METABOLITE

          2.05

          ng/mL

          2.05

          2.05

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          26T09:07:00

          7

          7

          Predose

          0

          PT0H

          Day 7 Dose

          2017-06-

          26T09:08:40

          29

          ABC-123

          PC

          ABC-123- 1001

          29

          XYZ345

          XYZ-345

          ANALYTE

          METABOLITE

          9.29

          ng/mL

          9.29

          9.29

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          26T09:23:00

          7

          7

          0.25 hour postdose

          0.25

          PT0.25H

          Day 7 Dose

          2017-06-

          26T09:08:40

          30

          ABC-123

          PC

          ABC-123- 1001

          30

          XYZ345

          XYZ-345

          ANALYTE

          METABOLITE

          39.8

          ng/mL

          39.8

          39.8

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          26T09:37:00

          7

          7

          0.5 hour postdose

          0.5

          PT0.5H

          Day 7 Dose

          2017-06-

          26T09:08:40

          31

          ABC-123

          PC

          ABC-123- 1001

          31

          XYZ345

          XYZ-345

          ANALYTE

          METABOLITE

          89.6

          ng/mL

          89.6

          89.6

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          26T10:06:00

          7

          7

          1 hour postdose

          1

          PT1H

          Day 7 Dose

          2017-06-

          26T09:08:40

          32

          ABC-123

          PC

          ABC-123- 1001

          32

          XYZ345

          XYZ-345

          ANALYTE

          METABOLITE

          92.8

          ng/mL

          92.8

          92.8

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          26T10:56:00

          7

          7

          2 hours postdose

          2

          PT2H

          Day 7 Dose

          2017-06-

          26T09:08:40

          33

          ABC-123

          PC

          ABC-123- 1001

          33

          XYZ345

          XYZ-345

          ANALYTE

          METABOLITE

          56.8

          ng/mL

          56.8

          56.8

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          26T13:08:00

          7

          7

          4 hours postdose

          4

          PT4H

          Day 7 Dose

          2017-06-

          26T09:08:40

          34

          ABC-123

          PC

          ABC-123- 1001

          34

          XYZ345

          XYZ-345

          ANALYTE

          METABOLITE

          15.2

          ng/mL

          15.2

          15.2

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          26T17:07:00

          7

          7

          8 hours postdose

          8

          PT8H

          Day 7 Dose

          2017-06-

          26T09:08:40

          35

          ABC-123

          PC

          ABC-123- 1001

          35

          XYZ345

          XYZ-345

          ANALYTE

          METABOLITE

          10.8

          ng/mL

          10.8

          10.8

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          26T21:26:00

          7

          7

          12 hours postdose

          12

          PT12H

          Day 7 Dose

          2017-06-

          26T09:08:40

          36

          ABC-123

          PC

          ABC-123- 1001

          36

          XYZ345

          XYZ-345

          ANALYTE

          METABOLITE

          3.66

          ng/mL

          3.66

          3.66

          ng/mL

          BIOANALYSIS LAB X

          PLASMA

          LC/MS/MS

          0.6

          2017-06-

          27T08:13:00

          8

          7

          24 hours postdose

          24

          PT24H

          Day 7 Dose

          2017-06-

          26T09:08:40


          PC PP Cross-domain Example 1: PP

          In this example, PPTPREF has been populated with values giving the day of dose. In this case there is only 1 daily dose; therefore, PPTPTREF populated with “Day 1 Dose” is sufficient to explain the reference and matches PCTPTREF.

          pp.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          PPSEQ

          PPTESTCD

          PPTEST

          PPCAT

          PPSCAT

          PPORRES

          PPORRESU

          PPSTRESC

          PPSTRESN

          PPSTRESU

          PPSTAT

          PPREASND

          PPSPEC

          PPNOMDY

          PPTPTREF

          PPRFTDTC

          PPSTINT

          PPENINT

          1

          ABC-123

          PP

          ABC-123-1001

          1

          TMAX

          Time of CMAX

          XYZ-123

          NON-COMPARTMENTAL

          2

          h

          2

          2

          h



          PLASMA

          1

          Day 1 Dose

          2017-06-20T09:49:39



          2

          ABC-123

          PP

          ABC-123-1001

          2

          CMAX

          Max Conc

          XYZ-123

          NON-COMPARTMENTAL

          108

          ng/mL

          108

          108

          ng/mL



          PLASMA

          1

          Day 1 Dose

          2017-06-20T09:49:39



          3

          ABC-123

          PP

          ABC-123-1001

          3

          AUCLST

          AUC to Last Nonzero Conc

          XYZ-123

          NON-COMPARTMENTAL

          318

          h*ng/mL

          318

          318

          h*ng/mL



          PLASMA

          1

          Day 1 Dose

          2017-06-20T09:49:39



          4

          ABC-123

          PP

          ABC-123-1001

          4

          TLST

          Time of Last Nonzero Conc

          XYZ-123

          NON-COMPARTMENTAL

          12

          h

          12

          12

          h



          PLASMA

          1

          Day 1 Dose

          2017-06-20T09:49:39



          5

          ABC-123

          PP

          ABC-123-1001

          5

          AUCINT

          AUC from T1 to T2

          XYZ-123

          NON-COMPARTMENTAL

          330

          h*ng/mL

          330

          330

          h*ng/mL



          PLASMA

          1

          Day 1 Dose

          2017-06-20T09:49:39

          PT0H

          PT24H

          6

          ABC-123

          PP

          ABC-123-1001

          6

          TMAX

          Time of CMAX

          XYZ-123

          NON-COMPARTMENTAL

          1

          h

          1

          1

          h



          PLASMA

          7

          Day 7 Dose

          2017-06-26T09:08:40



          7

          ABC-123

          PP

          ABC-123-1001

          7

          CMAX

          Max Conc

          XYZ-123

          NON-COMPARTMENTAL

          140

          ng/mL

          140

          140

          ng/mL



          PLASMA

          7

          Day 7 Dose

          2017-06-26T09:08:40



          8

          ABC-123

          PP

          ABC-123-1001

          8

          AUCLST

          AUC to Last Nonzero Conc

          XYZ-123

          NON-COMPARTMENTAL

          653

          h*ng/mL

          653

          653

          h*ng/mL



          PLASMA

          7

          Day 7 Dose

          2017-06-26T09:08:40



          9

          ABC-123

          PP

          ABC-123-1001

          9

          TLST

          Time of Last Nonzero Conc

          XYZ-123

          NON-COMPARTMENTAL

          24

          h

          24

          24

          h



          PLASMA

          7

          Day 7 Dose

          2017-06-26T09:08:40



          10

          ABC-123

          PP

          ABC-123-1001

          10

          AUCINT

          AUC from T1 to T2

          XYZ-123

          NON-COMPARTMENTAL

          653

          h*ng/mL

          653

          653

          h*ng/mL



          PLASMA

          7

          Day 7 Dose

          2017-06-26T09:08:40

          PT0H

          PT24H

          11

          ABC-123

          PP

          ABC-123-1001

          11

          ARCMAX

          Accumulation Ratio Cmax

          XYZ-123

          NON-COMPARTMENTAL

          1.30

          RATIO

          1.30

          1.30

          RATIO



          PLASMA

          7

          Day 7 Dose

          2017-06-26T09:08:40



          12

          ABC-123

          PP

          ABC-123-1001

          12

          AUCLST

          AUC to Last Nonzero Conc

          XYZ-345

          NON-COMPARTMENTAL

          1874

          h*ng/mL

          1874

          1874

          h*ng/mL



          PLASMA

          1

          Day 1 Dose

          2017-06-20T09:49:39



          13

          ABC-123

          PP

          ABC-123-1001

          13

          TLST

          Time of Last Nonzero Conc

          XYZ-345

          NON-COMPARTMENTAL

          24

          h

          24

          24

          h



          PLASMA

          1

          Day 1 Dose

          2017-06-20T09:49:39



          14

          ABC-123

          PP

          ABC-123-1001

          14

          AUCLST

          AUC to Last Nonzero Conc

          XYZ-345

          NON-COMPARTMENTAL

          563

          h*ng/mL

          563

          563

          h*ng/mL



          PLASMA

          7

          Day 7 Dose

          2017-06-26T09:08:40



          15

          ABC-123

          PP

          ABC-123-1001

          15

          TLST

          Time of Last Nonzero Conc

          XYZ-345

          NON-COMPARTMENTAL

          24

          h

          24

          24

          h



          PLASMA

          7

          Day 7 Dose

          2017-06-26T09:08:40



          PC PP Cross-domain Example 1: SUPPPC

          This example shows a SUPPC domain to specify the PCCALCN value used for the PC records where the result fell below the limit of quantitation.

          supppc.xpt

          Row

          STUDYID

          RDOMAIN

          USUBJID

          IDVAR

          IDVARVAL

          QNAM

          QLABEL

          QVAL

          QORIG

          1

          ABC-123

          PC

          ABC-123-1001

          PCSTRESC

          BLQ

          PCCALCN

          Numeric Interpretation for Calculations

          0

          DERIVED


        2. PC PP Cross-domain Example 2

          This example shows data for 1 animal subject, where only the minimal amount of timing information was readily available electronically. The subject was dosed daily and sampled for 2 profiles, starting day 1 and day 14. A full profile was obtained from the subject on both occasions and analyzed for parent compound and 2 metabolites.

          PC PP Cross-domain Example 2: PC

          At a minimum, the nominal timing variables required for the analysis are PCNOMDY, PCTPTREF, and PCELTM; these timing variables have been populated, but PCDTC is null. PCRFTDTC is populated with only the date of dose as the time was not recorded in a manner readily available electronically. Although not crucial for the analysis, PCTPT was recorded and therefore populated in this example.

          In this example, the sponsor chose to populate PCTPTNUM with a simple sequential sorting order; therefore, no timing information can be assumed from the data represented in this variable.

          In the case of duration dosing (e.g., continuous infusion), all records can only have 1 reference time point; this must be consistent (i.e., always work from the start of the dose, or always work from the end of dose). If the end of dosing is used as the reference time point, then start time point = -PT1H for 1 hour infusion and immediate postdose would be PT0H.

          The example shows the best practice of using PCCAT to differentiate in the dataset between the parent and metabolite. It also shows the best practice of populating PCNAM.

          Rows 1-4, 6-10, 12-19, 21-26: Show example concentration data and are provided for context.

          Rows 13, 20: Show that when a result is BLQ in PCSTRESC, then both PCSTRESU and PCLLOQ should be populated; and as described in the assumptions. PCELTM for predose values is represented as "PT0H" because scientific data usage takes priority over study plan; therefore, predose values are typically set to zero for statistics and graphing.

          Rows 5, 11: Show that when PCORRES is null and PCSTAT=NOT DONE, then PCSTRESU and PCLLOQ can be populated.

          pc.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          PCSEQ

          PCTESTCD

          PCTEST

          PCCAT

          PCORRES

          PCORRESU

          PCSTRESC

          PCSTRESN

          PCSTRESU

          PCSTAT

          PCREASND

          PCNAM

          PCSPEC

          PCBLFL

          PCLLOQ

          PCEXCLFL

          PCREASEX

          PCNOMDY

          PCDTC

          PCTPT

          PCTPTNUM

          PCELTM

          PCTPTREF

          PCRFTDTC

          1

          5311016

          PC

          5311016-

          101

          1

          A9876543

          ABC9876543

          PARENT

          3000

          ng/mL

          3000

          3000

          ng/mL



          ACME INC

          PLASMA


          1



          1


          0H30MIN

          1

          PT30M

          Day 1 dose

          2018-01-01

          2

          5311016

          PC

          5311016-

          101

          3

          A9876543

          ABC9876543

          PARENT

          6240

          ng/mL

          6240

          6240

          ng/mL



          ACME INC

          PLASMA


          1



          1


          1H

          2

          PT1H

          Day 1 dose

          2018-01-01

          3

          5311016

          PC

          5311016-

          101

          5

          A9876543

          ABC9876543

          PARENT

          6950

          ng/mL

          6950

          6950

          ng/mL



          ACME INC

          PLASMA


          1



          1


          2H

          3

          PT2H

          Day 1 dose

          2018-01-01

          4

          5311016

          PC

          5311016-

          101

          7

          A9876543

          ABC9876543

          PARENT

          3630

          ng/mL

          3630

          3630

          ng/mL



          ACME INC

          PLASMA


          1



          1


          4H

          4

          PT4H

          Day 1 dose

          2018-01-01

          5

          5311016

          PC

          5311016-

          101

          9

          A9876543

          ABC9876543

          PARENT


          ng/mL



          ng/mL

          NOT DONE

          MISSING SAMPLE

          ACME INC

          PLASMA


          1



          1


          8H

          5

          PT8H

          Day 1 dose

          2018-01-01

          6

          5311016

          PC

          5311016-

          101

          11

          A9876543

          ABC9876543

          PARENT

          27

          ng/mL

          27

          27

          ng/mL



          ACME INC

          PLASMA


          1



          1


          24H

          6

          PT24H

          Day 1 dose

          2018-01-01

          7

          5311016

          PC

          5311016-

          101

          2

          A9871234

          ABC9871234

          METABOLITE

          6680

          ng/mL

          6680

          6680

          ng/mL



          ACME INC

          PLASMA


          1



          1


          0H30MIN

          1

          PT30M

          Day 1 dose

          2018-01-01

          8

          5311016

          PC

          5311016-

          101

          4

          A9871234

          ABC9871234

          METABOLITE

          11700

          ng/mL

          11700

          11700

          ng/mL



          ACME INC

          PLASMA


          1



          1


          1H

          2

          PT1H

          Day 1 dose

          2018-01-01

          9

          5311016

          PC

          5311016-

          101

          6

          A9871234

          ABC9871234

          METABOLITE

          14200

          ng/mL

          14200

          14200

          ng/mL



          ACME INC

          PLASMA


          1



          1


          2H

          3

          PT2H

          Day 1 dose

          2018-01-01


          Row

          STUDYID

          DOMAIN

          USUBJID

          PCSEQ

          PCTESTCD

          PCTEST

          PCCAT

          PCORRES

          PCORRESU

          PCSTRESC

          PCSTRESN

          PCSTRESU

          PCSTAT

          PCREASND

          PCNAM

          PCSPEC

          PCBLFL

          PCLLOQ

          PCEXCLFL

          PCREASEX

          PCNOMDY

          PCDTC

          PCTPT

          PCTPTNUM

          PCELTM

          PCTPTREF

          PCRFTDTC

          10

          5311016

          PC

          5311016-

          101

          8

          A9871234

          ABC9871234

          METABOLITE

          13900

          ng/mL

          13900

          13900

          ng/mL



          ACME INC

          PLASMA


          1



          1


          4H

          4

          PT4H

          Day 1 dose

          2018-01-01

          11

          5311016

          PC

          5311016-

          101

          10

          A9871234

          ABC9871234

          METABOLITE


          ng/mL



          ng/mL

          NOT DONE

          MISSING SAMPLE

          ACME INC

          PLASMA


          1



          1


          8H

          5

          PT8H

          Day 1 dose

          2018-01-01

          12

          5311016

          PC

          5311016-

          101

          12

          A9871234

          ABC9871234

          METABOLITE

          90.1

          ng/mL

          90.1

          90.1

          ng/mL



          ACME INC

          PLASMA


          1



          1


          24H

          6

          PT24H

          Day 1 dose

          2018-01-01

          13

          5311016

          PC

          5311016-

          101

          13

          A9876543

          ABC9876543

          PARENT

          <1

          ng/mL

          BLQ


          ng/mL



          ACME INC

          PLASMA


          1



          14


          PREDOSE

          1

          PT0H

          Day 14 dose

          2018-01-14

          14

          5311016

          PC

          5311016-

          101

          15

          A9876543

          ABC9876543

          PARENT

          2970

          ng/mL

          2970

          2970

          ng/mL



          ACME INC

          PLASMA


          1



          14


          0H30MIN

          2

          PT30M

          Day 14 dose

          2018-01-14

          15

          5311016

          PC

          5311016-

          101

          17

          A9876543

          ABC9876543

          PARENT

          6270

          ng/mL

          6270

          6270

          ng/mL



          ACME INC

          PLASMA


          1



          14


          1H

          3

          PT1H

          Day 14 dose

          2018-01-14

          16

          5311016

          PC

          5311016-

          101

          19

          A9876543

          ABC9876543

          PARENT

          6290

          ng/mL

          6290

          6290

          ng/mL



          ACME INC

          PLASMA


          1



          14


          2H

          4

          PT2H

          Day 14 dose

          2018-01-14

          17

          5311016

          PC

          5311016-

          101

          21

          A9876543

          ABC9876543

          PARENT

          3170

          ng/mL

          3170

          3170

          ng/mL



          ACME INC

          PLASMA


          1



          14


          4H

          5

          PT4H

          Day 14 dose

          2018-01-14

          18

          5311016

          PC

          5311016-

          101

          23

          A9876543

          ABC9876543

          PARENT

          1550

          ng/mL

          1550

          1550

          ng/mL



          ACME INC

          PLASMA


          1



          14


          8H

          6

          PT8H

          Day 14 dose

          2018-01-14

          19

          5311016

          PC

          5311016-

          101

          25

          A9876543

          ABC9876543

          PARENT

          49.5

          ng/mL

          49.5

          49.5

          ng/mL



          ACME INC

          PLASMA


          1



          14


          24H

          7

          PT24H

          Day 14 dose

          2018-01-14

          20

          5311016

          PC

          5311016-

          101

          14

          A9871234

          ABC9871234

          METABOLITE

          <1

          ng/mL

          BLQ


          ng/mL



          ACME INC

          PLASMA


          1



          14


          PREDOSE

          1

          PT0H

          Day 14 dose

          2018-01-14

          21

          5311016

          PC

          5311016-

          101

          16

          A9871234

          ABC9871234

          METABOLITE

          3350

          ng/mL

          3350

          3350

          ng/mL



          ACME INC

          PLASMA


          1



          14


          0H30MIN

          2

          PT30M

          Day 14 dose

          2018-01-14

          22

          5311016

          PC

          5311016-

          101

          18

          A9871234

          ABC9871234

          METABOLITE

          8370

          ng/mL

          8370

          8370

          ng/mL



          ACME INC

          PLASMA


          1



          14


          1H

          3

          PT1H

          Day 14 dose

          2018-01-14

          23

          5311016

          PC

          5311016-

          101

          20

          A9871234

          ABC9871234

          METABOLITE

          14800

          ng/mL

          14800

          14800

          ng/mL



          ACME INC

          PLASMA


          1



          14


          2H

          4

          PT2H

          Day 14 dose

          2018-01-14

          24

          5311016

          PC

          5311016-

          101

          22

          A9871234

          ABC9871234

          METABOLITE

          11900

          ng/mL

          11900

          11900

          ng/mL



          ACME INC

          PLASMA


          1



          14


          4H

          5

          PT4H

          Day 14 dose

          2018-01-14

          25

          5311016

          PC

          5311016-

          101

          24

          A9871234

          ABC9871234

          METABOLITE

          8610

          ng/mL

          8610

          8610

          ng/mL



          ACME INC

          PLASMA


          1



          14


          8H

          6

          PT8H

          Day 14 dose

          2018-01-14

          26

          5311016

          PC

          5311016-

          101

          26

          A9871234

          ABC9871234

          METABOLITE

          124

          ng/mL

          124

          124

          ng/mL



          ACME INC

          PLASMA


          1

          Y

          Concentration result excluded due to hemolysis

          14


          24H

          7

          PT24H

          Day 14 dose

          2018-01-14


          PC PP Cross-domain Example 2: PP

          This example shows how PPTPTREF relates back to the PCTPTREF in the PC domain.

          For the dose date/time, the date is known, but not the exact time; therefore, PPRFTDTC is populated with the data portion only.

          pp.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          PPSEQ

          PPTESTCD

          PPTEST

          PPCAT

          PPSCAT

          PPORRES

          PPORRESU

          PPSTRESC

          PPSTRESN

          PPSTRESU

          PPSPEC

          PPNOMDY

          PPTPTREF

          PPRFTDTC

          PPSTINT

          PPENINT

          1

          5311016

          PP

          5311016-101

          1

          AUCINT

          AUC from T1 to T2

          ABC9876543

          PARENT

          56805

          h*ng/mL

          56805

          56805

          h*ng/mL

          PLASMA

          1

          Day 1 dose

          2018-01-01

          PT0H

          PT24H

          2

          5311016

          PP

          5311016-101

          2

          CMAX

          Max Conc

          ABC9876543

          PARENT

          6950

          ng/mL

          6950

          6950

          ng/mL

          PLASMA

          1

          Day 1 dose

          2018-01-01



          3

          5311016

          PP

          5311016-101

          3

          TMAX

          Max Conc

          ABC9876543

          PARENT

          2

          h

          2

          2

          h

          PLASMA

          1

          Day 1 dose

          2018-01-01



          4

          5311016

          PP

          5311016-101

          4

          AUCINTD

          AUC from T1 to T2 Norm by Dose

          ABC9876543

          PARENT

          5681

          h*ng/mL/(mg/kg)

          5681

          5681

          h*ng/mL/(mg/kg)

          PLASMA

          1

          Day 1 dose

          2018-01-01

          PT0H

          PT24H

          5

          5311016

          PP

          5311016-101

          5

          CMAXD

          Max Conc Norm by Dose

          ABC9876543

          PARENT

          695

          ng/mL/(mg/kg)

          695

          695

          ng/mL/(mg/kg)

          PLASMA

          1

          Day 1 dose

          2018-01-01



          6

          5311016

          PP

          5311016-101

          6

          AUCINT

          AUC from T1 to T2

          ABC9876543

          PARENT

          41029

          h*ng/mL

          41029

          41029

          h*ng/mL

          PLASMA

          14

          Day 14 dose

          2018-01-01

          PT0H

          PT24H

          7

          5311016

          PP

          5311016-101

          7

          CMAX

          Max Conc

          ABC9876543

          PARENT

          6290

          ng/mL

          6290

          6290

          ng/mL

          PLASMA

          14

          Day 14 dose

          2018-01-01



          8

          5311016

          PP

          5311016-101

          8

          TMAX

          Time of CMAX

          ABC9876543

          PARENT

          2

          h

          2

          2

          h

          PLASMA

          14

          Day 14 dose

          2018-01-01




          Row

          STUDYID

          DOMAIN

          USUBJID

          PPSEQ

          PPTESTCD

          PPTEST

          PPCAT

          PPSCAT

          PPORRES

          PPORRESU

          PPSTRESC

          PPSTRESN

          PPSTRESU

          PPSPEC

          PPNOMDY

          PPTPTREF

          PPRFTDTC

          PPSTINT

          PPENINT

          9

          5311016

          PP

          5311016-101

          9

          AUCINTD

          AUC from T1 to T2 Norm by Dose

          ABC9876543

          PARENT

          4103

          h*ng/mL/(mg/kg)

          4103

          4103

          h*ng/mL/(mg/kg)

          PLASMA

          14

          Day 14 dose

          2018-01-01

          PT0H

          PT24H

          10

          5311016

          PP

          5311016-101

          10

          CMAXD

          Max Conc Norm by Dose

          ABC9876543

          PARENT

          629

          ng/mL/(mg/kg)

          629

          629

          ng/mL/(mg/kg)

          PLASMA

          14

          Day 14 dose

          2018-01-01



          11

          5311016

          PP

          5311016-101

          11

          AUCINT

          AUC from T1 to T2

          ABC9871234

          METABOLITE

          187216

          h*ng/mL

          187216

          187216

          h*ng/mL

          PLASMA

          1

          Day 1 dose

          2018-01-01

          PT0H

          PT24H

          12

          5311016

          PP

          5311016-101

          12

          CMAX

          Max Conc

          ABC9871234

          METABOLITE

          14200

          ng/mL

          14200

          14200

          ng/mL

          PLASMA

          1

          Day 1 dose

          2018-01-01



          13

          5311016

          PP

          5311016-101

          13

          TMAX

          Time of CMAX

          ABC9871234

          METABOLITE

          2

          h

          2

          2

          h

          PLASMA

          1

          Day 1 dose

          2018-01-14



          14

          5311016

          PP

          5311016-101

          14

          AUCINTD

          AUC from T1 to T2 Norm by Dose

          ABC9871234

          METABOLITE

          18722

          h*ng/mL/(mg/kg)

          18722

          18722

          h*ng/mL/(mg/kg)

          PLASMA

          1

          Day 1 dose

          2018-01-14

          PT0H

          PT24H

          15

          5311016

          PP

          5311016-101

          15

          CMAXD

          Max Conc Norm by Dose

          ABC9871234

          METABOLITE

          1420

          ng/mL/(mg/kg)

          1420

          1420

          ng/mL/(mg/kg)

          PLASMA

          1

          Day 1 dose

          2018-01-14



          16

          5311016

          PP

          5311016-101

          16

          AUCINT

          AUC from T1 to T2

          ABC9871234

          METABOLITE

          152945

          h*ng/mL

          152945

          152945

          h*ng/mL

          PLASMA

          14

          Day 14 dose

          2018-01-14

          PT0H

          PT24H

          17

          5311016

          PP

          5311016-101

          17

          CMAX

          Max Conc

          ABC9871234

          METABOLITE

          14800

          ng/mL

          14800

          14800

          ng/mL

          PLASMA

          14

          Day 14 dose

          2018-01-14



          18

          5311016

          PP

          5311016-101

          18

          TMAX

          Time of CMAX

          ABC9871234

          METABOLITE

          2

          h

          2

          2

          h

          PLASMA

          14

          Day 14 dose

          2018-01-14



          19

          5311016

          PP

          5311016-101

          19

          AUCINTD

          AUC from T1 to T2 Norm by Dose

          ABC9871234

          METABOLITE

          15295

          h*ng/mL/(mg/kg)

          15295

          15295

          h*ng/mL/(mg/kg)

          PLASMA

          14

          Day 14 dose

          2018-01-14

          PT0H

          PT24H

          20

          5311016

          PP

          5311016-101

          20

          CMAXD

          Max Conc Norm by Dose

          ABC9871234

          METABOLITE

          1480

          ng/mL/(mg/kg)

          1480

          1480

          ng/mL/(mg/kg)

          PLASMA

          14

          Day 14 dose

          2018-01-14




          PC PP Cross-domain Example 2: SUPPPC

          This example shows a SUPPPC domain to specify the PCCALCN value used for the PC records where the result fell below the limit of quantitation.

          supppc.xpt

          Row

          STUDYID

          RDOMAIN

          USUBJID

          IDVAR

          IDVARVAL

          QNAM

          QLABEL

          QVAL

          QORIG

          1

          5311016

          PC

          5311016-101

          PCSTRESC

          BLQ

          PCCALCN

          Numeric Interpretation for Calculations

          0

          DERIVED


        3. PC PP Cross-domain Example 3

          This cross-domain example shows a PC domain for a rodent sparse sampling study of 9 animal subjects, where all timing information was readily available electronically. The subjects were dosed daily and sampled to construct 2 time-concentration profiles, with one referencing the day 1 dose and the other referencing the day 42 dose. The concentration data were then combined by reference dose (day 1 or day 42) to create composite rat exposures in the PP domain.

          PC PP Cross-domain Example 3: PC

          PCCAT and PCSCAT are not populated because there is only 1 value within PCTEST/PCTESTCD.

          PCTPTNUM is intended to aid in sorting. In this example, it is populated with the chronological value of time in minutes between the PCTPT and PCTPTREF, even though PCELTM represents the equivalent time in hours.

          This example shows a well constructed, informative PCTPT and PCTPTREF.

          pc.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          PCSEQ

          PCTESTCD

          PCTEST

          PCCAT

          PCSCAT

          PCORRES

          PCORRESU

          PCSTRESC

          PCSTRESN

          PCSTRESU

          PCNAM

          PCSPEC

          PCMETHOD

          PCBLFL

          PCLLOQ

          PCNOMDY

          PCDTC

          PCDY

          PCTPT

          PCTPTNUM

          PCELTM

          PCTPTREF

          PCRFTDTC

          1

          ABC-123

          PC

          ABC-123- 2001

          1

          LMN123

          LMN- 123



          0.856

          ug/mL

          0.856

          0.856

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          10T09:10:45

          42

          Predose

          0

          PT0H

          Day 42 Dose

          2015-05-

          10T09:55:16

          2

          ABC-123

          PC

          ABC-123- 2001

          2

          LMN123

          LMN- 123



          28.9

          ug/mL

          28.9

          28.9

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          10T11:56:02

          42

          2 hour postdose

          120

          PT2H

          Day 42 Dose

          2015-05-

          10T09:55:16

          3

          ABC-123

          PC

          ABC-123- 2001

          3

          LMN123

          LMN- 123



          0.559

          ug/mL

          0.559

          0.559

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          11T09:55:28

          43

          24 hour postdose

          1440

          PT24H

          Day 42 Dose

          2015-05-

          10T09:55:16

          4

          ABC-123

          PC

          ABC-123- 2002

          1

          LMN123

          LMN- 123



          1.76

          ug/mL

          1.76

          1.76

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          10T09:11:49

          42

          Predose

          0

          PT0H

          Day 42 Dose

          2015-05-

          10T09:56:06


          Row

          STUDYID

          DOMAIN

          USUBJID

          PCSEQ

          PCTESTCD

          PCTEST

          PCCAT

          PCSCAT

          PCORRES

          PCORRESU

          PCSTRESC

          PCSTRESN

          PCSTRESU

          PCNAM

          PCSPEC

          PCMETHOD

          PCBLFL

          PCLLOQ

          PCNOMDY

          PCDTC

          PCDY

          PCTPT

          PCTPTNUM

          PCELTM

          PCTPTREF

          PCRFTDTC

          5

          ABC-123

          PC

          ABC-123- 2002

          2

          LMN123

          LMN- 123



          39

          ug/mL

          39

          39

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          10T11:57:02

          42

          2 hour postdose

          120

          PT2H

          Day 42 Dose

          2015-05-

          10T09:56:06

          6

          ABC-123

          PC

          ABC-123- 2002

          3

          LMN123

          LMN- 123



          2.89

          ug/mL

          2.89

          2.89

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          11T09:56:26

          43

          24 hour postdose

          1440

          PT24H

          Day 42 Dose

          2015-05-

          10T09:56:06

          7

          ABC-123

          PC

          ABC-123- 2003

          1

          LMN123

          LMN- 123



          0.646

          ug/mL

          0.646

          0.646

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          10T09:12:53

          42

          Predose

          0

          PT0H

          Day 42 Dose

          2015-05-

          10T09:57:07

          8

          ABC-123

          PC

          ABC-123- 2003

          2

          LMN123

          LMN- 123



          33.9

          ug/mL

          33.9

          33.9

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          10T11:58:04

          42

          2 hour postdose

          120

          PT2H

          Day 42 Dose

          2015-05-

          10T09:57:07

          9

          ABC-123

          PC

          ABC-123- 2003

          3

          LMN123

          LMN- 123



          0.39

          ug/mL

          0.39

          0.39

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          11T09:57:50

          43

          24 hour postdose

          1440

          PT24H

          Day 42 Dose

          2015-05-

          10T09:57:07

          10

          ABC-123

          PC

          ABC-123- 2004

          1

          LMN123

          LMN- 123



          18.9

          ug/mL

          18.9

          18.9

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          10T09:45:21

          42

          0.25 hour postdose

          15

          PT0.25H

          Day 42 Dose

          2015-05-

          10T09:30:08

          11

          ABC-123

          PC

          ABC-123- 2004

          2

          LMN123

          LMN- 123



          16.1

          ug/mL

          16.1

          16.1

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          10T13:30:50

          42

          4 hour postdose

          240

          PT4H

          Day 42 Dose

          2015-05-

          10T09:30:08

          12

          ABC-123

          PC

          ABC-123- 2004

          3

          LMN123

          LMN- 123



          1.28

          ug/mL

          1.28

          1.28

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          12T09:30:17

          44

          48 hour postdose

          2880

          PT48H

          Day 42 Dose

          2015-05-

          10T09:30:08

          13

          ABC-123

          PC

          ABC-123- 2005

          1

          LMN123

          LMN- 123



          20.8

          ug/mL

          20.8

          20.8

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          10T09:46:10

          42

          0.25 hour postdose

          15

          PT0.25H

          Day 42 Dose

          2015-05-

          10T09:31:07

          14

          ABC-123

          PC

          ABC-123- 2005

          2

          LMN123

          LMN- 123



          18

          ug/mL

          18

          18

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          10T13:32:04

          42

          4 hour postdose

          240

          PT4H

          Day 42 Dose

          2015-05-

          10T09:31:07

          15

          ABC-123

          PC

          ABC-123- 2005

          3

          LMN123

          LMN- 123



          17.8

          ug/mL

          17.8

          17.8

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          12T09:31:42

          44

          48 hour postdose

          2880

          PT48H

          Day 42 Dose

          2015-05-

          10T09:31:07

          16

          ABC-123

          PC

          ABC-123- 2006

          1

          LMN123

          LMN- 123



          23.9

          ug/mL

          23.9

          23.9

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          10T09:47:10

          42

          0.25 hour postdose

          15

          PT0.25H

          Day 42 Dose

          2015-05-

          10T09:32:07

          17

          ABC-123

          PC

          ABC-123- 2006

          2

          LMN123

          LMN- 123



          22.4

          ug/mL

          22.4

          22.4

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          10T13:33:22

          42

          4 hour postdose

          240

          PT4H

          Day 42 Dose

          2015-05-

          10T09:32:07

          18

          ABC-123

          PC

          ABC-123- 2006

          3

          LMN123

          LMN- 123



          0.520

          ug/mL

          0.520

          0.520

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          12T09:32:56

          44

          48 hour postdose

          2880

          PT48H

          Day 42 Dose

          2015-05-

          10T09:32:07

          19

          ABC-123

          PC

          ABC-123- 2007

          1

          LMN123

          LMN- 123



          46.9

          ug/mL

          46.9

          46.9

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          10T10:30:02

          42

          1 hour postdose

          60

          PT1H

          Day 42 Dose

          2015-05-

          10T09:30:23

          20

          ABC-123

          PC

          ABC-123- 2007

          2

          LMN123

          LMN- 123



          3.45

          ug/mL

          3.45

          3.45

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          10T17:25:17

          42

          8 hour postdose

          480

          PT8H

          Day 42 Dose

          2015-05-

          10T09:30:23

          21

          ABC-123

          PC

          ABC-123- 2007

          3

          LMN123

          LMN- 123



          BLQ (<0.200)

          ug/mL

          BLQ


          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          14T09:32:45

          46

          96 hour postdose

          5760

          PT96H

          Day 42 Dose

          2015-05-

          10T09:30:23

          22

          ABC-123

          PC

          ABC-123- 2008

          1

          LMN123

          LMN- 123



          39.4

          ug/mL

          39.4

          39.4

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          10T10:31:05

          42

          1 hour postdose

          60

          PT1H

          Day 42 Dose

          2015-05-

          10T09:31:26

          23

          ABC-123

          PC

          ABC-123- 2008

          2

          LMN123

          LMN- 123



          4.44

          ug/mL

          4.44

          4.44

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          10T17:26:16

          42

          8 hour postdose

          480

          PT8H

          Day 42 Dose

          2015-05-

          10T09:31:26

          24

          ABC-123

          PC

          ABC-123- 2008

          3

          LMN123

          LMN- 123



          BLQ (<0.200)

          ug/mL

          BLQ


          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          14T09:33:54

          46

          96 hour postdose

          5760

          PT96H

          Day 42 Dose

          2015-05-

          10T09:31:26

          25

          ABC-123

          PC

          ABC-123- 2009

          1

          LMN123

          LMN- 123



          45.1

          ug/mL

          45.1

          45.1

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          10T10:32:22

          42

          1 hour postdose

          60

          PT1H

          Day 42 Dose

          2015-05-

          10T09:32:26

          26

          ABC-123

          PC

          ABC-123- 2009

          2

          LMN123

          LMN- 123



          3.16

          ug/mL

          3.16

          3.16

          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          10T17:27:41

          42

          8 hour postdose

          480

          PT8H

          Day 42 Dose

          2015-05-

          10T09:32:26

          27

          ABC-123

          PC

          ABC-123- 2009

          3

          LMN123

          LMN- 123



          BLQ (<0.200)

          ug/mL

          BLQ


          ug/mL

          LAB X

          PLASMA

          HPLC/MS/MS


          0.2

          42

          2015-05-

          14T09:35:07

          46

          96 hour postdose

          5760

          PT96H

          Day 42 Dose

          2015-05-

          10T09:32:26

          PC PP Cross-domain Example 3: PP

          PPRFTDTC can be null due to sparse sampling. Data can be grouped by PPNOMDY and PPTPTREF.

          In sparse sampling scenarios where multiple subjects contribute to a toxicokinetic result, PC and PP records cannot be directly linked by the unique timestamp for the dosing event (i.e., where EXDTC = PCRFTDTC

          = PPRFTDTC). In such cases, PPRFTDTC can be left null. In the event that all subjects in a pool have the same reference time point date, it would also be acceptable to populate PPRFTDTC with the date (no time) that corresponds to the description in PPTPTREF.

          In this example, even though all subjects in the pool shared the same date as the reference time point for the profile, the sponsor chose to leave PPRFTDTC as null.

          pp.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          POOLID

          PPSEQ

          PPTESTCD

          PPTEST

          PPCAT

          PPORRES

          PPORRESU

          PPSTRESC

          PPSTRESN

          PPSTRESU

          PPSTAT

          PPREASND

          PPSPEC

          PPNOMDY

          PPTPTREF

          PPRFTDTC

          1

          ABC-123

          PP


          PP-Group 2

          1

          CMAX

          Max Conc

          LMN- 123

          43.8

          ug/mL

          43.8

          43.8

          ug/mL



          PLASMA

          42

          Day 42 Dose


          2

          ABC-123

          PP


          PP-Group 2

          2

          CMAXD

          Max Conc Norm by Dose

          LMN- 123

          0.438

          ug/mL/(mg/kg)

          0.438

          0.438

          ug/mL/(mg/kg)



          PLASMA

          42

          Day 42 Dose


          3

          ABC-123

          PP


          PP-Group 2

          3

          TMAX

          Time of CMAX

          LMN- 123

          1

          h

          1

          1

          h



          PLASMA

          42

          Day 42 Dose


          4

          ABC-123

          PP


          PP-Group 2

          4

          TLST

          Time of Last Nonzero Conc

          LMN- 123

          48

          h

          48

          48

          h



          PLASMA

          42

          Day 42 Dose


          5

          ABC-123

          PP


          PP-Group 2

          5

          AUCLST

          AUC to Last Nonzero Conc

          LMN- 123

          297

          h*ug/mL

          297

          297

          h*ug/mL



          PLASMA

          42

          Day 42 Dose


          6

          ABC-123

          PP


          PP-Group 2

          6

          AUCLSTD

          AUC to Last Nonzero Conc Norm by Dose

          LMN- 123

          2.97

          h*ug/mL/(mg/kg)

          2.97

          2.97

          h*ug/mL/(mg/kg)



          PLASMA

          42

          Day 42 Dose


          7

          ABC-123

          PP


          PP-Group 2

          7

          LAMZHL

          Half-Life Lambda z

          LMN- 123






          NOT DONE

          Not reported due to insufficient plasma concentration data

          PLASMA

          42

          Day 42 Dose



          PC PP Cross-domain Example 3: SUPPPC

          This example shows a SUPPC domain to specify the PCCALCN value used for the PC records where the result fell below the limit of quantitation.

          supppc.xpt

          Row

          STUDYID

          RDOMAIN

          USUBJID

          IDVAR

          IDVARVAL

          QNAM

          QLABEL

          QVAL

          QORIG

          1

          ABC-123

          PC

          ABC-123-2007

          PCSTRESC

          BLQ

          PCCALCN

          Numeric Interpretation for Calculations

          0

          DERIVED

          2

          ABC-123

          PC

          ABC-123-2008

          PCSTRESC

          BLQ

          PCCALCN

          Numeric Interpretation for Calculations

          0

          DERIVED

          3

          ABC-123

          PC

          ABC-123-2009

          PCSTRESC

          BLQ

          PCCALCN

          Numeric Interpretation for Calculations

          0

          DERIVED

          Row

          STUDYID

          POOLID

          USUBJID

          1

          ABC-123

          PP-Group 2

          ABC-123-2001

          2

          ABC-123

          PP-Group 2

          ABC-123-2002

          3

          ABC-123

          PP-Group 2

          ABC-123-2003

          4

          ABC-123

          PP-Group 2

          ABC-123-2004

          5

          ABC-123

          PP-Group 2

          ABC-123-2005

          6

          ABC-123

          PP-Group 2

          ABC-123-2006

          7

          ABC-123

          PP-Group 2

          ABC-123-2007

          8

          ABC-123

          PP-Group 2

          ABC-123-2008

          9

          ABC-123

          PP-Group 2

          ABC-123-2009

          PC PP Cross-domain Example 3: POOLDEF This example shows how the subjects were pooled. pooldef.xpt


      14. Subject Characteristics – SC

        sc.xpt, Subject Characteristics - Findings. One record per characteristic per subject, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        SC

        Identifier

        Two-character abbreviation for the domain.

        Req

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify a subject across a study for all applications or submissions involving the product.

        Req

        SCSEQ

        Sequence Number

        Num


        Identifier

        Sequence number given to ensure uniqueness of subject records within a domain. May be any valid number.

        Req

        SCGRPID

        Group Identifier

        Char


        Identifier

        Used to tie together a block of related records in a single domain for a subject. This is not the treatment group number.

        Perm

        SCTESTCD

        Subject Characteristic Short Name

        Char

        (SBCCDSND)

        Topic

        Short name of the measurement, test, or examination described in SCTEST. It can be used as a column name when converting a dataset from a vertical to a horizontal format. The value in SCTESTCD cannot be longer than 8 characters, nor can it start with a number (e.g., "1TEST" is not valid). SCTESTCD cannot contain characters other than letters, numbers, or underscores. Some

        extensible controlled values are: SPLRNAM, SPLRLOC, HAIRCOLR.

        Req

        SCTEST

        Subject Characteristic

        Char

        (SBCSND)

        Synonym Qualifier

        Long name for SCTESTCD. The value in SCTEST cannot be longer than 40 characters. Examples: Test Subject Supplier, Test Subject Supplier Site, and Hair Coat Color.

        Req

        SCORRES

        Result or Findings as Collected

        Char


        Result Qualifier

        Result of the subject characteristic as originally received or collected.

        Exp

        SCORRESU

        Unit of the Original Result

        Char

        (UNIT)

        Variable Qualifier

        The unit for the original result. The unit of the original result should be mapped to a synonymous unit on the Controlled Terminology (http://www.cdisc.org/terminology) list.

        Perm

        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        SCSTRESC

        Standardized Result in Character Format

        Char


        Result Qualifier

        Contains the result value for all findings, copied or derived from SCORRES in a standard format or standard units. SCSTRESC should store all results or findings in character format; if results are numeric, they should also be stored in numeric format in SCSTRESN. For example, if a test has results NONE, NEG, and NEGATIVE in SCORRES, these results effectively have the same meaning. In this case, they could be represented in standard format in SCSTRESC with a single

        term NEGATIVE.

        Exp

        SCSTRESN

        Standardized Result in Numeric

        Format

        Num


        Result Qualifier

        Used for numeric results or findings in standard format; contains the numeric form of SCSTRESC. SCSTRESN should store all numeric test results or findings.

        Perm

        SCSTRESU

        Unit of the Standardized

        Result

        Char

        (UNIT)

        Variable Qualifier

        Standardized unit used for SCSTRESC and SCSTRESN.

        Perm

        SCDTC

        Date/Time of Collection

        Char

        ISO 8601

        Timing

        Date/Time of collection of the subject characteristic information, in ISO 8601 format.

        Perm

        SCDY

        Study Day of Collection

        Num


        Timing

        Study day of collection, in integer days. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

        Perm


        1. Assumptions for Subject Characteristics (SC) Domain Model

          1. Subject Characteristics consists of data that is collected once per subject (per test). SC contains data that is either not normally expected to change during the study or whose change is not of interest after the initial collection.

          2. Sponsors should ensure that data considered for submission in SC (e.g., hair coat, physical markings) do not actually belong in another domain. It is up to the sponsor to determine whether such data have any information relevant to this domain.

          3. The structure for SC is based on the Findings general observation class. It is an extension of the Demographics (DM) dataset. Any data that can be submitted in the DM variables should not be submitted in SC.

        2. Example for Subject Characteristics (SC) Domain Model

          Example 1

          This example shows data that are collected once per subject and which do not fit into the DM domain; these can be represented in SC. For this study, the hair coat color and physical markings were collected.

          sc.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          SCSEQ

          SCTESTCD

          SCTEST

          SCORRES

          SCSTRESC

          SCDTC

          SCDY

          1

          DOG1

          SC

          DOG1-001

          1

          HAIRCOLR

          Hair Coat Color

          Bluetick

          Bluetick

          2008-01-19

          1

          2

          DOG1

          SC

          DOG1-001

          2

          PHYMARK

          Physical Marking

          Neutered

          Neutered

          2008-01-19

          1

          3

          DOG1

          SC

          DOG1-002

          1

          HAIRCOLR

          Hair Coat Color

          Tri-Color

          Tri-Color

          2008-01-19

          1

          4

          DOG1

          SC

          DOG1-002

          2

          PHYMARK

          Physical Marking

          Non-USDA Tattoo #

          Non-USDA Tattoo #

          2008-01-19

          1

          5

          DOG1

          SC

          DOG1-003

          1

          HAIRCOLR

          Hair Coat Color

          Redtick

          Redtick

          2008-01-19

          1

          6

          DOG1

          SC

          DOG1-003

          2

          PHYMARK

          Physical Marking

          Undershot Bite

          Undershot Bite

          2008-01-19

          1

          Row

          STUDYID

          DOMAIN

          USUBJID

          SCSEQ

          SCTESTCD

          SCTEST

          SCORRES

          SCSTRESC

          SCDTC

          SCDY

          7

          DOG1

          SC

          DOG1-004

          1

          HAIRCOLR

          Hair Coat Color

          Orange/ White

          Orange/ White

          2008-01-19

          1

          8

          DOG1

          SC

          DOG1-004

          2

          PHYMARK

          Physical Marking

          Tail Bobbed

          Tail Bobbed

          2008-10-19

          1


        3. List of Tests for Subject Characteristics (SC) Domain Model

          The following table lists example tests for the SC domain, including descriptions of usage and any controlled terminology codelists associated with their values.


          SCTESTCD

          SCTEST

          Type

          Controlled Terms, Codelist or Format

          Notes

          HAIRCOLR

          Hair Coat Color

          Char


          Used to designate the hair coat color of the animal

          PHYMARK

          Physical Marking

          Char


          Used to identify any physical markings present on the animal

          ALTID

          Alternate Identifier

          Char


          Used to record any alternate identifiers for the animal (e.g., a tattoo number which differs from the SUBJID)

          USDANUM

          USDA Number

          Char


          May be used when a USDA number has been assigned to the animal

          SPLRNAM

          Test Subject Supplier

          Char


          The name of the test subject supplier for this subject

          SPLRLOC

          Test Subject Supplier Site

          Char


          City, state, and country of the test subject supplier for this subject

          FEEDREG

          Feeding Regimen

          Char


          Describes the feeding regimen for this subject

      15. Tumor Findings – TF

        tf.xpt, Tumor Findings - Findings. One record per tumor per specimen per subject, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        TF

        Identifier

        Two-character abbreviation for the domain.

        Req

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify a subject across all studies for all applications or submissions involving the product within the submission

        Req

        TFSEQ

        Sequence Number

        Num


        Identifier

        Sequence number given to ensure uniqueness of subject records within a domain. May be any valid number.

        Req

        TFGRPID

        Group Identifier

        Char


        Identifier

        Used to tie together a block of related records in a single domain for a subject. This is not the treatment group number.

        Perm

        TFREFID

        Specimen Identifier

        Char


        Identifier

        Internal or external specimen identifier. Example: Specimen barcode number.

        Perm

        TFSPID

        Mass Identifier

        Char


        Identifier

        Mass identifier such as MASS 1 or MASS A. Used when the mass was discovered during the in-life phase or during pathology and was assigned a mass identifier. The mass identification should be

        unique within the subject, regardless of mass location.

        Exp

        TFTESTCD

        Tumor Examination Short Name

        Char

        (TFTESTCD)

        Topic

        Short name of the measurement, test, or examination described in TFTEST. It can be used as a column name when converting a dataset from a vertical to a horizontal format. The value in TFTESTCD cannot be longer than 8 characters, nor can it start with a number (e.g., "1TEST" is not

        Req

        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core






        valid). TFTESTCD cannot contain characters other than letters, numbers, or underscores. Example: TUMEX.


        TFTEST

        Tumor Examination Name

        Char

        (TFTEST)

        Synonym Qualifier

        Long name for TFTESTCD. The value in TFTEST cannot be longer than 40 characters. Example: Tumor Examination.

        Req

        TFORRES

        Result or Findings as Collected

        Char


        Result Qualifier

        Result of the histopathological examination as originally received or collected.

        Exp

        TFSTRESC

        Standardized Result in Character Format

        Char

        (NEOPLASM)

        Result Qualifier

        Contains the tumor name mapped from TFORRES into a standard format from the controlled terms list.

        Exp

        TFRESCAT

        Tumor Malignancy Status

        Char

        (NEOSTAT)

        Variable Qualifier

        Used to record the malignancy of the tumor as determined by the pathologist. It may be copied or derived from a description in TFORRES. Examples: BENIGN, MALIGNANT, METASTATIC, and UNDETERMINED.

        Req

        TFNAM

        Laboratory Name

        Char


        Record Qualifier

        Name or identifier of the laboratory or vendor that provided the test results.

        Perm

        TFSPEC

        Specimen Material Type

        Char

        (SPEC)

        Record Qualifier

        Defines the type of tissue, organ, or fluid specimen examined. Examples: LIVER, HEART.

        Req

        TFANTREG

        Anatomical Region of Specimen

        Char


        Variable Qualifier

        Defines the specific anatomical or biological region of a tissue, organ specimen, or the region from which the specimen was obtained, such as a section or part of what is defined in the TFSPEC variable. If the anatomical region is not included in the specimen description TFSPEC, it may be included in this variable. This field can be a combination of terms where needed. This field can be null if not applicable. Examples: CORTEX, MEDULLA, MUCOSA, SEROSA, ISLET, ZONA FASICULATA, ZONA RETICULARIS, CRANIAL, MEDIAN, ACCESSORY, SPINAL, LUMBAR,

        FRONTAL.

        Perm

        TFSPCCND

        Specimen Condition

        Char


        Record Qualifier

        Free or standardized text describing the condition of the specimen. Example: AUTOLYZED.

        Perm

        TFLAT

        Specimen Laterality within

        Subject

        Char

        (LAT)

        Variable Qualifier

        Qualifier for laterality of the specimen within the subject for paired specimens. Examples: LEFT, RIGHT, BILATERAL.

        Perm

        TFDIR

        Specimen Directionality

        within Subject

        Char

        (DIR)

        Variable Qualifier

        Qualifier for directionality of the specimen within the subject. Examples: DORSAL, PROXIMAL.

        Perm

        TFMETHOD

        Method of Test or Examination

        Char


        Record Qualifier

        Method of the test or examination. This could be different types of staining used for the slides. Example: H&E.

        Perm

        TFEVAL

        Evaluator

        Char


        Record Qualifier

        Role of the person who provided the evaluation. Example: TOX PATHOLOGIST, PEER REVIEW, SPONSOR PATHOLOGIST.

        Perm

        TFDTHREL

        Relationship to Death

        Char

        (NY)

        Record Qualifier

        Describes the relationship of a particular finding to the death of a subject. Example: Y if the tumor was the cause of death, N if the tumor was not the cause of death, or U for Unknown. Null cannot be used because the variable is required.

        Req

        TFDTC

        Date/Time

        Char

        ISO 8601

        Timing

        For a specimen collected or observed post mortem, this is the date/time of subject disposition, in ISO 8601 format.

        Perm

        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        TFDY

        Study Day

        Num


        Timing

        For a specimen collected or observed post mortem, this is the study day of subject disposition, in integer days. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC

        variable in the Demographics (DM) domain.

        Perm

        TFDETECT

        Time in Days to Detection of

        Tumor

        Num


        Timing

        The number of days from the start of dosing to the earliest detection of the tumor in the experimental phase. This variable must be populated for every tumor discovered during the

        experimental phase.

        Req


        1. Assumptions for Tumor Findings (TF) Domain Model

          1. The TF domain captures the post-mortem tumor findings of the study. Records in this domain are a subset of records in the Microscopic Findings (MI) domain.

          2. This domain is necessary if the SEND datasets are the basis for creation of the tumor.xpt dataset (as described in the FDA Study Data Technical Conformance Guide). See Appendix C, Mapping to Tumor xpt File.

          3. One subject may have multiple records for any organ, if multiple tumors were found.

          4. The TFDETECT variable is the number of days relative to the first day of treatment when the tumor was first detected. Depending on how the tumor was detected, this could be derived from CLDTC, PMDTC, or DSSTDTC.

            1. If the tumor was detected as a clinical sign, then TFDETECT is based on the Clinical Observations (CL) domain start date/time of observation variable (CLDTC). This is calculated as (CLDTC – EXSTDTC) + 1.

            2. If the tumor was detected as a palpable mass, then TFDETECT is based on the Palpable Masses (PM) domain start date/time of observation variable (PMDTC). This is calculated as (PMDTC – EXSTDTC) + 1.

            3. If the tumor was initially detected during necropsy (the MA domain), then TFDETECT is based on the Disposition (DS) domain start date/time of observation variable (DSSTDTC). This is calculated as (DSSTDTC – EXSTDTC) + 1.

            4. If the tumor was initially detected during histopathology examination (the MI domain), then TFDETECT is based off the DS domain variable DSSTDTC. This is calculated as (DSSTDTC – EXSTDTC) + 1.

          5. The TFSPID variable is intended to reflect the mass identification. This variable should be used to link in-life findings with pathology findings. The mass identifier in --SPID should be consistent across domains (CL, PM, MA, MI, and TF).

        2. Examples for Tumor Findings (TF) Domain Model

          Example 1

          This example shows some tumor findings for subject ABC-113.

          Row 1: The original descriptive text by the pathologist is in the original result field (TFORRES), whereas the standardized result field (TFSTRESC) contain the CDISC submission value from the codelist NEOPLASM. This is a record for a "BENIGN" tumor (TFRESCAT) that did not cause the death of the animal (TFDTHREL).


          Row 2: The animal also had a malignant tumor in a kidney. This record is linked to row 4 via the TFGRPID value of 1 to relate the primary tumor with its metastasis to the ovaries.

          Row 3: Another tumor was diagnosed in the subcutis (TFANTREG) of the skin. Because could not be determined if this tumor caused death, TFDTHREL is "U" (Unknown).

          Row 4: The tumor in row 2 was identified to have metastasized to the ovaries. Therefore, TFSTRESC is the same value as row 2, and TFRESCAT is METASTATIC. This record is linked to row 2 via the TFGRPID value of 1 to relate the metastasis to the finding at the primary site identified for the tumor.

          Rows 5-7: These rows represent a tumor that was discovered in multiple tissues and for which the primary site was not able to be determined. In this case, the sponsor decided to represent this case by labeling each of the contributing findings (rows 5 and 6) as metastatic (TFRESCAT="METASTATIC"), with a row for the multicentric neoplasm with a TFSPEC value of "SITE, UNCERTAIN PRIMARY" (row 7). All 3 rows are related via the TFGRPID value of 2. Note: the use of "SITE, UNCERTAIN PRIMARY" is sponsor-specific; an alternative (based on how the data are collected) would be to exclude this row and label each site with TFRESCAT value of "MALIGNANT".

          tf.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          TFSEQ

          TFGRPID

          TFSPID

          TFTESTCD

          TFTEST

          TFORRES

          TFSTRESC

          TFRESCAT

          TFSPEC

          TFANTREG

          TFLAT

          TFDTHREL

          TFDETECT

          1

          ABC

          TF

          ABC-113

          1


          MASS A

          TUMEX

          Tumor Examination

          ACINAR CELL ADENOMA, PRIMARY

          ADENOMA, ACINAR CELL, BENIGN

          BENIGN

          PANCREAS



          N

          699

          2

          ABC

          TF

          ABC-113

          2

          1

          MASS B

          TUMEX

          Tumor Examination

          HISTIOCYTIC SARCOMA, PRIMARY

          SARCOMA, HISTIOCYTIC, MALIGNANT

          MALIGNANT

          KIDNEY


          LEFT

          N

          699

          3

          ABC

          TF

          ABC-113

          3


          MASS C

          TUMEX

          Tumor Examination

          FIBROSARCOMA, PRIMARY

          FIBROSARCOMA, MALIGNANT

          MALIGNANT

          SKIN

          SUBCUTIS


          U

          699

          4

          ABC

          TF

          ABC-113

          4

          1

          MASS D

          TUMEX

          Tumor Examination

          HISTIOCYTIC SARCOMA, SECONDARY

          SARCOMA, HISTIOCYTIC, MALIGNANT

          METASTATIC

          OVARY


          BILATERAL

          N

          699

          5

          ABC

          TF

          ABC-113

          5

          2

          MASS E

          TUMEX

          Tumor Examination

          LYMPHOMA, MALIGNANT, MULTICENTRIC

          LYMPHOMA, MALIGNANT

          METASTATIC

          LIVER

          PORTAL TRIAD


          Y

          673

          6

          ABC

          TF

          ABC-113

          6

          2

          MASS F

          TUMEX

          Tumor Examination

          LYMPHOMA, MALIGNANT, MULTICENTRIC

          LYMPHOMA, MALIGNANT

          METASTATIC

          SPLEEN



          Y

          673

          7

          ABC

          TF

          ABC-113

          7

          2

          MASS G

          TUMEX

          Tumor Examination

          LYMPHOMA, MALIGNANT, MULTICENTRIC

          LYMPHOMA, MALIGNANT

          MALIGNANT

          SITE, UNCERTAIN PRIMARY



          Y

          673

          These rows show the supplemental qualifier records for the modifiers associated with the findings in Example 1.

          supptf.xpt

          Row

          STUDYID

          RDOMAIN

          USUBJID

          IDVAR

          IDVARVAL

          QNAM

          QLABEL

          QVAL

          QORIG

          1

          ABC

          TF

          ABC-113

          TFSEQ

          1

          TFRESMOD

          Result Modifiers

          PRIMARY

          COLLECTED

          2

          ABC

          TF

          ABC-113

          TFSEQ

          2

          TFRESMOD

          Result Modifiers

          PRIMARY

          COLLECTED

          3

          ABC

          TF

          ABC-113

          TFSEQ

          3

          TFRESMOD

          Result Modifiers

          PRIMARY

          COLLECTED

          4

          ABC

          TF

          ABC-113

          TFSEQ

          4

          TFRESMOD

          Result Modifiers

          SECONDARY

          COLLECTED

          5

          ABC

          TF

          ABC-113

          TFSEQ

          5

          TFRESMOD

          Result Modifiers

          MULTICENTRIC

          COLLECTED

          6

          ABC

          TF

          ABC-113

          TFSEQ

          6

          TFRESMOD

          Result Modifiers

          MULTICENTRIC

          COLLECTED

          7

          ABC

          TF

          ABC-113

          TFSEQ

          7

          TFRESMOD

          Result Modifiers

          MULTICENTRIC

          COLLECTED


          Example 2

          This example shows a single tumor finding for subject ABC-101 in a carcinogenicity study.This tumor was not the cause of death (TFDTHREL="N") and it was not discovered during the in-life phase, so TFDETECT is populated with death day. However, the finding relates to a necropsy finding of raised focus of the lung, so a RELREC record is created for this relationship.

          tf.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          TFSEQ

          TFSPID

          TFTESTCD

          TFTEST

          TFORRES

          TFSTRESC

          TFRESCAT

          TFSPEC

          TFLAT

          TFDTHREL

          TFDETECT

          1

          ABC

          TF

          ABC-101

          1

          MASS A

          TUMEX

          Tumor Examination

          BRONCHIOLO- ALVEOLAR CARCINOMA

          CARCINOMA, BRONCHIOLOALVEOLAR, MALIGNANT

          MALIGNANT

          LUNG

          LEFT

          N

          702

          This RELREC example is included as part of the comment in row 1.

          Row 1: This record points to 1 record in the TF domain, describing the tumor.

          Row 2: This record points to 1 record in the MA domain, describing the related necropsy finding.

          relrec.xpt

          Row

          STUDYID

          RDOMAIN

          USUBJID

          IDVAR

          IDVARVAL

          RELTYPE

          RELID

          1

          ABC

          TF

          ABC-101

          TFSEQ

          1


          1

          2

          ABC

          MA

          ABC-101

          MASEQ

          10


          1


          Example 3

          This example shows a tumor finding for subject ABC-245.

          This record shows a malignant (TFRESCAT) tumor that was the cause of death for the animal (TFDTHREL="Y"). In addition, this tumor was palpated during the experimental phase. It was determined that the earliest onset day for this tumor was study day 653 for this subject. This record is related to records in other domains as indicated by the RELREC example that follows.

          tf.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          TFSEQ

          TFSPID

          TFTESTCD

          TFTEST

          TFORRES

          TFSTRESC

          TFRESCAT

          TFSPEC

          TFDTHREL

          TFDETECT

          1

          ABC

          TF

          ABC-245

          45

          MASS 4

          TUMEX

          Tumor Examination

          HISTIOCYTIC SARCOMA

          SARCOMA, HISTIOCYTIC, MALIGNANT

          MALIGNANT

          BONE, FEMUR

          Y

          653

          This RELREC example is included as part of the comment in row 1.

          Row 1: This record points to 1 record in the TF domain, describing the tumor.

          Row 2: This record points to all the records in the CL domain that pertain to the specific tumor (identified by "MASS 4" in --SPID), since the tumor was discovered (and observations recorded in CL) during the experimental phase of the study.

          Row 3: This record points to all the records in the PM domain that pertain to the specific tumor (identified by "MASS 4" in --SPID), since the tumor was discovered (and observations recorded in PM) during the experimental phase of the study.

          Row 4: This record points to all the records in the MI domain that pertain to the specific tumor (identified by "MASS 4" in --SPID), since the tumor was discovered (and had observations in MI).

          Row 5: This record points to all the records in the MA domain that pertain to the specific tumor (identified by "MASS 4" in --SPID), since the tumor was discovered (and had observations in MA).

          relrec.xpt

          Row

          STUDYID

          RDOMAIN

          USUBJID

          IDVAR

          IDVARVAL

          RELTYPE

          RELID

          1

          ABC

          TF

          ABC-245

          TFSPID

          MASS 4


          2

          2

          ABC

          CL

          ABC-245

          CLSPID

          MASS 4


          2

          3

          ABC

          PM

          ABC-245

          PMSPID

          MASS 4


          2

          4

          ABC

          MI

          ABC-245

          MISPID

          MASS 4


          2

          5

          ABC

          MA

          ABC-245

          MASPID

          MASS 4


          2

      16. Vital Signs – VS

        vs.xpt, Vital Signs - Findings. One record per measurement per observation time per subject, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        VS

        Identifier

        Two-character abbreviation for the domain.

        Req

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify a subject across all studies for all applications or submissions involving the product.

        Req

        VSSEQ

        Sequence Number

        Num


        Identifier

        Sequence number given to ensure uniqueness of subject records within a domain. May be any valid number.

        Req

        VSGRPID

        Group Identifier

        Char


        Identifier

        Used to tie together a block of related records in a single domain for a subject. This is not the treatment group number.

        Perm

        VSSPID

        Sponsor-Defined Identifier

        Char


        Identifier

        Sponsor-defined reference identifier

        Perm

        VSTESTCD

        Vital Signs Test Short Name

        Char

        (SVSTSTCD)

        Topic

        Short name of the measurement described in VSTEST. It can be used as a column name when converting a dataset from a vertical to a horizontal format. The value in VSTESTCD cannot be longer than 8 characters, nor can it start with a number (e.g., "1TEST" is not valid). VSTESTCD

        cannot contain characters other than letters, numbers, or underscores.

        Req

        VSTEST

        Vital Signs Test Name

        Char

        (SVSTST)

        Synonym Qualifier

        Long name for VSTESTCD. The value in VSTEST cannot be longer than 40 characters.

        Req

        VSCAT

        Category for Vital Signs

        Char


        Grouping Qualifier

        Used to define a category of the vital signs measurement performed.

        Perm

        VSSCAT

        Subcategory for Vital Signs

        Char


        Grouping Qualifier

        A further categorization of the vital signs measurement performed.

        Perm

        VSPOS

        Vital Signs Position of Subject

        Char

        (POSITION)

        Record Qualifier

        Position of the subject during the measurement. If the subject is restrained, populate with the position (example SITTING or STANDING).

        Perm


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        VSORRES

        Result or Findings as Collected

        Char


        Result Qualifier

        Result of the vital signs measurement as originally received or collected.

        Exp

        VSORRESU

        Unit of the Original Result

        Char

        (UNIT)

        Variable Qualifier

        The unit for the original result. The unit of the original result should be mapped to a synonymous unit on the Controlled Terminology (http://www.cdisc.org/terminology) list.

        Exp

        VSSTRESC

        Standardized Result in Character Format

        Char


        Result Qualifier

        Contains the result value for all findings, copied or derived from VSORRES in a standard format or standard units. VSSTRESC should store all results in character format; if results are numeric, they should also be submited in numeric format in VSSTRESN.

        Exp

        VSSTRESN

        Standardized Result in Numeric Format

        Num


        Result Qualifier

        Used for numeric results or findings in standard format; contains the numeric form of VSSTRESC. VSSTRESN should store all numeric test results or findings.

        Exp

        VSSTRESU

        Unit of the Standardized Result

        Char

        (UNIT)

        Variable Qualifier

        Standardized unit used for VSSTRESC and VSSTRESN.

        Exp

        VSSTAT

        Completion Status

        Char

        (ND)

        Record Qualifier

        Used to indicate when a test is not done or result is missing. Should be null if a result exists in VSORRES.

        Perm

        VSREASND

        Reason Not Done

        Char


        Record Qualifier

        Describes why VSSTAT is NOT DONE, such as BROKEN EQUIPMENT.

        Perm

        VSLOC

        Location of Vital Signs Measurement

        Char


        Record Qualifier

        Location relevant to the collection of the vital signs measurement. Example: RECTAL for Temperature.

        Perm

        VSCSTATE

        Consciousness State

        Char

        (CSTATE)

        Record Qualifier

        Consciousness state of the subject at the time of measurement. Examples: CONSCIOUS, SEMI- CONSCIOUS, UNCONSCIOUS.

        Perm

        VSBLFL

        Baseline Flag

        Char

        (NY)

        Record Qualifier

        A baseline indicator may be used to calculate differences or changes from baseline. Value should be Y or null. The baseline flag is sponsor defined.

        Exp

        VSDRVFL

        Derived Flag

        Char

        (NY)

        Record Qualifier

        Used to indicate a derived record. The value should be Y or null.

        Perm

        VSEXCLFL

        Exclusion Flag

        Char

        (NY)

        Record Qualifier

        Y if the result should be excluded from all calculations, otherwise null.

        Perm

        VSREASEX

        Reason for Exclusion

        Char


        Record Qualifier

        The reason the result should be excluded from all calculations. Used only when VSEXCLFL is Y.

        Perm

        VSUSCHFL

        Unscheduled Flag

        Char

        (NY)

        Record Qualifier

        Indicates whether the timing of the performed test or observation was unscheduled. If a test or observation was performed based upon a schedule defined in the protocol, this flag should be null. Expected values are Y or null.

        Perm

        VISITDY

        Planned Study Day of Collection

        Num


        Timing

        Planned day of the vital signs measurement. Should be an integer.

        Perm

        VSDTC

        Date/Time of Measurement

        Char

        ISO 8601

        Timing

        Date/Time of the vital sign measurement, in ISO 8601 format. For indicating measurement over a period, DTC should be populated with the start date/time of collection.

        Exp

        VSENDTC

        End Date/Time of Measurement

        Char

        ISO 8601

        Timing

        Date/Time of the end of the vital sign measurement, in ISO 8601 format. Should be populated for continuous period only.

        Perm

        VSDY

        Study Day of Vital Signs Measurement

        Num


        Timing

        Study day of vital signs measurements, in integer days. For indicating measurement over a continuous period, VSDY can be used to indicate start day of that interval. The algorithm for

        Perm


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core






        calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.


        VSENDY

        Study Day of End of Measurement

        Num


        Timing

        Study day of the end of the vital signs measurement, in integer days. Can be populated when VSDY represents the start day of a continuous evaluation interval. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

        Perm

        VSNOMDY

        Nominal Study Day for Tabulations

        Num


        Timing

        Nominal study day used for grouping records for observations that may occur on different days into a single reported study day. Should be an integer.

        Exp

        VSNOMLBL

        Label for Nominal Study Day

        Char


        Timing

        A label for a given value of VSNOMDY as presented in the study report. Examples: Pre-Treatment, Week 4, Day 28.

        Perm

        VSTPT

        Planned Time Point Name

        Char


        Timing

        Text description of time when the vital signs measurement should be taken. This may be represented as an elapsed time relative to a fixed reference point, such as time of last dose. See

        VSTPTNUM and VSTPTREF. Examples: Predose, 1 Hour Postdose.

        Perm

        VSTPTNUM

        Planned Time Point Number

        Num


        Timing

        Numerical version of VSTPT to aid in sorting.

        Perm

        VSELTM

        Planned Elapsed Time from Time Point Ref

        Char

        ISO 8601

        Timing

        Planned elapsed time (in ISO 8601 format) relative to a planned fixed reference (VSTPTREF). This variable is useful where there are repetitive measures. Not a clock time or a date time variable.

        Represented as a duration in ISO 8601 format. Examples: '-PT15M' to represent the period of 15 minutes prior to the reference point indicated by VSTPTREF or 'PT8H' to represent the period of 8 hours after the reference point indicated by VSTPTREF.

        Perm

        VSTPTREF

        Time Point Reference

        Char


        Timing

        Name of the fixed reference point referred to by VSELTM, if used for VSTPTNUM, and VSTPT. It is recommended that VSTPTREF be as descriptive as possible so the reference time point can be inferred without looking at other variables. Examples: DAY 1 DOSE, DAY 1 MEAL.

        Perm

        VSRFTDTC

        Date/Time of Time Point Reference

        Char

        ISO 8601

        Timing

        Date/Time of the reference time point, VSTPTREF.

        Perm


        1. Assumptions for Vital Signs (VS) Domain Model

          1. The VS domain is intended to hold vital signs measurements (e.g., body temperature) that are not otherwise covered in domains for respiratory and cardiovascular test data.

        2. Examples for Vital Signs (VS) Domain Model

          Example 1

          This example shows vital signs collected for subject ABC-001-001.

          Rows 1-2: Show 2 temperatures taken at study day 1 (VSDY="1"). Row 2 has a "Y" in the VSBLFL to indicate it was used as the baseline measurement.

          Row 3: Shows a value collected in 1 unit but converted to selected standard unit, reflected in VSSTRESC, VSSTRESN, and VSSTRESU.

          Row 4: Shows the proper use of the VSSTAT variable to indicate "NOT DONE" where a test was not done.


          vs.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          VSSEQ

          VSTESTCD

          VSTEST

          VSORRES

          VSORRESU

          VSSTRESC

          VSSTRESN

          VSSTRESU

          VSSTAT

          VSREASND

          VSLOC

          VSBLFL

          VSDTC

          VSDY

          VSNOMDY

          1

          ABC

          VS

          ABC-001-001

          8

          TEMP

          Temperature

          34.7

          C

          34.7

          34.7

          C



          RECTAL


          1999-06-19T08:45

          1

          1

          2

          ABC

          VS

          ABC-001-001

          9

          TEMP

          Temperature

          36.2

          C

          36.2

          36.2

          C



          RECTAL

          Y

          1999-06-19T09:00

          1

          1

          3

          ABC

          VS

          ABC-001-001

          14

          TEMP

          Temperature

          97.2

          F

          36.2

          36.2

          C



          RECTAL


          1999-07-21T9:04

          33

          33

          4

          ABC

          VS

          ABC-001-001

          15

          TEMP

          Temperature






          NOT DONE

          Equipment failure



          1999-07-31

          43

          43


          Example 2

          This example shows a collection of vital signs for subject ABC-001-001, where the time was not collected. The dosing regimen is once-weekly administration, which is why the first dose of the study (VSTPTREF) is on study day 1 (VSDY) and the second dose is on study day 8.

          Rows 1-8: VSELTM show planned elapsed times after the first dose and after the second dose for a series of vital signs measurements.

          Rows 4, 8: The study plan stated that the last measurement should be performed 4 to 6 hours post dosing (shown in VSTPT). The sponsor chose to show this as a planned elapsed time of 4 hours in VSELTM.

          vs.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          VSSEQ

          VSTESTCD

          VSTEST

          VSORRES

          VSORRESU

          VSSTRESC

          VSSTRESN

          VSSTRESU

          VSBLFL

          VSDTC

          VSDY

          VSNOMDY

          VSTPT

          VSTPTNUM

          VSELTM

          VSTPTREF

          1

          ABC

          VS

          ABC-001-001

          1

          TEMP

          Temperature

          34.7

          C

          34.7

          34.7

          C

          Y

          2012-10-25

          1

          1

          PREDOSE

          1

          PT0H

          Day 1 Dose

          2

          ABC

          VS

          ABC-001-001

          2

          TEMP

          Temperature

          36.2

          C

          36.2

          36.2

          C


          2012-10-25

          1

          1

          30 MIN

          2

          PT0.5H

          Day 1 Dose

          3

          ABC

          VS

          ABC-001-001

          3

          TEMP

          Temperature

          37.1

          C

          37.1

          37.1

          C


          2012-10-25

          1

          1

          1H

          3

          PT1H

          Day 1 Dose

          4

          ABC

          VS

          ABC-001-001

          4

          TEMP

          Temperature

          34.3

          C

          34.3

          34.3

          C


          2012-10-25

          1

          1

          4H-6H

          4

          PT4H

          Day 1 Dose

          5

          ABC

          VS

          ABC-001-001

          5

          TEMP

          Temperature

          35.2

          C

          35.2

          35.2

          C


          2012-11-01

          8

          8

          PREDOSE

          1

          PT0H

          Day 2 Dose

          6

          ABC

          VS

          ABC-001-001

          6

          TEMP

          Temperature

          35.9

          C

          35.9

          35.9

          C


          2012-11-01

          8

          8

          30 MIN

          2

          PT0.5H

          Day 2 Dose

          7

          ABC

          VS

          ABC-001-001

          7

          TEMP

          Temperature

          36.5

          C

          36.5

          36.5

          C


          2012-11-01

          8

          8

          1H

          3

          PT1H

          Day 2 Dose

          8

          ABC

          VS

          ABC-001-001

          8

          TEMP

          Temperature

          34.9

          C

          34.9

          34.9

          C


          2012-11-01

          8

          8

          4H-6H

          4

          PT4H

          Day 2 Dose


      17. ECG Test Results – EG

        eg.xpt, ECG - Findings. One record per test per ECG reference per observation time per subject, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        EG

        Identifier

        Two-character abbreviation for the domain.

        Req

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify a subject across all studies for all applications or submissions involving the product.

        Req

        EGSEQ

        Sequence Number

        Num


        Identifier

        Sequence number given to ensure uniqueness of subject records within a domain. May be any valid number.

        Req

        EGGRPID

        Group Identifier

        Char


        Identifier

        Used to tie together a block of related records in a single domain for a subject. This is not the treatment group number.

        Perm

        EGREFID

        ECG Reference Identifier

        Char


        Identifier

        Internal or external ECG identifier. Example: UUID.

        Perm

        EGSPID

        Sponsor-Defined Identifier

        Char


        Identifier

        Sponsor-defined reference identifier.

        Perm

        EGTESTCD

        ECG Test Short Name

        Char

        (EGTESTCD)

        Topic

        Short name of the measurement, test, or examination described in EGTEST. It can be used as a column name when converting a dataset from a vertical to a horizontal format. The value in EGTESTCD cannot be longer than 8 characters, nor can it start with a number (e.g., "1TEST" is not valid). EGTESTCD cannot contain characters other than letters, numbers, or underscores.

        Examples: EGHRMN, QTMAX.

        Req

        EGTEST

        ECG Test Name

        Char

        (EGTEST)

        Synonym Qualifier

        Long name for EGTESTCD. The value in EGTEST cannot be longer than 40 characters. Examples: ECG Mean Heart Rate, Summary (Max) QT Duration.

        Req

        EGCAT

        Category for ECG

        Char

        (EGCATSND)

        Grouping Qualifier

        Used to define a category of the ECG test performed. Examples: MEASUREMENT, DIAGNOSIS, INTERPRETATION.

        Perm

        EGPOS

        ECG Position of Subject

        Char

        (POSITION)

        Record Qualifier

        Position of the subject during a measurement or examination. If the subject is restrained, populate with the position (example SITTING or STANDING); otherwise, populate with UNCONSTRAINED.

        Exp

        EGORRES

        Result or Findings as Collected

        Char


        Result Qualifier

        Result of the ECG measurement or finding as originally received or collected.

        Exp

        EGORRESU

        Unit of the Original Result

        Char

        (UNIT)

        Variable Qualifier

        The unit for the original result. The unit of the original result should be mapped to a synonymous unit on the Controlled Terminology (http://www.cdisc.org/terminology) list.

        Exp

        EGSTRESC

        Standardized Result in Character Format

        Char

        (EGSTRESC)

        Result Qualifier

        Contains the result value for all findings, copied or derived from EGORRES, in a standard format or standard units. EGSTRESC should store all results or findings in character format, using controlled terminology, where possible. If results are numeric, they should also be stored in numeric format in

        EGSTRESN.

        Exp

        EGSTRESN

        Standardized Result in Numeric Format

        Num


        Result Qualifier

        Used for numeric results or findings in standard format; contains the numeric form of EGSTRESC. EGSTRESN should store all numeric test results or findings.

        Exp

        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        EGSTRESU

        Unit of the Standardized

        Result

        Char

        (UNIT)

        Variable Qualifier

        Standardized unit used for EGSTRESC and EGSTRESN.

        Exp

        EGSTAT

        Completion Status

        Char

        (ND)

        Record Qualifier

        Used to indicate when a test is not done or result is missing. Should be null if a result exists in EGORRES.

        Perm

        EGREASND

        Reason Not Done

        Char


        Record Qualifier

        Describes why EGSTAT is NOT DONE, such as BROKEN EQUIPMENT.

        Perm

        EGXFN

        ECG External File Name

        Char


        Record Qualifier

        File name and path for the external ECG Waveform file. Would be used if sponsor is requested to submit waveform.

        Perm

        EGNAM

        Laboratory Name

        Char


        Record Qualifier

        Name or identifier of the laboratory or vendor that provided the test results.

        Perm

        EGMETHOD

        Method of ECG Test

        Char

        (EGMETHOD)

        Record Qualifier

        Method of the test or examination. Examples: 12 LEAD STANDARD, 6 LEAD STANDARD.

        Exp

        EGLEAD

        Lead Used for Measurement

        Char

        (EGLEAD)

        Record Qualifier

        Lead identified to capture the measurement.

        Exp

        EGCSTATE

        Consciousness State

        Char

        (CSTATE)

        Record Qualifier

        Consciousness state of the subject at the time of measurement. Examples: CONSCIOUS, SEMI- CONSCIOUS, UNCONSCIOUS.

        Exp

        EGBLFL

        Baseline Flag

        Char

        (NY)

        Record Qualifier

        A baseline indicator may be used to calculate differences or changes from baseline. Value should be Y or null. The baseline flag is sponsor defined.

        Exp

        EGDRVFL

        Derived Flag

        Char

        (NY)

        Record Qualifier

        Used to indicate a derived record. The value should be Y or null. Records that represent the average of other records, or that are not as originally received or collected, are examples of records that might be derived for the submission datasets.

        Perm

        EGEVAL

        Evaluator

        Char


        Record Qualifier

        Role of the person who provided the evaluation. Should be null for records that contain collected or derived data. Examples: RESPONSIBLE SCIENTIST, PRINCIPAL INVESTIGATOR, PEER REVIEWER.

        Perm

        EGEXCLFL

        Exclusion Flag

        Char

        (NY)

        Record Qualifier

        Y if the result should be excluded from all calculations, otherwise null.

        Perm

        EGREASEX

        Reason for Exclusion

        Char


        Record Qualifier

        The reason the result should be excluded from all calculations. Used only when EGEXCLFL is Y.

        Perm

        EGUSCHFL

        Unscheduled Flag

        Char

        (NY)

        Record Qualifier

        Indicates whether the timing of the performed test or observation was unscheduled. If a test or observation was performed based upon a schedule defined in the protocol, this flag should be null.

        Expected values are Y or null.

        Perm

        VISITDY

        Planned Study Day of Collection

        Num


        Timing

        Planned study day of collection. Should be an integer.

        Perm

        EGDTC

        Date/Time of ECG Collection

        Char

        ISO 8601

        Timing

        Date/Time of ECG data collection, in ISO 8601 format. For indicating measurement over a continuous period, DTC should be used to indicate start date/time of collection.

        Exp

        EGENDTC

        End Date/Time of ECG Collection

        Char

        ISO 8601

        Timing

        Date/Time of end of the ECG data collection, in ISO 8601 format. Should be populated for measurement over a continuous period only.

        Perm

        EGDY

        Study Day of ECG Collection

        Num


        Timing

        Study day of the ECG measurement collection, in integer days. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

        Perm

        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        EGENDY

        Study Day of End of ECG Collection

        Num


        Timing

        Study day of the end of the ECG measurement collection, in integer days. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM)

        domain.

        Perm

        EGNOMDY

        Nominal Study Day for Tabulations

        Num


        Timing

        Nominal study day used for grouping records for observations that may occur on different days into a single reported study day. Should be an integer.

        Exp

        EGNOMLBL

        Label for Nominal Study Day

        Char


        Timing

        A label for a given value of EGNOMDY as presented in the study report. Examples: Pre-Treatment, Week 4, Day 28.

        Perm

        EGTPT

        Planned Time Point Name

        Char


        Timing

        Text description of time when ECG data should be collected. Note: This may be represented as an elapsed time relative to a fixed reference point, such as time of last dose. See EGTPTNUM and EGTPTREF. Examples: Predose, 1 Hour Postdose.

        Perm

        EGTPTNUM

        Planned Time Point Number

        Num


        Timing

        Numerical version of EGTPT to aid in sorting.

        Perm

        EGELTM

        Planned Elapsed Time from Time Point Ref

        Char

        ISO 8601

        Timing

        Planned elapsed time (in ISO 8601 format) relative to a fixed time point reference (EGTPTREF). This variable is useful where there are repetitive measures. Not a clock-time or a date-time variable. Represented as an ISO 8601 duration. Examples: "-PT15M" to represent the period of 15 minutes prior to the reference point indicated by EGTPTREF, or "PT8H" to represent the period of 8 hours after the reference point indicated by EGTPTREF.

        Perm

        EGTPTREF

        Time Point Reference

        Char


        Timing

        Name of the fixed reference point referred to by EGELTM, if used for EGTPTNUM, and EGTPT. It is recommended that EGTPTREF be as descriptive as possible so the reference time point can be inferred without looking at others variables. Example: DAY 1 FIRST DOSE.

        Perm

        EGRFTDTC

        Date/Time of Reference Time Point

        Char

        ISO 8601

        Timing

        Date/Time of the reference time point, EGTPTREF.

        Perm

        EGEVLINT

        Evaluation Interval

        Char

        ISO 8601

        Timing

        Length of evaluation interval in ISO 8601 duration format. Used in place of EGSTINT and EGENINT when EGTPTREF is not available.

        Perm

        EGSTINT

        Planned Start of Assessment Interval

        Char

        ISO 8601

        Timing

        Planned Start of an asessment interval relative to Time Point Reference (EGTPTREF) in ISO 8601 duration format.

        Perm

        EGENINT

        Planned End of Assessment Interval

        Char

        ISO 8601

        Timing

        Planned End of an assessment interval relative to Time Point Reference (EGTPTREF) in ISO 8601 duration format.

        Perm


        1. Assumptions for ECG Test Results (EG) Domain Model

          1. The EG domain captures electrocardiographic (ECG)-specific parameters, as well as interpretations and diagnoses derived from those measurements.

          2. The timing variables EGDTC, EGENDTC, EGDY and EGENDY are used to represent the actual start and end of the evaluation period during which data that contributed to the reported result were collected. This may be a portion of a longer period over which the instrument was continuously collecting data.

          3. EGPOS, EGLEAD, EGMETHOD, and EGCSTATE are considered important for comparison purposes and should be populated whenever available or collected.

        2. Examples for ECG Test Results (EG) Domain Model

          The Cardiovascular Test Results (CV), EG, and Respiratory Test Results (RE) domains are very similar in structure. Note that the examples provided in this section represent uses of timing variables, which could apply to any of these domains, regardless of study type or design.

          Example 1

          This example contains ECG measurements during a repeat dose study. Results are for a discrete observation period with a target time point (e.g., 1 hour post-dose). The duration of the ECG recording could be based on a defined period of time (e.g., a cardiologist examining a 2-hour recording and selecting a segment of waveforms for analysis) or number of complexes (e.g., after 200 good complexes are recorded). As a result, EGSTINT and EGENINT are not populated, because the specific assessment interval is not planned.

          Rows 1-18: ECGs are performed once, 14 days prior to the day 1 dose; and twice on day 23, once immediately prior to dose and once 2 hours post-dose. Measurements that were collected originally in seconds are converted to units of milliseconds for the study.

          eg.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          EGSEQ

          EGTESTCD

          EGTEST

          EGPOS

          EGORRES

          EGORRESU

          EGSTRESC

          EGSTRESN

          EGSTRESU

          EGLEAD

          EGMETHOD

          EGCSTATE

          EGBLFL

          EGDTC

          EGDY

          EGNOMDY

          EGTPT

          EGTPTNUM

          EGELTM

          EGTPTREF

          EGRFTDTC

          1

          TSA1397

          EG

          1

          1

          EGHRMN

          ECG Mean

          SLING

          89

          beats/min

          89

          89

          beats/min

          LEAD II

          6 LEAD

          CONSCIOUS


          2008-10-

          -14

          -14

          Pretest

          1

          -P14D

          Day 1 Dose

          2008-11-







          Heart Rate








          STANDARD


          28T07:46







          11T08:54

          2

          TSA1397

          EG

          1

          2

          EGHRMN

          ECG Mean

          SLING

          91

          beats/min

          91

          91

          beats/min

          LEAD II

          6 LEAD

          CONSCIOUS

          Y

          2008-12-

          23

          23

          Predose

          2

          -PT5M

          Day 23

          2008-12-







          Heart Rate








          STANDARD



          03T09:05






          Dose

          03T09:10

          3

          TSA1397

          EG

          1

          3

          EGHRMN

          ECG Mean

          SLING

          116

          beats/min

          116

          116

          beats/min

          LEAD II

          6 LEAD

          CONSCIOUS


          2008-12-

          23

          23

          2 Hour

          3

          PT120M

          Day 23

          2008-12-







          Heart Rate








          STANDARD


          03T11:03



          Postdose



          Dose

          03T09:10

          4

          TSA1397

          EG

          1

          4

          QRSAG

          QRS

          SLING

          0.050

          sec

          50

          50

          msec

          LEAD II

          6 LEAD

          CONSCIOUS


          2008-10-

          -14

          -14

          Pretest

          1

          -P14D

          Day 1 Dose

          2008-11-







          Duration,








          STANDARD


          28T07:46







          11T08:54







          Aggregate


















          5

          TSA1397

          EG

          1

          5

          QRSAG

          QRS

          SLING

          0.038

          sec

          38

          38

          msec

          LEAD II

          6 LEAD

          CONSCIOUS

          Y

          2008-12-

          23

          23

          Predose

          2

          -PT5M

          Day 23

          2008-12-







          Duration,








          STANDARD



          03T09:05






          Dose

          03T09:10







          Aggregate



















          6

          TSA1397

          EG

          1

          6

          QRSAG

          QRS

          SLING

          0.039

          sec

          39

          39

          msec

          LEAD II

          6 LEAD

          CONSCIOUS


          2008-12-

          23

          23

          2 Hour

          3

          PT120M

          Day 23

          2008-12-







          Duration,








          STANDARD


          03T11:03



          Postdose



          Dose

          03T09:10







          Aggregate


















          7

          TSA1397

          EG

          1

          7

          PPAG

          PP Interval,

          SLING

          0.073

          sec

          73

          73

          msec

          LEAD II

          6 LEAD

          CONSCIOUS


          2008-10-

          -14

          -14

          Pretest

          1

          -P14D

          Day 1 Dose

          2008-11-







          Aggregate








          STANDARD


          28T07:46







          11T08:54

          8

          TSA1397

          EG

          1

          8

          PPAG

          PP Interval,

          SLING

          0.083

          sec

          83

          83

          msec

          LEAD II

          6 LEAD

          CONSCIOUS

          Y

          2008-12-

          23

          23

          Predose

          2

          -PT5M

          Day 23

          2008-12-







          Aggregate








          STANDARD



          03T09:05






          Dose

          03T09:10

          9

          TSA1397

          EG

          1

          9

          PPAG

          PP Interval,

          SLING

          0.076

          sec

          76

          76

          msec

          LEAD II

          6 LEAD

          CONSCIOUS


          2008-12-

          23

          23

          2 Hour

          3

          PT120M

          Day 23

          2008-12-







          Aggregate








          STANDARD


          03T11:03



          Postdose



          Dose

          03T09:10

          10

          TSA1397

          EG

          1

          10

          QTAG

          QT Interval,

          SLING

          0.209

          sec

          209

          209

          msec

          LEAD II

          6 LEAD

          CONSCIOUS


          2008-10-

          -14

          -14

          Pretest

          1

          -P14D

          Day 1 Dose

          2008-11-







          Aggregate








          STANDARD


          28T07:46







          11T08:54

          11

          TSA1397

          EG

          1

          11

          QTAG

          QT Interval,

          SLING

          0.222

          sec

          222

          222

          msec

          LEAD II

          6 LEAD

          CONSCIOUS

          Y

          2008-12-

          23

          23

          Predose

          2

          -PT5M

          Day 23

          2008-12-







          Aggregate








          STANDARD



          03T09:05






          Dose

          03T09:10

          12

          TSA1397

          EG

          1

          12

          QTAG

          QT Interval,

          SLING

          0.192

          sec

          192

          192

          msec

          LEAD II

          6 LEAD

          CONSCIOUS


          2008-12-

          23

          23

          2 Hour

          3

          PT120M

          Day 23

          2008-12-







          Aggregate








          STANDARD


          03T11:03



          Postdose



          Dose

          03T09:10

          13

          TSA1397

          EG

          1

          13

          QTCFAG

          QTcF

          SLING

          0.238

          sec

          238

          238

          msec

          LEAD II

          6 LEAD

          CONSCIOUS


          2008-10-

          -14

          -14

          Pretest

          1

          -P14D

          Day 1 Dose

          2008-11-







          Interval,








          STANDARD


          28T07:46







          11T08:54







          Aggregate


















          14

          TSA1397

          EG

          1

          14

          QTAG

          QT Interval,

          SLING

          0.255

          sec

          255

          255

          msec

          LEAD II

          6 LEAD

          CONSCIOUS

          Y

          2008-12-

          23

          23

          Predose

          2

          -PT5M

          Day 23

          2008-12-







          Aggregate








          STANDARD



          03T09:05






          Dose

          03T09:10

          15

          TSA1397

          EG

          1

          15

          QTAG

          QT Interval,

          SLING

          0.240

          sec

          240

          240

          msec

          LEAD II

          6 LEAD

          CONSCIOUS


          2008-12-

          23

          23

          2 Hour

          3

          PT120M

          Day 23

          2008-12-







          Aggregate








          STANDARD


          03T11:03



          Postdose



          Dose

          03T09:10


          Row

          STUDYID

          DOMAIN

          USUBJID

          EGSEQ

          EGTESTCD

          EGTEST

          EGPOS

          EGORRES

          EGORRESU

          EGSTRESC

          EGSTRESN

          EGSTRESU

          EGLEAD

          EGMETHOD

          EGCSTATE

          EGBLFL

          EGDTC

          EGDY

          EGNOMDY

          EGTPT

          EGTPTNUM

          EGELTM

          EGTPTREF

          EGRFTDTC

          16

          TSA1397

          EG

          1

          16

          QTCVAG

          QTcV

          SLING

          0.237

          sec

          237

          237

          msec

          LEAD II

          6 LEAD

          CONSCIOUS


          2008-10-

          -14

          -14

          Pretest

          1

          -P14D

          Day 1 Dose

          2008-11-







          Interval,








          STANDARD


          28T07:46







          11T08:54







          Aggregate


















          17

          TSA1397

          EG

          1

          17

          QTCVAG

          QTcV

          SLING

          0.252

          sec

          252

          252

          msec

          LEAD II

          6 LEAD

          CONSCIOUS

          Y

          2008-12-

          23

          23

          Predose

          2

          -PT5M

          Day 23

          2008-12-







          Interval,








          STANDARD



          03T09:05






          Dose

          03T09:10







          Aggregate



















          18

          TSA1397

          EG

          1

          18

          QTCVAG

          QTcV

          SLING

          0.234

          sec

          234

          234

          msec

          LEAD II

          6 LEAD

          CONSCIOUS


          2008-12-

          23

          23

          2 Hour

          3

          PT120M

          Day 23

          2008-12-







          Interval,








          STANDARD


          03T11:03



          Postdose



          Dose

          03T09:10







          Aggregate



















          Example 2

          This example is for a cardiovascular assessment in telemetered animals where the results are averages derived by the equipment/device from multiple 1-hour intervals during a continuous 48-hour collection period. Means have been calculated from waveform data for 6 specific intervals within the entire collection period. A single planned dose, described in EGTPTREF, was given on day 1 at 06:15

          (EGRFTDTC="2009-04-15T06:15"). The planned 1-hour intervals are represented by the start (EGSTINT) and end (EGENINT) of the evaluation relative to the referenced dose (EGTPTREF). Each of the 6 intervals has a text label (e.g., "Predose", "1 hr Postdose") indicated in the EGTPT variable. The sponsor has defined the labels to be the end of the interval relative to the referenced dose. The entry in EGTPT is represented in ISO 8601 format in the EGELTM variable. The actual start and end date/time variables (EGDTC and EGENDTC) are the start and end of the evaluation interval, not the date and time of the entire continuous collection period.

          Rows 1-4: Results calculated using data from the 1-hour interval ending at the dose on study day 1.

          Row

          STUDYID

          DOMAIN

          USUBJID

          EGSEQ

          EGTESTCD

          EGTEST

          EGPOS

          EGORRES

          EGORRESU

          EGSTRESC

          EGSTRESN

          EGSTRESU

          EGLEAD

          EGMETHOD

          EGCSTATE

          EGBLFL

          EGDTC

          EGDY

          EGENDTC

          EGENDY

          EGNOMDY

          EGTPT

          EGTPTNUM

          EGELTM

          EGTPTREF

          EGRFTDTC

          EGSTINT

          EGENINT

          1

          XYZ

          EG

          XYZ-001- 001

          1

          RRAG

          RR Interval, Aggregate

          UNCONSTRAINED

          248.11

          msec

          248.11

          248.11

          msec

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS

          Y

          2009-04-

          15T05:12:15

          1

          2009-04-

          15T06:12:15

          1

          1

          Predose

          0

          PT0H

          DAY 1 DOSING

          2009-04-

          15T06:15

          -PT1H

          PT0H

          2

          XYZ

          EG

          XYZ-001- 001

          2

          EGHR

          ECG Mean Heart Rate

          UNCONSTRAINED

          241.8

          beats/min

          241.8

          241.8

          beats/min

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS

          Y

          2009-04-

          15T05:12:15

          1

          2009-04-

          15T06:12:15

          1

          1

          Predose

          0

          PT0H

          DAY 1 DOSING

          2009-04-

          15T06:15

          -PT1H

          PT0H

          3

          XYZ

          EG

          XYZ-001- 001

          3

          QTAG

          QT Interval, Aggregate

          UNCONSTRAINED

          132.17

          msec

          132.17

          132.17

          msec

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS

          Y

          2009-04-

          15T05:12:15

          1

          2009-04-

          15T06:12:15

          1

          1

          Predose

          0

          PT0H

          DAY 1 DOSING

          2009-04-

          15T06:15

          -PT1H

          PT0H

          4

          XYZ

          EG

          XYZ-001- 001

          4

          QTCFAG

          QTcF Interval, Aggregate

          UNCONSTRAINED

          211.91

          msec

          211.91

          211.91

          msec

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS

          Y

          2009-04-

          15T05:12:15

          1

          2009-04-

          15T06:12:15

          1

          1

          Predose

          0

          PT0H

          DAY 1 DOSING

          2009-04-

          15T06:15

          -PT1H

          PT0H

          5

          XYZ

          EG

          XYZ-001- 001

          5

          RRAG

          RR Interval, Aggregate

          UNCONSTRAINED

          354.13

          msec

          354.13

          354.13

          msec

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T06:12:15

          1

          2009-04-

          15T07:12:15

          1

          1

          1h Postdose

          1

          PT1H

          DAY 1 DOSING

          2009-04-

          15T06:15

          PT0H

          PT1H

          6

          XYZ

          EG

          XYZ-001- 001

          6

          EGHR

          ECG Mean Heart Rate

          UNCONSTRAINED

          169.4

          beats/min

          169.4

          169.4

          beats/min

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T06:12:15

          1

          2009-04-

          15T07:12:15

          1

          1

          1h Postdose

          1

          PT1H

          DAY 1 DOSING

          2009-04-

          15T06:15

          PT0H

          PT1H

          7

          XYZ

          EG

          XYZ-001- 001

          7

          QTAG

          QT Interval, Aggregate

          UNCONSTRAINED

          150.19

          msec

          150.19

          150.19

          msec

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T06:12:15

          1

          2009-04-

          15T07:12:15

          1

          1

          1h Postdose

          1

          PT1H

          DAY 1 DOSING

          2009-04-

          15T06:15

          PT0H

          PT1H

          8

          XYZ

          EG

          XYZ-001- 001

          8

          QTCFAG

          QTcF Interval, Aggregate

          UNCONSTRAINED

          213.34

          msec

          213.34

          213.34

          msec

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T06:12:15

          1

          2009-04-

          15T07:12:15

          1

          1

          1h Postdose

          1

          PT1H

          DAY 1 DOSING

          2009-04-

          15T06:15

          PT0H

          PT1H

          9

          XYZ

          EG

          XYZ-001- 001

          9

          RRAG

          RR Interval, Aggregate

          UNCONSTRAINED

          363.43

          msec

          363.43

          363.43

          msec

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T07:12:15

          1

          2009-04-

          15T08:12:15

          1

          1

          2h Postdose

          2

          PT2H

          DAY 1 DOSING

          2009-04-

          15T06:15

          PT1H

          PT2H

          10

          XYZ

          EG

          XYZ-001- 001

          10

          EGHR

          ECG Mean Heart Rate

          UNCONSTRAINED

          165.1

          beats/min

          165.1

          165.1

          beats/min

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T07:12:15

          1

          2009-04-

          15T08:12:15

          1

          1

          2h Postdose

          2

          PT2H

          DAY 1 DOSING

          2009-04-

          15T06:15

          PT1H

          PT2H

          Rows 5-8: Results calculated using data from the 1-hour interval ending 1-hour post-dose administered on study day 1. Rows 9-12: Results calculated using data from the 1-hour interval ending 2-hours post-dose administered on study day 1. Rows 13-16: Results calculated using data from the 1-hour interval ending 3-hours post-dose administered on study day 1. Rows 17-20: Results calculated using data from the 1-hour interval ending 24-hours post-dose administered on study day 1. Rows 21-24: Results calculated using data from the 1-hour interval ending 48-hours post-dose administered on study day 1. eg.xpt


          Row

          STUDYID

          DOMAIN

          USUBJID

          EGSEQ

          EGTESTCD

          EGTEST

          EGPOS

          EGORRES

          EGORRESU

          EGSTRESC

          EGSTRESN

          EGSTRESU

          EGLEAD

          EGMETHOD

          EGCSTATE

          EGBLFL

          EGDTC

          EGDY

          EGENDTC

          EGENDY

          EGNOMDY

          EGTPT

          EGTPTNUM

          EGELTM

          EGTPTREF

          EGRFTDTC

          EGSTINT

          EGENINT

          11

          XYZ

          EG

          XYZ-001- 001

          11

          QTAG

          QT Interval, Aggregate

          UNCONSTRAINED

          150.82

          msec

          150.82

          150.82

          msec

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T07:12:15

          1

          2009-04-

          15T08:12:15

          1

          1

          2h Postdose

          2

          PT2H

          DAY 1 DOSING

          2009-04-

          15T06:15

          PT1H

          PT2H

          12

          XYZ

          EG

          XYZ-001- 001

          12

          QTCFAG

          QTcF Interval, Aggregate

          UNCONSTRAINED

          212.35

          msec

          212.35

          212.35

          msec

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T07:12:15

          1

          2009-04-

          15T08:12:15

          1

          1

          2h Postdose

          2

          PT2H

          DAY 1 DOSING

          2009-04-

          15T06:15

          PT1H

          PT2H

          13

          XYZ

          EG

          XYZ-001- 001

          13

          RRAG

          RR Interval, Aggregate

          UNCONSTRAINED

          361.04

          msec

          361.04

          361.04

          msec

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T08:12:15

          1

          2009-04-

          15T09:12:15

          1

          1

          3h Postdose

          3

          PT3H

          DAY 1 DOSING

          2009-04-

          15T06:15

          PT2H

          PT3H

          14

          XYZ

          EG

          XYZ-001- 001

          14

          EGHR

          ECG Mean Heart Rate

          UNCONSTRAINED

          166.2

          beats/min

          166.2

          166.2

          beats/min

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T08:12:15

          1

          2009-04-

          15T09:12:15

          1

          1

          3h Postdose

          3

          PT3H

          DAY 1 DOSING

          2009-04-

          15T06:15

          PT2H

          PT3H

          15

          XYZ

          EG

          XYZ-001- 001

          15

          QTAG

          QT Interval, Aggregate

          UNCONSTRAINED

          149.01

          msec

          149.01

          149.01

          msec

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T08:12:15

          1

          2009-04-

          15T09:12:15

          1

          1

          3h Postdose

          3

          PT3H

          DAY 1 DOSING

          2009-04-

          15T06:15

          PT2H

          PT3H

          16

          XYZ

          EG

          XYZ-001- 001

          16

          QTCFAG

          QTcF Interval, Aggregate

          UNCONSTRAINED

          210.76

          msec

          210.76

          210.76

          msec

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T08:12:15

          1

          2009-04-

          15T09:12:15

          1

          1

          3h Postdose

          3

          PT3H

          DAY 1 DOSING

          2009-04-

          15T06:15

          PT2H

          PT3H

          17

          XYZ

          EG

          XYZ-001- 001

          17

          RRAG

          RR Interval, Aggregate

          UNCONSTRAINED

          360.23

          msec

          360.23

          360.23

          msec

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          16T05:12:15

          2

          2009-04-

          16T06:12:15

          2

          1

          24h Postdose

          4

          PT24H

          DAY 1 DOSING

          2009-04-

          15T06:15

          PT23H

          PT24H

          18

          XYZ

          EG

          XYZ-001- 001

          18

          EGHR

          ECG Mean Heart Rate

          UNCONSTRAINED

          166.6

          beats/min

          166.6

          166.6

          beats/min

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          16T05:12:15

          2

          2009-04-

          16T06:12:15

          2

          1

          24h Postdose

          4

          PT24H

          DAY 1 DOSING

          2009-04-

          15T06:15

          PT23H

          PT24H

          19

          XYZ

          EG

          XYZ-001- 001

          19

          QTAG

          QT Interval, Aggregate

          UNCONSTRAINED

          147.98

          msec

          147.98

          147.98

          msec

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          16T05:12:15

          2

          2009-04-

          16T06:12:15

          2

          1

          24h Postdose

          4

          PT24H

          DAY 1 DOSING

          2009-04-

          15T06:15

          PT23H

          PT24H

          20

          XYZ

          EG

          XYZ-001- 001

          20

          QTCFAG

          QTcF Interval, Aggregate

          UNCONSTRAINED

          209.40

          msec

          209.40

          209.40

          msec

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          16T05:12:15

          2

          2009-04-

          16T06:12:15

          2

          1

          24h Postdose

          4

          PT24H

          DAY 1 DOSING

          2009-04-

          15T06:15

          PT23H

          PT24H

          21

          XYZ

          EG

          XYZ-001- 001

          21

          RRAG

          RR Interval, Aggregate

          UNCONSTRAINED

          259.89

          msec

          259.89

          259.89

          msec

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          17T05:12:15

          3

          2009-04-

          17T06:12:15

          3

          1

          48h Postdose

          5

          PT48H

          DAY 1 DOSING

          2009-04-

          15T06:15

          PT47H

          PT48H

          22

          XYZ

          EG

          XYZ-001- 001

          22

          EGHR

          ECG Mean Heart Rate

          UNCONSTRAINED

          230.9

          beats/min

          230.9

          230.9

          beats/min

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          17T05:12:15

          3

          2009-04-

          17T06:12:15

          3

          1

          48h Postdose

          5

          PT48H

          DAY 1 DOSING

          2009-04-

          15T06:15

          PT47H

          PT48H

          23

          XYZ

          EG

          XYZ-001- 001

          23

          QTAG

          QT Interval, Aggregate

          UNCONSTRAINED

          133.67

          msec

          133.67

          133.67

          msec

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          17T05:12:15

          3

          2009-04-

          17T06:12:15

          3

          1

          48h Postdose

          5

          PT48H

          DAY 1 DOSING

          2009-04-

          15T06:15

          PT47H

          PT48H

          24

          XYZ

          EG

          XYZ-001- 001

          24

          QTCFAG

          QTcF Interval, Aggregate

          UNCONSTRAINED

          210.99

          msec

          210.99

          210.99

          msec

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          17T05:12:15

          3

          2009-04-

          17T06:12:15

          3

          1

          48h Postdose

          5

          PT48H

          DAY 1 DOSING

          2009-04-

          15T06:15

          PT47H

          PT48H

          As previously noted, in the above example, the sponsor has defined the interval labels to be the end of the interval relative to the referenced dose. However, sponsors may label time points differently, such as from the beginning or midpoint of the interval, or use another form of labeling. In these cases, the period of evaluation (defined by EGSTINT and EGENINT) does not change, just the label (EGTPT) and its standard representation (EGELTM).

          The following is a sampling of rows from the above example, with only the timing variables. Regardless of the method of labeling for the time points, the same periods of evaluation apply.

          eg.xpt

          Row

          EGDTC

          EGDY

          EGENDTC

          EGENDY

          EGNOMDY

          EGTPT

          EGTPTNUM

          EGELTM

          EGTPTREF

          EGRFTDTC

          EGSTINT

          EGENINT

          1

          2009-04-15T05:12:15

          1

          2009-04-15T06:12:15

          1

          1

          (see below)

          0

          (see below)

          DAY 1 DOSING

          2009-04-15T06:15

          -PT1H

          PT0H

          5

          2009-04-15T06:12:15

          1

          2009-04-15T07:12:15

          1

          1

          (see below)

          1

          (see below)

          DAY 1 DOSING

          2009-04-15T06:15

          PT0H

          PT1H

          9

          2009-04-15T07:12:15

          1

          2009-04-15T08:12:15

          1

          1

          (see below)

          2

          (see below)

          DAY 1 DOSING

          2009-04-15T06:15

          PT1H

          PT2H

          13

          2009-04-15T08:12:15

          1

          2009-04-15T09:12:15

          1

          1

          (see below)

          3

          (see below)

          DAY 1 DOSING

          2009-04-15T06:15

          PT2H

          PT3H

          The following are variations on the time point labeling (EGTPT) and duration to the time point (EGELTM) for the same periods of evaluation.



          End-based




          Start-based




          Midpoint-based



          Range Description

          Row

          EGTPT

          EGELTM


          Row

          EGTPT

          EGELTM


          Row

          EGTPT

          EGELTM


          Row

          EGTPT

          EGELTM

          1

          Predose

          PT0H


          1

          -1 hour predose

          -PT1H


          1

          Predose

          -PT30M


          1

          -1 to 0 hour post


          5

          1h Postdose

          PT1H


          5

          0 hour postdose

          PT0H


          5

          30 min

          PT30M


          5

          0 to 1 hour post


          9

          2h Postdose

          PT2H


          9

          1 hour postdose

          PT1H


          9

          1 hr 30 min

          PT1H30M


          9

          1 to 2 hour post


          In this case, intervals are labeled based on the end of the interval (e.g., the 1- to 2-hour post-dose interval is labeled as "2h Postdose"). This example is the same as that used in the full example above.

          In this case, intervals are labeled based on the start of the interval (e.g., the 1- to 2-hour post-dose interval is labeled as "1 hour postdose”.

          In this case, intervals are labeled based on the midpoint of the interval (e.g., the 1- to 2-hour post-dose interval is labeled as "1 hr 30 min”.

          In this case, intervals are labeled based on the time range (e.g., the 1- to 2-hour post-dose interval is labeled as "1 to 2 hour post"). The time point does not

          have a determinate time from the reference point, so EGELTM is blank.

          Example 3

          This example shows how ECG measurements, interpretations, and diagnoses may be shown within the EG domain.

          Rows 1-3: Subject XYZ-001-001 had a QT measurement (row 1). The technician performed an interpretation, noting that the QT appeared abnormal (row 2). The cardiologist subsequently provided a diagnosis for the animal (row 3).

          Rows 4-7: Subject XYZ-001-002 had a T wave measurement (row 4). The ECG analyst performed an interpretation, noting a T wave inversion (row 5). The cardiologist subsequently provided 2 diagnoses for the animal, 1 a targeted assessment (row 6) and 1 a general assessment (row 7).

          eg.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          EGSEQ

          EGGRPID

          EGTESTCD

          EGTEST

          EGCAT

          EGPOS

          EGORRES

          EGORRESU

          EGSTRESC

          EGSTRESN

          EGSTRESU

          EGLEAD

          EGMETHOD

          EGCSTATE

          EGBLFL

          EGEVAL

          EGDTC

          EGDY

          EGNOMDY

          EGTPT

          EGTPTNUM

          EGTPTREF

          EGRFTDTC

          1

          XYZ

          EG

          XYZ-001- 001

          1

          1

          QTAG

          QT Interval, Aggregate

          MEASUREMENT

          UNCONSTRAINED

          132.172

          msec

          132.172

          132.172

          msec

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS



          2009-01-

          15T06:00

          1

          1

          Predose

          0

          Day 1 Dose

          2009-01-

          15T07:00

          2

          XYZ

          EG

          XYZ-001- 001

          2

          1

          INTP

          Interpretation

          INTERPRETATION

          UNCONSTRAINED

          QT MEAN POSSIBLY ABNORMAL


          QT MEAN POSSIBLY ABNORMAL







          TECHNICIAN

          2009-01-

          15T06:00

          1

          1

          Predose

          0

          Day 1 Dose

          2009-01-

          15T07:00

          3

          XYZ

          EG

          XYZ-001- 001

          3

          1

          INTP

          Interpretation

          DIAGNOSIS

          UNCONSTRAINED

          PROLONGED QT


          PROLONGED QT







          CARDIOLOGIST

          2009-01-

          15T06:00

          1

          1

          Predose

          0

          Day 1 Dose

          2009-01-

          15T07:00

          4

          XYZ

          EG

          XYZ-001- 002

          1

          2

          TWARAG

          T Wave Area, Aggregate

          MEASUREMENT

          UNCONSTRAINED

          -211.905

          msec

          -211.905

          -211.905

          msec

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS



          2009-01-

          15T06:00

          1

          1

          Predose

          0

          Day 1 Dose

          2009-01-

          15T07:00

          5

          XYZ

          EG

          XYZ-001- 002

          2

          2

          INTP

          Interpretation

          INTERPRETATION

          UNCONSTRAINED

          T WAVE INVERSION


          T WAVE ABNORMALITY







          ECG ANALYST

          2009-01-

          15T06:00

          1

          1

          Predose

          0

          Day 1 Dose

          2009-01-

          15T07:00

          6

          XYZ

          EG

          XYZ-001- 002

          3

          2

          INTP

          Interpretation

          DIAGNOSIS

          UNCONSTRAINED

          LEFT VENTRICULAR HYPERTROPHY


          LEFT VENTRICULAR HYPERTROPHY







          CARDIOLOGIST

          2009-01-

          15T06:00

          1

          1

          Predose

          0

          Day 1 Dose

          2009-01-

          15T07:00

          7

          XYZ

          EG

          XYZ-001- 002

          4

          2

          INTP

          Interpretation

          DIAGNOSIS

          UNCONSTRAINED

          JUNCTIONAL TACHYCARDIA


          JUNCTIONAL TACHYCARDIA







          CARDIOLOGIST

          2009-01-

          15T06:00

          1

          1

          Predose

          0

          Day 1 Dose

          2009-01-

          15T07:00


          Example 4

          The study design for this example is to determine a suspected toxicity of the heart. The same test parameters were collected from different leads identifiers, using different methods, and summarized at different time points. The data is summarized for an hour-long interval after the day 1 dose, as indicated by EGSTINT and EGENINT.

          Rows 1-4: Demonstrate an animal in an unconstrained position (EGPOS) during data collection. The lead from which data were collected is lead CV5RL (EGLEAD), and the method of collection (EGMETHOD) was the 6-lead standard.

          Rows 5-8: Demonstrate an animal in a standing position (EGPOS) during data collection. The lead from which data were collected is lead II (EGLEAD), and the method of collection (EGMETHOD) was the 12- lead standard.

          Rows 9-12: Demonstrate an animal in an unconstrained position (EGPOS) during data collection. The lead from which data were collected is lead I (EGLEAD), and the method of collection (EGMETHOD) was the 12-lead standard.

          eg.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          EGSEQ

          EGTESTCD

          EGTEST

          EGPOS

          EGORRES

          EGORRESU

          EGSTRESC

          EGSTRESN

          EGSTRESU

          EGLEAD

          EGMETHOD

          EGCSTATE

          EGBLFL

          EGDTC

          EGDY

          EGNOMDY

          EGTPT

          EGTPTNUM

          EGELTM

          EGTPTREF

          EGRFTDTC

          EGSTINT

          EGENINT

          1

          XYZ

          EG

          XYZ-101- 101

          1

          RRAG

          RR Interval, Aggregate

          UNCONSTRAINED

          248.105

          msec

          248.105

          248.105

          msec

          LEAD CV5RL

          6 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T07:00

          1

          1

          1H POSTDOSE

          1

          PT1H

          Day 1 Dose

          2009-04-

          15T06:00

          PT0H

          PT1H

          2

          XYZ

          EG

          XYZ-101- 101

          2

          EGHRMN

          ECG Mean Heart Rate

          UNCONSTRAINED

          241.833

          beats/min

          241.833

          241.833

          beats/min

          LEAD CV5RL

          6 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T07:00

          1

          1

          1H POSTDOSE

          1

          PT1H

          Day 1 Dose

          2009-04-

          15T06:00

          PT0H

          PT1H

          3

          XYZ

          EG

          XYZ-101- 101

          3

          QTAG

          QT Interval, Aggregate

          UNCONSTRAINED

          132.172

          msec

          132.172

          132.172

          msec

          LEAD CV5RL

          6 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T07:00

          1

          1

          1H POSTDOSE

          1

          PT1H

          Day 1 Dose

          2009-04-

          15T06:00

          PT0H

          PT1H

          4

          XYZ

          EG

          XYZ-101- 101

          4

          QTCFAG

          QTcF Interval, Aggregate

          UNCONSTRAINED

          211.905

          msec

          211.905

          211.905

          msec

          LEAD CV5RL

          6 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T07:00

          1

          1

          1H POSTDOSE

          1

          PT1H

          Day 1 Dose

          2009-04-

          15T06:00

          PT0H

          PT1H

          5

          XYZ

          EG

          XYZ-201- 201

          5

          RRAG

          RR Interval, Aggregate

          STANDING

          354.13

          msec

          354.13

          354.13

          msec

          LEAD II

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T07:00

          1

          1

          1H POSTDOSE

          1

          PT1H

          Day 1 Dose

          2009-04-

          15T06:00

          PT0H

          PT1H

          6

          XYZ

          EG

          XYZ-201- 201

          6

          EGHRMN

          ECG Mean Heart Rate

          STANDING

          169.429

          beats/min

          169.429

          169.429

          beats/min

          LEAD II

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T07:00

          1

          1

          1H POSTDOSE

          1

          PT1H

          Day 1 Dose

          2009-04-

          15T06:00

          PT0H

          PT1H

          7

          XYZ

          EG

          XYZ-201- 201

          7

          QTAG

          QT Interval, Aggregate

          STANDING

          150.19

          msec

          150.19

          150.19

          msec

          LEAD II

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T07:00

          1

          1

          1H POSTDOSE

          1

          PT1H

          Day 1 Dose

          2009-04-

          15T06:00

          PT0H

          PT1H

          8

          XYZ

          EG

          XYZ-201- 201

          8

          QTCFAG

          QTcF Interval, Aggregate

          STANDING

          213.335

          msec

          213.335

          213.335

          msec

          LEAD II

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T07:00

          1

          1

          1H POSTDOSE

          1

          PT1H

          Day 1 Dose

          2009-04-

          15T06:00

          PT0H

          PT1H

          9

          XYZ

          EG

          XYZ-301- 301

          9

          RRAG

          RR Interval, Aggregate

          UNCONSTRAINED

          363.428

          msec

          363.428

          363.428

          msec

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T07:00

          1

          1

          1H POSTDOSE

          1

          PT1H

          Day 1 Dose

          2009-04-

          15T06:00

          PT0H

          PT1H

          10

          XYZ

          EG

          XYZ-301- 301

          10

          EGHRMN

          ECG Mean Heart Rate

          UNCONSTRAINED

          165.1

          beats/min

          165.1

          165.1

          beats/min

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T07:00

          1

          1

          1H POSTDOSE

          1

          PT1H

          Day 1 Dose

          2009-04-

          15T06:00

          PT0H

          PT1H

          11

          XYZ

          EG

          XYZ-301- 301

          11

          QTAG

          QT Interval, Aggregate

          UNCONSTRAINED

          150.819

          msec

          150.819

          150.819

          msec

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T07:00

          1

          1

          1H POSTDOSE

          1

          PT1H

          Day 1 Dose

          2009-04-

          15T06:00

          PT0H

          PT1H

          12

          XYZ

          EG

          XYZ-301- 301

          12

          QTCFAG

          QTcF Interval, Aggregate

          UNCONSTRAINED

          212.351

          msec

          212.351

          212.351

          msec

          LEAD I

          12 LEAD STANDARD

          CONSCIOUS


          2009-04-

          15T07:00

          1

          1

          1H POSTDOSE

          1

          PT1H

          Day 1 Dose

          2009-04-

          15T06:00

          PT0H

          PT1H

      18. Cardiovascular Test Results – CV

        cv.xpt, Cardiovascular Findings. One record per test per observation time or evaluation interval per subject, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        CV

        Identifier

        Two-character abbreviation for the domain.

        Req

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify a subject across all studies for all application or submissions involving the product.

        Req

        CVSEQ

        Sequence Number

        Num


        Identifier

        Sequence number given to ensure uniqueness of subject records within a domain. May be any valid number.

        Req

        CVGRPID

        Group Identifier

        Char


        Identifier

        Used to tie together a block of related records in a single domain for a subject and can be used to support relationships within the domain and between domains using RELREC. This is not the treatment group number.

        Perm

        CVSPID

        Sponsor-Defined Identifier

        Char


        Identifier

        Sponsor-defined reference identifier

        Perm

        CVTESTCD

        Test Short Name

        Char

        (SCVTSTCD)

        Topic

        Short name of the measurement, test, or examination described in CVTEST. It can be used as a column name when converting a dataset from a vertical to a horizontal format. The value in CVTESTCD cannot be longer than 8 characters, nor can it start with a number (e.g., "1TEST" is not valid). CVTESTCD cannot contain characters other than letters, numbers, or underscores.

        Examples: DIABP, HR, MAP, SYSBP.

        Req

        CVTEST

        Test Name

        Char

        (SCVTST)

        Synonym Qualifier

        Long name for CVTESTCD. The value in CVTEST cannot be longer than 40 characters. Examples: Diastolic Blood Pressure, Heart Rate, Mean Arterial Pressure, Systolic Blood Pressure.

        Req

        CVPOS

        Position of Subject During Test

        Char

        (POSITION)

        Record Qualifier

        Position of the subject during the measurement or examination. If the subject is restrained, populate with the position (example SITTING or STANDING); otherwise, populate with UNCONSTRAINED.

        Exp

        CVORRES

        Result or Findings as Collected

        Char


        Result Qualifier

        Result of the measurement or finding as originally received or collected.

        Exp

        CVORRESU

        Unit of the Original Result

        Char

        (UNIT)

        Variable Qualifier

        The unit for the original result. The unit of the original result should be mapped to a synonymous unit on the Controlled Terminology (http://www.cdisc.org/terminology) list.

        Exp

        CVSTRESC

        Standardized Result in Character

        Format

        Char


        Result Qualifier

        Contains the result value for all findings, copied or derived from CVORRES in a standard format or standard units. CVSTRESC should store all results or findings in character format; if results are

        numeric, they should also be stored in numeric format in CVSTRESN.

        Exp

        CVSTRESN

        Standardized Result in Numeric

        Format

        Num


        Result Qualifier

        Used for continuous or numeric results or findings in standard format; contains the numeric form of CVSTRESC. CVSTRESN should store all numeric test results or findings.

        Exp

        CVSTRESU

        Unit of the Standardized

        Result

        Char

        (UNIT)

        Variable Qualifier

        Standardized unit used for CVSTRESC and CVSTRESN.

        Exp

        CVSTAT

        Completion Status

        Char

        (ND)

        Record Qualifier

        Used to indicate when a test is not done or result is missing. Should be null if a result exists in CVORRES.

        Perm

        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        CVREASND

        Reason Not Done

        Char


        Record Qualifier

        Describes why CVSTAT is NOT DONE, such as BROKEN EQUIPMENT.

        Perm

        CVMETHOD

        Method of Test

        Char


        Record Qualifier

        Method of the test or examination. Examples: Intravascular, External Cuff.

        Exp

        CVCSTATE

        Consciousness State

        Char

        (CSTATE)

        Record Qualifier

        Consciousness state of the subject at the time of measurement. Examples: CONSCIOUS, SEMI- CONSCIOUS, UNCONSCIOUS.

        Exp

        CVBLFL

        Baseline Flag

        Char

        (NY)

        Record Qualifier

        A baseline indicator may be used to calculate differences or changes from baseline. Value should be Y or null. The baseline flag is sponsor defined.

        Exp

        CVDRVFL

        Derived Flag

        Char

        (NY)

        Record Qualifier

        Used to indicate a derived record. The value should be Y or null.

        Perm

        CVEXCLFL

        Exclusion Flag

        Char

        (NY)

        Record Qualifier

        Y if the result should be excluded from all calculations, otherwise null.

        Perm

        CVREASEX

        Reason for Exclusion

        Char


        Record Qualifier

        The reason the result should be excluded from all calculations. Used only when CVEXCLFL is Y.

        Perm

        CVUSCHFL

        Unscheduled Flag

        Char

        (NY)

        Record Qualifier

        Indicates whether the timing of the performed test or observation was unscheduled. If a test or observation was performed based upon a schedule defined in the protocol, this flag should be null. Expected values are Y or null.

        Perm

        CVDTC

        Date/Time of Cardiovascular Test

        Char

        ISO 8601

        Timing

        Date/Time of cardiovascular data collection, in ISO 8601 format. For measurements related to a continuous evaluation interval, CVDTC should be used to indicate the start date/time of that interval.

        Exp

        CVENDTC

        End Date/Time of Cardiovascular Test

        Char

        ISO 8601

        Timing

        Date/Time of end of a cardiovascular evaluation interval, in ISO 8601 format. Should be populated when CVDTC represents the start date/time of a continuous evaluation interval.

        Perm

        CVDY

        Study Day of Cardiovascular Test

        Num


        Timing

        Study day of cardiovascular data collection, in integer days. For measurements related to a continuous evaluation interval, CVDY can be used to indicate start day of that interval. The algorithm for calculating the day must be relative to the sponsor-defined RFSTDTC variable in the

        Demographics (DM) domain.

        Perm

        CVENDY

        Study Day of End of Cardiovascular Test

        Num


        Timing

        Study day of the end of a cardiovascular evaluation interval, in integer days. Can be populated when CVDY represents the start day of a continuous evaluation interval. The algorithm for calculating the day must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

        Perm

        CVNOMDY

        Nominal Study Day for Tabulations

        Num


        Timing

        Nominal study day used for grouping records for observations that may occur on different days into a single reported study day. Should be an integer.

        Exp

        CVNOMLBL

        Label for Nominal Study Day

        Char


        Timing

        A label for a given value of CVNOMDY as presented in the study report Examples: Pretreatment, Week 4, Day 28.

        Perm

        CVTPT

        Planned Time Point Name

        Char


        Timing

        Text description of time when data should be collected. This may be represented as an elapsed time relative to a fixed reference point, such as time of last dose. See CVTPTNUM and

        CVTPTREF. Examples: Predose, 1 Hour Postdose.

        Exp

        CVTPTNUM

        Planned Time Point Number

        Num


        Timing

        Numerical version of CVTPT to aid in sorting.

        Exp

        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        CVELTM

        Planned Elapsed Time from Time Point Ref

        Char

        ISO 8601

        Timing

        Planned elapsed time (in ISO 8601 format) relative to a fixed time point reference (CVTPTREF). This variable is useful where there are repetitive measures. Not a clock time or a date time variable. Represented as an ISO 8601 duration. Examples: "-PT15M" to represent the period of 15 minutes prior to the reference point indicated by CVTPTREF, or "PT8H" to represent the period of 8 hours after the reference point indicated by CVTPTREF.

        Exp

        CVTPTREF

        Time Point Reference

        Char


        Timing

        Name of the fixed reference point referred to by CVELTM, if used for CVTPTNUM, and CVTPT. It is recommended that CVTPTREF be as descriptive as possible so the reference time point can be inferred without looking at others variables. Example: DAY 1 FIRST DOSE.

        Exp

        CVRFTDTC

        Date/Time of Reference Time Point

        Char

        ISO 8601

        Timing

        Date/Time of the reference time point, CVTPTREF.

        Perm

        CVEVLINT

        Evaluation Interval

        Char

        ISO 8601

        Timing

        Length of evaluation interval in ISO 8601 duration format. Used in place of CVSTINT and CVENINT when CVTPTREF is not available.

        Perm

        CVSTINT

        Planned Start of Assessment Interval

        Char

        ISO 8601

        Timing

        Planned start of an assessment interval relative to Time Point Reference (CVTPTREF) in ISO 8601 duration format. Example: When the evaluation interval is from 1 to 2 hours after dosing, the value would be PT1H.

        Exp

        CVENINT

        Planned End of Assessment Interval

        Char

        ISO 8601

        Timing

        Planned end of an assessment interval relative to Time Point Reference (CVTPTREF) in ISO 8601 duration format. Example: When the evaluation interval is from 1 to 2 hours after dosing, the value would be PT2H.

        Exp


        1. Assumptions for Cardiovascular (CV) Domain Model

          1. The DV domain contains dynamic measurements, collected or derived, related to the cardiovascular system, except those that follow the definition of the measurements in the ECG Test Results (EG) domain.

          2. The timing variables CVDTC, CVENDTC, CVDY, and CVENDY are used to represent the actual start and end of the evaluation period during which data that contributed to the reported result were collected. This may be a portion of a longer period over which the instrument was continuously collecting data.

          3. CVSTINT and CVENINT should be used to describe a known assessment interval whenever there is a reference time point (CVTPTREF).

          4. CVMETHOD and CVCSTATE are considered important for comparison purposes and should be populated whenever available or collected.

        2. Examples for Cardiovascular (CV) Domain Model

          The CV, ECG Test Results (EG), and Respiratory Test Results (RE) domains are very similar in structure. Note that the examples provided in this section represent uses of timing variables which could apply to any of these domains, regardless of study type or design.

          Example 1

          This example shows different cardiovascular endpoints collected for 1 subject, including examples of both collected and derived baseline measurements. These endpoints were measured at a single point in time at 8 hours post-dose (CVELTM = "PT8H"), per the study protocol. Since the time point is not an interval with a planned start and end, CVSTINT and CVENINT are null.

          Rows 1-2, 4-5: Show measurements performed at a specific time. Note that the same test was performed multiple times on the same day for a subject. In this example, CVDTC is part of the natural key of the dataset (CVDTC contains both date and time), distinguishing one record from the next.

          Rows 3, 6: Represent the mean of the 2 previous rows, which make them derived records (CVDRVFL="Y"), and at the same time serve as baseline values (CVBLFL="Y"). CVDTC now contains information about the date (not time).

          Row 7: Shows an example of a measured baseline value. It is not derived (CVDRVFL is null).

          cv.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          CVSEQ

          CVTESTCD

          CVTEST

          CVPOS

          CVORRES

          CVORRESU

          CVSTRESC

          CVSTRESN

          CVSTRESU

          CVMETHOD

          CVCSTATE

          CVBLFL

          CVDRVFL

          CVDTC

          CVDY

          CVNOMDY

          CVTPT

          CVTPTNUM

          CVELTM

          CVTPTREF

          CVSTINT

          CVENINT

          1

          ABC

          CV

          ABC-001-

          1

          SYSBP

          Systolic

          SITTING

          154

          mmHg

          154

          154

          mmHg

          External

          CONSCIOUS



          1999-06-

          1

          1

          8 hours

          1

          PT8H

          Day 1 Dose






          001



          Blood







          Cuff


          19T08:45



          postdose










          Pressure
















          2

          ABC

          CV

          ABC-001-

          2

          SYSBP

          Systolic

          SITTING

          152

          mmHg

          152

          152

          mmHg

          External

          CONSCIOUS



          1999-06-

          1

          1

          8 hours

          1

          PT8H

          Day 1 Dose






          001



          Blood







          Cuff


          19T09:00



          postdose










          Pressure
















          3

          ABC

          CV

          ABC-001-

          3

          SYSBP

          Systolic

          SITTING

          153

          mmHg

          153

          153

          mmHg

          External

          CONSCIOUS

          Y

          Y

          1999-06-

          1

          1

          8 hours

          1

          PT8H

          Day 1 Dose






          001



          Blood







          Cuff




          19



          postdose










          Pressure


















          4

          ABC

          CV

          ABC-001-

          4

          DIABP

          Diastolic

          SITTING

          44

          mmHg

          44

          44

          mmHg

          External

          CONSCIOUS



          1999-06-

          1

          1

          8 hours

          1

          PT8H

          Day 1 Dose






          001



          Blood







          Cuff


          19T08:45



          postdose










          Pressure
















          5

          ABC

          CV

          ABC-001-

          5

          DIABP

          Diastolic

          SITTING

          48

          mmHg

          48

          48

          mmHg

          External

          CONSCIOUS



          1999-06-

          1

          1

          8 hours

          1

          PT8H

          Day 1 Dose






          001



          Blood







          Cuff


          19T09:00



          postdose










          Pressure
















          6

          ABC

          CV

          ABC-001-

          6

          DIABP

          Diastolic

          SITTING

          46

          mmHg

          46

          46

          mmHg

          External

          CONSCIOUS

          Y

          Y

          1999-06-

          1

          1

          8 hours

          1

          PT8H

          Day 1 Dose






          001



          Blood







          Cuff




          19



          postdose










          Pressure


















          7

          ABC

          CV

          ABC-001-

          7

          PULSEPR

          Pulse

          SITTING

          107

          mmHg

          72

          72

          mmHg

          External

          CONSCIOUS

          Y


          1999-06-

          1

          1

          8 hours

          1

          PT8H

          Day 1 Dose






          001



          Pressure







          Cuff



          19



          postdose





          Example 2

          This example shows measurements on 2 animals at 3 time points (baseline, 120 minutes, 240 minutes) relative to the administration of the third dose level of a Latin square design (with CVTPTREF as "Dose 3"). At each time point, several measurements were assessed (arterial diastolic pressure, arterial heart rate, arterial mean blood pressure). Each measurement summarizes data collected for a planned evaluation interval of 60 minutes that ended at time 0 min, 120 min, and 240 min after the dose. Subject 1003 received the third dose level on day 15 of the study and subject 1008 received this dose level on day 1. The method "Intravascular" is used for measurements taken directly from the vasculature.

          cv.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          CVSEQ

          CVTESTCD

          CVTEST

          CVPOS

          CVORRES

          CVORRESU

          CVSTRESC

          CVSTRESN

          CVSTRESU

          CVMETHOD

          CVCSTATE

          CVBLFL

          CVDTC

          CVDY

          CVNOMDY

          CVTPT

          CVTPTNUM

          CVELTM

          CVTPTREF

          CVRFTDTC

          CVSTINT

          CVENINT

          1

          AA222

          CV

          1003

          1

          DIABP

          Diastolic Blood Pressure

          UNCONSTRAINED

          50.94

          mmHg

          50.94

          50.94

          mmHg

          Intravascular

          CONSCIOUS

          Y

          2006-09-

          15

          15

          15

          0 min

          0

          PT0M

          Dose 3

          2006-09-

          15T10:30

          -PT60M

          PT0M

          2

          AA222

          CV

          1003

          2

          DIABP

          Diastolic Blood Pressure

          UNCONSTRAINED

          50.68

          mmHg

          50.68

          50.68

          mmHg

          Intravascular

          CONSCIOUS


          2006-09-

          15

          15

          15

          120

          min

          120

          PT120M

          Dose 3

          2006-09-

          15T10:30

          PT60M

          PT120M

          3

          AA222

          CV

          1003

          3

          DIABP

          Diastolic Blood Pressure

          UNCONSTRAINED

          49.37

          mmHg

          49.37

          49.37

          mmHg

          Intravascular

          CONSCIOUS


          2006-09-

          15

          15

          15

          240

          min

          240

          PT240M

          Dose 3

          2006-09-

          15T10:30

          PT180M

          PT240M

          4

          AA222

          CV

          1003

          4

          HR

          Heart Rate

          UNCONSTRAINED

          139.2

          beats/min

          139.2

          139.2

          beats/min

          Intravascular

          CONSCIOUS

          Y

          2006-09-

          15

          15

          15

          0 min

          0

          PT0M

          Dose 3

          2006-09-

          15T10:30

          -PT60M

          PT0M

          5

          AA222

          CV

          1003

          5

          HR

          Heart Rate

          UNCONSTRAINED

          128.3

          beats/min

          128.3

          128.3

          beats/min

          Intravascular

          CONSCIOUS


          2006-09-

          15

          15

          15

          120

          min

          120

          PT120M

          Dose 3

          2006-09-

          15T10:30

          PT60M

          PT120M


          Row

          STUDYID

          DOMAIN

          USUBJID

          CVSEQ

          CVTESTCD

          CVTEST

          CVPOS

          CVORRES

          CVORRESU

          CVSTRESC

          CVSTRESN

          CVSTRESU

          CVMETHOD

          CVCSTATE

          CVBLFL

          CVDTC

          CVDY

          CVNOMDY

          CVTPT

          CVTPTNUM

          CVELTM

          CVTPTREF

          CVRFTDTC

          CVSTINT

          CVENINT

          6

          AA222

          CV

          1003

          6

          HR

          Heart Rate

          UNCONSTRAINED

          118.4

          beats/min

          118.4

          118.4

          beats/min

          Intravascular

          CONSCIOUS


          2006-09-

          15

          15

          15

          240

          min

          240

          PT240M

          Dose 3

          2006-09-

          15T10:30

          PT180M

          PT240M

          7

          AA222

          CV

          1003

          7

          MAP

          Mean Arterial Pressure

          UNCONSTRAINED

          66.96

          mmHg

          66.96

          66.96

          mmHg

          Intravascular

          CONSCIOUS

          Y

          2006-09-

          15

          15

          15

          0 min

          0

          PT0M

          Dose 3

          2006-09-

          15T10:30

          -PT60M

          PT0M

          8

          AA222

          CV

          1003

          8

          MAP

          Mean Arterial Pressure

          UNCONSTRAINED

          66.66

          mmHg

          66.66

          66.66

          mmHg

          Intravascular

          CONSCIOUS


          2006-09-

          15

          15

          15

          120

          min

          120

          PT120M

          Dose 3

          2006-09-

          15T10:30

          PT60M

          PT120M

          9

          AA222

          CV

          1003

          9

          MAP

          Mean Arterial Pressure

          UNCONSTRAINED

          65.99

          mmHg

          65.99

          65.99

          mmHg

          Intravascular

          CONSCIOUS


          2006-09-

          15

          15

          15

          240

          min

          240

          PT240M

          Dose 3

          2006-09-

          15T10:30

          PT180M

          PT240M

          10

          AA1111

          CV

          1008

          10

          DIABP

          Diastolic Blood Pressure

          UNCONSTRAINED

          34.11

          mmHg

          34.11

          34.11

          mmHg

          Intravascular

          CONSCIOUS

          Y

          2006-09-

          01

          1

          1

          0 min

          0

          PT0M

          Dose 3

          2006-09-

          01T10:30

          -PT60M

          PT0M

          11

          AA1111

          CV

          1008

          11

          DIABP

          Diastolic Blood Pressure

          UNCONSTRAINED

          28.63

          mmHg

          28.63

          28.63

          mmHg

          Intravascular

          CONSCIOUS


          2006-09-

          01

          1

          1

          120

          min

          120

          PT120M

          Dose 3

          2006-09-

          01T10:30

          PT60M

          PT120M

          12

          AA1111

          CV

          1008

          12

          DIABP

          Diastolic Blood Pressure

          UNCONSTRAINED

          28.96

          mmHg

          28.96

          28.96

          mmHg

          Intravascular

          CONSCIOUS


          2006-09-

          01

          1

          1

          240

          min

          240

          PT240M

          Dose 3

          2006-09-

          01T10:30

          PT180M

          PT240M

          13

          AA1111

          CV

          1008

          13

          HR

          Heart Rate

          UNCONSTRAINED

          186.1

          beats/min

          186.1

          186.1

          beats/min

          Intravascular

          CONSCIOUS

          Y

          2006-09-

          01

          1

          1

          0 min

          0

          PT0M

          Dose 3

          2006-09-

          01T10:30

          -PT60M

          PT0M

          14

          AA1111

          CV

          1008

          14

          HR

          Heart Rate

          UNCONSTRAINED

          168.3

          beats/min

          168.3

          168.3

          beats/min

          Intravascular

          CONSCIOUS


          2006-09-

          01

          1

          1

          120

          min

          120

          PT120M

          Dose 3

          2006-09-

          01T10:30

          PT60M

          PT120M

          15

          AA1111

          CV

          1008

          15

          HR

          Heart Rate

          UNCONSTRAINED

          150.8

          beats/min

          150.8

          150.8

          beats/min

          Intravascular

          CONSCIOUS


          2006-09-

          01

          1

          1

          240

          min

          240

          PT240M

          Dose 3

          2006-09-

          01T10:30

          PT180M

          PT240M

          16

          AA1111

          CV

          1008

          16

          MAP

          Mean Arterial Pressure

          UNCONSTRAINED

          53.48

          mmHg

          53.48

          53.48

          mmHg

          Intravascular

          CONSCIOUS

          Y

          2006-09-

          01

          1

          1

          0 min

          0

          PT0M

          Dose 3

          2006-09-

          01T10:30

          -PT60M

          PT0M

          17

          AA1111

          CV

          1008

          17

          MAP

          Mean Arterial Pressure

          UNCONSTRAINED

          47.67

          mmHg

          47.67

          47.67

          mmHg

          Intravascular

          CONSCIOUS


          2006-09-

          01

          1

          1

          120

          min

          120

          PT120M

          Dose 3

          2006-09-

          01T10:30

          PT60M

          PT120M

          18

          AA1111

          CV

          1008

          18

          MAP

          Mean Arterial Pressure

          UNCONSTRAINED

          46.48

          mmHg

          46.48

          46.48

          mmHg

          Intravascular

          CONSCIOUS


          2006-09-

          01

          1

          1

          240

          min

          240

          PT240M

          Dose 3

          2006-09-

          01T10:30

          PT180M

          PT240M


          Example 3

          This example shows heart rates for a single animal where the evaluation intervals changed across the study. The sponsor chose to label its time points (CVTPT) based on the hours, minutes, and seconds of the planned time away from dose, based on the end of the evaluation interval.

          Row 1: The pre-dose was monitored for a period of 1 hour, summarized into a 1-hour increment.

          Rows 2-9: From the dose to 2 hours post-dose, the data were summarized in 15-minute increments.

          Row

          STUDYID

          DOMAIN

          USUBJID

          CVSEQ

          CVTESTCD

          CVTEST

          CVPOS

          CVORRES

          CVORRESU

          CVSTRESC

          CVSTRESN

          CVSTRESU

          CVMETHOD

          CVCSTATE

          CVBLFL

          CVDTC

          CVDY

          CVNOMDY

          CVTPT

          CVTPTNUM

          CVELTM

          CVTPTREF

          CVRFTDTC

          CVSTINT

          CVENINT

          1

          ABC-123

          CV

          101

          1

          HR

          Heart Rate

          UNCONSTRAINED

          162

          beats/min

          162

          162

          beats/min

          Intravascular

          CONSCIOUS

          Y

          2012-03-22

          1

          1

          00:00:00

          1

          PT0M

          Day 1 Dose

          2012-03-22T09:52

          -PT1H

          PT0M

          2

          ABC-123

          CV

          101

          2

          HR

          Heart Rate

          UNCONSTRAINED

          158

          beats/min

          158

          158

          beats/min

          Intravascular

          CONSCIOUS


          2012-03-22

          1

          1

          00:15:00

          2

          PT15M

          Day 1 Dose

          2012-03-22T09:52

          PT0M

          PT15M

          3

          ABC-123

          CV

          101

          3

          HR

          Heart Rate

          UNCONSTRAINED

          152

          beats/min

          152

          152

          beats/min

          Intravascular

          CONSCIOUS


          2012-03-22

          1

          1

          00:30:00

          3

          PT30M

          Day 1 Dose

          2012-03-22T09:52

          PT15M

          PT30M

          4

          ABC-123

          CV

          101

          4

          HR

          Heart Rate

          UNCONSTRAINED

          141

          beats/min

          141

          141

          beats/min

          Intravascular

          CONSCIOUS


          2012-03-22

          1

          1

          00:45:00

          4

          PT45M

          Day 1 Dose

          2012-03-22T09:52

          PT30M

          PT45M

          5

          ABC-123

          CV

          101

          5

          HR

          Heart Rate

          UNCONSTRAINED

          120

          beats/min

          120

          120

          beats/min

          Intravascular

          CONSCIOUS


          2012-03-22

          1

          1

          01:00:00

          5

          PT1H

          Day 1 Dose

          2012-03-22T09:52

          PT45M

          PT1H

          6

          ABC-123

          CV

          101

          6

          HR

          Heart Rate

          UNCONSTRAINED

          113

          beats/min

          113

          113

          beats/min

          Intravascular

          CONSCIOUS


          2012-03-22

          1

          1

          01:15:00

          6

          PT1H15M

          Day 1 Dose

          2012-03-22T09:52

          PT1H

          PT1H15M

          7

          ABC-123

          CV

          101

          7

          HR

          Heart Rate

          UNCONSTRAINED

          123

          beats/min

          123

          123

          beats/min

          Intravascular

          CONSCIOUS


          2012-03-22

          1

          1

          01:30:00

          7

          PT1H30M

          Day 1 Dose

          2012-03-22T09:52

          PT1H15M

          PT1H30M

          8

          ABC-123

          CV

          101

          8

          HR

          Heart Rate

          UNCONSTRAINED

          143

          beats/min

          143

          143

          beats/min

          Intravascular

          CONSCIOUS


          2012-03-22

          1

          1

          01:45:00

          8

          PT1H45M

          Day 1 Dose

          2012-03-22T09:52

          PT1H30M

          PT1H45M

          9

          ABC-123

          CV

          101

          9

          HR

          Heart Rate

          UNCONSTRAINED

          146

          beats/min

          146

          146

          beats/min

          Intravascular

          CONSCIOUS


          2012-03-22

          1

          1

          02:00:00

          9

          PT2H

          Day 1 Dose

          2012-03-22T09:52

          PT1H45M

          PT2H

          Rows 10-13: From 2 hours post-dose up to 6 hours post-dose, the data were summarized into 1-hour increments. Rows 14-16: From 6 hours post-dose up to 12 hours post-dose, the data were summarized into 2-hour increments. cv.xpt


          Row

          STUDYID

          DOMAIN

          USUBJID

          CVSEQ

          CVTESTCD

          CVTEST

          CVPOS

          CVORRES

          CVORRESU

          CVSTRESC

          CVSTRESN

          CVSTRESU

          CVMETHOD

          CVCSTATE

          CVBLFL

          CVDTC

          CVDY

          CVNOMDY

          CVTPT

          CVTPTNUM

          CVELTM

          CVTPTREF

          CVRFTDTC

          CVSTINT

          CVENINT

          10

          ABC-123

          CV

          101

          10

          HR

          Heart Rate

          UNCONSTRAINED

          166

          beats/min

          166

          166

          beats/min

          Intravascular

          CONSCIOUS


          2012-03-22

          1

          1

          03:00:00

          10

          PT3H

          Day 1 Dose

          2012-03-22T09:52

          PT2H

          PT3H

          11

          ABC-123

          CV

          101

          11

          HR

          Heart Rate

          UNCONSTRAINED

          146

          beats/min

          146

          146

          beats/min

          Intravascular

          CONSCIOUS


          2012-03-22

          1

          1

          04:00:00

          11

          PT4H

          Day 1 Dose

          2012-03-22T09:52

          PT3H

          PT4H

          12

          ABC-123

          CV

          101

          12

          HR

          Heart Rate

          UNCONSTRAINED

          149

          beats/min

          149

          149

          beats/min

          Intravascular

          CONSCIOUS


          2012-03-22

          1

          1

          05:00:00

          12

          PT5H

          Day 1 Dose

          2012-03-22T09:52

          PT4H

          PT5H

          13

          ABC-123

          CV

          101

          13

          HR

          Heart Rate

          UNCONSTRAINED

          123

          beats/min

          123

          123

          beats/min

          Intravascular

          CONSCIOUS


          2012-03-22

          1

          1

          06:00:00

          13

          PT6H

          Day 1 Dose

          2012-03-22T09:52

          PT5H

          PT6H

          14

          ABC-123

          CV

          101

          14

          HR

          Heart Rate

          UNCONSTRAINED

          105

          beats/min

          105

          105

          beats/min

          Intravascular

          CONSCIOUS


          2012-03-22

          1

          1

          08:00:00

          14

          PT8H

          Day 1 Dose

          2012-03-22T09:52

          PT6H

          PT8H

          15

          ABC-123

          CV

          101

          15

          HR

          Heart Rate

          UNCONSTRAINED

          100

          beats/min

          100

          100

          beats/min

          Intravascular

          CONSCIOUS


          2012-03-22

          1

          1

          10:00:00

          15

          PT10H

          Day 1 Dose

          2012-03-22T09:52

          PT8H

          PT10H

          16

          ABC-123

          CV

          101

          16

          HR

          Heart Rate

          UNCONSTRAINED

          113

          beats/min

          113

          113

          beats/min

          Intravascular

          CONSCIOUS


          2012-03-22

          1

          1

          12:00:00

          16

          PT12H

          Day 1 Dose

          2012-03-22T09:52

          PT10H

          PT12H

      19. Respiratory Test Results – RE

        re.xpt, Respiratory - Findings. One record per test per observation time or evaluation interval per subject, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        RE

        Identifier

        Two-character abbreviation for the domain.

        Req

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify a subject across all studies for all application or submissions involving the product.

        Req

        RESEQ

        Sequence Number

        Num


        Identifier

        Sequence number given to ensure uniqueness of subject records within a domain. May be any valid number.

        Req

        REGRPID

        Group Identifier

        Char


        Identifier

        Used to tie together a block of related records in a single domain for a subject and can be used to support relationships within the domain and between domains using RELREC. This is not the treatment group number.

        Perm

        RESPID

        Sponsor-Defined Identifier

        Char


        Identifier

        Sponsor-defined reference identifier.

        Perm

        RETESTCD

        Test Short Name

        Char

        (SRETSTCD)

        Topic

        Short name of the measurement, test, or examination described in RETEST. It can be used as a column name when converting a dataset from a vertical to a horizontal format. The value in RETESTCD cannot be longer than 8 characters, nor can it start with a number (e.g., "1TEST" is not valid). RETESTCD cannot contain characters other than letters, numbers, or underscores.

        Examples: RESPRATE, TIDALVOL, MV.

        Req

        RETEST

        Test Name

        Char

        (SRETST)

        Synonym Qualifier

        Long name for RETESTCD. The value in RETEST cannot be longer than 40 characters. Examples: Respiratory Rate, Tidal Volume, Minute Volume.

        Req

        REPOS

        Position of Subject During Test

        Char

        (POSITION)

        Record Qualifier

        Position of the subject during the measurement or examination, If the subject is restrained, populate with the position (example SITTING or STANDING); otherwise, populate with UNCONSTRAINED.

        Exp

        REORRES

        Result or Findings as Collected

        Char


        Result Qualifier

        Result of the measurement or finding as originally received or collected.

        Exp

        REORRESU

        Unit of the Original Result

        Char

        (UNIT)

        Variable Qualifier

        The unit for the original result. The unit of the original result should be mapped to a synonymous unit on the Controlled Terminology (http://www.cdisc.org/terminology) list.

        Exp

        RESTRESC

        Standardized Result in Character

        Format

        Char


        Result Qualifier

        Contains the result value for all findings, copied or derived from REORRES in a standard format or standard units. RESTRESC should store all results or findings in character format; if results are

        numeric, they should also be stored in numeric format in RESTRESN.

        Exp

        RESTRESN

        Standardized Result in Numeric

        Format

        Num


        Result Qualifier

        Used for continuous or numeric results or findings in standard format; contains the numeric form of RESTRESC. RESTRESN should store all numeric test results or findings.

        Exp

        RESTRESU

        Unit of the Standardized

        Result

        Char

        (UNIT)

        Variable Qualifier

        Standardized unit used for RESTRESC and RESTRESN.

        Exp

        RESTAT

        Completion Status

        Char

        (ND)

        Record Qualifier

        Used to indicate when a test is not done or result is missing. Should be null if a result exists in REORRES.

        Perm

        REREASND

        Reason Not Done

        Char


        Record Qualifier

        Describes why RESTAT is NOT DONE, such as BROKEN EQUIPMENT.

        Perm

        REMETHOD

        Method of Test

        Char


        Record Qualifier

        Method of the test or examination. Examples: Whole body plethysmograph, Head-out plethysmograph, Invasive.

        Exp

        RECSTATE

        Consciousness State

        Char

        (CSTATE)

        Record Qualifier

        Consciousness state of the subject at the time of measurement. Examples: CONSCIOUS, SEMI- CONSCIOUS, UNCONSCIOUS

        Exp

        REBLFL

        Baseline Flag

        Char

        (NY)

        Record Qualifier

        A baseline indicator may be used to calculate differences or changes from baseline. Value should be Y or null. The baseline flag is sponsor defined.

        Exp

        REDRVFL

        Derived Flag

        Char

        (NY)

        Record Qualifier

        Used to indicate a derived record. The value should be Y or null.

        Perm

        REEXCLFL

        Exclusion Flag

        Char

        (NY)

        Record Qualifier

        Y if the result should be excluded from all calculations, otherwise null.

        Perm

        REREASEX

        Reason for Exclusion

        Char


        Record Qualifier

        The reason the result should be excluded from all calculations. Used only when REEXCLFL is Y.

        Perm

        REUSCHFL

        Unscheduled Flag

        Char

        (NY)

        Record Qualifier

        Indicates whether the timing of the performed test or observation was unscheduled. If a test or observation was performed based upon a schedule defined in the protocol, this flag should be null.

        Expected values are Y or null.

        Perm

        REDTC

        Date/Time of Respiratory

        Measurement

        Char

        ISO 8601

        Timing

        Date/Time of respiratory data collection, in ISO 8601 format. For measurements related to a continuous evaluation interval, REDTC should be used to indicate the start date/time of that

        interval.

        Exp

        REENDTC

        End Date/Time of Respiratory

        Measurement

        Char

        ISO 8601

        Timing

        Date/Time of end of the respiratory evaluation interval, in ISO 8601 format. Should be populated when REDTC represents the start date/time of a continuous evaluation interval.

        Perm

        REDY

        Study Day of Respiratory Measurement

        Num


        Timing

        Study day of respiratory data collection, in integer days. For measurements related to a continuous evaluation interval, REDY can be used to indicate start day of that interval. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

        Perm

        REENDY

        End Study Day of Respiratory Measurement

        Num


        Timing

        Study day of the respiratory data collection, in integer days. Can be populated when REDY represents the start day of a continuous evaluation interval. The algorithm for calculations must be relative to the sponsor-defined RFSTDTC variable in the Demographics (DM) domain.

        Perm

        RENOMDY

        Nominal Study Day for Tabulations

        Num


        Timing

        Nominal study day used for grouping records for observations that may occur on different days into a single reported study day. Should be an integer.

        Exp

        RENOMLBL

        Label for Nominal Study Day

        Char


        Timing

        A label for a given value of RENOMDY as presented in the study report. Examples: Pretreatment, Week 4, Day 28.

        Perm

        RETPT

        Planned Time Point Name

        Char


        Timing

        Text description of time when respiratory data should be collected. This may be represented as an elapsed time relative to a fixed reference point, such as time of last dose. See RETPTNUM and

        RETPTREF. Examples: Predose, 1 Hour Postdose.

        Exp

        RETPTNUM

        Planned Time Point Number

        Num


        Timing

        Numerical version of RETPT to aid in sorting.

        Exp

        REELTM

        Planned Elapsed Time from Time Point Ref

        Char

        ISO 8601

        Timing

        Planned elapsed time (in ISO 8601 format) relative to a fixed time point reference (RETPTREF). This variable is useful where there are repetitive measures. Not a clock time or a date time variable. Represented as an ISO 8601 duration. Examples: "-PT15M" to represent the period of 15 minutes prior to the reference point indicated by RETPTREF, or "PT8H" to represent the period of 8

        hours after the reference point indicated by RETPTREF.

        Exp

        RETPTREF

        Time Point Reference

        Char


        Timing

        Name of the fixed reference point referred to by REELTM, if used for RETPTNUM, and RETPT. It is recommended that RETPTREF be as descriptive as possible so the reference time point can be inferred without looking at others variables. Example: DAY 1 FIRST DOSE.

        Exp

        RERFTDTC

        Date/Time of Reference Time Point

        Char

        ISO 8601

        Timing

        Date/Time of the reference time point, RETPTREF.

        Perm

        REEVLINT

        Evaluation Interval

        Char

        ISO 8601

        Timing

        Length of evaluation interval in ISO 8601 duration format. Used in place of RESTINT and REENINT when RETPTREF is not available.

        Perm

        RESTINT

        Planned Start of Assessment

        Interval

        Char

        ISO 8601

        Timing

        Planned start of an assessment interval relative to Time Point Reference (RETPTREF) in ISO 8601 duration format. Example: When the evaluation interval is from 1 to 2 hours after dosing, the value

        would be PT1H.

        Exp

        REENINT

        Planned End of Assessment

        Interval

        Char

        ISO 8601

        Timing

        Planned end of an assessment interval relative to Time Point Reference (RETPTREF) in ISO 8601 duration format. Example: When the evaluation interval is from 1 to 2 hours after dosing, the value

        would be PT2H.

        Exp


        1. Assumptions for Respiratory Test Results (RE) Domain Model

          1. The RE domain contains dynamic measurements, collected or derived, related to the respiratory system.

          2. The actual timing variables REDTC, REENDTC, REDY and REENDY are used to represent the start and end of the evaluation period during which data that contributed to the reported result were collected. This may be a portion of a longer period over which the instrument was continuously collecting data.

          3. RESTINT and REENINT should be used to describe a known assessment interval whenever there is a reference time point (RETPTREF).

          4. REMETHOD and RECSTATE are considered important for comparison purposes and should be populated whenever available or collected.

        2. Examples for Respiratory Test Results (RE) Domain Model

          The Cardiovascular Test Results (CV), ECG Results (EG), and RE domains are very similar in structure. Note that the examples provided in this section represent uses of timing variables, which could apply to any of these domains, regardless of study type or design.

          Example 1

          This example shows measurements for 2 animals. At each time point (baseline, 30 minutes, 60 minutes, 90 minutes, 2 hours, 4 hours), the previous 15 minutes of data are aggregated to represent a result.

          Row 1: Shows a case where 15 minutes prior to dose (REELTM = -PT15M and RETPTREF = "Day 1 Dose"), the previous 15 minutes (evaluation interval

          -PT30M to -PT15M) are aggregated.

          Row 2: Shows a case where at the 30-minute mark post-dose (REELTM = PT30M and RETPTREF = "Day 1 Dose"), the previous 15 minutes (evaluation interval PT15M to PT30M) are aggregated.

          re.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          RESEQ

          RETESTCD

          RETEST

          REPOS

          REORRES

          REORRESU

          RESTRESC

          RESTRESN

          RESTRESU

          REMETHOD

          RECSTATE

          REBLFL

          REDTC

          REDY

          RENOMDY

          RETPT

          RETPTNUM

          REELTM

          RETPTREF

          RERFTDTC

          RESTINT

          REENINT

          1

          AA1111

          RE

          AA111-3

          1

          RESPRATE

          Respiratory Rate

          SITTING

          115.25

          breaths/min

          115.25

          115.25

          breaths/min

          plethysmograph

          CONSCIOUS

          Y

          2005-12-15

          1

          1

          baseline

          0

          -PT15M

          Day 1 Dose

          2005-12-15T10:00

          -PT30M

          -PT15M

          2

          AA1111

          RE

          AA111-3

          2

          RESPRATE

          Respiratory Rate

          SITTING

          127.11

          breaths/min

          127.11

          127.11

          breaths/min

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          30 Minutes

          2

          PT30M

          Day 1 Dose

          2005-12-15T10:00

          P15M

          PT30M

          3

          AA1111

          RE

          AA111-3

          3

          RESPRATE

          Respiratory Rate

          SITTING

          111.57

          breaths/min

          111.57

          111.57

          breaths/min

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          60 Minutes

          4

          PT60M

          Day 1 Dose

          2005-12-15T10:00

          P45M

          PT60M

          4

          AA1111

          RE

          AA111-3

          4

          RESPRATE

          Respiratory Rate

          SITTING

          140.28

          breaths/min

          140.28

          140.28

          breaths/min

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          90 Minutes

          6

          PT90M

          Day 1 Dose

          2005-12-15T10:00

          P75M

          PT90M

          5

          AA1111

          RE

          AA111-3

          5

          RESPRATE

          Respiratory Rate

          SITTING

          109.87

          breaths/min

          109.87

          109.87

          breaths/min

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          2 Hours

          8

          PT2H

          Day 1 Dose

          2005-12-15T10:00

          P105M

          PT2H

          6

          AA1111

          RE

          AA111-3

          6

          RESPRATE

          Respiratory Rate

          SITTING

          85.84

          breaths/min

          85.84

          85.84

          breaths/min

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          4 Hours

          16

          PT4H

          Day 1 Dose

          2005-12-15T10:00

          P225M

          PT4H

          7

          AA1111

          RE

          AA111-3

          7

          TIDALVOL

          Tidal Volume

          SITTING

          1.48

          mL

          1.48

          1.48

          mL

          plethysmograph

          CONSCIOUS

          Y

          2005-12-15

          1

          1

          baseline

          0

          -PT15M

          Day 1 Dose

          2005-12-15T10:00

          -PT30M

          -PT15M

          8

          AA1111

          RE

          AA111-3

          8

          TIDALVOL

          Tidal Volume

          SITTING

          1.46

          mL

          1.46

          1.46

          mL

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          30 Minutes

          2

          PT30M

          Day 1 Dose

          2005-12-15T10:00

          P15M

          PT30M

          9

          AA1111

          RE

          AA111-3

          9

          TIDALVOL

          Tidal Volume

          SITTING

          1.34

          mL

          1.34

          1.34

          mL

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          60 Minutes

          4

          PT60M

          Day 1 Dose

          2005-12-15T10:00

          P45M

          PT60M

          10

          AA1111

          RE

          AA111-3

          10

          TIDALVOL

          Tidal Volume

          SITTING

          1.11

          mL

          1.11

          1.11

          mL

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          90 Minutes

          6

          PT90M

          Day 1 Dose

          2005-12-15T10:00

          P75M

          PT90M

          11

          AA1111

          RE

          AA111-3

          11

          TIDALVOL

          Tidal Volume

          SITTING

          1.29

          mL

          1.29

          1.29

          mL

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          2 Hours

          8

          PT2H

          Day 1 Dose

          2005-12-15T10:00

          P105M

          PT2H

          12

          AA1111

          RE

          AA111-3

          12

          TIDALVOL

          Tidal Volume

          SITTING

          1.58

          mL

          1.58

          1.58

          mL

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          4 Hours

          16

          PT4H

          Day 1 Dose

          2005-12-15T10:00

          P225M

          PT4H

          13

          AA1111

          RE

          AA111-3

          13

          MV

          Minute Volume

          SITTING

          170.43

          mL/min

          170.43

          170.43

          mL/min

          plethysmograph

          CONSCIOUS

          Y

          2005-12-15

          1

          1

          baseline

          0

          -PT15M

          Day 1 Dose

          2005-12-15T10:00

          -PT30M

          -PT15M

          14

          AA1111

          RE

          AA111-3

          14

          MV

          Minute Volume

          SITTING

          184.98

          mL/min

          184.98

          184.98

          mL/min

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          30 Minutes

          2

          PT30M

          Day 1 Dose

          2005-12-15T10:00

          P15M

          PT30M

          15

          AA1111

          RE

          AA111-3

          15

          MV

          Minute Volume

          SITTING

          149.27

          mL/min

          149.27

          149.27

          mL/min

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          60 Minutes

          4

          PT60M

          Day 1 Dose

          2005-12-15T10:00

          P45M

          PT60M

          16

          AA1111

          RE

          AA111-3

          16

          MV

          Minute Volume

          SITTING

          155.19

          mL/min

          155.19

          155.19

          mL/min

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          90 Minutes

          6

          PT90M

          Day 1 Dose

          2005-12-15T10:00

          P75M

          PT90M

          17

          AA1111

          RE

          AA111-3

          17

          MV

          Minute Volume

          SITTING

          141.95

          mL/min

          141.95

          141.95

          mL/min

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          2 Hours

          8

          PT2H

          Day 1 Dose

          2005-12-15T10:00

          P105M

          PT2H

          18

          AA1111

          RE

          AA111-3

          18

          MV

          Minute Volume

          SITTING

          135.34

          mL/min

          135.34

          135.34

          mL/min

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          4 Hours

          16

          PT4H

          Day 1 Dose

          2005-12-15T10:00

          P225M

          PT4H

          19

          AA1111

          RE

          AA111-7

          19

          RESPRATE

          Respiratory Rate

          SITTING

          123.06

          breaths/min

          123.06

          123.06

          breaths/min

          plethysmograph

          CONSCIOUS

          Y

          2005-12-15

          1

          1

          baseline

          0

          -PT15M

          Day 1 Dose

          2005-12-15T10:00

          -PT30M

          -PT15M

          20

          AA1111

          RE

          AA111-7

          20

          RESPRATE

          Respiratory Rate

          SITTING

          149.42

          breaths/min

          149.42

          149.42

          breaths/min

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          30 Minutes

          2

          PT30M

          Day 1 Dose

          2005-12-15T10:00

          P15M

          PT30M

          21

          AA1111

          RE

          AA111-7

          21

          RESPRATE

          Respiratory Rate

          SITTING

          122.17

          breaths/min

          122.17

          122.17

          breaths/min

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          60 Minutes

          4

          PT60M

          Day 1 Dose

          2005-12-15T10:00

          P45M

          PT60M

          22

          AA1111

          RE

          AA111-7

          22

          RESPRATE

          Respiratory Rate

          SITTING

          140.47

          breaths/min

          140.47

          140.47

          breaths/min

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          90 Minutes

          6

          PT90M

          Day 1 Dose

          2005-12-15T10:00

          P75M

          PT90M

          23

          AA1111

          RE

          AA111-7

          23

          RESPRATE

          Respiratory Rate

          SITTING

          117.75

          breaths/min

          117.75

          117.75

          breaths/min

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          2 Hours

          8

          PT2H

          Day 1 Dose

          2005-12-15T10:00

          P105M

          PT2H

          24

          AA1111

          RE

          AA111-7

          24

          RESPRATE

          Respiratory Rate

          SITTING

          116.00

          breaths/min

          116.00

          116

          breaths/min

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          4 Hours

          16

          PT4H

          Day 1 Dose

          2005-12-15T10:00

          P225M

          PT4H

          25

          AA1111

          RE

          AA111-7

          25

          TIDALVOL

          Tidal Volume

          SITTING

          1.24

          mL

          1.24

          1.24

          mL

          plethysmograph

          CONSCIOUS

          Y

          2005-12-15

          1

          1

          baseline

          0

          -PT15M

          Day 1 Dose

          2005-12-15T10:00

          -PT30M

          -PT15M

          26

          AA1111

          RE

          AA111-7

          26

          TIDALVOL

          Tidal Volume

          SITTING

          1.33

          mL

          1.33

          1.33

          mL

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          30 Minutes

          2

          PT30M

          Day 1 Dose

          2005-12-15T10:00

          P15M

          PT30M

          27

          AA1111

          RE

          AA111-7

          27

          TIDALVOL

          Tidal Volume

          SITTING

          1.45

          mL

          1.45

          1.45

          mL

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          60 Minutes

          4

          PT60M

          Day 1 Dose

          2005-12-15T10:00

          P45M

          PT60M

          28

          AA1111

          RE

          AA111-7

          28

          TIDALVOL

          Tidal Volume

          SITTING

          1.27

          mL

          1.27

          1.27

          mL

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          90 Minutes

          6

          PT90M

          Day 1 Dose

          2005-12-15T10:00

          P75M

          PT90M

          29

          AA1111

          RE

          AA111-7

          29

          TIDALVOL

          Tidal Volume

          SITTING

          1.42

          mL

          1.42

          1.42

          mL

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          2 Hours

          8

          PT2H

          Day 1 Dose

          2005-12-15T10:00

          P105M

          PT2H

          30

          AA1111

          RE

          AA111-7

          30

          TIDALVOL

          Tidal Volume

          SITTING

          1.50

          mL

          1.50

          1.5

          mL

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          4 Hours

          16

          PT4H

          Day 1 Dose

          2005-12-15T10:00

          P225M

          PT4H

          31

          AA1111

          RE

          AA111-7

          31

          MV

          Minute Volume

          SITTING

          153.09

          mL/min

          153.09

          153.09

          mL/min

          plethysmograph

          CONSCIOUS

          Y

          2005-12-15

          1

          1

          baseline

          0

          -PT15M

          Day 1 Dose

          2005-12-15T10:00

          -PT30M

          -PT15M

          32

          AA1111

          RE

          AA111-7

          32

          MV

          Minute Volume

          SITTING

          198.06

          mL/min

          198.06

          198.06

          mL/min

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          30 Minutes

          2

          PT30M

          Day 1 Dose

          2005-12-15T10:00

          P15M

          PT30M

          33

          AA1111

          RE

          AA111-7

          33

          MV

          Minute Volume

          SITTING

          176.67

          mL/min

          176.67

          176.67

          mL/min

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          60 Minutes

          4

          PT60M

          Day 1 Dose

          2005-12-15T10:00

          P45M

          PT60M

          34

          AA1111

          RE

          AA111-7

          34

          MV

          Minute Volume

          SITTING

          178.20

          mL/min

          178.20

          178.2

          mL/min

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          90 Minutes

          6

          PT90M

          Day 1 Dose

          2005-12-15T10:00

          P75M

          PT90M

          35

          AA1111

          RE

          AA111-7

          35

          MV

          Minute Volume

          SITTING

          167.47

          mL/min

          167.47

          167.47

          mL/min

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          2 Hours

          8

          PT2H

          Day 1 Dose

          2005-12-15T10:00

          P105M

          PT2H

          36

          AA1111

          RE

          AA111-7

          36

          MV

          Minute Volume

          SITTING

          174.18

          mL/min

          174.18

          174.18

          mL/min

          plethysmograph

          CONSCIOUS


          2005-12-15

          1

          1

          4 Hours

          16

          PT4H

          Day 1 Dose

          2005-12-15T10:00

          P225M

          PT4H


          Example 2

          This example shows measurements for 2 animals with continuous collection summarized into 1-hour measurements. The protocol defines the individual time points as the start of the assessment interval relative to the dosing. The REELTM shows the start of the planned assessment interval relative to the RETPTREF (day 1 dose).

          Row 1: Shows a case where the assessment interval starts 1 hour prior to dose (REELTM = -PT1H and RETPTREF = "Day 1 Dose"). All the data during the 1 hour leading up to the dose (evaluation interval - PT1H to PT0H) is aggregated and labeled as the "Predose" time point.

          Row 2: Shows a case where the assessment interval starts with the dose (REELTM = PT0H and RETPTREF = "Day 1 Dose"). All the data during the first hour post-dose (evaluation interval PT0H to PT1H) is aggregated and labeled as the "0 hour" time point.

          re.xpt

          Row

          STUDYID

          DOMAIN

          USUBJID

          RESEQ

          RETESTCD

          RETEST

          REPOS

          REORRES

          REORRESU

          RESTRESC

          RESTRESN

          RESTRESU

          REMETHOD

          RECSTATE

          REBLFL

          REDTC

          REDY

          RENOMDY

          RETPT

          RETPTNUM

          REELTM

          RETPTREF

          RERFTDTC

          RESTINT

          REENINT

          1

          XY123

          RE

          XY123_101

          1

          RESPRATE

          Respiratory Rate

          UNCONSTRAINED

          115.25

          breaths/min

          115.25

          115.25

          breaths/min

          plethysmograph

          CONSCIOUS

          Y

          2010-04-

          06

          1

          1

          Predose

          0

          -PT1H

          Day 1 Dose

          2010-04-

          06T11:32:58

          -PT1H

          PT0H

          2

          XY123

          RE

          XY123_101

          2

          RESPRATE

          Respiratory Rate

          UNCONSTRAINED

          127.11

          breaths/min

          127.11

          127.11

          breaths/min

          plethysmograph

          CONSCIOUS


          2010-04-

          06

          1

          1

          0 Hour

          1

          PT0H

          Day 1 Dose

          2010-04-

          06T11:32:58

          PT0H

          PT1H

          3

          XY123

          RE

          XY123_101

          3

          RESPRATE

          Respiratory Rate

          UNCONSTRAINED

          111.57

          breaths/min

          111.57

          111.57

          breaths/min

          plethysmograph

          CONSCIOUS


          2010-04-

          06

          1

          1

          1 Hour

          2

          PT1H

          Day 1 Dose

          2010-04-

          06T11:32:58

          PT1H

          PT2H

          4

          XY123

          RE

          XY123_101

          4

          TIDALVOL

          Tidal Volume

          UNCONSTRAINED

          1.48

          mL

          1.48

          1.48

          mL

          plethysmograph

          CONSCIOUS

          Y

          2010-04-

          06

          1

          1

          Predose

          0

          -PT1H

          Day 1 Dose

          2010-04-

          06T11:32:58

          -PT1H

          PT0H

          5

          XY123

          RE

          XY123_101

          5

          TIDALVOL

          Tidal Volume

          UNCONSTRAINED

          1.46

          mL

          1.46

          1.46

          mL

          plethysmograph

          CONSCIOUS


          2010-04-

          06

          1

          1

          0 Hour

          1

          PT0H

          Day 1 Dose

          2010-04-

          06T11:32:58

          PT0H

          PT1H

          6

          XY123

          RE

          XY123_101

          6

          TIDALVOL

          Tidal Volume

          UNCONSTRAINED

          1.34

          mL

          1.34

          1.34

          mL

          plethysmograph

          CONSCIOUS


          2010-04-

          06

          1

          1

          1 Hour

          2

          PT1H

          Day 1 Dose

          2010-04-

          06T11:32:58

          PT1H

          PT2H

          7

          XY123

          RE

          XY123_101

          7

          MV

          Minute Volume

          UNCONSTRAINED

          170.43

          mL/min

          170.43

          170.43

          mL/min

          plethysmograph

          CONSCIOUS

          Y

          2010-04-

          06

          1

          1

          Predose

          0

          -PT1H

          Day 1 Dose

          2010-04-

          06T11:32:58

          -PT1H

          PT0H

          8

          XY123

          RE

          XY123_101

          8

          MV

          Minute Volume

          UNCONSTRAINED

          184.98

          mL/min

          184.98

          184.98

          mL/min

          plethysmograph

          CONSCIOUS


          2010-04-

          06

          1

          1

          0 Hour

          1

          PT0H

          Day 1 Dose

          2010-04-

          06T11:32:58

          PT0H

          PT1H

          9

          XY123

          RE

          XY123_101

          9

          MV

          Minute Volume

          UNCONSTRAINED

          149.27

          mL/min

          149.27

          149.27

          mL/min

          plethysmograph

          CONSCIOUS


          2010-04-

          06

          1

          1

          1 Hour

          2

          PT1H

          Day 1 Dose

          2010-04-

          06T11:32:58

          PT1H

          PT2H

          10

          XY123

          RE

          XY123_102

          10

          RESPRATE

          Respiratory Rate

          UNCONSTRAINED

          123.06

          breaths/min

          123.06

          123.06

          breaths/min

          plethysmograph

          CONSCIOUS

          Y

          2010-04-

          06

          1

          1

          Predose

          0

          -PT1H

          Day 1 Dose

          2010-04-

          06T11:33:02

          -PT1H

          PT0H

          11

          XY123

          RE

          XY123_102

          11

          RESPRATE

          Respiratory Rate

          UNCONSTRAINED

          149.42

          breaths/min

          149.42

          149.42

          breaths/min

          plethysmograph

          CONSCIOUS


          2010-04-

          06

          1

          1

          0 Hour

          1

          PT0H

          Day 1 Dose

          2010-04-

          06T11:33:02

          PT0H

          PT1H

          12

          XY123

          RE

          XY123_102

          12

          RESPRATE

          Respiratory Rate

          UNCONSTRAINED

          122.17

          breaths/min

          122.17

          122.17

          breaths/min

          plethysmograph

          CONSCIOUS


          2010-04-

          06

          1

          1

          1 Hour

          2

          PT1H

          Day 1 Dose

          2010-04-

          06T11:33:02

          PT1H

          PT2H

          13

          XY123

          RE

          XY123_102

          13

          TIDALVOL

          Tidal Volume

          UNCONSTRAINED

          1.24

          mL

          1.24

          1.24

          mL

          plethysmograph

          CONSCIOUS

          Y

          2010-04-

          06

          1

          1

          Predose

          0

          -PT1H

          Day 1 Dose

          2010-04-

          06T11:33:02

          -PT1H

          PT0H

          14

          XY123

          RE

          XY123_102

          14

          TIDALVOL

          Tidal Volume

          UNCONSTRAINED

          1.33

          mL

          1.33

          1.33

          mL

          plethysmograph

          CONSCIOUS


          2010-04-

          06

          1

          1

          0 Hour

          1

          PT0H

          Day 1 Dose

          2010-04-

          06T11:33:02

          PT0H

          PT1H

          15

          XY123

          RE

          XY123_102

          15

          TIDALVOL

          Tidal Volume

          UNCONSTRAINED

          1.45

          mL

          1.45

          1.45

          mL

          plethysmograph

          CONSCIOUS


          2010-04-

          06

          1

          1

          1 Hour

          2

          PT1H

          Day 1 Dose

          2010-04-

          06T11:33:02

          PT1H

          PT2H

          16

          XY123

          RE

          XY123_102

          16

          MV

          Minute Volume

          UNCONSTRAINED

          153.09

          mL/min

          153.09

          153.09

          mL/min

          plethysmograph

          CONSCIOUS

          Y

          2010-04-

          06

          1

          1

          Predose

          0

          -PT1H

          Day 1 Dose

          2010-04-

          06T11:33:02

          -PT1H

          PT0H

          17

          XY123

          RE

          XY123_102

          17

          MV

          Minute Volume

          UNCONSTRAINED

          198.06

          mL/min

          198.06

          198.06

          mL/min

          plethysmograph

          CONSCIOUS


          2010-04-

          06

          1

          1

          0 Hour

          1

          PT0H

          Day 1 Dose

          2010-04-

          06T11:33:02

          PT0H

          PT1H

          18

          XY123

          RE

          XY123_102

          18

          MV

          Minute Volume

          UNCONSTRAINED

          176.67

          mL/min

          176.67

          176.67

          mL/min

          plethysmograph

          CONSCIOUS


          2010-04-

          06

          1

          1

          1 Hour

          2

          PT1H

          Day 1 Dose

          2010-04-

          06T11:33:02

          PT1H

          PT2H

  1. Trial Design Model Datasets

    1. Introduction to Trial Design Model Datasets

      1. Purpose of Trial Design Model

        The Trial Design Model in the SENDIG provides a standardized way to describe those aspects of the planned conduct of a nonclinical study, as shown in the study design diagram examples within this section. The Trial Design Model in the SENDIG is equivalent to the Trial Design Model within the SDTMIG for clinical trials. Trial Design datasets contain study-level, rather than subject-level, information. Note that generally the term "trial" is equivalent to "study" in the nonclinical context. In addition, "subjects" are equivalent to "animals."

        The Trial Design datasets will allow:

        • Clear and quick understanding of the design of nonclinical studies (or trials)

        • Comparison of the designs of different studies (or trials)

        • Comparison of planned and actual treatments and sponsor-defined groups for subjects (or animals) in a study (or trial)

        Modeling a nonclinical study in this standardized way requires the explicit statement of certain decision rules that may not be addressed or may not be as explicit in the textual description of the approved study protocol (or study plan). Prospective modeling of the design of a study could contribute to a more complete and wholly representative protocol. Retrospective modeling of the study design provides a reviewer with a clear description of how the study was conducted.

      2. Definitions of Trial Design Concepts

        A nonclinical study is a scientific experiment, typically involving animal subjects, which is intended to address certain scientific questions that are the objectives of the study.


        Branch

        In a study with multiple arms, the protocol plans for each subject to be assigned to 1 arm. The time within the study at which this assignment takes place is often the point at which arms with common elements diverge into uncommon or nonshared elements, and is referred to as a "branch point." Many studies have a single branch point. Subjects are assigned to an arm all at the same time. For other studies, there may be 2 or more branches that collectively assign a subject to individual arms. The process that makes this assignment may be a randomization, but this is not always the case, as branch points are protocol-defined.

        Element

        An element is a basic building block in the study design. All elements are related to the administration of planned interventions, which may involve treatment or no treatment, during a period of time. Elements for which the planned intervention does not involve treatment would include screening, wash-out, and recovery.

        Epoch

        As part of the design of a study, the planned periods or phases of subjects' participation in the study are divided into epochs. Each epoch is a period of time that serves a purpose in the study as a whole. Typically, the purpose of an epoch will be to expose subjects to a treatment, or to prepare for such a treatment period (e.g., pretreatment or screening period, wash-out previous treatments) or to gather data on subjects after a treatment has ended (e.g., recovery phase). It is possible for epochs to span multiple elements for some or all trial arms present on a study. For example, there may be 2 sequential (but different) treatment elements planned for a group; the sponsor might choose to include both of these in a single treatment epoch.

        Treatment

        The word "treatment" may be used in connection with epochs or elements, but has somewhat different meanings in each context:

        element treatment might specify twice-daily dosing of 100-mg/kg doses of compound X. In this case, ELEMENT may be populated as "Study Drug 100 mg/kg Administered Twice Daily".

        • Because epochs cut across arms, an epoch involving treatment is a higher-level concept that may not specify anything that differs between arms. For example, in a 3-period crossover study of 3 doses of compound X, each treatment epoch is associated with compound X, but not with a specific dose. In this case, EPOCH may be populated as "Study Treatment".

        • An element may be fairly detailed. For example, for an element representing repeated dosing, an


        Trial arm

        A trial arm is a planned path through the study based upon a planned sequence of elements. This path covers the entire time of the study. Each sponsor-defined protocol group may contain subjects from several arms, 1 arm, or part of an arm. Each subject is assigned to 1 and only 1 planned arm.

        Trial design

        The design of a study is a plan outlining the activities subjects will experience and what data will be collected during the course of the study in order to address the study's objectives.

        Trial group

        A "group" describes the sponsor-defined protocol structure commonly used in nonclinical studies, where study subjects are allocated to study groups within the study protocol. These groups may be defined for a variety of experimental purposes. Groups are frequently defined to separate subjects receiving different treatments, but there may be other considerations involved in the design of any particular study. For purposes of SEND, a trial group is a collection of subjects which have been designated with the same sponsor-defined protocol group code. A trial group consists of 1 or more trial sets.

        Trial set

        A trial set is a collection of subjects that have a common set of parameters defined in the protocol, where those parameters include experimental parameters (e.g., diet restriction), treatment parameters, and/or sponsor-defined attributes (e.g., control-group designation). There should be no planned parameters of interest that could further subdivide a trial set. Each subject must be assigned to 1 and only 1 trial set. Each trial set should be assigned to a single group. Each set should be assigned to a single trial arm.

        Trial summary

        As part of the Trial Design datasets, trial summary provides important or key study-level information.

    2. Trial Elements

      1. Trial Elements – TE

        te.xpt, Trial Elements - Trial Design. One record per planned Element, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        TE

        Identifier

        Two-character abbreviation for the domain.

        Req

        ETCD

        Element Code

        Char


        Topic

        ETCD (the short form of ELEMENT) is limited to 8 characters and does not have special character restrictions.

        Req

        ELEMENT

        Description of Element

        Char


        Synonym Qualifier

        The name of the Element.

        Req

        TESTRL

        Rule for Start of Element

        Char


        Rule

        Expresses rule for beginning Element.

        Req

        TEENRL

        Rule for End of Element

        Char


        Rule

        Expresses rule for ending Element. Either TEENRL or TEDUR must be present for each Element; both may be present.

        Perm

        TEDUR

        Planned Duration of Element

        Char

        ISO 8601

        Timing

        Planned duration of Element in ISO 8601 format. Use when an Element represents a fixed duration. TEENRL or TEDUR must be present for each Element; both may be present.

        Perm


        1. Assumptions for Trial Elements (TE) Domain Model

          1. Trial elements are the building blocks of arms. Arms consisting of elements are the paths that subjects will follow throughout a trial. All elements are related to study treatment. Therefore, an element is defined by the treatment (or lack of treatment) to be administered to subjects during the element, as well as either the planned duration or start/end rules of the element.

          2. Elements with different start and end rules are different elements and must be represented as unique values in ELEMENT and ETCD (i.e., elements involving the same treatment but different durations are different elements). The same applies to nontreatment elements (e.g., a wash-out with a fixed duration of 14 days is different from a wash-out that ends after 7 days if drug cannot be detected in a blood sample or after 14 days if drug can be detected in a blood sample).

          3. ELEMENT and ETCD values in TE, Subject Elements (SE), and Trial Arms (TA) must coincide (ELEMENT and ETCD are defined as the planned trial elements in TE, and the planned elements are then applied to subjects in SE and to arms in TA).

          4. Additional factors beyond treatment, start rule, and either end rule or duration do not distinguish separate elements. For example, a restricted vs. ad libitum diet for the same treatment does not necessarily imply different treatment elements for the subjects experiencing these conditions, even though the subjects may be analyzed differently or be assigned to different groups or trial sets.

          5. Elements often appear in more than one arm or epoch and can be reused within the same arm or epoch and across arms and epochs. Therefore, it is not recommended that the values of ETCD and ELEMENT refer to arms or epochs.

          6. There are no gaps between elements. The instant one element ends, the next element begins. A subject spends no time "between" elements.

          7. The ELEMENT variable contains the description of the element and often indicates the treatment being administered during an element. If no treatment is administered, as is often the case with a screening element, the other activities that define this period of time (as related to a treatment element) become the value of ELEMENT (e.g., "Screening," "Recovery," "Washout," where screening, recovery, and wash-out all take place within the context of the treatment element).

          8. For treatment elements, the ELEMENT variable may include the following information (if appropriate for the element): treatment amount; treatment frequency; and total daily dose, if different from treatment amount.

          9. TESTRL is the rule that defines the start of element. TESTRL identifies the event that marks the transition into an element. For elements that involve treatment, TESTRL is usually populated with a value that indicates treatment administration.

          10. The start of the study for a particular arm is defined by the value of TESTRL for the first element within that arm.

          11. TESTRL for a treatment element may be thought of as active while the start rule for a nontreatment element, particularly a recovery or wash-out element, may be passive. The start of a treatment element will not occur until a dose is given, no matter how long that dose is delayed. Note that the date/time of the event that starts an element, which is described in TESTRL, will be used to populate the SESTDTC date/times in the SE dataset. Therefore, TESTRL should refer to an event of that the date/time will be captured during the course of the study.

          12. TESTRL and TEENRL should be expressed without referring to arm or epoch.

          13. TEENRL describes the circumstances under which an element ends, causing subjects to enter into another element. Element end rules may depend on a variety of conditions. The TA dataset, not the TE dataset, describes where the subject moves next; therefore, TEENRL values must be expressed independently of arms.

          14. For elements that do not involve treatment, TESTRL can be more difficult to define. For wash-out and recovery elements, which often follow treatment elements, the start of the element may be defined relative to the end of a preceding treatment. For example, a wash-out period might be defined as starting after the last dose of drug for the preceding treatment element. This type of definition will place constraints on how the element can be sequenced within the TA dataset.

          15. Defining a clear starting point for the start of a nontreatment element that always follows another nontreatment element can be particularly difficult. The transition may be defined by a decision-making activity such as randomization. For example, every arm of a study that involves treating disease episodes might start with a screening element followed by an element that consists of waiting until a disease episode occurs after an initial randomization of subjects. The activity that marks the beginning of the wait

          element might then be the randomization.

        2. Examples for Trial Elements (TE) Domain Model

          Example 1: Simple Parallel Design

          This is a simple study design example, including element start (TESTRL) and end (TEENRL) rules as well as element duration (TEDUR).

          te.xpt

          Row

          STUDYID

          DOMAIN

          ETCD

          ELEMENT

          TESTRL

          TEENRL

          TEDUR

          1

          EXP1

          TE

          SCRN

          Screen

          Start of Pretreatment

          1 week after start of Element

          P7D

          2

          EXP1

          TE

          TRT01

          Vehicle Control

          First day of dosing with vehicle control

          28 days after start of Element

          P28D

          3

          EXP1

          TE

          TRT02

          100 mg/kg Drug A, once daily

          First day of dosing with 100 mg/kg Drug A

          28 days after start of Element

          P28D

          4

          EXP1

          TE

          TRT03

          500 mg/kg Drug A, once daily

          First day of dosing with 500 mg/kg Drug A

          28 days after start of Element

          P28D


          Example 2: Study with a Nonfixed Duration Element

          This example includes the nonfixed duration for pretest phase where the end rule is not a definite time, but when the subject achieves a specified body weight. In order to completely understand the experimental design of a trial, the TA and TS datasets are needed (see Section 7.3, Trial Arms, and Section 7.4, Trial Sets).

          te.xpt

          Row

          STUDYID

          DOMAIN

          ETCD

          ELEMENT

          TESTRL

          TEENRL

          TEDUR

          1

          EXP7

          TE

          PRETEST

          Pretreatment Feeding Period

          Start of pretreatment period

          When subject's body weight is at least 750 g


          2

          EXP7

          TE

          CONTROL

          Control Period

          After completion of PRETEST Element

          30 days after start of Element

          P30D

          3

          EXP7

          TE

          TREAT2

          100 mg/kg Drug A, once daily

          After completion of PRETEST Element

          30 days after start of Element

          P30D

          4

          EXP7

          TE

          TREAT3

          200 mg/kg Drug A, once daily

          After completion of PRETEST Element

          30 days after start of Element

          P30D

          5

          EXP7

          TE

          TREAT4

          300 mg/kg Drug A, once daily

          After completion of PRETEST Element

          30 days after start of Element

          P30D

          6

          EXP7

          TE

          TREAT5

          100 mg/kg Drug B, twice daily doses of 50 mg/kg each

          After completion of PRETEST Element

          30 days after start of Element

          P30D

          7

          EXP7

          TE

          TREAT6

          200 mg/kg Drug B, twice daily doses of 100 mg/kg each

          After completion of PRETEST Element

          30 days after start of Element

          P30D

          8

          EXP7

          TE

          TREAT7

          400 mg/kg Drug B, twice daily doses of 200 mg/kg each

          After completion of PRETEST Element

          30 days after start of Element

          P30D

          9

          EXP7

          TE

          RECOVERY

          Recovery Period

          After last dose with treatment or vehicle control

          14 days after start of Element

          P14D

          See also Section 7.5, Additional Examples of Trial Elements, Trial Arms, and Trial Sets.

    3. Trial Arms

      1. Trial Arms – TA

        ta.xpt, Trial Arms - Trial Design. One record per planned Element per Arm, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        TA

        Identifier

        Two-character abbreviation for the domain.

        Req

        ARMCD

        Planned Arm Code

        Char


        Topic

        Short name of a specific ARM (may be up to 20 characters) used for sorting and programming. Should be populated in Demographics when Arms

        have been defined in this domain.

        Req

        ARM

        Description of Planned Arm

        Char


        Synonym Qualifier

        Descriptive name given to a specific Trial Arm (e.g., Low Dose, Mid Dose, 10 mg/kg/day dose).

        Req


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        TAETORD

        Order of Element within Arm

        Num


        Timing

        Number that provides the order of the planned Element within the Arm. This value should be an integer.

        Req

        ETCD

        Element Code

        Char


        Record Qualifier

        ETCD (the companion to ELEMENT) is limited to 8 characters and does not have special character restrictions.

        Req

        ELEMENT

        Description of Element

        Char


        Synonym Qualifier

        The name of the Element.

        Perm

        TABRANCH

        Branch

        Char


        Rule

        Conditions subjects meet, occurring at the end of an Element, which cause an Arm to branch off from

        other Arms (e.g., randomization to control group).

        Perm

        TATRANS

        Transition Rule

        Char


        Rule

        If the study design allows for a subject to transition to an Element other than the next sequential Element, as defined by TAETORD, then the conditions for transitioning to those other Elements, as well as the alternative Element sequences, are specified in this rule (e.g., TATRANS = 'Subject with Hypoactivity Transitions to Rest Period to Treatment 2').

        Perm

        EPOCH

        Trial Epoch

        Char


        Timing

        Name of the study Epoch with which this Element of the Arm is associated (e.g., Treatment, Screen). Equivalent to 'Phase' or 'Period.'

        Exp


        1. Assumptions for Trial Arms (TA) Domain Model

          1. The Trial Arms (TA) dataset provides a record of the complete planned sequence of elements for each arm.

          2. ARM and ARMCD values in Demographics (DM) and TA must coincide (ARM and ARMCD are defined as the planned trial arms in TA, and the planned arms are then applied to subjects in DM).

          3. TAETORD is an integer and is used to order the elements within an arm. In general the value of TAETORD is "1" for the first element in each arm, "2" for the second element in each arm, and so on. Occasionally, the sequential order of the elements may not be known in advance, in which case the TA domain is populated after the study has been conducted (e.g., for an unknown number of cycles of treatment and recovery in a group). Although the values of TAETORD need not always be consecutive, the values must always be populated according to the correct order of the elements within an arm, with the first element equivalent to the lowest value of TAETORD and the last element equivalent to the highest value of TAETORD.

          4. The values of ETCD used in the TA dataset must match values for the same element in the Trial Elements (TE) dataset.

          5. The elements in each arm must be consecutive in time; it is not correct to leave any gaps in time between elements. If a multiday pause in treatment is part of the study design, that should either be reflected within one of the existing element definitions, or a new element representing the lack of treatment should be included.

          6. Elements in different arms with the same value of TAETORD may or may not happen at the same time, depending on the design of the study.

          7. The same element may occur more than once within an arm.

          8. TABRANCH describes the outcome of a branch decision point in the trial design for subjects in the arm. A branch decision point takes place between epochs and is associated with the element end, at which point the branching decision is made. For instance, if subjects are assigned to an arm where they receive treatment a through a randomization at the end of element X, the value of TABRANCH for element X would be "Randomized to A".

          9. Branch decision points may be based on decision processes other than randomizations, such as clinical evaluations of disease response.

          10. There is usually some gap in time between the performance of a randomization and the start of randomized treatment. However, in many studies this gap in time is small and it is not intended that subjects will leave the study between randomization and treatment. In these circumstances, the study does not need to be modeled with this time period between randomization and start of treatment as a separate element.

          11. TATRANS describes the decision points that may lead to a shortened path within an arm (e.g. if some elements within the arm are skipped). If an element does not end with a decision that could lead to a shortened path within the arm, then TATRANS will be null. If there is a decision being represented within the value of TATRANS, the TATRANS rule should be populated as an "if-then" statement (e.g., "If condition X is true, then go to element with TAETORD = Z").

          12. EPOCH is the conceptual basis for comparisons between arms. EPOCH is not strictly necessary for describing the sequence of elements in an arm path. The values of EPOCH should provide a description of a time period that is independent of the value of ARM.

          13. EPOCH should be assigned in such a way that elements from different arms with the same value of EPOCH are comparable in some sense (e.g., EPOCH="Treatment", where specific treatments may be different across arms but the subjects are all being treated in some manner).

        2. Example for Trial Arms (TA) Domain Model

          Example 1: Simple Parallel Design, No Recovery

          This example assumes a simple parallel design in which the sponsor-defined protocol specifies the following information. All subjects are to be screened for 7 days prior to randomization into 3 protocol groups:

          • Group 1 is a control group of 20 subjects, 10 male and 10 female, dosed with vehicle once per day for 28 days.

          • Group 2 is a low-dose group of 20 subjects, 10 male and 10 female, dosed at 100 mg/kg once per day for 28 days.

          • Group 3 is a high-dose group of 20 subjects, 10 male and 10 female, dosed at 500 mg/kg once per day for 28 days.

          There are no other experimental factors of interest specified in the study design. This example corresponds to TE Example 1 (see Section 7.2.1.2, Examples for Trial Elements (TE) Domain Model) and TS Example 1 (Section 7.4.1.2, Example for Trial Sets (TX) Domain Model). In this case, the design consists of 3 trial arms, because there are 3 distinct sequences of elements, depicted as follows.

          ta.xpt

          Row

          STUDYID

          DOMAIN

          ARMCD

          ARM

          TAETORD

          ETCD

          ELEMENT

          TABRANCH

          EPOCH

          1

          EXP1

          TA

          1

          Control

          1

          SCRN

          Screen

          Randomized to Group 1

          Screen

          2

          EXP1

          TA

          1

          Control

          2

          TRT01

          Vehicle Control


          Treatment

          3

          EXP1

          TA

          2

          100 mg/kg

          1

          SCRN

          Screen

          Randomized to Group 2

          Screen

          4

          EXP1

          TA

          2

          100 mg/kg

          2

          TRT02

          100 mg/kg Drug A


          Treatment

          5

          EXP1

          TA

          3

          500 mg/kg

          1

          SCRN

          Screen

          Randomized to Group 3

          Screen

          6

          EXP1

          TA

          3

          500 mg/kg

          2

          TRT03

          500 mg/kg Drug A


          Treatment

          See also Section 7.5, Additional Examples of Trial Elements, Trial Arms, and Trial Sets.

    4. Trial Sets

      The Trial Sets (TS) domain is intended to allow the sponsor to define the planned sets of subjects that result as a combination of the experimental factors of interest on a study (including experimental parameters, treatment strategies, inherent characteristics, and sponsor-defined attributes). By providing a list of these sets in the submission, the sponsor can provide information on which sets have various combinations of experimental factors as defined in the trial protocol. This also allows the sponsor to include information about the groups defined in the protocol.

      A trial set is a collection of subjects that have a common set of parameters defined in the protocol, where those parameters include experimental parameters, treatment strategies, inherent characteristics (such as strain)

      parameters, and/or sponsor-defined attributes (e.g., control group designation). There should be no planned parameters of interest that could further subdivide a trial set. Each trial set can be assigned to a group. Each trial set can be assigned to an arm, and several trial sets can be assigned to 1 trial arm.

      A trial group is a collection of subjects that have been designated with the same sponsor-defined protocol group code. A group consists of 1 or more sets, so this relationship is hierarchical. Note that the relationship between a group and an arm is not hierarchical: A group may contain subjects from several arms, 1 arm, or part of 1 arm. As a result, each group cannot always be assigned to a single arm.

      A well-defined trial set has the following characteristics:

      • A trial set is a planned set of one or more subjects, possessing experimental factors, treatment factors, or sponsor-defined attributes that differentiate the set from other trial sets on the same trial.

      • Any subject that is selected for the study will be in one and only one trial set (i.e., trial sets are mutually exclusive and do not overlap).

      • The trial set is associated with a single trial arm (the set of subjects assigned to a treatment strategy). More than 1 trial set may be associated with the same arm; however, any trial set should be associated with only 1 arm. If a trial set appears to be associated with multiple trial arms, then it should be further subdivided into trial sets, each of which is associated with 1 arm through the use of treatment strategy as an experimental factor.

      1. Trial Sets – TX

        tx.xpt, Trial Sets - Trial Design. One record per Trial Set parameter per Trial Set, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        TX

        Identifier

        Two-character abbreviation for the domain.

        Req

        SETCD

        Set Code

        Char


        Identifier

        Short name of the Trial Set. The same element may occur more than once within an Arm. Maximum

        8 characters. This represents the Trial Set for which parameters are being submitted.

        Req

        SET

        Set Description

        Char


        Synonym Qualifier

        Long description of a specific Trial Set, as defined by the sponsor.

        Req

        TXSEQ

        Sequence Number

        Num


        Identifier

        Unique number for this record within this dataset. (This sequence should be unique within the entire

        dataset because there is no USUBJID.)

        Req

        TXPARMCD

        Trial Set Parameter

        Short Name

        Char

        (STSPRMCD)

        Topic

        Short character value for the Trial Set parameter described in TXPARM. Maximum 8 characters.

        Req

        TXPARM

        Trial Set Parameter

        Char

        (STSPRM)

        Synonym Qualifier

        Term for the Trial Set parameter. Maximum 40 characters.

        Req

        TXVAL

        Trial Set Parameter Value

        Char


        Result Qualifier

        Value of the Trial Set parameter (e.g., Fed ad libitum or Restricted Feeding when TXPARM is FEEDREG). Some parameters may be subject to controlled terminology. See the Controlled Terms, Codelist, or Format column in Section 7.4.2 that lists all defined Trial Set parameters.

        Req


        1. Assumptions for Trial Sets (TX) Domain Model

          1. The Trial Sets (TX) domain provides the list of distinct sets of subjects having different experimental factors, treatment factors, inherent characteristics, or distinct sponsor designations as specified in the trial design.

          2. Each trial set must be identified by a SETCD that is unique within the trial. The SETCD is assigned by the sponsor.

          3. Each trial set should have a SPGRPCD in TXPARMCD with corresponding parameter value under TXVAL. In many cases, more than 1 trial set may be assigned the same group number in the protocol. The inclusion of this parameter facilitates the ability to reference information in the protocol provided and as part of the submission.

          4. The SPGRPCD parameter value may be used for sorting when viewing the data. Sponsors should consider utilizing values that will sort alphabetically in an order intended by the sponsor.

          5. Trial sets should be designed so that each individual subject shall participate in 1 and only 1 trial set.

          6. The ARMCD parameter should be used to associate each trial set with a trial arm as defined in the Trial Arms (TA) table. Each trial set should only have 1 ARMCD parameter, but more than 1 trial set may have the same value of the ARMCD parameter.

          7. The TXPARMCD and TXPARM list may be extended by the sponsor as needed to provide the information on experimental factors that differentiate trial sets.

          8. In general, each set should have a distinct combination of TXPARMCD, TXPARM, and TXVAL whenever possible. If 2 trial sets (identified by distinct SETCD values) have the same set of TXPARMCD, TXPARM, and TXVAL entries, the SET variable must contain information that distinguishes the sets from each other.

          9. The sponsor may choose to define subjects of different sexes as distinct trial sets if this is appropriate based upon the trial design. Alternatively, if all other parameters are the same, sets can be defined to contain both sexes under the assumption that it is common practice to analyze male and female subjects separately.

          10. The TXPARMCD values marked as "Yes" in the Should Include column in Section 7.4.2, Trial Set Codes, should be included in a well-formed TX domain submission. These TXPARMCD values are expected to occur in almost all studies and may be necessary for clear interpretation of the data package.

          11. Some --PARMCD values are available to both the Trial Summary (TS) and TX domains in order to allow for further description of how those values apply to individual trial sets. However, if the attributes (TXPARMCD) are identical across trial set, including them in TS is sufficient.

        2. Example for Trial Sets (TX) Domain Model

          Example 1: Simple Parallel Design, No Recovery

          This example assumes a simple parallel design in which the sponsor-defined protocol specifies the following information. All subjects are to be screened for 7 days prior to randomization into 3 protocol groups:

          • Group 1 is a control group of 20 subjects, 10 male and 10 female, dosed with vehicle once per day for 28 days.

          • Group 2 is a low-dose group of 20 subjects, 10 male and 10 female, dosed at 100 mg/kg once per day for 28 days.

          • Group 3 is a high-dose group of 20 subjects, 10 male and 10 female, dosed at 500 mg/kg once per day for 28 days.

          There are no other experimental factors of interest specified in the study design. This example corresponds to Trial Elements Example 1 (see Section 7.2.1.2, Examples for Trial Elements (TE) Domain Model) and the Trial Arms example (see Section 7.3.1.2, Example for Trial Arms (TA) Domain Model). There are only 3 trial sets in this scenario, because there are no nontreatment factors to consider. In this example, the sponsor has chosen to provide a small amount of additional information about each trial set, including the associated arm code, sponsor-defined protocol group number, control group type, group label, and dose level and units, and the sponsor has made the assumption that male and female animals will be compared separately when relevant.

          tx.xpt

          Row

          STUDYID

          DOMAIN

          SETCD

          SET

          TXSEQ

          TXPARMCD

          TXPARM

          TXVAL

          1

          EXP1

          TX

          1

          Control Group, Vehicle Control once daily

          1

          ARMCD

          Arm Code

          1

          2

          EXP1

          TX

          1

          Control Group, Vehicle Control once daily

          2

          SPGRPCD

          Sponsor-Defined Group Code

          1


          Row

          STUDYID

          DOMAIN

          SETCD

          SET

          TXSEQ

          TXPARMCD

          TXPARM

          TXVAL

          3

          EXP1

          TX

          1

          Control Group, Vehicle Control once daily

          3

          TCNTRL

          Control Type

          Vehicle Control

          4

          EXP1

          TX

          1

          Control Group, Vehicle Control once daily

          4

          GRPLBL

          Group Label

          Group 1, Control

          5

          EXP1

          TX

          1

          Control Group, Vehicle Control once daily

          5

          TRTDOS

          Dose Level

          0

          6

          EXP1

          TX

          1

          Control Group, Vehicle Control once daily

          6

          TRTDOSU

          Dose Units

          mg/kg/day

          7

          EXP1

          TX

          2

          Low-Dose Group, 100 mg/kg Drug a once daily

          7

          ARMCD

          Arm Code

          2

          8

          EXP1

          TX

          2

          Low-Dose Group, 100 mg/kg Drug a once daily

          8

          SPGRPCD

          Sponsor-Defined Group Code

          2

          9

          EXP1

          TX

          2

          Low-Dose Group, 100 mg/kg Drug a once daily

          9

          GRPLBL

          Group Label

          Group 2, 100 mg/kg/day

          10

          EXP1

          TX

          2

          Low-Dose Group, 100 mg/kg Drug a once daily

          10

          TRTDOS

          Dose Level

          100

          11

          EXP1

          TX

          2

          Low-Dose Group, 100 mg/kg Drug a once daily

          11

          TRTDOSU

          Dose Units

          mg/kg/day

          12

          EXP1

          TX

          3

          High-Dose Group, 500 mg/kg Drug a once daily

          12

          ARMCD

          Arm Code

          3

          13

          EXP1

          TX

          3

          High-Dose Group, 500 mg/kg Drug a once daily

          13

          SPGRPCD

          Sponsor-Defined Group Code

          3

          14

          EXP1

          TX

          3

          High-Dose Group, 500 mg/kg Drug a once daily

          14

          GRPLBL

          Group Label

          Group 3, 500 mg/kg/day

          15

          EXP1

          TX

          3

          High-Dose Group, 500 mg/kg Drug a once daily

          15

          TRTDOS

          Dose Level

          500

          16

          EXP1

          TX

          3

          High-Dose Group, 500 mg/kg Drug a once daily

          16

          TRTDOSU

          Dose Units

          mg/kg/day

          See also Section 7.5, Additional Examples of Trial Elements, Trial Arms, and Trial Sets.

      2. Trial Set Codes

        The following is an extensible list of parameters that may be used to describe a Trial Set. The parameters listed as "Yes" in the "Should Include" column provide a relationship between Trial Sets and other information (the trial protocol or the Trial Arms dataset) and should be included in a well-formed TX domain submission. These TXPARMCD values are expected to occur in almost all studies and may be necessary for clear interpretation of the data package.


        Should Include

        TXPARMCD

        TXPARM

        Type

        Controlled Terms, Codelist, or

        Format

        CDISC Notes

        Yes

        ARMCD

        Arm Code

        Char


        The Arm Code of the Trial Arm that is associated with this Trial Set. Each Trial Set should be associated with a single Trial Arm.

        Yes

        SPGRPCD

        Sponsor-Defined Group Code

        Char


        The identifier for the sponsor-defined group (usually a number) to which this Trial Set belongs. In many cases, there will be multiple Trial Sets with the same value of the SPGRPCD variable. This value may be used by the recipient of the submission to reference an external protocol/report document or information submitted in other forms (e.g., summary tables in a PDF submission).

        Yes

        GRPLBL

        Group Label

        Char


        The reporting label for the associated SPGRPCD group.

        Yes

        TRTDOS

        Dose Level

        Char


        Numeric representation of the planned test article dose level. For dose levels that vary over time within a set, a semicolon-delimited string without spaces can be used (e.g., 100;150;7). For more complex dosing regimens, sponsor should enter "SEE PROTOCOL."

        Yes

        TRTDOSU

        Dose Units

        Char

        (UNIT)

        Dose level unit for TRTDOS. For more complex dosing regimens, sponsor should enter "SEE PROTOCOL" to match the associated TRTDOS value.


        See CDISC

        Notes

        TCNTRL

        Control Type

        Char


        This parameter should be included if the Trial Set is considered to be a control for this study (or part of a control). This parameter should be used to define the type of control (e.g., Vehicle Control, Positive Control, etc.).


        BEDCHNG

        Bedding Change

        Char


        Describes the planned frequency of bedding changes for the subjects in this Set (e.g., Every other day, Every 5 days, Every week, etc.).


        BEDDING

        Bedding

        Char


        Planned type of bedding material available to the subjects in this Set (e.g., Straw, Corn cob, Shavings, etc.).


        DIET

        Basal Diet

        Char


        Describes the planned type of diet to be offered to the subjects in this Set (e.g., Standard diet, Nutrient restricted, etc.).


        DOSENDTC

        End Date/Time of Dose Interval

        Char

        ISO 8601

        The planned end date of the dosing interval for this Set, in ISO 8601 format.


        DOSSTDTC

        Start Date/Time of Dose Interval

        Char

        ISO 8601

        The planned start date of the dosing interval for this Set, in ISO 8601 format.


        ENVTEMP

        Environmental Temperature

        Char


        The planned environmental temperature for the subjects in this Set. Can be expressed as a single value (80), or a range (75-80).


        ENVTEMPU

        Environmental Temperature

        Units

        Char

        (UNIT)

        The units associated with the environmental temperature. Only "C" or "F" is acceptable.


        FEEDREG

        Feeding Regimen

        Char


        Describes the planned subject feeding regimen for this Set (e.g., Fed ad libitum, Restricted Feeding, Entire Study Fasted, etc.).


        HOUSEGRP

        Housing Group

        Char


        The planned grouping of subjects in housing for this Set (e.g., Single-housed, Pair-housed, Triple-housed, Group-housed, etc.).


        HOUSETYP

        Housing Type

        Char


        Describes the planned type of housing provided for the subjects in this Set (e.g., Ventilated caging system (IVC), Plastic caging (suspended), Stainless steel caging (suspended), Plastic Micro- barrier caging, Primate Horizontal caging, Primate Vertical caging, Kennel, Pen, Stable, Feline Colony housing, Battery cages, Egg Laying cages, Poultry isolators, Bio-containment Unit, Other, etc.).


        HUMIDT

        Housing Humidity

        Char


        The planned housing humidity for the test subjects in this Set. Can be expressed as a single value (75), or as a range (60-70).


        HUMIDTU

        Housing Humidity Units

        Char

        (UNIT)

        The units associated with the housing humidity.


        IDMETH

        Method of Identification

        Char


        Describes the planned method of uniquely identifying the subjects for this Set (e.g., Ear tag, Tattoo, Collar, Microchip, etc.).


        LIGHT

        Light Cycle

        Char


        Defines the planned light/dark hour cycle for the subjects in this Set. E.g., an entry of "12 / 12" indicates that the subjects will be

        exposed to 12 hours of light and 12 hours of darkness. Text entry field in the format of nn / nn or nn/nn where n = number.


        MTHTRM

        Method of Termination

        Char

        (MTHTRM)

        Describes the planned sacrifice procedure for subjects in this Set (e.g., CO2, ANESTHETIZED CERVICAL DISLOCATION,

        ANESTHETIZED EXSANGUINATION, etc.).


        PLANFSUB

        Planned Number of Female

        Subjects

        Num


        Defined as the planned number of Female subjects that will be part of this Set.


        PLANMSUB

        Planned Number of Male Subjects

        Num


        Defined as the planned number of Male subjects that will be part of this Set.


        SPLANSUB

        Planned Number of Subjects

        Num


        Defined as the planned number of subjects that will be part of this Set.


        SETLBL

        Set Label

        Char


        Sponsor-defined label for this Trial Set. This may be used to provide a concise or summary version of the information in the SET variable.


        SEXPOP

        Sex of Participants

        Char

        (SEXPOP)

        Identifies which sexes of subjects are planned to participate in this Set.


        SPECIES

        Species

        Char

        (SPECIES)

        Used to identify the common species name of the subject (i.e., test system) under study (e.g., MOUSE, RAT, DOG, MONKEY) for this

        Set.


        STRAIN

        Strain/Substrain

        Char

        (STRAIN)

        Used to identify the vendor-supplied strain, substrain, or breed designation for the test system under study. It may combine the background strain, substrain, and associated genetic modifications

        as supplied by the vendor (e.g., C57BL/6, A/J, B6.129-







        Pparg<tm2Rev>/J, FISCHER 344, SPRAGUE-DAWLEY IGS, WISTAR Kyoto, BEAGLE, CYNOMOLGUS, and CHIMPANZEE).

        The SEND Controlled Terminology codelist consists of commonly used wild type and genertically modified strains. It is extensible to accommodate strains not listed and genetically modified substrains for the subjects in this Set. Country or origin for non- human primates should not go into STRAIN. In geneneral, details related to coat color (e.g., White and Red designations for New

        Zealand Rabbits) should not go into STRAIN.


        SBSTRAIN

        Strain/Substrain Details

        Char


        Free-text field that allows the sponsor to enter additional details regarding the subject (i.e., test system) under study, such as a description of a specific genetic alteration, country of origin for non-human primates, details related to coat color (e.g., White and Red designations for New Zealand Rabbits), and important animal husbandry information (e.g., SPF, BR, VAF). At a subject level, this is recorded in the Demographics (DM) domain.


        SPLRLOC

        Test Subject Supplier Site

        Char


        City, state, and country of the subject supplier for subjects in this Set.


        SPLRNAM

        Test Subject Supplier

        Char


        The name of the subject supplier for subjects in this Set.


        TKDESC

        Toxicokinetic Description

        Char


        This parameter allows the sponsor to provide additional information about whether this Set will (or will not) have samples drawn for toxicokinetic analysis. The text may be simple (TK or NON-TK) or descriptive (Sampled at six time points on Day 1 and end of dosing period).


        WATER

        Drinking Water

        Char


        The type of drinking water that is planned to be provided to the subjects in this Set (e.g., Tap water, Acidified, Reverse osmosis,

        etc.).


        WTRDLVRY

        Water Delivery

        Char


        Describes the methods of water delivery systems available for the test subjects in this Set (e.g., Bottled water, Ad lib, Restricted, etc.)

    5. Additional Examples of Trial Elements, Trial Arms, and Trial Sets

      The following examples are intended to show how a variety of study designs would be represented in the Trial Elements, Trial Arms, and Trial Sets domains.

      1. Example 1. Parallel Design with Some Subjects Moving To Recovery

        This example assumes a design in which the sponsor-defined protocol specifies the following information. All subjects are to be screened for 7 days prior to randomization into 3 protocol groups:

        • Group 1 is a control group of 20 subjects, 10 male and 10 female, dosed with vehicle once per day for 28 days. After 28 days, 5 subjects/sex will be terminated and the other half will go on to a 7-day recovery period prior to termination.

        • Group 2 is a low-dose group of 20 subjects, 10 male and 10 female, dosed at 100 mg/kg once per day for 28 days. After 28 days, 5 subjects/sex will be terminated and the other half will go on to a 7-day recovery period prior to termination.

        • Group 3 is a high-dose group of 20 subjects, 10 male and 10 female, dosed at 500 mg/kg once per day for 28 days. After 28 days, 5 subjects/sex will be terminated and the other half will go on to a 7-day recovery period prior to termination.


        Group Number

        Group Label

        Dose Level

        Number of Animals (Both Sexes Combined)

        Nonrecovery

        Recovery

        1

        Group 1, Control

        Vehicle Control

        10

        10

        2

        Group 2, 100 mg/kg

        100 mg/kg/day

        10

        10

        3

        Group 3, 500 mg/kg

        500 mg/kg/day

        10

        10

        There are no other experimental factors of interest specified in the study design. In this case, the design consists of 6 trial arms, because there are 6 distinct sequences of elements, as depicted in the following figure.


        Figure. Example Trial 1 Design



        Trial Elements

        This example includes the start and end rule for the recovery element starting after last dose of the drug or vehicle.

        te.xpt

        Row

        STUDYID

        DOMAIN

        ETCD

        ELEMENT

        TESTRL

        TEENRL

        TEDUR

        1

        TDM1

        TE

        SCRN

        Screen

        Start of Pretreatment

        1 week after start of Element

        P7D

        2

        TDM1

        TE

        TRT01

        Vehicle Control

        First day of dosing with vehicle control

        28 days after start of Element

        P28D

        3

        TDM1

        TE

        TRT02

        100 mg/kg Drug A, once daily

        First day of dosing with 100 mg/kg Drug A

        28 days after start of Element

        P28D

        4

        TDM1

        TE

        TRT03

        500 mg/kg Drug A, once daily

        First day of dosing with 500 mg/kg Drug A

        28 days after start of Element

        P28D

        5

        TDM1

        TE

        RECO

        Recovery

        First day of Recovery

        7 days after start of Element

        P7D


        Trial Arms

        The 6 trial arms of this study can be depicted as follows:

        ta.xpt

        Row

        STUDYID

        DOMAIN

        ARMCD

        ARM

        TAETORD

        ETCD

        ELEMENT

        TABRANCH

        EPOCH

        1

        TDM1

        TA

        01

        Control

        1

        SCRN

        Screen

        Randomized to Group 1

        Screen

        2

        TDM1

        TA

        01

        Control

        2

        TRT01

        Vehicle Control


        Treatment

        3

        TDM1

        TA

        01R

        Control w/ Recovery

        1

        SCRN

        Screen

        Randomized to Group 1, planned for recovery

        Screen

        4

        TDM1

        TA

        01R

        Control w/ Recovery

        2

        TRT01

        Vehicle Control


        Treatment

        5

        TDM1

        TA

        01R

        Control w/ Recovery

        3

        RECO

        Recovery


        Recovery

        6

        TDM1

        TA

        02

        Low Dose

        1

        SCRN

        Screen

        Randomized to Group 2

        Screen

        7

        TDM1

        TA

        02

        Low Dose

        2

        TRT02

        100 mg/kg Drug A


        Treatment

        8

        TDM1

        TA

        02R

        Low Dose w/ Recovery

        1

        SCRN

        Screen

        Randomized to Group 2, planned for recovery

        Screen

        9

        TDM1

        TA

        02R

        Low Dose w/ Recovery

        2

        TRT02

        100 mg/kg Drug A


        Treatment

        10

        TDM1

        TA

        02R

        Low Dose w/ Recovery

        3

        RECO

        Recovery


        Recovery

        11

        TDM1

        TA

        03

        High Dose

        1

        SCRN

        Screen

        Randomized to Group 3

        Screen

        12

        TDM1

        TA

        03

        High Dose

        2

        TRT03

        500 mg/kg Drug A


        Treatment


        Row

        STUDYID

        DOMAIN

        ARMCD

        ARM

        TAETORD

        ETCD

        ELEMENT

        TABRANCH

        EPOCH

        13

        TDM1

        TA

        03R

        High Dose w/ Recovery

        1

        SCRN

        Screen

        Randomized to Group 3, planned for recovery

        Screen

        14

        TDM1

        TA

        03R

        High Dose w/ Recovery

        2

        TRT03

        500 mg/kg Drug A


        Treatment

        15

        TDM1

        TA

        03R

        High Dose w/ Recovery

        3

        RECO

        Recovery


        Recovery


        Trial Sets

        As noted, there are 6 distinct trial sets. The experimental factors of interest are the dose level to be received during the treatment period and whether the subjects are planned for termination on day 28 or will enter a recovery period.

        In this example, the sponsor is providing the arm code, sponsor-defined group code, group label, set label, dose level and units, control type, and planned number of males and females for each set.

        tx.xpt

        Row

        STUDYID

        DOMAIN

        SETCD

        SET

        TXSEQ

        TXPARMCD

        TXPARM

        TXVAL

        1

        TDM1

        TX

        1NR

        Control Group, Vehicle Control once daily, Nonrecovery

        1

        ARMCD

        Arm Code

        01

        2

        TDM1

        TX

        1NR

        Control Group, Vehicle Control once daily, Nonrecovery

        2

        SPGRPCD

        Sponsor-Defined Group Code

        1

        3

        TDM1

        TX

        1NR

        Control Group, Vehicle Control once daily, Nonrecovery

        3

        GRPLBL

        Group Label

        Group 1, Control

        4

        TDM1

        TX

        1NR

        Control Group, Vehicle Control once daily, Nonrecovery

        4

        SETLBL

        Set Label

        Group 1, Control - Nonrec

        5

        TDM1

        TX

        1NR

        Control Group, Vehicle Control once daily, Nonrecovery

        5

        TRTDOS

        Dose Level

        0

        6

        TDM1

        TX

        1NR

        Control Group, Vehicle Control once daily, Nonrecovery

        6

        TRTDOSU

        Dose Units

        mg/kg/day

        7

        TDM1

        TX

        1NR

        Control Group, Vehicle Control once daily, Nonrecovery

        7

        TCNTRL

        Control Type

        Vehicle Control

        8

        TDM1

        TX

        1NR

        Control Group, Vehicle Control once daily, Nonrecovery

        8

        PLANMSUB

        Planned Number of Male Subjects

        5

        9

        TDM1

        TX

        1NR

        Control Group, Vehicle Control once daily, Nonrecovery

        9

        PLANFSUB

        Planned Number of Female Subjects

        5

        10

        TDM1

        TX

        1R

        Control Group, Vehicle Control once daily, Recovery

        10

        ARMCD

        Arm Code

        01R

        11

        TDM1

        TX

        1R

        Control Group, Vehicle Control once daily, Recovery

        11

        SPGRPCD

        Sponsor-Defined Group Code

        1

        12

        TDM1

        TX

        1R

        Control Group, Vehicle Control once daily, Recovery

        12

        GRPLBL

        Group Label

        Group 1, Control

        13

        TDM1

        TX

        1R

        Control Group, Vehicle Control once daily, Recovery

        13

        SETLBL

        Set Label

        Group 1, Control - Rec

        14

        TDM1

        TX

        1R

        Control Group, Vehicle Control once daily, Recovery

        14

        TRTDOS

        Dose Level

        0

        15

        TDM1

        TX

        1R

        Control Group, Vehicle Control once daily, Recovery

        15

        TRTDOSU

        Dose Units

        mg/kg/day

        16

        TDM1

        TX

        1R

        Control Group, Vehicle Control once daily, Recovery

        16

        TCNTRL

        Control Type

        Vehicle Control

        17

        TDM1

        TX

        1R

        Control Group, Vehicle Control once daily, Recovery

        17

        PLANMSUB

        Planned Number of Male Subjects

        5

        18

        TDM1

        TX

        1R

        Control Group, Vehicle Control once daily, Recovery

        18

        PLANFSUB

        Planned Number of Female Subjects

        5

        19

        TDM1

        TX

        2NR

        Low-Dose Group, 100 mg/kg Drug a once daily, Nonrecovery

        19

        ARMCD

        Arm Code

        02

        20

        TDM1

        TX

        2NR

        Low-Dose Group, 100 mg/kg Drug a once daily, Nonrecovery

        20

        SPGRPCD

        Sponsor-Defined Group Code

        2

        21

        TDM1

        TX

        2NR

        Low-Dose Group, 100 mg/kg Drug a once daily, Nonrecovery

        21

        GRPLBL

        Group Label

        Group 2, 100 mg/kg

        22

        TDM1

        TX

        2NR

        Low-Dose Group, 100 mg/kg Drug a once daily, Nonrecovery

        22

        SETLBL

        Set Label

        Group 2, 100 mg/kg - Nonrec


        Row

        STUDYID

        DOMAIN

        SETCD

        SET

        TXSEQ

        TXPARMCD

        TXPARM

        TXVAL

        23

        TDM1

        TX

        2NR

        Low-Dose Group, 100 mg/kg Drug a once daily, Nonrecovery

        23

        TRTDOS

        Dose Level

        100

        24

        TDM1

        TX

        2NR

        Low-Dose Group, 100 mg/kg Drug a once daily, Nonrecovery

        24

        TRTDOSU

        Dose Units

        mg/kg/day

        25

        TDM1

        TX

        2NR

        Low-Dose Group, 100 mg/kg Drug a once daily, Nonrecovery

        25

        PLANMSUB

        Planned Number of Male Subjects

        5

        26

        TDM1

        TX

        2NR

        Low-Dose Group, 100 mg/kg Drug a once daily, Nonrecovery

        26

        PLANFSUB

        Planned Number of Female Subjects

        5

        27

        TDM1

        TX

        2R

        Low-Dose Group, 100 mg/kg Drug a once daily, Recovery

        27

        ARMCD

        Arm Code

        02R

        28

        TDM1

        TX

        2R

        Low-Dose Group, 100 mg/kg Drug a once daily, Recovery

        28

        SPGRPCD

        Sponsor-Defined Group Code

        2

        29

        TDM1

        TX

        2R

        Low-Dose Group, 100 mg/kg Drug a once daily, Recovery

        29

        GRPLBL

        Group Label

        Group 2, 100 mg/kg

        30

        TDM1

        TX

        2R

        Low-Dose Group, 100 mg/kg Drug a once daily, Recovery

        30

        SETLBL

        Set Label

        Group 2, 100 mg/kg - Rec

        31

        TDM1

        TX

        2R

        Low-Dose Group, 100 mg/kg Drug a once daily, Recovery

        31

        TRTDOS

        Dose Level

        100

        32

        TDM1

        TX

        2R

        Low-Dose Group, 100 mg/kg Drug a once daily, Recovery

        32

        TRTDOSU

        Dose Units

        mg/kg/day

        33

        TDM1

        TX

        2R

        Low-Dose Group, 100 mg/kg Drug a once daily, Recovery

        33

        PLANMSUB

        Planned Number of Male Subjects

        5

        34

        TDM1

        TX

        2R

        Low-Dose Group, 100 mg/kg Drug a once daily, Recovery

        34

        PLANFSUB

        Planned Number of Female Subjects

        5

        35

        TDM1

        TX

        3NR

        High-Dose Group, 500 mg/kg Drug a once daily, Nonrecovery

        35

        ARMCD

        Arm Code

        03

        36

        TDM1

        TX

        3NR

        High-Dose Group, 500 mg/kg Drug a once daily, Nonrecovery

        36

        SPGRPCD

        Sponsor-Defined Group Code

        3

        37

        TDM1

        TX

        3NR

        High-Dose Group, 500 mg/kg Drug a once daily, Nonrecovery

        37

        GRPLBL

        Group Label

        Group 3, 500 mg/kg

        38

        TDM1

        TX

        3NR

        High-Dose Group, 500 mg/kg Drug a once daily, Nonrecovery

        38

        SETLBL

        Set Label

        Group 3, 500 mg/kg - Nonrec

        39

        TDM1

        TX

        3NR

        High-Dose Group, 500 mg/kg Drug a once daily, Nonrecovery

        39

        TRTDOS

        Dose Level

        500

        40

        TDM1

        TX

        3NR

        High-Dose Group, 500 mg/kg Drug a once daily, Nonrecovery

        40

        TRTDOSU

        Dose Units

        mg/kg/day

        41

        TDM1

        TX

        3NR

        High-Dose Group, 500 mg/kg Drug a once daily, Nonrecovery

        41

        PLANMSUB

        Planned Number of Male Subjects

        5

        42

        TDM1

        TX

        3NR

        High-Dose Group, 500 mg/kg Drug a once daily, Nonrecovery

        42

        PLANFSUB

        Planned Number of Female Subjects

        5

        43

        TDM1

        TX

        3R

        High-Dose Group, 500 mg/kg Drug a once daily, Recovery

        43

        ARMCD

        Arm Code

        03R

        44

        TDM1

        TX

        3R

        High-Dose Group, 500 mg/kg Drug a once daily, Recovery

        44

        SPGRPCD

        Sponsor-Defined Group Code

        3

        45

        TDM1

        TX

        3R

        High-Dose Group, 500 mg/kg Drug a once daily, Recovery

        45

        GRPLBL

        Group Label

        Group 3, 500 mg/kg

        46

        TDM1

        TX

        3R

        High-Dose Group, 500 mg/kg Drug a once daily, Recovery

        46

        SETLBL

        Set Label

        Group 3, 500 mg/kg - Rec

        47

        TDM1

        TX

        3R

        High-Dose Group, 500 mg/kg Drug a once daily, Recovery

        47

        TRTDOS

        Dose Level

        500

        48

        TDM1

        TX

        3R

        High-Dose Group, 500 mg/kg Drug a once daily, Recovery

        48

        TRTDOSU

        Dose Units

        mg/kg/day

        49

        TDM1

        TX

        3R

        High-Dose Group, 500 mg/kg Drug a once daily, Recovery

        49

        PLANMSUB

        Planned Number of Male Subjects

        5

        50

        TDM1

        TX

        3R

        High-Dose Group, 500 mg/kg Drug a once daily, Recovery

        50

        PLANFSUB

        Planned Number of Female Subjects

        5

      2. Example 2. Study With Tk Subjects Within Same Protocol Group and Scheduled Necropsy

        This example assumes a design in which the sponsor-defined protocol specifies the following information. All subjects are to be screened for 7 days prior to randomization into 3 protocol groups:

        • Group 1 is a control group of 20 subjects, 10 male and 10 female, dosed with vehicle once per day for 28 to 30 days. Three subjects of each sex will be subject to blood sampling for the purpose of toxicokinetic (TK) analysis and all remaining animals will be scheduled for necropsy.

        • Group 2 is a low-dose group of 20 subjects, 10 male and 10 female, dosed at 100 mg/kg once per day for 28 to 30 days. Three subjects of each sex will be subject to blood sampling for the purpose of TK analysis and all remaining animals will be scheduled for necropsy.

        • Group 3 is a high-dose group of 20 subjects, 10 male and 10 female, dosed at 500 mg/kg once per day for 28 to 30 days. Three subjects of each sex will be subject to blood sampling for the purpose of TK analysis and all remaining animals will be scheduled for necropsy.


        Group Number

        Group Label

        Dose Level

        Number of Animals (Both Sexes Combined)

        Non-Toxicokinetic

        Toxicokinetic

        1

        Group 1, Control

        Vehicle Control

        14

        6

        2

        Group 2, 100 mg/kg

        100 mg/kg/day

        14

        6

        3

        Group 3, 500 mg/kg

        500 mg/kg/day

        14

        6


        There are no other experimental factors of interest specified in the study design. In this case the design consists of 3 trial arms, depicted in the following figure.


        Figure. Example Trial 2 Design


        Trial Elements

        In this study, treatment started on one date and the necropsy is scheduled, for an individual animal, after 28 to 30 days of treatment. The necropsy for a subset of animals per treatment per day will be staggered over a 3-day period.

        te.xpt

        Row

        STUDYID

        DOMAIN

        ETCD

        ELEMENT

        TESTRL

        TEENRL

        TEDUR

        1

        TDM2

        TE

        SCRN

        Screen

        Start of Pretreatment

        1 week after start of Element

        P7D

        2

        TDM2

        TE

        TRT01

        Vehicle Control

        First day of dosing with vehicle control

        Date of necropsy: 28 to 30 days after start of Element


        3

        TDM2

        TE

        TRT02

        100 mg/kg Drug A, once daily

        First day of dosing with 100 mg/kg Drug A

        Date of necropsy: 28 to 30 days after start of Element


        4

        TDM2

        TE

        TRT03

        500 mg/kg Drug A, once daily

        First day of dosing with 500 mg/kg Drug A

        Date of necropsy: 28 to 30 days after start of Element


        Trial Arms

        There are three trial arms in this study. The fact that some subjects are being selected for blood sampling is an experimental factor that is separate from the treatment being received; this is described in the TS example.

        ta.xpt

        Row

        STUDYID

        DOMAIN

        ARMCD

        ARM

        TAETORD

        ETCD

        ELEMENT

        TABRANCH

        EPOCH

        1

        TDM2

        TA

        1

        Control

        1

        SCRN

        Screen

        Randomized to Group 1

        Screen

        2

        TDM2

        TA

        1

        Control

        2

        TRT01

        Vehicle Control


        Treatment

        3

        TDM2

        TA

        2

        100 mg/kg

        1

        SCRN

        Screen

        Randomized to Group 2

        Screen

        4

        TDM2

        TA

        2

        100 mg/kg

        2

        TRT02

        100 mg/kg Drug A


        Treatment

        5

        TDM2

        TA

        3

        500 mg/kg

        1

        SCRN

        Screen

        Randomized to Group 3

        Screen

        6

        TDM2

        TA

        3

        500 mg/kg

        2

        TRT03

        500 mg/kg Drug A


        Treatment


        Trial Sets

        Assuming that the protocol also specifies that subjects with blood sampling for TK analysis are experimentally distinct, the factors of interest are the treatment levels and whether the subject is sampled for TK analysis; this leads to 6 trial sets.

        The sponsor has chosen to provide the associated arm code, sponsor-defined group code, group label, set label, dose level and units, control type, whether the trial set is being sampled for TK analysis, and planned number of males and females for each set.

        tx.xpt

        Row

        STUDYID

        DOMAIN

        SETCD

        SET

        TXSEQ

        TXPARMCD

        TXPARM

        TXVAL

        1

        TDM2

        TX

        1

        Control Group, Vehicle Control once daily, Non-TK

        1

        ARMCD

        Arm Code

        1

        2

        TDM2

        TX

        1

        Control Group, Vehicle Control once daily, Non-TK

        2

        SPGRPCD

        Sponsor-Defined Group Code

        1

        3

        TDM2

        TX

        1

        Control Group, Vehicle Control once daily, Non-TK

        3

        GRPLBL

        Group Label

        Group 1, Control

        4

        TDM2

        TX

        1

        Control Group, Vehicle Control once daily, Non-TK

        4

        SETLBL

        Set Label

        Group 1, Control

        5

        TDM2

        TX

        1

        Control Group, Vehicle Control once daily, Non-TK

        5

        TRTDOS

        Dose Level

        0

        6

        TDM2

        TX

        1

        Control Group, Vehicle Control once daily, Non-TK

        6

        TRTDOSU

        Dose Units

        mg/kg/day

        7

        TDM2

        TX

        1

        Control Group, Vehicle Control once daily, Non-TK

        7

        TCNTRL

        Control Type

        Vehicle Control

        8

        TDM2

        TX

        1

        Control Group, Vehicle Control once daily, Non-TK

        8

        TKDESC

        Toxicokinetic Description

        NON-TK

        9

        TDM2

        TX

        1

        Control Group, Vehicle Control once daily, Non-TK

        9

        PLANMSUB

        Planned Number of Male Subjects

        7

        10

        TDM2

        TX

        1

        Control Group, Vehicle Control once daily, Non-TK

        10

        PLANFSUB

        Planned Number of Female Subjects

        7

        11

        TDM2

        TX

        1.TK

        Control Group, Vehicle Control once daily, TK

        11

        ARMCD

        Arm Code

        1

        12

        TDM2

        TX

        1.TK

        Control Group, Vehicle Control once daily, TK

        12

        SPGRPCD

        Sponsor-Defined Group Code

        1

        13

        TDM2

        TX

        1.TK

        Control Group, Vehicle Control once daily, TK

        13

        GRPLBL

        Group Label

        Group 1, Control

        14

        TDM2

        TX

        1.TK

        Control Group, Vehicle Control once daily, TK

        14

        SETLBL

        Set Label

        Group 1, Control - TK

        15

        TDM2

        TX

        1.TK

        Control Group, Vehicle Control once daily, TK

        15

        TRTDOS

        Dose Level

        0

        16

        TDM2

        TX

        1.TK

        Control Group, Vehicle Control once daily, TK

        16

        TRTDOSU

        Dose Units

        mg/kg/day

        17

        TDM2

        TX

        1.TK

        Control Group, Vehicle Control once daily, TK

        17

        TCNTRL

        Control Type

        Vehicle Control

        18

        TDM2

        TX

        1.TK

        Control Group, Vehicle Control once daily, TK

        18

        TKDESC

        Toxicokinetic Description

        TK


        Row

        STUDYID

        DOMAIN

        SETCD

        SET

        TXSEQ

        TXPARMCD

        TXPARM

        TXVAL

        19

        TDM2

        TX

        1.TK

        Control Group, Vehicle Control once daily, TK

        19

        PLANMSUB

        Planned Number of Male Subjects

        3

        20

        TDM2

        TX

        1.TK

        Control Group, Vehicle Control once daily, TK

        20

        PLANFSUB

        Planned Number of Female Subjects

        3

        21

        TDM2

        TX

        2

        Low-Dose Group, 100 mg/kg Drug a once daily, Non-TK

        21

        ARMCD

        Arm Code

        2

        22

        TDM2

        TX

        2

        Low-Dose Group, 100 mg/kg Drug a once daily, Non-TK

        22

        SPGRPCD

        Sponsor-Defined Group Code

        2

        23

        TDM2

        TX

        2

        Low-Dose Group, 100 mg/kg Drug a once daily, Non-TK

        23

        GRPLBL

        Group Label

        Group 2, 100 mg/kg/day

        24

        TDM2

        TX

        2

        Low-Dose Group, 100 mg/kg Drug a once daily, Non-TK

        24

        SETLBL

        Set Label

        Group 2, 100 mg/kg/day

        25

        TDM2

        TX

        2

        Low-Dose Group, 100 mg/kg Drug a once daily, Non-TK

        25

        TRTDOS

        Dose Level

        100

        26

        TDM2

        TX

        2

        Low-Dose Group, 100 mg/kg Drug a once daily, Non-TK

        26

        TRTDOSU

        Dose Units

        mg/kg/day

        27

        TDM2

        TX

        2

        Low-Dose Group, 100 mg/kg Drug a once daily, Non-TK

        27

        TKDESC

        Toxicokinetic Description

        NON-TK

        28

        TDM2

        TX

        2

        Low-Dose Group, 100 mg/kg Drug a once daily, Non-TK

        28

        PLANMSUB

        Planned Number of Male Subjects

        7

        29

        TDM2

        TX

        2

        Low-Dose Group, 100 mg/kg Drug a once daily, Non-TK

        29

        PLANFSUB

        Planned Number of Female Subjects

        7

        30

        TDM2

        TX

        2.TK

        Low-Dose Group, 100 mg/kg Drug a once daily, TK

        30

        ARMCD

        Arm Code

        2

        31

        TDM2

        TX

        2.TK

        Low-Dose Group, 100 mg/kg Drug a once daily, TK

        31

        SPGRPCD

        Sponsor-Defined Group Code

        2

        32

        TDM2

        TX

        2.TK

        Low-Dose Group, 100 mg/kg Drug a once daily, TK

        32

        GRPLBL

        Group Label

        Group 2, 100 mg/kg/day

        33

        TDM2

        TX

        2.TK

        Low-Dose Group, 100 mg/kg Drug a once daily, TK

        33

        SETLBL

        Set Label

        Group 2, 100 mg/kg/day - TK

        34

        TDM2

        TX

        2.TK

        Low-Dose Group, 100 mg/kg Drug a once daily, TK

        34

        TRTDOS

        Dose Level

        100

        35

        TDM2

        TX

        2.TK

        Low-Dose Group, 100 mg/kg Drug a once daily, TK

        35

        TRTDOSU

        Dose Units

        mg/kg/day

        36

        TDM2

        TX

        2.TK

        Low-Dose Group, 100 mg/kg Drug a once daily, TK

        36

        TKDESC

        Toxicokinetic Description

        TK

        37

        TDM2

        TX

        2.TK

        Low-Dose Group, 100 mg/kg Drug a once daily, TK

        37

        PLANMSUB

        Planned Number of Male Subjects

        3

        38

        TDM2

        TX

        2.TK

        Low-Dose Group, 100 mg/kg Drug a once daily, TK

        38

        PLANFSUB

        Planned Number of Female Subjects

        3

        39

        TDM2

        TX

        3

        High-Dose Group, 500 mg/kg Drug a once daily, Non-TK

        39

        ARMCD

        Arm Code

        3

        40

        TDM2

        TX

        3

        High-Dose Group, 500 mg/kg Drug a once daily, Non-TK

        40

        SPGRPCD

        Sponsor-Defined Group Code

        3

        41

        TDM2

        TX

        3

        High-Dose Group, 500 mg/kg Drug a once daily, Non-TK

        41

        GRPLBL

        Group Label

        Group 3, 500 mg/kg/day

        42

        TDM2

        TX

        3

        High-Dose Group, 500 mg/kg Drug a once daily, Non-TK

        42

        SETLBL

        Set Label

        Group 3, 500 mg/kg/day

        43

        TDM2

        TX

        3

        High-Dose Group, 500 mg/kg Drug a once daily, Non-TK

        43

        TRTDOS

        Dose Level

        500

        44

        TDM2

        TX

        3

        High-Dose Group, 500 mg/kg Drug a once daily, Non-TK

        44

        TRTDOSU

        Dose Units

        mg/kg/day

        45

        TDM2

        TX

        3

        High-Dose Group, 500 mg/kg Drug a once daily, Non-TK

        45

        TKDESC

        Toxicokinetic Description

        NON-TK

        46

        TDM2

        TX

        3

        High-Dose Group, 500 mg/kg Drug a once daily, Non-TK

        46

        PLANMSUB

        Planned Number of Male Subjects

        7

        47

        TDM2

        TX

        3

        High-Dose Group, 500 mg/kg Drug a once daily, Non-TK

        47

        PLANFSUB

        Planned Number of Female Subjects

        7

        48

        TDM2

        TX

        3.TK

        High-Dose Group, 500 mg/kg Drug a once daily, TK

        48

        ARMCD

        Arm Code

        3

        49

        TDM2

        TX

        3.TK

        High-Dose Group, 500 mg/kg Drug a once daily, TK

        49

        SPGRPCD

        Sponsor-Defined Group Code

        3


        Row

        STUDYID

        DOMAIN

        SETCD

        SET

        TXSEQ

        TXPARMCD

        TXPARM

        TXVAL

        50

        TDM2

        TX

        3.TK

        High-Dose Group, 500 mg/kg Drug a once daily, TK

        50

        GRPLBL

        Group Label

        Group 3, 500 mg/kg/day

        51

        TDM2

        TX

        3.TK

        High-Dose Group, 500 mg/kg Drug a once daily, TK

        51

        SETLBL

        Set Label

        Group 3, 500 mg/kg/day - TK

        52

        TDM2

        TX

        3.TK

        High-Dose Group, 500 mg/kg Drug a once daily, TK

        52

        TRTDOS

        Dose Level

        500

        53

        TDM2

        TX

        3.TK

        High-Dose Group, 500 mg/kg Drug a once daily, TK

        53

        TRTDOSU

        Dose Units

        mg/kg/day

        54

        TDM2

        TX

        3.TK

        High-Dose Group, 500 mg/kg Drug a once daily, TK

        54

        TKDESC

        Toxicokinetic Description

        TK

        55

        TDM2

        TX

        3.TK

        High-Dose Group, 500 mg/kg Drug a once daily, TK

        55

        PLANMSUB

        Planned Number of Male Subjects

        3

        56

        TDM2

        TX

        3.TK

        High-Dose Group, 500 mg/kg Drug a once daily, TK

        56

        PLANFSUB

        Planned Number of Female Subjects

        3

      3. Example 3. Study With Tk Subjects in Separate Protocol Groups

        This example assumes a design in which the sponsor-defined protocol specifies the following information. All subjects are to be screened for 7 days prior to randomization into 6 protocol groups:

        • Group 1 is a control group of 20 subjects, 10 male and 10 female, dosed with vehicle once per day for 28 days.

        • Group 2 is a low-dose group of 20 subjects, 10 male and 10 female, dosed at 100 mg/kg with compound A once per day for 14 days and 100 mg/kg with compound B once per day for 14 days.

        • Group 3 is a high-dose group of 20 subjects, 10 male and 10 female, dosed at 500 mg/kg with compound A once per day for 14 days and 500 mg/kg with compound B once per day for 14 days.

        • Group 4 is a control group of 6 subjects, 3 male and 3 female, dosed with vehicle once per day for 28 days. This group will be subjected to blood sampling for the purpose of TK analysis, with samples taken on days 14, 21, and 28.

        • Group 5 is a low-dose group of 6 subjects, 3 male and 3 female, dosed at 100 mg/kg with compound A once per day for 14 days and 100 mg/kg with compound B once per day for 14 days. This group will be subjected to blood sampling for the purpose of TK analysis, with samples taken on days 14, 21, and 28.

        • Group 6 is a high-dose group of 6 subjects, 3 male and 3 female, dosed at 500 mg/kg with compound A once per day for 14 days and 500 mg/kg with compound B once per day for 14 days. This group will be subjected to blood sampling for the purpose of TK analysis, with samples taken on days 14, 21, and 28.


        Group Number

        Group Label

        Dose Level

        Number of Animals (both sexes combined)

        Non-Toxicokinetic

        Toxicokinetic

        1

        Group 1, Control

        Vehicle Control

        20

        -

        2

        Group 2, 100 mg/kg A, B

        100 mg/kg/day A, B

        20

        -

        3

        Group 3, 500 mg/kg A, B

        500 mg/kg/day A, B

        20

        -

        4

        Group 4, Control

        Vehicle Control

        -

        6

        5

        Group 5, 100 mg/kg A, B

        100 mg/kg/day A, B

        -

        6

        6

        Group 6, 500 mg/kg A, B

        500 mg/kg/day A, B

        -

        6


        There are no other experimental factors of interest specified in the study design.

        Figure. Example Trial 3 Design



        Trial Elements

        The TK blood collection has no effect on the structure of the treatment elements.

        te.xpt

        Row

        STUDYID

        DOMAIN

        ETCD

        ELEMENT

        TESTRL

        TEENRL

        TEDUR

        1

        TDM3

        TE

        SCRN

        Screen

        Start of Pretreatment

        1 week after start of Element

        P7D

        2

        TDM3

        TE

        TRT01

        Vehicle Control

        First day of dosing with vehicle control

        28 days after start of Element

        P28D

        3

        TDM3

        TE

        TRT02A

        100 mg/kg Compound A, once daily

        First day of dosing with 100 mg/kg Compound A

        14 days after start of Element

        P14D

        4

        TDM3

        TE

        TRT02B

        100 mg/kg Compound B, once daily

        First day of dosing with 100 mg/kg Compound B

        14 days after start of Element

        P14D

        5

        TDM3

        TE

        TRT03A

        500 mg/kg Compound A, once daily

        First day of dosing with 500 mg/kg Compound A

        14 days after start of Element

        P14D

        6

        TDM3

        TE

        TRT03B

        500 mg/kg Compound B, once daily

        First day of dosing with 500 mg/kg Compound B

        14 days after start of Element

        P14D


        Trial Arms

        There are 3 trial arms on this study. The fact that some subjects are being selected for blood sampling is an experimental factor that is separate from the treatment being received; see the TS example. The sponsor-defined protocol group numbering is also not addressed in the TA domain. Therefore, the TA dataset for this design is similar to that for Example 1, although the "branching" rule differs, due to the randomization procedure employed. In this case, the sponsor considers all treatment elements for the study to be part of a single treatment epoch.

        ta.xpt

        Row

        STUDYID

        DOMAIN

        ARMCD

        ARM

        TAETORD

        ETCD

        ELEMENT

        TABRANCH

        EPOCH

        1

        TDM3

        TA

        1

        Control

        1

        SCRN

        Screen

        Randomized to Group 1 or Group 4

        Screen

        2

        TDM3

        TA

        1

        Control

        2

        TRT01

        Vehicle Control


        Treatment

        3

        TDM3

        TA

        2

        100

        mg/kg

        1

        SCRN

        Screen

        Randomized to Group 2 or Group 5

        Screen

        4

        TDM3

        TA

        2

        100

        mg/kg

        2

        TRT02A

        100 mg/kg Compound A, once daily


        Treatment

        5

        TDM3

        TA

        2

        100

        mg/kg

        3

        TRT02B

        100 mg/kg Compound B, once daily


        Treatment

        6

        TDM3

        TA

        3

        500

        mg/kg

        1

        SCRN

        Screen

        Randomized to Group 3 or Group 5

        Screen

        7

        TDM3

        TA

        3

        500

        mg/kg

        2

        TRT03A

        500 mg/kg Compound A, once daily


        Treatment

        8

        TDM3

        TA

        3

        500

        mg/kg

        3

        TRT03B

        500 mg/kg Compound B, once daily


        Treatment

        Trial Sets

        In this case, there are 6 trial sets, corresponding to the following experimental factors: treatment level (3 separate treatment levels) and whether the subjects will be used for TK analysis.

        The sponsor has chosen to provide the associated arm code, sponsor-defined group code, group label, set label, dose level and units, control type, toxicokinetic description, and planned number of males and females for each set.

        tx.xpt

        Row

        STUDYID

        DOMAIN

        SETCD

        SET

        TXSEQ

        TXPARMCD

        TXPARM

        TXVAL

        1

        TDM3

        TX

        1

        Control Group, Vehicle Control, once daily

        1

        ARMCD

        Arm Code

        1

        2

        TDM3

        TX

        1

        Control Group, Vehicle Control, once daily

        2

        SPGRPCD

        Sponsor-Defined Group Code

        1

        3

        TDM3

        TX

        1

        Control Group, Vehicle Control, once daily

        3

        GRPLBL

        Group Label

        Group 1, Control

        3

        TDM3

        TX

        1

        Control Group, Vehicle Control, once daily

        4

        SETLBL

        Set Label

        Group 1, Control

        4

        TDM3

        TX

        1

        Control Group, Vehicle Control, once daily

        5

        TRTDOS

        Dose Level

        0

        5

        TDM3

        TX

        1

        Control Group, Vehicle Control, once daily

        6

        TRTDOSU

        Dose Units

        mg/kg/day

        6

        TDM3

        TX

        1

        Control Group, Vehicle Control, once daily

        7

        TCNTRL

        Control Type

        Vehicle Control

        7

        TDM3

        TX

        1

        Control Group, Vehicle Control, once daily

        8

        TKDESC

        Toxicokinetic Description

        NON-TK

        8

        TDM3

        TX

        1

        Control Group, Vehicle Control, once daily

        9

        PLANMSUB

        Planned Number of Male Subjects

        10

        9

        TDM3

        TX

        1

        Control Group, Vehicle Control, once daily

        10

        PLANFSUB

        Planned Number of Female Subjects

        10

        10

        TDM3

        TX

        2

        Low-Dose Group, 100 mg/kg Compound A, 100 mg/kg Compound B, once daily

        11

        ARMCD

        Arm Code

        2

        11

        TDM3

        TX

        2

        Low-Dose Group, 100 mg/kg Compound A, 100 mg/kg Compound B, once daily

        12

        SPGRPCD

        Sponsor-Defined Group Code

        2

        12

        TDM3

        TX

        2

        Low-Dose Group, 100 mg/kg Compound A, 100 mg/kg Compound B, once daily

        13

        GRPLBL

        Group Label

        Group 2, 100 mg/kg A, B

        13

        TDM3

        TX

        2

        Low-Dose Group, 100 mg/kg Compound A, 100 mg/kg Compound B, once daily

        14

        SETLBL

        Set Label

        Group 2, 100 mg/kg/day

        14

        TDM3

        TX

        2

        Low-Dose Group, 100 mg/kg Compound A, 100 mg/kg Compound B, once daily

        15

        TRTDOS

        Dose Level

        100

        15

        TDM3

        TX

        2

        Low-Dose Group, 100 mg/kg Compound A, 100 mg/kg Compound B, once daily

        16

        TRTDOSU

        Dose Units

        mg/kg/day

        16

        TDM3

        TX

        2

        Low-Dose Group, 100 mg/kg Compound A, 100 mg/kg Compound B, once daily

        17

        TKDESC

        Toxicokinetic Description

        NON-TK

        17

        TDM3

        TX

        2

        Low-Dose Group, 100 mg/kg Compound A, 100 mg/kg Compound B, once daily

        18

        PLANMSUB

        Planned Number of Male Subjects

        10

        18

        TDM3

        TX

        2

        Low-Dose Group, 100 mg/kg Compound A, 100 mg/kg Compound B, once daily

        19

        PLANFSUB

        Planned Number of Female Subjects

        10

        19

        TDM3

        TX

        3

        High-Dose Group, 500 mg/kg Compound A, 500 mg/kg Compound B, once daily

        20

        ARMCD

        Arm Code

        3

        20

        TDM3

        TX

        3

        High-Dose Group, 500 mg/kg Compound A, 500 mg/kg Compound B, once daily

        21

        SPGRPCD

        Sponsor-Defined Group Code

        3

        21

        TDM3

        TX

        3

        High-Dose Group, 500 mg/kg Compound A, 500 mg/kg Compound B, once daily

        22

        GRPLBL

        Group Label

        Group 3, 500 mg/kg A, B


        Row

        STUDYID

        DOMAIN

        SETCD

        SET

        TXSEQ

        TXPARMCD

        TXPARM

        TXVAL

        22

        TDM3

        TX

        3

        High-Dose Group, 500 mg/kg Compound A, 500 mg/kg Compound B, once daily

        23

        SETLBL

        Set Label

        Group 3, 500 mg/kg/day

        23

        TDM3

        TX

        3

        High-Dose Group, 500 mg/kg Compound A, 500 mg/kg Compound B, once daily

        24

        TRTDOS

        Dose Level

        500

        24

        TDM3

        TX

        3

        High-Dose Group, 500 mg/kg Compound A, 500 mg/kg Compound B, once daily

        25

        TRTDOSU

        Dose Units

        mg/kg/day

        25

        TDM3

        TX

        3

        High-Dose Group, 500 mg/kg Compound A, 500 mg/kg Compound B, once daily

        26

        TKDESC

        Toxicokinetic Description

        NON-TK

        26

        TDM3

        TX

        3

        High-Dose Group, 500 mg/kg Compound A, 500 mg/kg Compound B, once daily

        27

        PLANMSUB

        Planned Number of Male Subjects

        10

        27

        TDM3

        TX

        3

        High-Dose Group, 500 mg/kg Compound A, 500 mg/kg Compound B, once daily

        28

        PLANFSUB

        Planned Number of Female Subjects

        10

        28

        TDM3

        TX

        4

        Control Group, Vehicle Control once daily, TK

        29

        ARMCD

        Arm Code

        1

        29

        TDM3

        TX

        4

        Control Group, Vehicle Control once daily, TK

        30

        SPGRPCD

        Sponsor-Defined Group Code

        4

        30

        TDM3

        TX

        4

        Control Group, Vehicle Control once daily, TK

        31

        GRPLBL

        Group Label

        Group 4, Control

        31

        TDM3

        TX

        4

        Control Group, Vehicle Control once daily, TK

        32

        SETLBL

        Set Label

        Group 4, Control

        - TK

        32

        TDM3

        TX

        4

        Control Group, Vehicle Control once daily, TK

        33

        TRTDOS

        Dose Level

        0

        33

        TDM3

        TX

        4

        Control Group, Vehicle Control once daily, TK

        34

        TRTDOSU

        Dose Units

        mg/kg/day

        34

        TDM3

        TX

        4

        Control Group, Vehicle Control once daily, TK

        35

        TCNTRL

        Control Type

        Vehicle Control

        35

        TDM3

        TX

        4

        Control Group, Vehicle Control once daily, TK

        36

        TKDESC

        Toxicokinetic Description

        TK

        36

        TDM3

        TX

        4

        Control Group, Vehicle Control once daily, TK

        37

        PLANMSUB

        Planned Number of Male Subjects

        3

        37

        TDM3

        TX

        4

        Control Group, Vehicle Control once daily, TK

        38

        PLANFSUB

        Planned Number of Female Subjects

        3

        38

        TDM3

        TX

        5

        Low-Dose Group, 100 mg/kg Compound A, 100 mg/kg Compound B, once daily, TK

        39

        ARMCD

        Arm Code

        2

        39

        TDM3

        TX

        5

        Low-Dose Group, 100 mg/kg Compound A, 100 mg/kg Compound B, once daily, TK

        40

        SPGRPCD

        Sponsor-Defined Group Code

        5

        40

        TDM3

        TX

        5

        Low-Dose Group, 100 mg/kg Compound A, 100 mg/kg Compound B, once daily, TK

        41

        GRPLBL

        Group Label

        Group 5, 100 mg/kg A, B

        41

        TDM3

        TX

        5

        Low-Dose Group, 100 mg/kg Compound A, 100 mg/kg Compound B, once daily, TK

        42

        SETLBL

        Set Label

        Group 5, 100 mg/kg/day - TK

        42

        TDM3

        TX

        5

        Low-Dose Group, 100 mg/kg Compound A, 100 mg/kg Compound B, once daily, TK

        43

        TRTDOS

        Dose Level

        100

        43

        TDM3

        TX

        5

        Low-Dose Group, 100 mg/kg Compound A, 100 mg/kg Compound B, once daily, TK

        44

        TRTDOSU

        Dose Units

        mg/kg/day

        44

        TDM3

        TX

        5

        Low-Dose Group, 100 mg/kg Compound A, 100 mg/kg Compound B, once daily, TK

        45

        TKDESC

        Toxicokinetic Description

        TK

        45

        TDM3

        TX

        5

        Low-Dose Group, 100 mg/kg Compound A, 100 mg/kg Compound B, once daily, TK

        46

        PLANMSUB

        Planned Number of Male Subjects

        3

        46

        TDM3

        TX

        5

        Low-Dose Group, 100 mg/kg Compound A, 100 mg/kg Compound B, once daily, TK

        47

        PLANFSUB

        Planned Number of Female Subjects

        3


        Row

        STUDYID

        DOMAIN

        SETCD

        SET

        TXSEQ

        TXPARMCD

        TXPARM

        TXVAL

        47

        TDM3

        TX

        6

        High-Dose Group, 500 mg/kg Compound A, 500 mg/kg Compound B, once daily, TK

        48

        ARMCD

        Arm Code

        3

        48

        TDM3

        TX

        6

        High-Dose Group, 500 mg/kg Compound A, 500 mg/kg Compound B, once daily, TK

        49

        SPGRPCD

        Sponsor-Defined Group Code

        6

        49

        TDM3

        TX

        6

        High-Dose Group, 500 mg/kg Compound A, 500 mg/kg Compound B, once daily, TK

        50

        GRPLBL

        Group Label

        Group 6, 500 mg/kg A, B

        50

        TDM3

        TX

        6

        High-Dose Group, 500 mg/kg Compound A, 500 mg/kg Compound B, once daily, TK

        51

        SETLBL

        Set Label

        Group 6, 500 mg/kg/day - TK

        51

        TDM3

        TX

        6

        High-Dose Group, 500 mg/kg Compound A, 500 mg/kg Compound B, once daily, TK

        52

        TRTDOS

        Dose Level

        500

        52

        TDM3

        TX

        6

        High-Dose Group, 500 mg/kg Compound A, 500 mg/kg Compound B, once daily, TK

        53

        TRTDOSU

        Dose Units

        mg/kg/day

        53

        TDM3

        TX

        6

        High-Dose Group, 500 mg/kg Compound A, 500 mg/kg Compound B, once daily, TK

        54

        TKDESC

        Toxicokinetic Description

        TK

        54

        TDM3

        TX

        6

        High-Dose Group, 500 mg/kg Compound A, 500 mg/kg Compound B, once daily, TK

        55

        PLANMSUB

        Planned Number of Male Subjects

        3

        55

        TDM3

        TX

        6

        High-Dose Group, 500 mg/kg Compound A, 500 mg/kg Compound B, once daily, TK

        56

        PLANFSUB

        Planned Number of Female Subjects

        3

      4. Example 4. Study With Multiple Experimental Factors

        The example depicts a complex multifactorial trial design. The sponsor-defined protocol specifies the following information: All subjects are to be screened for 7 days prior to randomization into 3 protocol groups:

        • Group 1 is a control group of 40 subjects, 20 male and 20 female, dosed with vehicle once per day for 30 days. Of this group, 10 males and 10 females will be fed ad libitum, while the remainder will be subject to a restricted diet. Half of the subjects will be terminated after 30 days, while the other half will be subject to a 14-day recovery period; the subjects selected for recovery will be divided equally among animals fed ad libitum and those subject to restricted feeding (i.e., 5 males and 5 females with ad libitum feeding will move to recovery, and 5 males and 5 females with restricted diet will also move to recovery).

        • Group 2 is a low-dose group of 40 subjects, 20 male and 20 female, dosed at 5 mg/kg once per day for 30 days. Of this group, 10 males and 10 females will be fed ad libitum, while the remainder will be subject to a restricted diet. Three subjects of each sex and feeding pattern will be subject to blood sampling for the purpose of TK analysis (i.e., 3 males and 3 females from those fed ad libitum and 3 males and 3 females from those receiving a restricted diet)

        • Group 3 is a high-dose group of 40 subjects, 20 male and 20 female, dosed at 100 mg/kg once per day for 30 days. Of this group, 10 males and 10 females will be fed ad libitum, while the remainder will be subject to a restricted diet. Of those subjects fed ad libitum, 3 males and 3 females will be subject to blood sampling for the purpose of TK analysis and terminated on day 30; 3 males and 3 females (other than those selected for TK analysis) will be subject to a 14-day recovery period, and the remaining subjects will be terminated on day 30. of the subjects given a restricted diet, 6 males and 6 females will be subject to blood sampling for the purpose of TK analysis; half of these subjects will be terminated on day 30 while the others are subject to a 14-day recovery period before termination. The balance of the subjects receiving a restricted diet will be terminated at the end of the treatment period (day 30).


        Group Number

        Group Label

        Dose Level

        Number of Animals (Both Sexes Combined)

        Fed Ad Libitum

        Restricted Feeding

        Non-toxicokinetic

        Toxicokinetic

        Non-toxicokinetic

        Toxicokinetic

        Nonrecovery

        Recovery

        Nonrecovery

        Recovery

        Nonrecovery

        Recovery

        Nonrecovery

        Recovery

        1

        Group 1,

        Control

        Vehicle Control

        10

        10

        0

        0

        10

        10

        0

        0

        2

        Group 2, 5

        mg/kg

        5

        mg/kg/day

        14

        0

        6

        0

        14

        0

        6

        0

        3

        Group 3, 100

        mg/kg

        100

        mg/kg/day

        8

        6

        6

        0

        8

        0

        6

        6

        There are no other experimental factors of interest specified in the study design.

        Figure. Example Trial 4 Design



        Trial Elements

        The variety of feeding and TK analysis factors do not affect the TE dataset, which deals only with treatments. The fact that only some of the treatment elements are combined with the recovery element is only captured in the TA dataset.

        te.xpt

        Row

        STUDYID

        DOMAIN

        ETCD

        ELEMENT

        TESTRL

        TEENRL

        TEDUR

        1

        TDM4

        TE

        SCRN

        Screen

        Start of screening period

        7 days after start of Element

        P7D

        2

        TDM4

        TE

        CONTROL

        Control

        1 day after completion of SCRN Element

        30 days after start of Element

        P30D

        3

        TDM4

        TE

        T5

        5 mg/kg Drug A

        1 day after completion of SCRN Element

        30 days after start of Element

        P30D

        4

        TDM4

        TE

        T100

        100 mg/kg Drug A

        1 day after completion of SCRN Element

        30 days after start of Element

        P30D

        5

        TDM4

        TE

        RECO

        Recovery

        1 day after last dose with treatment or vehicle control

        14 days after start of Element

        P14D

        Trial Arms

        Despite the complex description in the study protocol, there are only 5 trial arms in this study. All subjects experience a screening element. Based upon the result of randomization, they then receive 1 of 3 different treatments; some of the subjects receiving the vehicle control or the medium dose are subject to a recovery period post-treatment. This can be depicted as follows.

        ta.xpt

        Row

        STUDYID

        DOMAIN

        ARMCD

        ARM

        TAETORD

        ETCD

        ELEMENT

        TABRANCH

        EPOCH

        1

        TDM4

        TA

        1

        Control

        1

        SCRN

        Screen

        Randomized to Group 1

        Screen

        2

        TDM4

        TA

        1

        Control

        2

        CONTROL

        Control


        Treatment

        3

        TDM4

        TA

        1R

        Control + Recovery

        1

        SCRN

        Screen

        Randomized to Group 1 with Recovery

        Screen

        4

        TDM4

        TA

        1R

        Control + Recovery

        2

        CONTROL

        Control


        Treatment

        5

        TDM4

        TA

        1R

        Control + Recovery

        3

        RECO

        Recovery


        Recovery

        6

        TDM4

        TA

        2

        Low Dose

        1

        SCRN

        Screen

        Randomized to Group 2

        Screen

        7

        TDM4

        TA

        2

        Low Dose

        2

        T5

        5 mg/kg Drug A


        Treatment

        8

        TDM4

        TA

        3

        High Dose

        1

        SCRN

        Screen

        Randomized to Group 3

        Screen

        9

        TDM4

        TA

        3

        High Dose

        2

        T100

        100 mg/kg Drug A


        Treatment

        10

        TDM4

        TA

        3R

        High Dose + Recovery

        1

        SCRN

        Screen

        Randomized to Group 3 with Recovery

        Screen

        11

        TDM4

        TA

        3R

        High Dose + Recovery

        2

        T100

        100 mg/kg Drug A


        Treatment

        12

        TDM4

        TA

        3R

        High Dose + Recovery

        3

        RECO

        Recovery


        Recovery


        Trial Sets

        In this study there are multiple experimental factors of interest: the treatment level given during the treatment epoch (3 levels), the feeding regimen of the subjects (ad libitum vs. restricted feeding), whether the subjects are to be used for TK analysis, and whether the subjects will be terminated at the end of the dosing period or experience a recovery period. The combination of these factors (3x2x2x2) could lead to up to 24 possible combinations or sets; however, upon careful reading of the description there are 14 sets that will actually be part of the study:

        1. Vehicle Control + Fed Ad Libitum + No Recovery + No TK analysis

        2. Vehicle Control + Restricted Feeding + No Recovery + No TK analysis

        3. Vehicle Control + Fed Ad Libitum + Recovery + No TK analysis

        4. Vehicle Control + Restricted Feeding + Recovery + No TK analysis

        5. Low Dose + Fed Ad Libitum + No Recovery + No TK analysis

        6. Low Dose + Restricted Feeding + No Recovery + No TK analysis

        7. Low Dose + Fed Ad Libitum + No Recovery + TK analysis

        8. Low Dose + Restricted Feeding + No Recovery + TK analysis

        9. High Dose + Fed Ad Libitum + No Recovery + No TK analysis

        10. High Dose + Fed Ad Libitum + Recovery + No TK analysis

        11. High Dose + Fed Ad Libitum + No Recovery + TK analysis

        12. High Dose + Restricted Feeding + No Recovery + TK analysis

        13. High Dose + Restricted Feeding + Recovery + TK analysis

        14. High Dose + Restricted Feeding + No Recovery + No TK analysis

        This can be represented in the TS domain as follows. The sponsor is providing the following information for each set: arm code, sponsor-defined group code, group label, dose level and units, control type, feeding regimen, toxicokinetic description, and planned number of subjects (not broken out by sex).

        tx.xpt

        Row

        STUDYID

        DOMAIN

        SETCD

        SET

        TXSEQ

        TXPARMCD

        TXPARM

        TXVAL

        1

        TDM4

        TX

        1F1

        Control Group, Control Article Name once daily, Fed Ad Libitum

        1

        ARMCD

        Arm Code

        1

        2

        TDM4

        TX

        1F1

        Control Group, Control Article Name once daily, Fed Ad Libitum

        2

        SPGRPCD

        Sponsor-Defined Group Code

        1

        3

        TDM4

        TX

        1F1

        Control Group, Control Article Name once daily, Fed Ad Libitum

        3

        GRPLBL

        Group Label

        Group 1, Control

        4

        TDM4

        TX

        1F1

        Control Group, Control Article Name once daily, Fed Ad Libitum

        4

        TRTDOS

        Dose Level

        0

        5

        TDM4

        TX

        1F1

        Control Group, Control Article Name once daily, Fed Ad Libitum

        5

        TRTDOSU

        Dose Units

        mg/kg/day

        6

        TDM4

        TX

        1F1

        Control Group, Control Article Name once daily, Fed Ad Libitum

        6

        TCNTRL

        Control Type

        Vehicle Control

        7

        TDM4

        TX

        1F1

        Control Group, Control Article Name once daily, Fed Ad Libitum

        7

        FEEDREG

        Feeding Regimen

        Ad Libitum

        8

        TDM4

        TX

        1F1

        Control Group, Control Article Name once daily, Fed Ad Libitum

        8

        TKDESC

        Toxicokinetic Description

        NON-TK

        9

        TDM4

        TX

        1F1

        Control Group, Control Article Name once daily, Fed Ad Libitum

        9

        SPLANSUB

        Planned Number of Subjects

        10

        10

        TDM4

        TX

        1F1R

        Control Group, Control Article Name once daily, Fed Ad Libitum, Recovery animals

        10

        ARMCD

        Arm Code

        1R

        11

        TDM4

        TX

        1F1R

        Control Group, Control Article Name once daily, Fed Ad Libitum, Recovery animals

        11

        SPGRPCD

        Sponsor-Defined Group Code

        1

        12

        TDM4

        TX

        1F1R

        Control Group, Control Article Name once daily, Fed Ad Libitum, Recovery animals

        12

        GRPLBL

        Group Label

        Group 1, Control

        13

        TDM4

        TX

        1F1R

        Control Group, Control Article Name once daily, Fed Ad Libitum, Recovery animals

        13

        TRTDOS

        Dose Level

        0

        14

        TDM4

        TX

        1F1R

        Control Group, Control Article Name once daily, Fed Ad Libitum, Recovery animals

        14

        TRTDOSU

        Dose Units

        mg/kg/day

        15

        TDM4

        TX

        1F1R

        Control Group, Control Article Name once daily, Fed Ad Libitum, Recovery animals

        15

        TCNTRL

        Control Type

        Vehicle Control

        16

        TDM4

        TX

        1F1R

        Control Group, Control Article Name once daily, Fed Ad Libitum, Recovery animals

        16

        FEEDREG

        Feeding Regimen

        Ad Libitum

        17

        TDM4

        TX

        1F1R

        Control Group, Control Article Name once daily, Fed Ad Libitum, Recovery animals

        17

        TKDESC

        Toxicokinetic Description

        NON-TK

        18

        TDM4

        TX

        1F1R

        Control Group, Control Article Name once daily, Fed Ad Libitum, Recovery animals

        18

        SPLANSUB

        Planned Number of Subjects

        10

        19

        TDM4

        TX

        1F2

        Control Group, Control Article Name once daily, Restricted Diet

        19

        ARMCD

        Arm Code

        1

        20

        TDM4

        TX

        1F2

        Control Group, Control Article Name once daily, Restricted Diet

        20

        SPGRPCD

        Sponsor-Defined Group Code

        1

        21

        TDM4

        TX

        1F2

        Control Group, Control Article Name once daily, Restricted Diet

        21

        GRPLBL

        Group Label

        Group 1, Control

        22

        TDM4

        TX

        1F2

        Control Group, Control Article Name once daily, Restricted Diet

        22

        TRTDOS

        Dose Level

        0

        23

        TDM4

        TX

        1F2

        Control Group, Control Article Name once daily, Restricted Diet

        23

        TRTDOSU

        Dose Units

        mg/kg/day

        24

        TDM4

        TX

        1F2

        Control Group, Control Article Name once daily, Restricted Diet

        24

        TCNTRL

        Control Type

        Vehicle Control

        25

        TDM4

        TX

        1F2

        Control Group, Control Article Name once daily, Restricted Diet

        25

        FEEDREG

        Feeding Regimen

        Restricted Diet (50g/animal/day)

        26

        TDM4

        TX

        1F2

        Control Group, Control Article Name once daily, Restricted Diet

        26

        TKDESC

        Toxicokinetic Description

        NON-TK


        Row

        STUDYID

        DOMAIN

        SETCD

        SET

        TXSEQ

        TXPARMCD

        TXPARM

        TXVAL

        27

        TDM4

        TX

        1F2

        Control Group, Control Article Name once daily, Restricted Diet

        27

        SPLANSUB

        Planned Number of Subjects

        10

        28

        TDM4

        TX

        1F2R

        Control Group, Control Article Name once daily, Restricted Diet, Recovery animals

        28

        ARMCD

        Arm Code

        1R

        29

        TDM4

        TX

        1F2R

        Control Group, Control Article Name once daily, Restricted Diet, Recovery animals

        29

        SPGRPCD

        Sponsor-Defined Group Code

        1

        30

        TDM4

        TX

        1F2R

        Control Group, Control Article Name once daily, Restricted Diet, Recovery animals

        30

        GRPLBL

        Group Label

        Group 1, Control

        31

        TDM4

        TX

        1F2R

        Control Group, Control Article Name once daily, Restricted Diet, Recovery animals

        31

        TRTDOS

        Dose Level

        0

        32

        TDM4

        TX

        1F2R

        Control Group, Control Article Name once daily, Restricted Diet, Recovery animals

        32

        TRTDOSU

        Dose Units

        mg/kg/day

        33

        TDM4

        TX

        1F2R

        Control Group, Control Article Name once daily, Restricted Diet, Recovery animals

        33

        TCNTRL

        Control Type

        Vehicle Control

        34

        TDM4

        TX

        1F2R

        Control Group, Control Article Name once daily, Restricted Diet, Recovery animals

        34

        FEEDREG

        Feeding Regimen

        Restricted Diet (50g/animal/day)

        35

        TDM4

        TX

        1F2R

        Control Group, Control Article Name once daily, Restricted Diet, Recovery animals

        35

        TKDESC

        Toxicokinetic Description

        NON-TK

        36

        TDM4

        TX

        1F2R

        Control Group, Control Article Name once daily, Restricted Diet, Recovery animals

        36

        SPLANSUB

        Planned Number of Subjects

        10

        37

        TDM4

        TX

        2F1

        Low-Dose Group, 5 mg/kg Compound A once daily, Fed Ad Libitum

        37

        ARMCD

        Arm Code

        2

        38

        TDM4

        TX

        2F1

        Low-Dose Group, 5 mg/kg Compound A once daily, Fed Ad Libitum

        38

        SPGRPCD

        Sponsor-Defined Group Code

        2

        39

        TDM4

        TX

        2F1

        Low-Dose Group, 5 mg/kg Compound A once daily, Fed Ad Libitum

        39

        GRPLBL

        Group Label

        Group 2, 5 mg/kg/day

        40

        TDM4

        TX

        2F1

        Low-Dose Group, 5 mg/kg Compound A once daily, Fed Ad Libitum

        40

        TRTDOS

        Dose Level

        5

        41

        TDM4

        TX

        2F1

        Low-Dose Group, 5 mg/kg Compound A once daily, Fed Ad Libitum

        41

        TRTDOSU

        Dose Units

        mg/kg/day

        42

        TDM4

        TX

        2F1

        Low-Dose Group, 5 mg/kg Compound A once daily, Fed Ad Libitum

        42

        FEEDREG

        Feeding Regimen

        Ad Libitum

        43

        TDM4

        TX

        2F1

        Low-Dose Group, 5 mg/kg Compound A once daily, Fed Ad Libitum

        43

        TKDESC

        Toxicokinetic Description

        NON-TK

        44

        TDM4

        TX

        2F1

        Low-Dose Group, 5 mg/kg Compound A once daily, Fed Ad Libitum

        44

        SPLANSUB

        Planned Number of Subjects

        14

        45

        TDM4

        TX

        2F1T

        Low-Dose Group, 5 mg/kg Compound A once daily, Fed Ad Libitum, TK animals

        45

        ARMCD

        Arm Code

        2

        46

        TDM4

        TX

        2F1T

        Low-Dose Group, 5 mg/kg Compound A once daily, Fed Ad Libitum, TK animals

        46

        SPGRPCD

        Sponsor-Defined Group Code

        2

        47

        TDM4

        TX

        2F1T

        Low-Dose Group, 5 mg/kg Compound A once daily, Fed Ad Libitum, TK animals

        47

        GRPLBL

        Group Label

        Group 2, 5 mg/kg/day

        48

        TDM4

        TX

        2F1T

        Low-Dose Group, 5 mg/kg Compound A once daily, Fed Ad Libitum, TK animals

        48

        TRTDOS

        Dose Level

        5

        49

        TDM4

        TX

        2F1T

        Low-Dose Group, 5 mg/kg Compound A once daily, Fed Ad Libitum, TK animals

        49

        TRTDOSU

        Dose Units

        mg/kg/day

        50

        TDM4

        TX

        2F1T

        Low-Dose Group, 5 mg/kg Compound A once daily, Fed Ad Libitum, TK animals

        50

        FEEDREG

        Feeding Regimen

        Ad Libitum

        51

        TDM4

        TX

        2F1T

        Low-Dose Group, 5 mg/kg Compound A once daily, Fed Ad Libitum, TK animals

        51

        TKDESC

        Toxicokinetic Description

        TK


        Row

        STUDYID

        DOMAIN

        SETCD

        SET

        TXSEQ

        TXPARMCD

        TXPARM

        TXVAL

        52

        TDM4

        TX

        2F1T

        Low-Dose Group, 5 mg/kg Compound A once daily, Fed Ad Libitum, TK animals

        52

        SPLANSUB

        Planned Number of Subjects

        6

        53

        TDM4

        TX

        2F2

        Low-Dose Group, 5 mg/kg Compound A once daily, Restricted Diet

        53

        ARMCD

        Arm Code

        2

        54

        TDM4

        TX

        2F2

        Low-Dose Group, 5 mg/kg Compound A once daily, Restricted Diet

        54

        SPGRPCD

        Sponsor-Defined Group Code

        2

        55

        TDM4

        TX

        2F2

        Low-Dose Group, 5 mg/kg Compound A once daily, Restricted Diet

        55

        GRPLBL

        Group Label

        Group 2, 5 mg/kg/day

        56

        TDM4

        TX

        2F2

        Low-Dose Group, 5 mg/kg Compound A once daily, Restricted Diet

        56

        TRTDOS

        Dose Level

        5

        57

        TDM4

        TX

        2F2

        Low-Dose Group, 5 mg/kg Compound A once daily, Restricted Diet

        57

        TRTDOSU

        Dose Units

        mg/kg/day

        58

        TDM4

        TX

        2F2

        Low-Dose Group, 5 mg/kg Compound A once daily, Restricted Diet

        58

        FEEDREG

        Feeding Regimen

        Restricted Diet (50g/animal/day)

        59

        TDM4

        TX

        2F2

        Low-Dose Group, 5 mg/kg Compound A once daily, Restricted Diet

        59

        TKDESC

        Toxicokinetic Description

        NON-TK

        60

        TDM4

        TX

        2F2

        Low-Dose Group, 5 mg/kg Compound A once daily, Restricted Diet

        60

        SPLANSUB

        Planned Number of Subjects

        14

        61

        TDM4

        TX

        2F2T

        Low-Dose Group, 5 mg/kg Compound A once daily, Restricted Diet, TK animals

        61

        ARMCD

        Arm Code

        2

        62

        TDM4

        TX

        2F2T

        Low-Dose Group, 5 mg/kg Compound A once daily, Restricted Diet, TK animals

        62

        SPGRPCD

        Sponsor-Defined Group Code

        2

        63

        TDM4

        TX

        2F2T

        Low-Dose Group, 5 mg/kg Compound A once daily, Restricted Diet, TK animals

        63

        GRPLBL

        Group Label

        Group 2, 5 mg/kg/day

        64

        TDM4

        TX

        2F2T

        Low-Dose Group, 5 mg/kg Compound A once daily, Restricted Diet, TK animals

        64

        TRTDOS

        Dose Level

        5

        65

        TDM4

        TX

        2F2T

        Low-Dose Group, 5 mg/kg Compound A once daily, Restricted Diet, TK animals

        65

        TRTDOSU

        Dose Units

        mg/kg/day

        66

        TDM4

        TX

        2F2T

        Low-Dose Group, 5 mg/kg Compound A once daily, Restricted Diet, TK animals

        66

        FEEDREG

        Feeding Regimen

        Restricted Diet (50g/animal/day)

        67

        TDM4

        TX

        2F2T

        Low-Dose Group, 5 mg/kg Compound A once daily, Restricted Diet, TK animals

        67

        TKDESC

        Toxicokinetic Description

        TK

        68

        TDM4

        TX

        2F2T

        Low-Dose Group, 5 mg/kg Compound A once daily, Restricted Diet, TK animals

        68

        SPLANSUB

        Planned Number of Subjects

        6

        69

        TDM4

        TX

        3F1

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum

        69

        ARMCD

        Arm Code

        3

        70

        TDM4

        TX

        3F1

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum

        70

        SPGRPCD

        Sponsor-Defined Group Code

        3

        71

        TDM4

        TX

        3F1

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum

        71

        GRPLBL

        Group Label

        Group 3, 100 mg/kg/day

        72

        TDM4

        TX

        3F1

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum

        72

        TRTDOS

        Dose Level

        100

        73

        TDM4

        TX

        3F1

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum

        73

        TRTDOSU

        Dose Units

        mg/kg/day

        74

        TDM4

        TX

        3F1

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum

        74

        FEEDREG

        Feeding Regimen

        Ad Libitum

        75

        TDM4

        TX

        3F1

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum

        75

        TKDESC

        Toxicokinetic Description

        NON-TK

        76

        TDM4

        TX

        3F1

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum

        76

        SPLANSUB

        Planned Number of Subjects

        8

        77

        TDM4

        TX

        3F1R

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum, Recovery animals

        77

        ARMCD

        Arm Code

        3R

        78

        TDM4

        TX

        3F1R

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum, Recovery animals

        78

        SPGRPCD

        Sponsor-Defined Group Code

        3


        Row

        STUDYID

        DOMAIN

        SETCD

        SET

        TXSEQ

        TXPARMCD

        TXPARM

        TXVAL

        79

        TDM4

        TX

        3F1R

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum, Recovery animals

        79

        GRPLBL

        Group Label

        Group 3, 100 mg/kg/day

        80

        TDM4

        TX

        3F1R

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum, Recovery animals

        80

        TRTDOS

        Dose Level

        100

        81

        TDM4

        TX

        3F1R

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum, Recovery animals

        81

        TRTDOSU

        Dose Units

        mg/kg/day

        82

        TDM4

        TX

        3F1R

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum, Recovery animals

        82

        FEEDREG

        Feeding Regimen

        Ad Libitum

        83

        TDM4

        TX

        3F1R

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum, Recovery animals

        83

        TKDESC

        Toxicokinetic Description

        NON-TK

        84

        TDM4

        TX

        3F1R

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum, Recovery animals

        84

        SPLANSUB

        Planned Number of Subjects

        6

        85

        TDM4

        TX

        3F1T

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum, TK animals

        85

        ARMCD

        Arm Code

        3

        86

        TDM4

        TX

        3F1T

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum, TK animals

        86

        SPGRPCD

        Sponsor-Defined Group Code

        3

        87

        TDM4

        TX

        3F1T

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum, TK animals

        87

        GRPLBL

        Group Label

        Group 3, 100 mg/kg/day

        88

        TDM4

        TX

        3F1T

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum, TK animals

        88

        TRTDOS

        Dose Level

        100

        89

        TDM4

        TX

        3F1T

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum, TK animals

        89

        TRTDOSU

        Dose Units

        mg/kg/day

        90

        TDM4

        TX

        3F1T

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum, TK animals

        90

        FEEDREG

        Feeding Regimen

        Ad Libitum

        91

        TDM4

        TX

        3F1T

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum, TK animals

        91

        TKDESC

        Toxicokinetic Description

        TK

        92

        TDM4

        TX

        3F1T

        High-Dose Group, 100 mg/kg Compound A once daily, Fed Ad Libitum, TK animals

        92

        SPLANSUB

        Planned Number of Subjects

        6

        93

        TDM4

        TX

        3F2

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet

        93

        ARMCD

        Arm Code

        3

        94

        TDM4

        TX

        3F2

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet

        94

        SPGRPCD

        Sponsor-Defined Group Code

        3

        95

        TDM4

        TX

        3F2

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet

        95

        GRPLBL

        Group Label

        Group 3, 100 mg/kg/day

        96

        TDM4

        TX

        3F2

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet

        96

        TRTDOS

        Dose Level

        100

        97

        TDM4

        TX

        3F2

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet

        97

        TRTDOSU

        Dose Units

        mg/kg/day

        98

        TDM4

        TX

        3F2

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet

        98

        FEEDREG

        Feeding Regimen

        Restricted Diet (50g/animal/day)

        99

        TDM4

        TX

        3F2

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet

        99

        TKDESC

        Toxicokinetic Description

        NON-TK

        100

        TDM4

        TX

        3F2

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet

        100

        SPLANSUB

        Planned Number of Subjects

        8

        101

        TDM4

        TX

        3F2T

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet, TK Nonrecovery animals

        101

        ARMCD

        Arm Code

        3

        102

        TDM4

        TX

        3F2T

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet, TK Nonrecovery animals

        102

        SPGRPCD

        Sponsor-Defined Group Code

        3


        Row

        STUDYID

        DOMAIN

        SETCD

        SET

        TXSEQ

        TXPARMCD

        TXPARM

        TXVAL

        103

        TDM4

        TX

        3F2T

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet, TK Nonrecovery animals

        103

        GRPLBL

        Group Label

        Group 3, 100 mg/kg/day

        104

        TDM4

        TX

        3F2T

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet, TK Nonrecovery animals

        104

        TRTDOS

        Dose Level

        100

        105

        TDM4

        TX

        3F2T

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet, TK Nonrecovery animals

        105

        TRTDOSU

        Dose Units

        mg/kg/day

        106

        TDM4

        TX

        3F2T

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet, TK Nonrecovery animals

        106

        FEEDREG

        Feeding Regimen

        Restricted Diet (50g/animal/day)

        107

        TDM4

        TX

        3F2T

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet, TK Nonrecovery animals

        107

        TKDESC

        Toxicokinetic Description

        TK

        108

        TDM4

        TX

        3F2T

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet, TK Nonrecovery animals

        108

        SPLANSUB

        Planned Number of Subjects

        6

        109

        TDM4

        TX

        3F2TR

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet, TK w/Recovery animals

        109

        ARMCD

        Arm Code

        3R

        110

        TDM4

        TX

        3F2TR

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet, TK w/Recovery animals

        110

        SPGRPCD

        Sponsor-Defined Group Code

        3

        111

        TDM4

        TX

        3F2TR

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet, TK w/Recovery animals

        111

        GRPLBL

        Group Label

        Group 3, 100 mg/kg/day

        112

        TDM4

        TX

        3F2TR

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet, TK w/Recovery animals

        112

        TRTDOS

        Dose Level

        100

        113

        TDM4

        TX

        3F2TR

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet, TK w/Recovery animals

        113

        TRTDOSU

        Dose Units

        mg/kg/day

        114

        TDM4

        TX

        3F2TR

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet, TK w/Recovery animals

        114

        FEEDREG

        Feeding Regimen

        Restricted Diet (50g/animal/day)

        115

        TDM4

        TX

        3F2TR

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet, TK w/Recovery animals

        115

        TKDESC

        Toxicokinetic Description

        TK

        116

        TDM4

        TX

        3F2TR

        High-Dose Group, 100 mg/kg Compound A once daily, Restricted Diet, TK w/Recovery animals

        116

        SPLANSUB

        Planned Number of Subjects

        6

      5. Example 5. Crossover Design (Latin Square)

        This example assumes a crossover design in which the sponsor-defined protocol specifies the following information. All subjects are to be screened for 10 days prior to randomization into 4 protocol groups:

        • Group 1 is a control group of 20 subjects, 10 male and 10 female, which are to be dosed with vehicle once per day for 14 days, given a 7-day rest period, dosed again with vehicle once per day for 14 days, given a second 7-day rest period, and dosed with vehicle once per day for the final 14 days.

        • Group 2 is a group of 20 subjects, 10 male and 10 female, which are to be dosed at 50 mg/kg once per day for 14 days, given a 7-day rest period, dosed at 800 mg/kg once per day for 14 days, given a second 7-day rest period, and dosed at 400 mg/kg once per day for the final 14 days.

        • Group 3 is a group of 20 subjects, 10 male and 10 female, which are to be dosed at 400 mg/kg once per day for 14 days, given a 7-day rest period, dosed at 50 mg/kg once per day for 14 days, given a second 7-day rest period, and dosed at 800 mg/kg once per day for the final 14 days.

        • Group 4 is a group of 20 subjects, 10 male and 10 female, which are to be dosed at 800 mg/kg once per day for 14 days, given a 7-day rest period, dosed at 400 mg/kg once per day for 14 days, given a second 7-day rest period, and dosed at 50 mg/kg once per day for the final 14 days.

        There are no other experimental factors of interest specified in the study design.

        Figure. Example Trial 5 Design



        Trial Elements

        This example shows the start and end rules and durations for the different treatment elements, indicating whether they follow a treatment or nontreatment element.

        te.xpt

        Row

        STUDYID

        DOMAIN

        ETCD

        ELEMENT

        TESTRL

        TEENRL

        TEDUR

        1

        TDM5

        TE

        SCRN

        Screen

        Start of Pretreatment

        10 days after start of Element

        P10D

        2

        TDM5

        TE

        CONTROL

        Vehicle Control

        First dosing with vehicle control following a nontreatment Element

        14 days after start of Element

        P14D

        3

        TDM5

        TE

        REST

        Rest for 7 days

        1 day after last dose in a treatment Element

        7 days after start of Element

        P7D

        4

        TDM5

        TE

        50A

        50 mg/kg Drug A, once daily

        First dosing with 50 mg/kg Drug a following a nontreatment Element

        14 days after start of Element

        P14D

        5

        TDM5

        TE

        400A

        400 mg/kg Drug A, once daily

        First dosing with 400 mg/kg Drug a following a nontreatment Element

        14 days after start of Element

        P14D

        6

        TDM5

        TE

        800A

        800 mg/kg Drug A, once daily

        First dosing with 800 mg/kg Drug a following a nontreatment Element

        14 days after start of Element

        P14D


        Trial Arms

        Based upon the description, there are 4 trial arms.

        ta.xpt

        Row

        STUDYID

        DOMAIN

        ARMCD

        ARM

        TAETORD

        ETCD

        ELEMENT

        TABRANCH

        EPOCH

        1

        TDM5

        TA

        1

        Control

        1

        SCRN

        Screen

        Randomized to Group 1

        Screen

        2

        TDM5

        TA

        1

        Control

        2

        CONTROL

        Vehicle Control


        Trt 1

        3

        TDM5

        TA

        1

        Control

        3

        REST

        Rest for 7 days


        Rest 1

        4

        TDM5

        TA

        1

        Control

        4

        CONTROL

        Vehicle Control


        Trt 2

        5

        TDM5

        TA

        1

        Control

        5

        REST

        Rest for 7 days


        Rest 2

        6

        TDM5

        TA

        1

        Control

        6

        CONTROL

        Vehicle Control


        Trt 3

        7

        TDM5

        TA

        2

        50-800-400

        1

        SCRN

        Screen

        Randomized to Group 2

        Screen

        8

        TDM5

        TA

        2

        50-800-400

        2

        50A

        50 mg/kg Drug A


        Trt 1

        9

        TDM5

        TA

        2

        50-800-400

        3

        REST

        Rest for 7 days


        Rest 1

        10

        TDM5

        TA

        2

        50-800-400

        4

        800A

        800 mg/kg Drug A


        Trt 2

        11

        TDM5

        TA

        2

        50-800-400

        5

        REST

        Rest for 7 days


        Rest 2

        12

        TDM5

        TA

        2

        50-800-400

        6

        400A

        400 mg/kg Drug A


        Trt 3

        13

        TDM5

        TA

        3

        400-50-800

        1

        SCRN

        Screen

        Randomized to Group 3

        Screen

        14

        TDM5

        TA

        3

        400-50-800

        2

        400A

        400 mg/kg Drug A


        Trt 1

        15

        TDM5

        TA

        3

        400-50-800

        3

        REST

        Rest for 7 days


        Rest 1

        16

        TDM5

        TA

        3

        400-50-800

        4

        50A

        50 mg/kg Drug A


        Trt 2


        Row

        STUDYID

        DOMAIN

        ARMCD

        ARM

        TAETORD

        ETCD

        ELEMENT

        TABRANCH

        EPOCH

        17

        TDM5

        TA

        3

        400-50-800

        5

        REST

        Rest for 7 days


        Rest 2

        18

        TDM5

        TA

        3

        400-50-800

        6

        800A

        800 mg/kg Drug A


        Trt 3

        19

        TDM5

        TA

        4

        800-400-50

        1

        SCRN

        Screen

        Randomized to Group 4

        Screen

        20

        TDM5

        TA

        4

        800-400-50

        2

        800A

        800 mg/kg Drug A


        Trt 1

        21

        TDM5

        TA

        4

        800-400-50

        3

        REST

        Rest for 7 days


        Rest 1

        22

        TDM5

        TA

        4

        800-400-50

        4

        400A

        400 mg/kg Drug A


        Trt 2

        23

        TDM5

        TA

        4

        800-400-50

        5

        REST

        Rest for 7 days


        Rest 2

        24

        TDM5

        TA

        4

        800-400-50

        6

        50A

        50 mg/kg Drug A


        Trt 3


        Trial Sets

        In this example, there are 4 trial sets. The experimental factors considered are type of treatment (vehicle control or compound) and sequencing of treatment levels. The sponsor is providing the arm code, sponsor-defined group code, group label, control type, dose level and units, and planned number of subjects (total) only.

        tx.xpt

        Row

        STUDYID

        DOMAIN

        SETCD

        SET

        TXSEQ

        TXPARMCD

        TXPARM

        TXVAL

        1

        TDM5

        TX

        1

        Group 1, (Vehicle Control Name) once daily for each of 3 dosing periods of 14 days each with 7-day rests between

        1

        ARMCD

        Arm Code

        1

        2

        TDM5

        TX

        1

        Group 1, (Vehicle Control Name) once daily for each of 3 dosing periods of 14 days each with 7-day rests between

        2

        SPGRPCD

        Sponsor- Defined Group Code

        1

        3

        TDM5

        TX

        1

        Group 1, (Vehicle Control Name) once daily for each of 3 dosing periods of 14 days each with 7-day rests between

        3

        GRPLBL

        Group Label

        Group 1, Control

        4

        TDM5

        TX

        1

        Group 1, (Vehicle Control Name) once daily for each of 3 dosing periods of 14 days each with 7-day rests between

        4

        TCNTRL

        Control Type

        Vehicle Control

        5

        TDM5

        TX

        1

        Group 1, (Vehicle Control Name) once daily for each of 3 dosing periods of 14 days each with 7-day rests between

        5

        TRTDOS

        Dose Level

        0

        6

        TDM5

        TX

        1

        Group 1, (Vehicle Control Name) once daily for each of 3 dosing periods of 14 days each with 7-day rests between

        6

        TRTDOSU

        Dose Units

        mg/kg/day

        7

        TDM5

        TX

        1

        Group 1, (Vehicle Control Name) once daily for each of 3 dosing periods of 14 days each with 7-day rests between

        7

        SPLANSUB

        Planned Number of Subjects

        20

        8

        TDM5

        TX

        2

        Group 2, (Compound Name) once daily dosing in sequence: 50-800-400 mg/kg (14 days each) with 7-day rests between

        8

        ARMCD

        Arm Code

        2

        9

        TDM5

        TX

        2

        Group 2, (Compound Name) once daily dosing in sequence: 50-800-400 mg/kg (14 days each) with 7-day rests between

        9

        SPGRPCD

        Sponsor- Defined Group Code

        2

        10

        TDM5

        TX

        2

        Group 2, (Compound Name) once daily dosing in sequence: 50-800-400 mg/kg (14 days each) with 7-day rests between

        10

        GRPLBL

        Group Label

        Group 2, 50-800-

        400 mg/kg/day

        11

        TDM5

        TX

        2

        Group 2, (Compound Name) once daily dosing in sequence: 50-800-400 mg/kg (14 days each) with 7-day rests between

        11

        TRTDOS

        Dose Level

        SEE PROTOCOL

        12

        TDM5

        TX

        2

        Group 2, (Compound Name) once daily dosing in sequence: 50-800-400 mg/kg (14 days each) with 7-day rests between

        12

        TRTDOSU

        Dose Units

        SEE PROTOCOL

        13

        TDM5

        TX

        2

        Group 2, (Compound Name) once daily dosing in sequence: 50-800-400 mg/kg (14 days each) with 7-day rests between

        13

        SPLANSUB

        Planned Number of Subjects

        20

        14

        TDM5

        TX

        3

        Group 3, (Compound Name) once daily dosing in sequence: 400-50-800 mg/kg (14 days each) with 7-day rests between

        14

        ARMCD

        Arm Code

        3

        15

        TDM5

        TX

        3

        Group 3, (Compound Name) once daily dosing in sequence: 400-50-800 mg/kg (14 days each) with 7-day rests between

        15

        SPGRPCD

        Sponsor- Defined Group Code

        3


        Row

        STUDYID

        DOMAIN

        SETCD

        SET

        TXSEQ

        TXPARMCD

        TXPARM

        TXVAL

        16

        TDM5

        TX

        3

        Group 3, (Compound Name) once daily dosing in sequence: 400-50-800 mg/kg (14 days each) with 7-day rests between

        16

        GRPLBL

        Group Label

        Group 3, 400-50-

        800 mg/kg/day

        17

        TDM5

        TX

        3

        Group 3, (Compound Name) once daily dosing in sequence: 400-50-800 mg/kg (14 days each) with 7-day rests between

        17

        TRTDOS

        Dose Level

        SEE PROTOCOL

        18

        TDM5

        TX

        3

        Group 3, (Compound Name) once daily dosing in sequence: 400-50-800 mg/kg (14 days each) with 7-day rests between

        18

        TRTDOSU

        Dose Units

        SEE PROTOCOL

        19

        TDM5

        TX

        3

        Group 3, (Compound Name) once daily dosing in sequence: 400-50-800 mg/kg (14 days each) with 7-day rests between

        19

        SPLANSUB

        Planned Number of Subjects

        20

        20

        TDM5

        TX

        4

        Group 4, (Compound Name) once daily dosing in sequence: 800-400-50 mg/kg (14 days each) with 7-day rests between

        20

        ARMCD

        Arm Code

        4

        21

        TDM5

        TX

        4

        Group 4, (Compound Name) once daily dosing in sequence: 800-400-50 mg/kg (14 days each) with 7-day rests between

        21

        SPGRPCD

        Sponsor- Defined Group Code

        4

        22

        TDM5

        TX

        4

        Group 4, (Compound Name) once daily dosing in sequence: 800-400-50 mg/kg (14 days each) with 7-day rests between

        22

        GRPLBL

        Group Label

        Group 4, 800-400-

        50 mg/kg/day

        23

        TDM5

        TX

        4

        Group 4, (Compound Name) once daily dosing in sequence: 800-400-50 mg/kg (14 days each) with 7-day rests between

        23

        TRTDOS

        Dose Level

        SEE PROTOCOL

        24

        TDM5

        TX

        4

        Group 4, (Compound Name) once daily dosing in sequence: 800-400-50 mg/kg (14 days each) with 7-day rests between

        24

        TRTDOSU

        Dose Units

        SEE PROTOCOL

        25

        TDM5

        TX

        4

        Group 4, (Compound Name) once daily dosing in sequence: 800-400-50 mg/kg (14 days each) with 7-day rests between

        25

        SPLANSUB

        Planned Number of Subjects

        20

    6. Trial Summary

      The Trial Summary (TS) dataset allows the sponsor to submit a summary of the study in a structured format. The TS dataset contains information about the planned study characteristics, identical for all animals which is usually found in the protocol. Each record in the TS dataset contains the value of a parameter, a characteristic of the study, or study level information. For example, TS is used to record basic information about the study such as study title, study type, and GLP status.

      1. Trial Summary – TS

        ts.xpt, Trial Summary - Trial Design. One record per Trial Summary parameter value, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study within the submission.

        Req

        DOMAIN

        Domain Abbreviation

        Char

        TS

        Identifier

        Two-character abbreviation for the domain most relevant to the observation.

        Req

        TSSEQ

        Sequence Number

        Num


        Identifier

        Sequence number used to ensure uniqueness within a TSPARMCD. Allows inclusion of multiple records for the same TSPARMCD, and can be used to join

        related records.

        Req

        TSGRPID

        Group Identifier

        Char


        Identifier

        Used to tie together a group of related records. This is not the sponsor-defined protocol group number.

        Exp

        TSPARMCD

        Trial Summary Parameter Short Name

        Char

        (STSPRMCD)

        Topic

        Short character value for the trial design characteristic described in TSPARM. Value must be 8 characters or less.

        Req

        TSPARM

        Trial Summary Parameter

        Char

        (STSPRM)

        Synonym Qualifier

        Term for the trial parameter. Value must be 40 characters or less.

        Req

        TSVAL

        Parameter Value

        Char


        Result Qualifier

        Value of the TS parameter (e.g., "FDA" when TSPARM is GLP Type). The values for some parameters may be subject to controlled

        Exp


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core






        terminology. See the Controlled Terms, Codelist, or Format column in Section 7.6.3 that lists all defined parameters. TSVAL can only be null if TSVALNF is

        populated.


        TSVALNF

        Parameter Null Flavor

        Char

        (NULLFLAVOR)

        Record Qualifier

        Null flavor for the value of the TSPARMs, which should be included according to the trial summary code table below if and only if TSVAL is null.

        Perm


        1. Assumptions for Trial Summary (TS) Domain Model

          1. The intent of the Trial Summary (TS) domain is to provide a summary of the study information in dataset format. This is not subject-level data.

          2. For a list of example controlled terms for TSPARM and TSPARMCD, and whether they should be included in a submission, see Section 7.6.2, Trial Summary Codes. TSPARM and TSPARMCD are subject to controlled terminology.

          3. TSVAL may have controlled terminology, depending on the value of TSPARMCD. For the controlled terminology list to be applied to TSVAL for a specific TSPARMCD, see Section 7.6.2, Trial Summary Codes.

          4. TS allows for 1 TSVAL value to span multiple variables (TSVAL-TSVALn), in order to accommodate values longer than 200 characters. This is similar to the conventions used in the Comments (CO) domain to accommodate COVAL values longer than 200 characters. TS and CO are special-purpose domains that allow additional TSVAL/COVAL variables to be added to the dataset, in order to accommodate values longer than 200 characters.

          5. For some types of studies, there will be multiple records in the TS dataset for a single parameter, such as GLP type when a study is conducted in such a way that it complies with several GLP guidances. In this case, when TSPARMCD = GLPTYP there may be 2 (or more) records for TSVAL, one with the value "OECD" and the other with the value "FDA."

          6. Use TSGRPID for linking together multiple parameters (e.g., assign a TSGRPID to show a relationship between multiple species to multiple strains, or assign a TSGRPID to show a relationship between several laboratory sites and locations and individual investigators). Note that any parameters with the same GRPID are related.

          7. The TSSEQ variable is required to identify each record as unique, in cases where the same TSPARMCD is used within the dataset. The TSSEQ variable must be populated for all records within the TS dataset.

          8. The TSPARMCD values marked as "Yes" in the Should Include column in Section 7.6.3, Trial Summary Codes, following the examples should be included in a well-formed TS domain submission. These TSPARMCD values are expected to occur in almost all studies and may be necessary for clear interpretation of the data package. In the event that these values cannot be populated, the TSPARMCD should still be present in the dataset, with an empty (NULL) TSVAL and TSVALNF populated with the appropriate null flavor describing why the value cannot be populated.

          9. Some --PARMCD values are available to both the TS and Trial Sets (TX) domains in order to show the relevant information at the appropriate level. If TSPARMCD values do not differ across trial sets, then these should be described in the TS and need not be in the TX domain.

        2. Examples for Trial Summary (TS) Domain Model

          Example 1: Simple Parallel Design with Recovery

          In this example, the dataset includes many informational fields that may provide context for the study. TSPARMCD

          = "GLPTYP" is included twice in this example, since both GLP types apply for this study. Also, TSGRPID has been used to link records (name, location, country) related to the test facility (TSGRPID = "1") and records related to the test site (TSGRPID = "2"). The study director is associated with the test facility and the principal investigator is associated with the test site. Finally, the primary treatment CAS Registry Number is not known; this is recroded as an empty TSVAL and UNK in the corresponding TSVALNF.

          ts.xpt

          Row

          STUDYID

          DOMAIN

          TSSEQ

          TSGRPID

          TSPARMCD

          TSPARM

          TSVAL

          TSVALNF

          1

          XYZ

          TS

          1


          SSTYP

          Study Type

          REPEAT DOSE TOXICITY


          2

          XYZ

          TS

          1


          SPECIES

          Species

          RAT


          3

          XYZ

          TS

          1


          STRAIN

          Strain/Substrain

          FISCHER 344


          4

          XYZ

          TS

          1


          SBSTRAIN

          Strain/Substrain Details

          NON-DIABETIC OBESE RAT


          5

          XYZ

          TS

          1


          SPLRNAM

          Test Subject Supplier

          Example Supplier


          6

          XYZ

          TS

          1


          SDESIGN

          Study Design

          PARALLEL


          7

          XYZ

          TS

          1


          ROUTE

          Route of Administration

          ORAL


          8

          XYZ

          TS

          1


          GLPTYP

          Good Laboratory Practice Type

          FDA


          9

          XYZ

          TS

          2


          GLPTYP

          Good Laboratory Practice Type

          OECD


          10

          XYZ

          TS

          1


          EXPSTDTC

          Experimental Start Date

          2008-01-01


          11

          XYZ

          TS

          1


          EXPENDTC

          Experimental End Date

          2008-02-13


          12

          XYZ

          TS

          1


          DOSDUR

          Dosing Duration

          P28D


          13

          XYZ

          TS

          1


          STITLE

          Study Title

          Example of a 4-week Repeat-Dose Toxicity Study in Rats with a 1-week Recovery


          14

          XYZ

          TS

          1


          SNDIGVER

          SEND Implementation Guide Version

          SEND Implementation Guide Version 3.0


          15

          XYZ

          TS

          1


          SNDCTVER

          SEND Controlled Terminology Version

          SEND Terminology 2011-01-07


          16

          XYZ

          TS

          1


          STCAT

          Study Category

          TOX


          17

          XYZ

          TS

          1


          SSPONSOR

          Sponsoring Organization

          Example Sponsor Inc.


          18

          XYZ

          TS

          1

          1

          TSTFNAM

          Test Facility Name

          Example Contract Lab Name


          19

          XYZ

          TS

          1

          1

          TSTFLOC

          Test Facility Location

          1000 Anywhere Street, Honolulu, HI 11111


          20

          XYZ

          TS

          1

          1

          TFCNTRY

          Test Facility Country

          USA


          21

          XYZ

          TS

          1

          2

          TSNAM

          Test Site Name

          Example Subcontract Lab Name


          22

          XYZ

          TS

          1

          2

          TSLOC

          Test Site Location

          1000 Nowhere Street Omaha, NE 88888


          23

          XYZ

          TS

          1

          2

          TSCNTRY

          Test Site Country

          USA


          24

          XYZ

          TS

          1


          STSTDTC

          Study Start Date

          2007-12-30


          25

          XYZ

          TS

          1


          STENDTC

          Study End Date

          2008-06-01


          26

          XYZ

          TS

          1


          ASOCSTDY

          Associated Study

          Associated pharmacokinetic Study


          27

          XYZ

          TS

          1


          AGETXT

          Age Text

          6-8


          28

          XYZ

          TS

          1


          AGEU

          Age Unit

          WEEKS


          29

          XYZ

          TS

          1


          SPREFID

          Sponsor's Reference ID

          SP/StudyID


          30

          XYZ

          TS

          1


          STMON

          Sponsor's Monitor

          Dr. J. Smith


          31

          XYZ

          TS

          1

          1

          STDIR

          Study Director

          Dr. H. Someone


          32

          XYZ

          TS

          1

          2

          PINV

          Principal Investigator

          G. Person


          33

          XYZ

          TS

          1


          IDMETH

          Method of Identification

          MICROCHIP


          34

          XYZ

          TS

          1


          IACUC

          IACUC Number

          1234A


          35

          XYZ

          TS

          1


          WATER

          Drinking Water

          REVERSE OSMOSIS


          36

          XYZ

          TS

          1


          ENVTEMP

          Environmental Temperature

          70-75


          37

          XYZ

          TS

          1


          ENVTEMPU

          Environmental Temperature Units

          F



          Row

          STUDYID

          DOMAIN

          TSSEQ

          TSGRPID

          TSPARMCD

          TSPARM

          TSVAL

          TSVALNF

          38

          XYZ

          TS

          1


          HUMIDT

          Housing Humidity

          10-30


          39

          XYZ

          TS

          1


          HUMIDTU

          Housing Humidity Units

          %


          40

          XYZ

          TS

          1


          LIGHT

          Light Cycle

          12/12


          41

          XYZ

          TS

          1


          HOUSEGRP

          Housing Group

          SINGLE


          42

          XYZ

          TS

          1


          BEDDING

          Bedding

          STRAW


          43

          XYZ

          TS

          1


          BEDCHNG

          Bedding Change

          WEEKLY


          44

          XYZ

          TS

          1


          MTHTRM

          Method of Termination

          CO2


          45

          XYZ

          TS

          1


          DIET

          Basal Diet

          STANDARD


          46

          XYZ

          TS

          1


          FEEDREG

          Feeding Regimen

          AD LIBITUM


          47

          XYZ

          TS

          1


          INTSAC

          Time to Interim Sacrifice

          P14D


          48

          XYZ

          TS

          1


          TRMSAC

          Time to Terminal Sacrifice

          P28D


          49

          XYZ

          TS

          1


          RECSAC

          Recovery Period

          P35D


          50

          XYZ

          TS

          1


          TRT

          Investigational Therapy or Treatment

          Example Compound Name


          51

          XYZ

          TS

          1


          TRTV

          Treatment Vehicle

          SALINE


          52

          XYZ

          TS

          1


          GLPFL

          GLP Flag

          Y


          53

          XYZ

          TS

          1


          TRTCAS

          Primary Treatment CAS Registry Number


          UNK


          Example 2: Crossover Design (Latin Square)

          This example reflects a dataset that has been reduced to only those parameters that should always be included.

          ts.xpt

          Row

          STUDYID

          DOMAIN

          TSSEQ

          TSGRPID

          TSPARMCD

          TSPARM

          TSVAL

          TSVALNF

          1

          EXP2

          TS

          1


          SSTYP

          Study Type

          REPEAT DOSE TOXICITY


          2

          EXP2

          TS

          1


          SPECIES

          Species

          RAT


          3

          EXP2

          TS

          1


          STRAIN

          Strain/Substrain

          FISCHER 344


          4

          EXP2

          TS

          1


          SPLRNAM

          Test Subject Supplier

          HARLAN


          5

          EXP2

          TS

          1


          SDESIGN

          Study Design

          CROSSOVER


          6

          EXP2

          TS

          1


          ROUTE

          Route of Administration

          ORAL


          7

          EXP2

          TS

          1


          GLPTYP

          Good Laboratory Practice Type

          FDA


          8

          EXP2

          TS

          1


          EXPSTDTC

          Experimental Start Date

          2008-01-01


          9

          EXP2

          TS

          1


          EXPENDTC

          Experimental End Date

          2008-03-07


          10

          EXP2

          TS

          1


          TRMSAC

          Time to Terminal Sacrifice

          P42D


          11

          EXP2

          TS

          1


          STSTDTC

          Study Start Date

          2007-12-30


          12

          EXP2

          TS

          1


          DOSDUR

          Dosing Duration

          P42D


          13

          EXP2

          TS

          1


          STITLE

          Study Title

          Example of a Crossover study in the Rat with 3 dose levels and 3 dosing periods


          14

          EXP2

          TS

          1


          SNDIGVER

          SEND Implementation Guide Version

          SEND Implementation Guide Version 3.0


          15

          EXP2

          TS

          1


          SNDCTVER

          SEND Controlled Terminology Version

          SEND Terminology 2011-01-07


          16

          EXP2

          TS

          1


          STCAT

          Study Category

          TOX



          Row

          STUDYID

          DOMAIN

          TSSEQ

          TSGRPID

          TSPARMCD

          TSPARM

          TSVAL

          TSVALNF

          17

          EXP2

          TS

          1


          SSPONSOR

          Sponsor Organization

          Example Sponsor Inc.


          18

          EXP2

          TS

          1


          SPREFID

          Sponsor's Reference ID

          NOT AVAILABLE


          19

          EXP2

          TS

          1

          1

          TSTFNAM

          Test Facility Name

          Example Tox Lab Name


          20

          EXP2

          TS

          1

          1

          TSTFLOC

          Test Facility Location

          10 Somewhere Street, Montgomery, AL 10000


          21

          EXP2

          TS

          1

          1

          TFCNTRY

          Test Facility Country

          USA


          22

          EXP2

          TS

          1


          AGETXT

          Age Text

          6-8


          23

          EXP2

          TS

          1


          AGEU

          Age Unit

          WEEKS


          24

          EXP2

          TS

          1

          1

          STDIR

          Study Director

          Dr. R. Smith


          25

          EXP2

          TS

          1


          TRT

          Investigational Therapy or Treatment

          Drug A


          26

          EXP2

          TS

          1


          TRTV

          Treatment Vehicle

          Saline


          27

          EXP2

          TS

          1


          GLPFL

          GLP Flag

          Y


          28

          EXP2

          TS

          1


          TRTCAS

          Primary Treatment CAS Registry Number


          NAV

      2. Trial Summary Codes

        The following table provides parameter codes (TSPARMCD) and parameter names (TSPARM) to be included in the Trial Summary (TS) dataset. They represent common types of trial summary information often included for a nonclinical study, at the discretion of the sponsor. The parameters listed as "Yes" in the Should Include column should always be included in the TS dataset, in order to provide proper study definition.


        Should Include

        TSPARMCD

        TSPARM

        Type

        Controlled Terms, Codelist, or Format

        CDISC Notes

        See CDISC

        Notes

        AGE

        Age

        Num


        Age of subjects planned for the study populated as an integer. If the planned age of subjects is a range (e.g., "12-14 days"), then populate the age range in the AGETXT variable. Either the AGE or the AGETXT variable should be populated. Actual age of individual subjects at the start of the study is recorded in the Demographics (DM) domain AGE or AGETXT variable as appropriate.

        See CDISC

        Notes

        AGETXT

        Age Text

        Char


        The age of the subjects at study start, as planned, expressed as a range. If an age integer value is available, then populate the AGE variable instead. Either the AGE or AGETXT variable should be populated. Actual age of individual subjects at the start of the study is recorded in the

        Demographics (DM) domain AGE or AGETXT variable as appropriate.

        Yes

        AGEU

        Age Unit

        Char

        (AGEU)

        Units associated with AGE and AGETXT (e.g., WEEKS, MONTHS, etc.). Individual AGEU of a USUBJID is recorded in the Demographics (DM) domain. A single AGEU for the study should be presented in the Trial Summary dataset. There is no requirement for AGEU in TS to be the same

        value as AGEU in DM..

        Yes

        SDESIGN

        Study Design

        Char

        (DESIGN)

        Describes the overall study plan/type, i.e., what will be done to the subjects, in order to answer certain questions about the Test Article to be administered, and how the Test Article is going to be administered (e.g., Cross-over, Latin Square, etc.). The most appropriate single value, as defined by the sponsor, should be included for Trial Summary purposes.

        Yes

        DOSDUR

        Dosing Duration

        Char

        ISO 8601

        The longest planned duration from the start of dosing to the first day of planned terminal disposition of the subjects (not including recovery) in ISO 8601 format.

        Yes

        EXPENDTC

        Experimental End Date

        Char

        ISO 8601

        Experimental completion date means the last date on which data are collected from the study (OECD). This date is sponsor defined, and is usually documented in the protocol.


        Should Include

        TSPARMCD

        TSPARM

        Type

        Controlled Terms, Codelist, or Format

        CDISC Notes

        Yes

        EXPSTDTC

        Experimental Start Date

        Char

        ISO 8601

        Experimental starting date means the date on which the first study specific data are collected (OECD). This is sponsor defined, and is usually documented in the protocol.

        Yes

        GLPFL

        GLP Flag

        Char

        (NY)

        Indicates in the protocol whether a study was conducted according to Good Laboratory Practices (GLP).

        Yes

        ROUTE

        Route of Administration

        Char

        (ROUTE)

        The delivery method by which the Test Article is administered to the subjects. Subject-level dosing is recorded in the Exposure (EX) domain. TSGRPID may be used to relate ROUTE records to specific TRT records as needed.

        Yes

        SNDIGVER

        SEND

        Implementation Guide Version

        Char

        (SNDIGVER)

        The SEND Implementation Guide version used for the submission containing this dataset. Only a single record should be provided in the Trial Summary dataset.

        Yes

        SNDCTVER

        SEND Controlled Terminology Version

        Char


        The SEND Controlled Terminology version used for the study dataset for this submission. An example of the appropriate format for TSVAL associated with this PARM/PARMCD combination is "SEND Terminology 2011-01-07" where "SEND Terminology" is the base name of the controlled terminology file, and "2011-01-07" is the publication date of the file in ISO 8601 format. The publication date can be found in the "SourceSystemVersion" attribute of the ODM tag in the ODM XML version of the controlled terminology file. Only a single record should be provided in the Trial Summary.

        Yes

        SPECIES

        Species

        Char

        (SPECIES)

        Used to identify the common species name of the subject (i.e., test system) under study (e.g., MOUSE, RAT, DOG, MONKEY). Individual species of a USUBJID is recorded in the Demographics (DM) domain.

        Yes

        SPLRNAM

        Test Subject Supplier

        Char


        The name of the subject supplier. If there are multiple suppliers, individual SPLRNAM for a USUBJID may be recorded in the Subject Characteristics (SC) domain. TSGRPID may be used to relate SPLRNAM to specific SPLRLOC records.

        Yes

        SPREFID

        Sponsor's Reference ID

        Char


        The reference identifier by which the study is known to the sponsor. This may be different from the STUDYID if the data were collected under a different identifier in the GLP protocol. For example, this would be used in a situation where a contract facility performs the study and provides a final

        report.

        Yes

        SSPONSOR

        Sponsoring Organization

        Char


        The name of the company (or person) who initiates, supports, or submits the nonclinical study. The parameter contains the name of the specific sponsor or applicant.

        Yes

        STCAT

        Study Category

        Char

        (STCAT)

        Describes the general category of scientific study. The most appropriate single value, as defined by the sponsor, should be included for Trial Summary purposes.

        Yes

        STDIR

        Study Director

        Char


        The Study Director is the individual responsible for the overall conduct of the nonclinical study. The parameter contains the name of the specific individual, e.g. "Dr. William Spock."

        Yes

        STRAIN

        Strain/Substrain

        Char

        (STRAIN)

        Used to identify the vendor-supplied strain/substrain designation for the subject (i.e., test system) under study. When applicable, it combines the root strain, substrain, and associated genetic modifications, as supplied by the vendor (e.g., C57BL/6, A/J, B6.129-Pparg<tm2Rev>/J, FISCHER 344, SPRAGUE DAWLEY IGS, WISTAR Kyoto, BEAGLE, CYNOMOLGUS,

        CHIMPANZEE). The SEND Controlled Terminology codelist consists of commonly used wild-type and genetically modified strains. The codelist is extensible to accommodate strains not listed, as well as genetically modified substrains. Individual STRAIN of a USUBJID is recorded in the

        Demographics (DM) domain.

        Yes

        STSTDTC

        Study Start Date

        Char

        ISO 8601

        The Study Start Date, the date on which the study protocol or plan is approved (signed) by the Study Director. Also known as the study initiation date.


        Should Include

        TSPARMCD

        TSPARM

        Type

        Controlled Terms, Codelist, or Format

        CDISC Notes

        Yes

        STITLE

        Study Title

        Char


        The title of the nonclinical study.

        Yes

        SSTYP

        Study Type

        Char

        (SSTYP)

        Generalized categorization of the kind of nonclinical study to be conducted (e.g., ABSORPTION, BIOAVAILABILITY, CARDIOVASCULAR PHARMACOLOGY, REPEAT DOSE TOXICITY, CNS

        PHARMACOLOGY, etc.). The most appropriate single value, as defined by the sponsor, should be included for Trial Summary purposes.

        Yes

        TRT

        Investigational Therapy or Treatment

        Char


        The name of the planned Test Article, treatment, therapy administered during the study. Multiple entries may be included as multiple rows where applicable subject-level dosing is recorded in the Exposure (EX) domain.

        Yes

        TFCNTRY

        Test Facility Country

        Char

        (COUNTRY)

        The country where the Test Facility is located.

        Yes

        TSTFLOC

        Test Facility Location

        Char


        The full postal address of the Test Facility.

        Yes

        TSTFNAM

        Test Facility Name

        Char


        The name of the Test Facility responsible for the overall conduct of the nonclinical study, or the facility administering the Test Article to Test Subjects. TSGRPID may be used to relate this to

        specific TSVAL values when TSPARMCD = "TFCNTRY," "TSTFLOC," and "STDIR."

        Yes

        TRMSAC

        Time to Terminal Sacrifice

        Char

        ISO 8601

        The duration from the start of dosing to the first day of planned terminal disposition of the subjects in ISO 8601 format. Typically this will be the disposition at the end of the dosing period. TSVAL values associated with this TSPARMCD would be "P28D" for a duration of 28 days; "P4W" would be equally appropriate, if that is defined in the protocol. Multiple records should be used if more than one terminal sacrifice period is defined in the protocol.

        Yes

        TRTCAS

        Primary Treatment CAS Registry Number

        Char


        Test Article Chemical Abstracts Service (CAS) Registry Number.

        Yes

        TRTUNII

        Primary Treatment Unique Ingredient ID

        Char


        Test Article Unique Ingredient Identifier.

        For information related to the UNII, follow this link. http://www.fda.gov/ForIndustry/DataStandards/SubstanceRegistrationSystem- UniqueIngredientIdentifierUNII/default.htm

        Yes

        TRTV

        Treatment Vehicle

        Char


        Vehicle for administration of treatment, such as a liquid in which the treatment drug is dissolved (e.g., Saline). Individual TRTV for a USUBJID is recorded in the Exposure (EX) domain.


        ALTSTDID

        Alternate Study ID

        Char


        Describes any other identities used for the nonclinical study, e.g. if the study is identified by multiple numbers for operational reasons.


        ASOCSTDY

        Associated Study

        Char


        Identifies any other study or studies conducted in support of the primary study. The parameter would list the STUDYID of the associated studies. Examples of this would be STUDYID1,

        STUDYID2, etc.


        BEDCHNG

        Bedding Change

        Char


        Describes the planned frequency of bedding changes for the subjects. TSVAL values associated with this TSPARMCD would be Every other day, Every 5 days, Every week, etc.


        BEDDING

        Bedding

        Char


        Planned type of bedding material available to the subjects. TSVAL values associated with this TSPARMCD would be Straw, Corn cob, Shavings, etc.


        DIET

        Basal Diet

        Char


        Describes the planned type of diet offered to the subject. TSVAL values associated with this TSPARMCD would be Standard Diet, Nutrient Restricted, etc. Individual DIET for a USUBJID may be recorded in the Subject Characteristics (SC) domain, if the diet is not varied during the course


        Should Include

        TSPARMCD

        TSPARM

        Type

        Controlled Terms, Codelist, or Format

        CDISC Notes






        of the study. Amount of food and water consumed at the USUBJID level would be recorded in the FW domain.


        DOSENDTC

        End Date/Time of Dose Interval

        Char

        ISO 8601

        The end date of the dosing interval on the study, as defined by the protocol, in ISO 8601 format.


        DOSSTDTC

        Start Date/Time of Dose Interval

        Char

        ISO 8601

        The start date of the dosing interval on the study, as defined by the protocol, in ISO 8601 format.


        ENVTEMP

        Environmental Temperature

        Char


        The planned environmental temperature for the test subjects. Can be expressed as either a single value (80), or a range (75-80).


        ENVTEMPU

        Environmental Temperature Units

        Char

        (UNIT)

        The units associated with the environmental temperature. Only "C" or "F" is acceptable.


        FEEDREG

        Feeding Regimen

        Char


        Describes the subject-feeding regimen. TSVAL values associated with this TSPARMCD would be Fed ad libitum, Restricted Feeding, Entire Study Fasted, etc. Individual FEEDREG for a USUBJID may be recorded in the Subject Characteristics (SC) domain, if the feeding regimen is not varied

        during the course of the study.


        GLPTYP

        Good Laboratory Practice Type

        Char


        The type of regulation to which the study will adhere. These regulations are generally described in the study protocol. Multiple records (with different TSSEQ values) may be used to describe multiple regulation types. This parameter may also be used to indicate if the study is exploratory and does not fall under a particular regulation (e.g., OECD, FDA, JMHW, EMEA, MHRA, NONE, etc.).


        HOUSEGRP

        Housing Group

        Char


        The planned grouping of subjects housed in the same arrangement. TSVAL values associated with this TSPARMCD would be Single-housed, Pair-housed, Group-housed, etc.


        HOUSETYP

        Housing Type

        Char


        Describes the planned type of housing provided for the subjects. TSVAL values associated with this TSPARMCD would be Ventilated caging system (IVC), Plastic caging (suspended), Stainless steel caging (suspended), Plastic Micro-barrier caging, Primate Horizontal caging, Primate Vertical caging, Kennel, Pen, Stable, Feline Colony housing, Battery cages, Egg Laying cages, Poultry

        isolators, Biocontainment Unit, etc.


        HUMIDT

        Housing Humidity

        Char


        The planned housing humidity for the subjects. Can be expressed as a single value (75) or as a range (60–70).


        HUMIDTU

        Housing Humidity Units

        Char

        (UNIT)

        The units associated with the housing humidity.


        IACUC

        IACUC Number

        Char


        Institutional Animal Care and Use Committee number.


        IDMETH

        Method of Identification

        Char


        Describes the method of uniquely identifying the Test Subject. TSVAL values associated with this TSPARMCD would be Ear tag, Tattoo, Collar, Microchip, etc.


        INTERIM

        Interim Study Flag

        Char

        (NY)

        Indicates that the datasets for this study are interim datasets.


        INTSAC

        Time to Interim Sacrifice

        Char

        ISO 8601

        The duration from the start of dosing to the first day of planned interim disposition of the subjects in ISO 8601 format. TSVAL values associated with this TSPARMCD would be "P14D" for a duration of 14 days. Multiple records should be used if more than one interim sacrifice period is defined in the protocol.


        SLENGTH

        Study Length

        Char

        ISO 8601

        The planned length of time for a subject's participation in ISO 8601 format. TSVAL values associated with this TSPARMCD would be "P5M" for a duration of 5 months or "P2W" for a duration of 2 weeks.


        Should Include

        TSPARMCD

        TSPARM

        Type

        Controlled Terms, Codelist, or Format

        CDISC Notes


        LIGHT

        Light Cycle

        Char


        Defines the planned light/dark hour cycle for the subjects (e.g., TSVAL values associated with this TSPARMCD would be "12 / 12" indicating that the subjects will be exposed to 12 hours of light

        and 12 hours of darkness). Text entry field in the format of nn / nn or nn/nn where n = number.


        MTHTRM

        Method of Termination

        Char

        (MTHTRM)

        Describes the planned sacrifice procedure.


        PINV

        Principal Investigator

        Char


        Name of the Principal Investigator. The TSVAL value contains the name of the specific individual, e.g., "Dr. William Spock."


        SPLANSUB

        Planned Number of Subjects

        Num


        The planned total number of subjects that will participate in the study.


        PCLASS

        Class of Compound

        Char


        Class for a treatment compound. TSVAL values associated with this TSPARMCD would be COX2, ACE inhibitor, etc.


        PPL

        Project License Number

        Char


        Project License Number (specific to UK only).


        SRANDOM

        Study is Randomized

        Char

        (NY)

        Identifies whether the study is randomized. TSVAL values associated with this TSPARMCD would be "Y" or "N."


        RECSAC

        Recovery Period

        Char

        ISO 8601

        The duration from the end of dosing to the first day of planned disposition of the recovery subjects in ISO 8601 format. TSVAL values associated with this TSPARMCD would be "P35D" for a duration of 35 days. Multiple records should be used if more than one recovery sacrifice period is

        defined in the protocol.


        SEXPOP

        Sex of Participants

        Char

        (SEXPOP)

        Planned sex of subjects to participate in the study.


        SPLRLOC

        Test Subject Supplier Site

        Char


        City, state and country of the subject supplier if only one site. If there are multiple supplier sites, individual SPLRLOC for a USUBJID may be recorded in the Subject Characteristics (SC) domain.


        STENDTC

        Study End Date

        Char

        ISO 8601

        The Study End Date: the date on which the final report is approved (signed) by Study Director. Also known as the study completion date.


        STMON

        Sponsor's Monitor

        Char


        The individual responsible for the periodic follow-up regarding the conduct of the nonclinical study. TSVAL values associated with this TSPARMCD would be the specific name of an individual, e.g., "Dr. William Spock."


        SBSTRAIN

        Strain/Substrain Details

        Char


        Free-text field that allows the sponsor to enter further details qualifiying the SPECIES and/or STRAIN, depending on the level to which these variables were defined. Examples include the description of a specific genetic alteration, country of origin for non-human primates, details related to coat color (e.g., White and Red designations for New Zealand Rabbits), and important

        animal husbandry information (e.g., SPF, BR, VAF).


        TSCNTRY

        Test Site Country

        Char

        (COUNTRY)

        The country where the Test Site is located (e.g., if the TK analysis is performed at a site other than the Test Facility, then this parameter's TSVAL would be the country of the site at which the TK analysis is performed).


        TSLOC

        Test Site Location

        Char


        The full postal address of the site where the relevant part of the study is actually conducted (e.g., if the TK analysis is performed at a site other than the Test Facility, then this parameter's TSVAL would be the address of the site at which the TK analysis is performed).


        TSNAM

        Test Site Name

        Char


        The name of the site where part(s) of the study is actually conducted. Can be used when part(s) of the nonclinical study is conducted at a different site than the Test Facility site (e.g., when a company has multiple site locations within the same country). This parameter could also be used


        Should Include

        TSPARMCD

        TSPARM

        Type

        Controlled Terms, Codelist, or Format

        CDISC Notes






        to designate when a study was conducted at a contract site. TSGRPID may be used to relate this to specific TSLOC, TSCNTRY, and PINV records.


        WATER

        Drinking Water

        Char


        The planned type of drinking water that is to be provided to the test subject. TSVAL values associated with this TSPARMCD would be Tap water, Acidified, Reverse osmosis, etc. Amount of food and water consumed at the USUBJID level would be recorded in the FW domain.


        WTRDLVRY

        Water Delivery

        Char


        Describes the planned methods of water delivery available for the test subject. TSVAL values associated with this TSPARMCD would be Bottled water, Ad lib, Restricted, etc.

      3. Use of Null Flavor

        The variable TSVALNF is based on the idea of a "null flavor" as embodied in ISO 21090.[1] A null flavor is an ancillary piece of data that provides additional information when its primary piece of data is null (has a missing value). There is controlled terminology for the null flavor data item, which includes such familiar values as "Unknown", "Other", and "Not Applicable" among its 15 terms.

        The proposal to include a null flavor variable to supplement the TSVAL variable in the Trial Summary (TS) dataset arose when the TS subteam realized that they did not have a good way to represent a protocol that placed no upper limit on the age of study subjects. When the trial summary parameter is AGEMAX, then TSVAL should have a value expressed as an ISO8601 time duration (e.g., P43Y for 43 years old, P6M for 6 months old). The team considered allowing a value such as "NONE" or "UNBOUNDED" to be entered in TSVAL, but realized that if this were allowed, then validation programs would have to recognize this special term as an exception to the expected data format. The team eventually chose to propose a separate null flavor variable that uses the ISO 21090 null flavor terminology.

        The controlled terminology for null flavor is included below.


        NullFlavor Enumeration. OID: 2.16.840.1.113883.5.1008

        1

        NI

        No information

        The value is exceptional (missing, omitted, incomplete, improper). No information as to the reason for being an exceptional value is provided. This is the most general exceptional value. It is also the default exceptional value.

        2

        INV

        Invalid

        The value as represented in the instance is not a member of the set of permitted data values in the constrained value domain of a variable.

        3

        OTH

        Other

        The actual value is not a member of the set of permitted data values in the constrained value domain of a variable (e.g. concept not provided by required code system).

        4

        PINF

        Positive infinity

        Positive infinity of numbers.

        4

        NINF

        Negative infinity

        Negative infinity of numbers.

        3

        UNC

        Unencoded

        No attempt has been made to encode the information correctly but the raw source information is represented (usually in originalText).

        3

        DER

        Derived

        An actual value may exist, but it must be derived from the information provided (usually an expression is provided directly).

        2

        UNK

        Unknown

        A proper value is applicable, but not known.

        3

        ASKU

        Asked but unknown

        Information was sought but not found (e.g. patient was asked but didn't know).


        4

        NAV

        Temporarily unavailable

        Information is not available at this time, but it is expected that it will be available later.

        3

        NASK

        Not asked

        This information has not been sought (e.g. patient was not asked).

        3

        QS

        Sufficient quantity

        The specific quantity is not known, but is known to be non-zero and is not specified because it makes up the bulk of the material. 'Add 10 mg of ingredient X, 50 mg of ingredient Y, and sufficient quantity of water to 100 ml.' the null flavor would be used to express the quantity of water

        3

        TRC

        Trace

        The content is greater than zero, but too small to be quantified.

        2

        MSK

        Masked

        There is information on this item available, but it has not been provided by the sender due to security, privacy or other reasons. There may be an alternate mechanism for gaining access to this information.

        WARNING — Use of this null flavor does provide information that may be a breach of confidentiality, even though no detailed data are provided. Its primary purpose is for those circumstances where it is necessary to inform the receiver that the information does exist without providing any detail.

        2

        NA

        Not applicable

        No proper value is applicable in this context (e.g. last menstrual period for a male).

        The numbers in the first column of the table describe the hierarchy of these values:

        • No information

          • Invalid

            • Other

              • Positive infinity

              • Negative infinity

            • Unencoded

            • Derived

          • Unknown

            • Asked but unknown

              • Temporarily unavailable

            • Not asked

            • Quantity sufficient

            • Trace

          • Masked

          • Not applicable

        The "No information" is the least informative. It merely confirms that the primary piece of data is null.

        The values at level 2 provide a little more information, distinguishing between situations where the primary piece of data is not applicable and those where it is applicable but masked, unknown, or "invalid" (i.e., not in the correct format to be represented in the primary piece of data).

        The values at levels 3 and 4 provide successively more information about the situation. For example, for the MAXAGE case that provided the impetus for the creation of the TSVALNF variable, the value PINF means that there is information about the maximum age but it is not something that can be expressed, as in the ISO8601 quantity of time format required for populating TSVAL. The null flavor PINF provides the most complete information possible in this case (i.e., that the maximum age for the study is unbounded).

        References

        1. International Organization for Standardization. ISO 21090:2011. Health informatics — Harmonized data types for information interchange. ISO; 2011. Accessed March 26, 2020. https://www.iso.org/standard/35646.html

        CDISC Standard for Exchange of Nonclinical Data Implementation Guide: Nonclinical Studies (Version 3.1.1 Final)


  2. Representing Relationships and Data

    The fixed structures of the SDTM general observation classes may restrict the ability of sponsors to represent all the data they wish to submit. Collected data that may not entirely fit includes relationships between records within a domain, records in separate domains, and sponsor-defined "variables." As a result, the SDTM has methods to represent distinct types of relationships, all of which are described in more detail in subsequent sections.


    CDISC Standard for Exchange of Nonclinical Data Implementation Guide: Nonclinical Studies (Version 3.1.1 Final)


    1. Relating Groups of Records Within a Domain Using the --GRPID Variable

      The optional grouping identifier variable --GRPID is permissible in all domains that are based on the general observation classes. It is used to identify relationships between records within a USUBJID within a single domain. It is important to note that --GRPID is not the treatment group or the internal specimen ID. An example would be laboratory records for test results from the same sample. In such a case, the relationship is defined by assigning the same unique character value to the --GRPID variable. The values used for --GRPID can be any values the site chooses; however, if the site uses values with some embedded meaning (rather than arbitrary numbers), those values should be consistent across the submission to avoid confusion. It is important to note that --GRPID has no inherent meaning across subjects or across domains.

      Using --GRPID in the general observation class datasets can reduce the number of records in the RELREC, SUPP--, and CO datasets when those datasets are submitted to describe relationships or associations for records or values to a "group" of general-observation class records.

      1. --GRPID Example

        The following table illustrates how to use --GRPID in the Laboratory Test Results (LB) domain to identify a combination therapy. In this example, the clinical chemistry results were grouped together from 1 sample for subject ABC-001-001. Note this example does not represent a complete dataset.

        lb.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        LBSEQ

        LBGRPID

        LBTESTCD

        LBTEST

        LBCAT

        LBSCAT

        LBORRES

        LBORRESU

        LBSTRESC

        LBSTRESN

        LBSTRESU

        LBSPEC

        LBMETHOD

        LBBLFL

        LBDTC

        LBNOMDY

        1

        ABC

        LB

        ABC-001- 001

        1

        1

        ALB

        Albumin

        CLINICAL CHEMISTRY

        LIVER FUNCTION

        30

        mg/mL

        30

        30

        mg/mL

        SERUM


        Y

        2006-07-

        19T08:30

        1

        2

        ABC

        LB

        ABC-001- 001

        2


        WBC

        Leukocytes

        HEMATOLOGY


        5.9

        10^3/uL

        5.9

        5.9

        10^3/uL

        WHOLE BLOOD


        Y

        2006-07-

        19T08:30

        1

        3

        ABC

        LB

        ABC-001- 001

        3


        LYMLE

        Lymphocytes

        HEMATOLOGY

        DIFFERENTIAL

        6.7

        %

        6.7

        6.7

        %

        WHOLE BLOOD


        Y

        2006-07-

        19T08:30

        1

        4

        ABC

        LB

        ABC-001- 001

        4


        NEUT

        Neutrophils

        HEMATOLOGY

        DIFFERENTIAL

        5.1

        10^3/uL

        5.1

        5.1

        10^3/uL

        WHOLE BLOOD


        Y

        2006-07-

        19T08:30

        1

        5

        ABC

        LB

        ABC-001- 001

        5


        PH

        pH

        URINALYSIS


        7.5


        7.5



        URINE


        Y

        2006-07-

        19T08:30

        1

        6

        ABC

        LB

        ABC-001- 001

        6

        1

        CREAT

        Creatinine

        CLINICAL CHEMISTRY


        0.9

        mg/dL

        79.5618

        79.5618

        umol/L

        SERUM


        Y

        2006-07-

        19T08:30

        1

        7

        ABC

        LB

        ABC-001- 001

        7


        WBC

        Leukocytes

        HEMATOLOGY


        5.9

        10^3/uL

        5.9

        5.9

        10^3/uL

        WHOLE BLOOD


        Y

        2006-07-

        19T08:30

        1

        8

        ABC

        LB

        ABC-001- 001

        8

        1

        CHOL

        Cholesterol

        CLINICAL CHEMISTRY


        2.29

        mg/dL

        2.29

        2.29

        mg/dL

        SERUM


        Y

        2006-07-

        19T08:30

        1


    2. Relating Records - RELREC

      relrec.xpt, Related Records - Relationship Datasets. One record per related record, related group of records, or related domain, Tabulation.


      Variable Name

      Variable Label

      Type

      Controlled Terms, Codelist, or Format

      CDISC Notes

      Core

      STUDYID

      Study Identifier

      Char


      Unique identifier for a study.

      Req

      RDOMAIN

      Related Domain Abbreviation

      Char


      Two-character abbreviation for the domain of the parent record(s).

      Req

      USUBJID

      Unique Subject Identifier

      Char


      Unique Subject Identifier of the Parent record(s). Either USUBJID or POOLID must be populated, except for certain domain-to-domain relationships (see Section 8.2.3).

      Exp

      POOLID

      Pool Identifier

      Char


      Pool Identifier of the Parent record(s). If POOLID is entered, POOLDEF records must exist for each subject and the USUBJID must be null. Either USUBJID or POOLID must be

      populated.

      Perm

      IDVAR

      Identifying Variable

      Char


      Name of the identifying variable in the general observation class domain that identifies the related record(s). Examples

      include BWSEQ and BWGRPID.

      Req

      IDVARVAL

      Identifying Variable Value

      Char


      Value of identifying variable described in IDVAR. For example, if BWSEQ is the variable being used to describe this record,

      then the value of BWSEQ would be entered here.

      Exp

      RELTYPE

      Relationship Type

      Char

      (RELTYPE)

      Identifies the hierarchical level of the records in the relationship. Values are only necessary when identifying a relationship between domains (as described in Section 8.4).

      Values should be either ONE or MANY.

      Perm

      RELID

      Relationship Identifier

      Char


      Unique value within a study that identifies the relationship. RELID can be any value the sponsor chooses and is only meaningful within the df dataset to identify the related/associated domain records.

      Req


      1. Assumptions for Related Records (RELREC) Domain model

        1. The Related Records (RELREC) special-purpose dataset is used to describe relationships between records in different domains and relationships between domains. Relationships represented in RELREC are either:

          1. Collected relationships (e.g., Microscopic Findings to Macroscopic Findings), or

          2. The relationship between Pharmacokinetics Concentrations (PC) and Pharmacokinetics Parameters (PP) records, or

          3. To indicate sponsor-defined identifier (--SPID) values are used consistently within subjects across a set of domains.

        2. A relationship is defined by adding a record to RELREC for each record or group of records to be related and by assigning a unique character identifier value for the relationship (RELID). The value of RELID is chosen by the sponsor, but must be identical for all related records.

        3. Record-to-record relationships (USUBJID or POOLID, and IDVARVAL are populated; RELTYPE is null)

          1. Records expressing a relationship are specified using the key variables STUDYID, RDOMAIN (the 2- letter domain code of the record in the relationship), and USUBJID or POOLID, along with IDVAR and IDVARVAL. Single records can be related by using a unique,record-identifying variable such as -- SEQ in IDVAR. Groups of records can be related by using grouping variables such as --GRPID in IDVAR. IDVARVAL would contain the value of the variable described in IDVAR.

        4. Domain-to-domain relationships (USUBJID, POOLID, and IDVARVAL are null; RELTYPE is populated)

          1. The RELREC special-purpose dataset can also be used to identify relationships between datasets (e.g., one-to-many relationship, parent-child relationship). The relationship is defined by including a single

            record for each related dataset that identifies the key(s) of the dataset that can be used to relate the respective records.

          2. Records with POOLID populated cannot be included in domain-to domain relationships.

          3. Note that it is not necessary to use the RELREC dataset to identify associations from data in the SUPP-

            - datasets or the Comments (CO) domain to their parent general-observation class domain records or special-purpose domain records, as both of these datasets include the key variable identifiers of the parent record(s) that are necessary to make the association.

          4. The variable RELTYPE identifies the type of relationship between the domains. The allowable values are "ONE" and "MANY". This information defines how a merge/join would be written, and what would be the result of the merge/join. The possible combinations are:

            1. ONE and ONE. This combination indicates that there is no hierarchical relationship between the domains and the records in the domains. Only 1 record from each domain will potentially have the same value of the IDVAR within USUBJID.

            2. ONE and MANY. This combination indicates that there is a hierarchical (parent/child) relationship between the domains. One record within USUBJID in the domain identified by RELTYPE = ONE will potentially have the same value of the IDVAR with many (one or more) records in the domain identified by RELTYPE = MANY.

            3. MANY and MANY. This combination is unusual and challenging to manage in a merge/join, and may represent a relationship that was never intended to convey a usable merge/join (e.g., see Section 6.3.12.3, Relating PP Records to PC Records – RELREC is Optional at this Time for SEND).

      2. RELREC Examples for Record-To-Record Relationships

        Example 1

        This example shows how to use the RELREC dataset to relate records stored in separate domains for subject 123456 who had a clinical sign (rows 1 and 4) that was related to 2 palpable masses (rows 2 and 3) and two microscopic findings (rows 5 and 6).

        relrec.xpt

        Row

        STUDYID

        RDOMAIN

        USUBJID

        IDVAR

        IDVARVAL

        RELTYPE

        RELID

        1

        EFC1234

        CL

        123456

        CLSEQ

        5


        1

        2

        EFC1234

        PM

        123456

        PMSEQ

        11


        1

        3

        EFC1234

        PM

        123456

        PMSEQ

        12


        1

        4

        EFC1234

        CL

        123456

        CLSEQ

        5


        2

        5

        EFC1234

        MI

        123456

        MISEQ

        47


        2

        6

        EFC1234

        MI

        123456

        MISEQ

        48


        2


        Example 2

        This example shows the relationship between a grouped clinical observation and 2 laboratory results.

        relrec.xpt

        Row

        STUDYID

        RDOMAIN

        USUBJID

        IDVAR

        IDVARVAL

        RELTYPE

        RELID

        1

        EFC1234

        CL

        123456

        CLGRPID

        FECES1


        1

        2

        EFC1234

        LB

        123456

        LBSEQ

        47


        1

        3

        EFC1234

        LB

        123456

        LBSEQ

        48


        1


        Example 3

        This example shows the relationship between a clinical observation for a cage (pool) and 2 laboratory results on individual subjects.

        CDISC Standard for Exchange of Nonclinical Data Implementation Guide: Nonclinical Studies (Version 3.1.1 Final)


        relrec.xpt

        Row

        STUDYID

        RDOMAIN

        USUBJID

        POOLID

        IDVAR

        IDVARVAL

        RELTYPE

        RELID

        1

        EFC1234

        CL


        CAGE1

        CLGRPID

        FECES1


        1

        2

        EFC1234

        LB

        B00001


        LBSEQ

        47


        1

        3

        EFC1234

        LB

        B00002


        LBSEQ

        48


        1


        Example 4

        This example shows how data collection applications should use --RECID to enable downstream applications to create RELREC records that must persist between an initial creation of SEND datasets and subsequent SEND datasets.The variable --RECID is defined in the SDTM, which indicates that it may be added to SEND domains unless the SENDIG restricts it. So, --RECID may be used in most SEND domains, for example in situations where Clinical Observations (CL), Microscopic Findings (MI), Macroscopic Findings (MA), and Palpable Masses (PM) domain records need to be correlated and the following situations exist:

        • A facility uses one vendor to supply software for their in-life data collection and another vendor to supply software for necropsy and histopathology data collection.

        • A part of a study (e.g., histopathology) is conducted by a different organization than conducted the in-life and necropsy portions.

        In both situations, the correlation between the findings in the different domains must be collected; --RELREC is not supposed to describe correlations made later in the report.

        In these situations, software that periodically receives SEND transmissions (e.g., following interim necropsies) cannot rely on the --SEQ variable values on the related records to remain consistent because the standard does not require this. With this use of --RECID, the receiving system is enabled to identify changes between the current transmission and previous ones (if any) and to determine if and how previously established record relationships need to be adjusted.

        In this example a gross brain finding of focus/foci, red, is correlated to the microscopic finding of thrombus.

        MA Example

        ma.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        MASEQ

        MARECID

        MATESTCD

        MATEST

        MAORRES

        MASTRESC

        MASPEC

        MASEV

        MADTC

        1

        EFC5678

        MA

        ABC-101

        16

        046GV2APCIu2

        GROSPATH

        Gross Pathological Examination

        FOCUS/FOCI, RED, CEREBRUM, MILD, LEFT HEMISPHERE.

        FOCUS/FOCI, RED

        BRAIN

        MILD

        2000-01-

        31T14:33:21


        MI Example

        mi.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        MISEQ

        MIRECID

        MITESTCD

        MITEST

        MIORRES

        MISTRESC

        MISPEC

        MISEV

        MIDTC

        1

        EFC5678

        MI

        ABC-101

        1

        2069gT4UnyRR

        MIEXAM

        Microscopic Examination

        BRAIN: Thrombus: subacute, focal, grade 3

        THROMBUS

        BRAIN

        MODERATE

        2000-01-

        31



        RELREC Example Using --RECID

        relrec.xpt

        Row

        STUDYID

        RDOMAIN

        USUBJID

        IDVAR

        IDVARVAL

        RELID

        1

        EFC5678

        MA

        ABC-101

        MARECID

        046GV2APCIu2

        A

        2

        EFC5678

        MI

        ABC-101

        MIRECID

        2069gT4UnyRR

        A

      3. Examples of Domain-To-Domain Relationships for Masses (--SPID)

        RELREC Domain-to-Domain Example 1

        This example shows how to use the RELREC dataset to represent related information that is submitted as multiple datasets that have an identifying variable in common.

        In this example, all the records with the same --SPID across the domains with the same USUBJID are being related to each other. Because this relationship exists for all values of USUBJID and all values of --SPID (specified in IDVARVAL), both USUBJID and IDVARVAL are null.

        relrec.xpt

        Row

        STUDYID

        RDOMAIN

        USUBJID

        IDVAR

        IDVARVAL

        RELTYPE

        RELID

        1

        999123

        CL


        CLSPID


        MANY

        A

        2

        999123

        MI


        MISPID


        MANY

        A

        3

        999123

        MA


        MASPID


        MANY

        A

        4

        999123

        PM


        PMSPID


        MANY

        A

        5

        999123

        TF


        TFSPID


        MANY

        A

        Because IDVAR identifies the keys that can be used to merge/join records between the datasets, the root values (e.g., --SPID in this example) for IDVAR are the same for all records with the same RELID. --SEQ cannot be used because --SEQ only has meaning within a subject within a domain, not across domains.RELREC --SPID Examples

        The following --SPID examples are based on the preceding RELREC dataset. These examples show only the variables from the CL, PM, MA, MI, and Tumor Findings (TF) domains that are relevent to the RELREC discussion. In a submission, additional variables would be included.


        RELREC --SPID Example 1

        Shows the unique mass number across the 5 domains.

        cl.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        CLSEQ

        CLSPID

        1

        999123

        CL

        999123-102

        56

        MASS A

        pm.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        PMSEQ

        PMSPID

        1

        999123

        PM

        999123-102

        64

        MASS A

        ma.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        MASEQ

        MASPID

        1

        999123

        MA

        999123-102

        128

        MASS A

        mi.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        MISEQ

        MISPID

        1

        999123

        MI

        999123-102

        84

        MASS A

        tf.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        TFSEQ

        TFSPID

        1

        999123

        TF

        999123-102

        55

        MASS A

        RELREC --SPID Example 2

        During the course of the study a mass split into 2 masses; therefore, a new identifier was given to the second mass.

        cl.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        CLSEQ

        CLSPID

        1

        999123

        CL

        999123-102

        56

        MASS A

        pm.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        PMSEQ

        PMSPID

        1

        999123

        PM

        999123-102

        64

        MASS A

        2

        999123

        PM

        999123-102

        228

        MASS B

        ma.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        MASEQ

        MASPID

        1

        999123

        MA

        999123-102

        128

        MASS A

        2

        999123

        MA

        999123-102

        345

        MASS B

        mi.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        MISEQ

        MISPID

        1

        999123

        MI

        999123-102

        84

        MASS A

        2

        999123

        MI

        999123-102

        84

        MASS B

        tf.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        TFSEQ

        TFSPID

        1

        999123

        TF

        999123-102

        55

        MASS A

        2

        999123

        TF

        999123-102

        76

        MASS B


        RELREC --SPID Example 3

        During the course of the study 2 masses (mass A and mass B) merge to make a single mass; a new identifier ("MASS C") was given to merged mass.

        cl.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        CLSEQ

        CLSPID

        CLDTC

        1

        999123

        CL

        999123-102

        56

        MASS A

        2013-10-01

        pm.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        PMSEQ

        PMSPID

        PMDTC

        1

        999123

        PM

        999123-102

        64

        MASS A

        2013-10-08

        2

        999123

        PM

        999123-102

        228

        MASS B

        2013-10-08

        3

        999123

        PM

        999123-102

        228

        MASS C

        2013-10-15

        ma.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        MASEQ

        MASPID

        MADTC

        1

        999123

        MA

        999123-102

        128

        MASS C

        2013-10-22

        mi.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        MISEQ

        MISPID

        MIDTC

        1

        999123

        MI

        999123-102

        84

        MASS C

        2013-10-22

        tf.xpt

        Row

        STUDYID

        DOMAIN

        USUBJID

        TFSEQ

        TFSPID

        TFDTC

        1

        999123

        TF

        b999123-102

        55

        MASS C

        2013-10-22

      4. Relating Nonstandard Variables Values To a Parent Domain

        The SDTM does not allow the addition of new variables. Therefore, the supplemental qualifiers special-purpose dataset model is used to capture nonstandard variables and their association to parent records in general-observation class (Events, Findings, Interventions) datasets and Demographics (DM). Supplemental qualifiers are submitted via

        a separate SUPP-- dataset for each domain containing sponsor-defined variables (see Section 8.3, Supplemental Qualifiers - SUPP-- Datasets).

        SUPP-- represents the metadata and data for each nonstandard variable/value combination. As the name "supplemental qualifiers" suggests, this dataset is intended to capture additional qualifiers for an observation. Data that represent separate observations should be treated as separate observations, either in this domain or another domain. The supplemental qualifiers dataset is structured similarly to the RELREC dataset in that it uses the same set of keys to identify parent records. Each SUPP-- record also includes the name of the qualifier variable being added (QNAM), the label for the variable (QLABEL), the actual value for each instance or record (QVAL), the origin (QORIG) of the value (see Sections 3.2.2.1, Origin Metadata, and 3.2.3, Value-level Metadata), and the evaluator (QEVAL) to specify the role of the individual assigning the value (e.g., pathologist, veterinarian).

        SUPP-- datasets are also used to capture attributions. An attribution is typically an interpretation or subjective classification of 1 or more observations by a specific evaluator (e.g., a diagnosis provided by a pathologist or veterinarian). It is possible that different attributions may be necessary in some cases; SUPP-- provides a mechanism for incorporating as many attributions as are necessary. A SUPP-- dataset can contain both objective data (where values are collected or derived algorithmically) and subjective data (attributions where values are assigned by a person or committee). For objective data, the value in QEVAL will be null. For subjective data, the value in QEVAL should reflect the role of the person assigning the value (e.g., "PATHOLOGIST", "VETERINARIAN").

        The values for STUDYID, USUBJID, and POOLID should be unique for every record. There should not be multiple records in a SUPP-- dataset for the same QNAM value, as it relates to IDVAR/IDVARVAL for a USUBJID in a domain.

        Just as use of the optional grouping identifier variable, --GRPID, can be a more efficient method of representing relationships in RELREC, it can also be used in a SUPP-- dataset to identify individual qualifier values (SUPP-- records) related to multiple general observation class domain records that could be grouped, such as relating an attribution to a group of laboratory measurements.

    3. Supplemental Qualifiers - SUPP-- Datasets

      supp--.xpt, Supplemental Qualifiers for (domain name) — Relationship Datasets. One record per supplemental qualifier per related parent domain record(s), Tabulation.


      Variable Name

      Variable Label

      Type

      Controlled Terms, Codelist, or Format

      CDISC Notes

      Core

      STUDYID

      Study Identifier

      Char


      Unique study identifier of the parent record(s).

      Req

      RDOMAIN

      Related Domain Abbreviation

      Char


      Two-character abbreviation for the domain of the parent record(s).

      Req

      USUBJID

      Unique Subject Identifier

      Char


      Unique subject identifier of the parent record(s). Either USUBJID or POOLID must be populated.

      Exp

      POOLID

      Pool Identifier

      Char


      Pool identifier of the Parent record(s).. If POOLID is entered, POOLDEF records must exist for each subject and the USUBJID must be null. Either USUBJID or POOLID must be populated.

      Perm

      IDVAR

      Identifying Variable

      Char


      Identifying variable in the dataset that identifies the related record(s). Examples: BWSEQ, CLGRPID.

      Exp

      IDVARVAL

      Identifying Variable

      Value

      Char


      Value of identifying variable of the parent record(s).

      Exp

      QNAM

      Qualifier Variable Name

      Char


      The short name of the Qualifier variable, which is used as a column name in a domain view with data from the parent domain. The value in QNAM cannot be longer than 8 characters nor can it start with a number (e.g., "1TEST" is not valid). QNAM cannot contain characters other than letters, numbers, or underscores. This will often be the column name in the sponsor's operational dataset. The value in QNAM may not be the same as any variable name defined in another domain or the SDTM. The QNAM should uniquely

      correspond to a QLABEL within a single domain.

      Req


      QLABEL

      Qualifier Variable Label

      Char


      This is the long name or label associated with QNAM. The value in QLABEL should be in title case and cannot be longer than 40 characters. This will often be the column label in the sponsor's operational dataset.

      Req

      QVAL

      Data Value

      Char


      Result of, response to, or value associated with QNAM. A value for this column is required; no records can be in SUPP-- with a null value for QVAL.

      Req

      QORIG

      Origin

      Char


      QORIG is used to indicate the origin of the data. Possible values are COLLECTED, DERIVED, OTHER, and NOT AVAILABLE. See

      Section 3.2.2.1.

      Perm

      QEVAL

      Evaluator

      Char


      Used only for results that are subjective (i.e., assigned by a person or a group). Should be null for records that contain objectively collected or derived data. Some examples include PATHOLOGIST

      or VETERINARIAN, etc.

      Perm


      A record in a SUPP-- dataset relates back to its parent record(s) via the key identified by the STUDYID, RDOMAIN, USUBJID (or POOLID), and IDVAR/IDVARVAL variables. An exception are SUPP-- dataset records that are related to Demographics (DM) records where both IDVAR and IDVARVAL will be null because the key variables STUDYID, RDOMAIN, and USUBJID (or POOLID) are sufficient to identify the unique parent record in DM (DM has 1 record per USUBJID).

      All records in the SUPP-- datasets must have a value for QVAL. Transposing source variables with missing/null values may generate SUPP-- records with null values for QVAL, causing the SUPP-- datasets to be extremely large. When this happens, the sponsor must delete the records where QVAL is null, prior to submission.

      If the USUBJID and POOLID are null, then the contents apply to all subjects with the same IDVAR and IDVARVAL.

      See Section 4.5.3, Biological Significance for Findings Observation Class Data, for information on representing information greater than 200 characters in length.

      1. Submitting Supplemental Qualifiers

        1. SUPP-- Examples

          The following examples demonstrate how a set of SUPP-- datasets could be used to relate nonstandard information to a parent domain.

          Example 1

          In this dataset, parameters of mass size are defined as supplemental information to a subject's necropsy data.

          suppma.xpt

          Row

          STUDYID

          RDOMAIN

          USUBJID

          IDVAR

          IDVARVAL

          QNAM

          QLABEL

          QVAL

          QORIG

          QEVAL

          1

          1996001

          MA

          199601-101

          MASPID

          MASS A

          MASSWDTH

          Mass Width

          6 mm

          COLLECTED

          PATHOLOGIST

          2

          1996001

          MA

          199601-101

          MASPID

          MASS A

          MASSLGTH

          Mass Length

          approximately 8 mm

          COLLECTED

          PATHOLOGIST


          Example 2

          In this dataset, the principal investigator has assessed biological significance for 2 samples drawn from a pool of subjects.

          supplb.xpt

          Row

          STUDYID

          RDOMAIN

          USUBJID

          POOLID

          IDVAR

          IDVARVAL

          QNAM

          QLABEL

          QVAL

          QORIG

          QEVAL

          1

          ABC

          LB


          POOLS- 01

          LBSEQ

          1

          BIOSIG

          Biological Significance

          N

          DERIVED

          PRINCIPAL INVESTIGATOR

          2

          ABC

          LB


          POOLS- 02

          LBSEQ

          6

          BIOSIG

          Biological Significance

          N

          DERIVED

          PRINCIPAL INVESTIGATOR


        2. When Not to Use Supplemental Qualifiers

          The following data should not be submitted as supplemental qualifiers:

          • Subject-level objective data that fit in Subject Characteristics (SC)

          • Comments related to a record or records contained within a parent dataset. Although they may have been collected in the same record by the sponsor, comments should instead be captured in the CO special- purpose domain.

          • Data not directly related to records in a parent domain. Such records should instead be captured in either a separate general observation class or special-purpose domain.

        3. Reserved Values for QNAM and QLABEL

          Certain QNAM variables have been reserved for specific purposes, as described in previous sections of this document. Those values are as follows:


          QNAM

          QLABEL

          SENDIG Section Reference

          --CALCN

          Numeric Interpretation for Calculations

          4.5.1

          --BIOSIG

          Biological Significance

          4.5.4

          --REAS

          Reason Test or Examination Was Performed

          4.5.5

          --RESMOD

          Result Modifiers

          6.3.3, 6.3.7, 6.3.8, 6.3.14

    4. Relating Comments to a Parent Domain

      The Comments special-purpose domain, which is also described in Section 5.2, Comments, is used to capture unstructured free-text comments. It allows for the submission of comments related to a particular domain or those collected on separate general-comment log-style pages not associated with a domain. Comments may be related to a subject, a domain for a subject, or to specific parent records in any domain. The CO special-purpose domain is structured similarly to the supplemental qualifiers (SUPP--) dataset, in that it uses the same set of keys (STUDYID, RDOMAIN, USUBJID or POOLID, IDVAR, and IDVARVAL) to identify related records. All comments except those collected on log-style pages not associated with a domain are considered child records of subject data captured in domains. STUDYID, USUBJID (or POOLID), and DOMAIN (with the value CO) must always be populated.

      RDOMAIN, IDVAR, and IDVARVAL should be populated as follows:

      • Comments related only to a subject in general would have RDOMAIN, IDVAR, IDVARVAL null, as the only key needed to identify the relationship/association to that subject is USUBJID (or POOLID in the case of comments on a pool of subjects).

      • Comments related only to a specific domain (and not to any specific record(s)) for a subject would populate RDOMAIN with the domain code for the domain with which they are associated; IDVAR and IDVARVAL would be null.

      • Comments related to specific domain record(s) for a subject would populate the RDOMAIN, IDVAR, and IDVARVAL variables with values that identify the specific parent record(s).

      Additional information may be placed in COREF to further describe the comment's relationship to the parent record. This can only be done if the relationship cannot be represented using the variables RDOMAIN, IDVAR, and IDVARVAL.

      As with supplemental qualifiers (SUPP--) and related records (RELREC), --GRPID and other grouping variables can be used as the value in IDVAR to identify comments with relationships to multiple domain records. The limitation on this is that a single comment may only be related to records in 1 domain (RDOMAIN can have only 1 value). If a single comment relates to records in multiple domains, the comment may need to be repeated in the CO special-purpose domain to facilitate the understanding of the relationships.

      See Section 5.2.1.2, Examples for Comments (CO) Domain Model.

    5. Relating Findings to Multiple Subjects - Subject Pooling

      In nonclinical studies it is common that a single finding may be captured for multiple subjects. The SENDIG specification handles this by introducing pools. The use of a POOLID column has been introduced to the Laboratory

      Test Results (LB), Food and Water Consumption (FW), Pharmacokinetics Concentrations (PC), Pharmacokinetics Parameters (PP), and Clinical Observation (CL) domains to support subject pooling in conjunction with the POOLDEF special-purpose domain described in this section.

      POOLID and USUBJID are mutually exclusive. When POOLID is used, USUBJID will be null; if a USUBJID is recorded, the POOLID will be null.

      It is important to note that POOLID values are unique for a given set of subjects. Although the same value of POOLID may not be re-used to refer to different sets of subjects, different POOLIDs may be used to refer to the same set of subjects.

      The following table lists some common examples where pooling may occur.


      Domain

      Example

      Clinical Observations (CO)

      Clinical signs for group-housed subjects may contain cage-level findings for which a particular subject cannot or has not been identified. For example, the technician may notice liquid stool in the cage but did not see which subject produced the stool. See Section 6.3.3, Clinical Observations – CL.

      Laboratory Test Results (LB)

      in small-animal studies there may be scheduled clinical chemistry tests where a single subject may not be able to provide the volume of blood needed for testing. Therefore, blood from multiple subjects may be drawn to get the appropriate volume. See Section 6.3.6, Laboratory Test Results – LB.

      Food and Water Consumption (FW)

      Food consumption for group-housed subjects may be recorded at the cage level. This method for pooling allows grams/cage/day or grams/cage/week to be reported. See Section 6.3.5, Food and Water Consumption – FW.

      Pharmacokinetics Concentrations (PC)

      in animal studies there may be scheduled blood draws at various time points, to be analyzed for the compound of interest. These concentrations are then used in pharmacokinetic or toxicokinetic calculations. A single subject may not be able to provide the volume of blood needed for testing and therefore blood from multiple subjects may be drawn to get the appropriate volume. See Section 6.3.11, Pharmacokinetics Concentrations – PC.

      Pharmacokinetics Parameters (PP)

      in most small animal studies it is not feasible to create a complete pharmacokinetic profile over time on an individual subject. Multiple subjects are sampled at any given time point and all contribute to a single pharmacokinetic profile. The POOLID reflects the pool of subjects that contributed to a pharmacokinetic profile. Note, however, that this does not indicate whether a subject contributed once or several times. In some instances, blood samples may have been pooled prior to analysis to achieve a certain volume, and POOLID will be reflected in the PC domain. When multiple pools in the PC domain contribute to a single pharmacokinetic profile, a new POOLID composed of all the subjects is used in PP (see, e.g., Section 6.3.1.2, Examples for Body Weight (BW) Domain Model).

      Because POOLID is unique for a set of subjects, a new POOLID must be generated if the subjects within the pool change. An example of this is when a member of a pool dies, and the number of subjects in the pool is either reduced or a new subject is assigned to that pool. The values of POOLID are sponsor defined. Some examples of POOLIDs include:

      • A concatenation of subject IDs: "ABC-1001, ABC-1002, ABC-1003, Cage1-1001, Cage2-1002"

      • Cage identifier and study day: "Cage1-Day 1-Day-27, Cage1-Day-28-54"

      • Sequential: "POOL1," "POOL2"

      1. Pool Definition - POOLDEF

        pooldef.xpt, Pool Definition - Relationship Datasets. One record per subject per pool, Tabulation.


        Variable Name

        Variable Label

        Type

        Controlled Terms, Codelist, or Format

        Role

        CDISC Notes

        Core

        STUDYID

        Study Identifier

        Char


        Identifier

        Unique identifier for a study.

        Req

        POOLID

        Pool Identifier

        Char


        Identifier

        Identifier used for pooling subjects to assign a single finding to multiple subjects.

        Req

        USUBJID

        Unique Subject Identifier

        Char


        Identifier

        Identifier used to uniquely identify across all studies for all applications or submissions involving the product.

        Req


        1. Assumptions for Pool Definition (POOLDEF) Domain Model

          1. POOLDEF Definition:

            1. This domain identifies the subjects that are included in a pool for which single finding records are captured.

            2. A "pool" must consist of at least 1 subject.

          2. POOLID is unique for a given set of subjects.

        2. Examples for Pool Definition (POOLDEF) Domain Model

          Example 1

          This example shows pools for group-housed food and water consumption pools and lab results. Rows 1-3: Three subjects exist in pool "CAGE1 P1" for group-housed animals in the FW domain. Rows 4-5: Two subjects were also used for a pooled blood sample in the LB domain.

          pooldef.xpt

          Row

          STUDYID

          POOLID

          USUBJID

          1

          ABC1

          CAGE1 P1

          ABC1-1001

          2

          ABC1

          CAGE1 P1

          ABC1-1002

          3

          ABC1

          CAGE1 P1

          ABC1-1003

          4

          ABC1

          POOL1

          ABC1-1005

          5

          ABC1

          POOL1

          ABC1-1007

    6. How To Determine Where Data Belong in SEND

      Aside from a limited number of special-purpose domains, all subject-level SDTM datasets are based on 1 of the 3 general observation classes. When faced with a set of data that were collected and that "go together" in some sense, the first step is to identify SDTM observations within the data and the general observation class of each observation. Once these observations are identified at a high level, 2 other tasks remain:

      In practice, considering the representation of relationships and placing individual data items may lead to reconsidering the identification of observations, so the whole process may require several iterations.

  3. Appendices

Appendix A: CDISC SEND Team

Based on participation on teams and in meetings throughout the development of this version.


SEND Leadership Team

Name

Company

William Houser, SEND Team Leader

Bristol-Myers Squibb

Fred Wood, Cross-Team Governance

Data Standards Consulting Group

Mary Jo Brucker, DART Subteam Lead

Merck

Jamie Gilliam, Change Control Subteam Lead

Instem

Louis Norton, Cross-team Governance

Covance

Troy Smyrnios, Cross-team Governance

Zoetis

Audrey Walker, PCPP Subteam co-lead and Cross-team Governance

Charles River

Craig Zwickl, Controlled Terminology Subteam Lead

Independent consultant

SEND Extended Leadership Team

Name (with indication of workstream or subteam led where applicable)

Company

Brian Argo, Dermal Ocular Lead

Charles River

Kathryn Brown, SENDIG v3.2 Fit for Use Pilot Co-lead

Sanofi

Susan DeHaven, PhUSE Liaison and SEND for CBER Co-lead

Sanofi

Marc Ellison, PCPP Co-lead

Instem

Anthony Fata, CoDEX Co-lead

Altasciences

Bob Friedman, CoDEX Co-lead

Xybion Corporation

Matthew Hayes, SENDIG v3.2 Fit for Use Pilot Co-lead

Genentech

Joseph Horvath, MAMI Co-lead

Bristol-Myers Squibb

Christy Kubin, Safety Pharm Lead

Charles River

Debra Oetzman, PCPP Co-lead

Instem

Daniel Potenta, MAMI Co-lead

PDS LifeSciences

Ben Sefing

Merck

Erin Tibbs-Slone

Charles River

CDISC Leadership Team

Chris Gemma, SEND Team Liaison

Lou Ann Kramer, SEND Team Liaison

SEND V3.1.1 Core Contributors

Name

Company

Lara Marie Castro

Charles River

David Coutant

Eli Lilly

Dragomir Draganov

Roche

Marc Ellison

Instem

Bob Friedman

Xybion

Thomas Gade Bjerregaard

Novo Nordisk

Christy Kubin

Charles River

Leslie Lorello

Pfizer

Jayme Morgan

Merck

Debra Oetzman

Instem

Erin Tibbs-Slone

Charles River

Audrey Walker

Charles River

Michael Wasko

PDS Life Sciences

Peggy Zorn

Instem

FDA Advisors

Name

Paul Brown

David Epstein, SEND Leadership Team Liaison

Jeffry Florian

Lilliam Rosario

Kevin Snyder

Helena Sviglin

Elaine Thompson

Kendra Worthy

Appendix B: Glossary and Abbreviations

The following abbreviations and terms are used in this document. Additional definitions can be found throughout this document (see, e.g., Section 7.1.2, Definitions of Trial Design Concepts) and in the CDISC Glossary (available at http://www.cdisc.org/glossary/index.html).


CDISC

Clinical Data Interchange Standards Consortium

CRO

Contract research organization

CT

Controlled Terminology

Dataset

A collection of structured data in a single file

Domain

A collection of observations with a topic-specific commonality

eCDT

Electronic Common Technical Document

ECG

Electrocardiogram/electrocardiographic

eDT

Electronic data transfer

FDA

(US) Food and Drug Administration

GLP

Good laboratory practice

HPLC/MS

High performance liquid chromatography/mass spectrometer

INHAND

International Harmonization of Nomenclature and Diagnostic Criteria for Lesions in Rats and Mice

ISO

International Organization for Standardization

ISO 8601

ISO character representation of dates, date/times, intervals, and durations of time. The SDTM uses the extended format.

MRI

Magnetic Resonance Imaging

NCI

National Cancer Institute (NIH)

NIH

(US) National Institutes of Health

SDS

Submission Data Standards. Also the name of the team that created the SDTM and SDTMIG.

SDTM

Study Data Tabulation Model

SDTMIG

Study Data Tabulation Model Implementation Guide

SEND

Standard for Exchange of Nonclinical Data

SENDIG

Standard for Exchange of Nonclinical Data Implementation Guide

TK

Toxicokinetics; the study of the absorption, distribution, metabolism and excretion of a drug (synonymous with pharmacokinetics)

USDA

US Department of Agriculture

XML

Extensible markup language

Appendix C: Mapping To tumor.xpt File

The tumor.xpt file is a nonclinical analysis dataset. Specific assumptions regarding tabulating data from carcinogenicity studies were created with the intent that SEND datasets will contain the necessary information to derive a tumor.xpt file. It is the intent of the CDISC SEND Team that the data meet regulatory needs if submitted as SEND datasets.

The following assumptions must be met in to create a tumor.xpt file:

  1. Every subject must have at least 1 record in the Exposure (EX) domain with EXSTDTC populated.

  2. All organs scheduled for examination must have a record in the Microscopic Findings (MI) domain even if they were not analyzed. If a scheduled tissue is not examined, then a record for that tissue should be included with MISTAT = "NOT DONE". In any instance where a sample is found unusable (e.g., autolyzed), MISPCUFL must be "N."

  3. If a sponsor chooses to include secondary or multicentric tumors in the tumor.xpt, they must map METASTATIC to MALIGNANT (=1) for the MALIGNST variable.

  4. If a sponsor does not choose to include secondary or multicentric tumors in the tumor.xpt, the sponsor must exclude records with TFRESCAT = "METASTATIC."

  5. Every tumor (including secondary and/or multicentric tumors) must have 1 record in the Tumor Findings (TF) domain.

  6. Secondary tumors must have a MIRESCAT value of "METASTATIC".

  7. When creating the TF domain, all secondary tumors must contain a value of "MALIGNANT" in the TFRESCAT variable.

  8. TFDETECT (Time in Days to Detection of Tumor) is the number of days from the start of dosing to the earliest detection of the tumor in the experimental phase. This variable must be populated for every tumor discovered during the experimental phase.

    The following domains are required in order to create a tumor.xpt file:


Appendix C1: tumor.xpt Mapping to SEND

This table describes the variables in the tumor.xpt and the SEND variables from which they are created.

Table. tumor.xpt Mapping to SEND


Tumor Dataset for Statistical Analysis 1,2 (tumor.xpt)

SEND

Source - Domain

SEND

Source - Variable

SEND Notes

SDS

Variable

SDS Label

SDS

Type

SDS Codes

SDS

Comments

STUDYNUM

Study number

Char


3

TF

STUDYID

This variable is mapped directly from the STUDYID variable in the TF domain.

ANIMLNUM

Animal number

Char


1,3

DM

USUBJID

This variable is mapped directly from the USUBJID variable in the DM domain.

The 12-character limit does not apply.

SPECIES

Animal species

Char

M = mouse, R = rat


DM

SPECIES

This variable is mapped from the SPECIES variable in the DM domain. Defined mappings include M: MOUSE


Tumor Dataset for Statistical Analysis 1,2 (tumor.xpt)

SEND

Source - Domain

SEND

Source - Variable

SEND Notes

SDS

Variable

SDS Label

SDS

Type

SDS Codes

SDS

Comments








and R: RAT. There are no defined mappings for other species.

SEX

Sex

Char

M = male, F = female


DM

SEX

This variable is mapped directly from the SEX variable in the DM domain.

DOSEGP

Dose group

Num

Use 0, 1, 2, 3, 4,... In

ascending

order from control. Provide the dosing for each group.


DM -> TX

TXVAL

This variable is mapped from taking the SETCD value for a USUBJID in the DM domain and looking up the TXVAL value in the TX domain when TXPARMCD = "SPGRPCD." It is not

required to use 0.

DTHSACTM

Time in days to death or sacrifice

Num



DS, EX

DSSTDTC - EXSTDTC + 1

This variable is calculated as the disposition date minus the first

exposure start date for the subject, plus 1.

DTHSACST

Death or sacrifice status

Num

1 = Natural death or moribund sacrifice 2 = Terminal sacrifice

3 = Planned intermittent sacrifice 4 = Accidental death


DS

DSDECOD

This variable is mapped from the DSDECOD as specified in Table 2 below.

ANIMLEXM

Animal microscopic examination code

Num

0 = No tissues were examined

1 =At least one tissue was examined


MI

MISTAT

This variable is derived from all MI records for the subject. If all MI records for the animal have MISTAT= "NOT DONE," then this variable's value is 0. Otherwise, this variable's value is 1.

TUMORCOD

Tumor type code

Char


3,4


TFSTRESC

Term's Code

The value of this variable is the code from the corresponding TFSTRESC codelist term.

TUMORNAM

Tumor name

Char


3,4

TF

TFSTRESC

This variable is mapped directly from the TFSTRESC variable.

ORGANCOD

Organ/tissue code

Char


3,5


SPEC Term's Code

The value of this variable is the code from the corresponding SPEC codelist term used for the TFSPEC variable.

ORGANNAM

Organ/tissue name

Char


3,5

TF

TFSPEC

This variable is mapped directly from the TFSPEC variable.

DETECTTM

Time in days to detection of tumor

Num



TF

TFDETECT

This variable is mapped from the TFDETECT variable.

MALIGNST

Malignancy status

Num

1 = Malignant2 = Benign3 = Undetermined

4

TF

TFRESCAT

This variable is mapped from the TFRESCAT as specified in Table 3 below.

DEATHCAU

Cause of death

Num

1 = Tumor caused death2 = Tumor did

not cause death3 = Undetermined

4

TF

TFDTHREL

This variable is mapped from the TFDTHREL variable.1: TUMOR CAUSED DEATH2: TUMOR DID NOT

CAUSE DEATH3: UNDETERMINED

ORGANEXM

Organ/Tissue microscopic examination code

Num

1 = Organ/Tissue was examined and was usable

2 = Organ/Tissue was examined but was not usable (e.g., autolyzed tissue)

3 = Organ/Tissue was not examined


MI

MISTAT, MISPCUFL

This variable is mapped from the MISTAT and MISPCUFL variables. 1: MISTAT is null and MISPCUFL is null

2: MISPCUFL value is "N"

3: MISTAT = "NOT DONE" and

MISPCUFL is null


  1. Each subject in the study should have at least 1 record even if it does not have a tumor.

  2. Additional variables, as appropriate, can be added to the bottom of this dataset.

  3. ORGANCOD and TUMORCOD limited to no more than 8 characters; ORGAN and TUMOR should be as concise as possible.

  4. A missing value should be given for the variable MALIGNST, DEATHCAU, TUMOR, and TUMORCOD when the organ is unusable or not examined.

  5. Do not include a record for an organ that was usable and no tumor was found on examination. A record should be included for organs with a tumor, organs found unusable, and organs not examined.


Appendix C2: Mapping DSDECOD to DTHSACST

The tumor.xpt dataset's DTHSACST variable may be mapped from the Disposition (DS) domain's DSDECOD variable. The following table provides DSDECOD values and their DTHSACST equivalent.

Table. Mapping DSDECOD to DTHSACST


DSDECOD

DTHSACST

Value

Value

Meaning

ACCIDENTAL DEATH

4

Accidental death

FOUND DEAD

1

Natural death or moribund sacrifice

MISSING

*

*

MORIBUND SACRIFICE

1

Natural death or moribund sacrifice

INTERIM SACRIFICE

3

Planned intermittent sacrifice

RECOVERY SACRIFICE

*

*

REMOVED FROM STUDY ALIVE

*

*

TERMINAL SACRIFICE

2

Terminal sacrifice

NON-MORIBUND SACRIFICE

*

*

There are no mappings to the DTHSACST variable for DSDECOD values listed with an asterisk (*). Subjects with these dispositions would not be relevant for tumor analysis.


Appendix C3: Mapping TFRESCAT to MALIGNST

The tumor.xpt dataset’s MALIGNST variable may be mapped from the TFRESCAT variable in the Tumor Findings (TF) domain. The following table provides TFRESCAT values and their MALIGNST equivalent.

Table. Mapping TFRESCAT to MALIGNST


TFRESCAT

MALIGNST

Value

Value

Meaning

Notes

MALIGNANT

1

MALIGNANT


METASTATIC

1

MALIGNANT

If the sponsor chooses to include secondary and multcentric tumors in the tumor.xpt

BENIGN

2

BENIGN


UNDETERMINED

3

UNDETERMINED


Appendix C4: Mapping of SEND Variables to tumor.xpt Variables

Figure. Mapping of SEND Variables to tumor.xpt Variables


Appendix D: Revision History

This appendix lists all revisions since the last production version.

The changes made from SENDIG v3.1 to SENDIG v3.1.1 are as follows:

Trial Summary variables

Appendix F: Representations and Warranties, Limitations of Liability, and Disclaimers

CDISC Patent Disclaimers

It is possible that implementation of and compliance with this standard may require use of subject matter covered by patent rights. By publication of this standard, no position is taken with respect to the existence or validity of any claim or of any patent rights in connection therewith. CDISC, including the CDISC Board of Directors, shall not be responsible for identifying patent claims for which a license may be required in order to implement this standard or for conducting inquiries into the legal validity or scope of those patents or patent claims that are brought to its attention.

Representations and Warranties

“CDISC grants open public use of this User Guide (or Final Standards) under CDISC’s copyright.”

Each Participant in the development of this standard shall be deemed to represent, warrant, and covenant, at the time of a Contribution by such Participant (or by its Representative), that to the best of its knowledge and ability: (a) it holds or has the right to grant all relevant licenses to any of its Contributions in all jurisdictions or territories in which it holds relevant intellectual property rights; (b) there are no limits to the Participant’s ability to make the grants, acknowledgments, and agreements herein; and (c) the Contribution does not subject any Contribution, Draft Standard, Final Standard, or implementations thereof, in whole or in part, to licensing obligations with additional restrictions or requirements inconsistent with those set forth in this Policy, or that would require any such Contribution, Final Standard, or implementation, in whole or in part, to be either: (i) disclosed or distributed in source code form; (ii) licensed for the purpose of making derivative works (other than as set forth in Section 4.2 of the CDISC Intellectual Property Policy (“the Policy”)); or (iii) distributed at no charge, except as set forth in Sections 3, 5.1, and 4.2 of the Policy. If a Participant has knowledge that a Contribution made by any Participant or any other party may subject any Contribution, Draft Standard, Final Standard, or implementation, in whole or in part, to one or more of the licensing obligations listed in Section 9.3, such Participant shall give prompt notice of the same to the CDISC President who shall promptly notify all Participants.

No Other Warranties/Disclaimers. ALL PARTICIPANTS ACKNOWLEDGE THAT, EXCEPT AS PROVIDED UNDER SECTION 9.3 OF THE CDISC INTELLECTUAL PROPERTY POLICY, ALL DRAFT STANDARDS AND FINAL STANDARDS, AND ALL CONTRIBUTIONS TO FINAL STANDARDS AND DRAFT STANDARDS, ARE PROVIDED “AS IS” WITH NO WARRANTIES WHATSOEVER, WHETHER EXPRESS, IMPLIED, STATUTORY, OR OTHERWISE, AND THE PARTICIPANTS, REPRESENTATIVES, THE CDISC PRESIDENT, THE CDISC BOARD OF DIRECTORS, AND CDISC EXPRESSLY DISCLAIM ANY WARRANTY OF MERCHANTABILITY, NONINFRINGEMENT, FITNESS FOR ANY PARTICULAR OR INTENDED PURPOSE, OR ANY OTHER WARRANTY OTHERWISE ARISING OUT OF ANY PROPOSAL, FINAL STANDARDS OR DRAFT STANDARDS, OR CONTRIBUTION.

Limitation of Liability

IN NO EVENT WILL CDISC OR ANY OF ITS CONSTITUENT PARTS (INCLUDING, BUT NOT LIMITED TO, THE CDISC BOARD OF DIRECTORS, THE CDISC PRESIDENT, CDISC STAFF, AND CDISC MEMBERS) BE LIABLE TO ANY OTHER PERSON OR ENTITY FOR ANY LOSS OF PROFITS, LOSS OF USE, DIRECT, INDIRECT, INCIDENTAL, CONSEQUENTIAL, OR SPECIAL DAMAGES, WHETHER UNDER CONTRACT, TORT, WARRANTY, OR OTHERWISE, ARISING IN ANY WAY OUT OF THIS POLICY OR ANY RELATED AGREEMENT, WHETHER OR NOT SUCH PARTY HAD ADVANCE NOTICE OF THE POSSIBILITY OF SUCH DAMAGES.


Note: The CDISC Intellectual Property Policy can be found at http://www.cdisc.org/system/files/all/article/application/pdf/cdisc_20ip_20policy_final.pdf